# Howsam v. Dean Witter Reynolds, Inc.

> Supreme Court of the United States · December 10, 2002 · 537 U.S. 79

URL: https://www.frixlaw.com/law-library/cases/9434339

## Case

- **Full name:** HOWSAM, Individually and as Trustee for the E. RICHARD HOWSAM, JR., IRREVOCABLE LIFE INSURANCE TRUST DATED MAY 14, 1982 v. DEAN WITTER REYNOLDS, INC.
- **Court:** Supreme Court of the United States
- **Decided:** December 10, 2002
- **Citations:** 537 U.S. 79; 16 Fla. L. Weekly Fed. S 20; 2002 Daily Journal DAR 13897; 71 U.S.L.W. 4019; 2002 Cal. Daily Op. Serv. 11847; 123 S. Ct. 588; 154 L. Ed. 2d 491; 2002 U.S. LEXIS 9235
- **Precedential status:** Published
- **Opinion:** Concurrence by Thomas
- **Judges:** Breyer, Rehnquist, Stevens, Scalia, Kennedy, Souter, Ginsburg, Thomas, O'Connor
- **Cited by:** 1,879 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/9434339

## How later opinions describe it (automated extraction)

- holding that “in the absence of an agreement to the COX v. OCEAN VIEW HOTEL 9085 contrary, issues of substantive arbitrability . . . are for a court to decide and issues of procedural arbitrability, i.e., whether prerequisites such as time limits, notice, laches, estoppel, and…
- holding that "in the absence of an agreement to the contrary, issues of substantive arbitrability... are for a court to decide and issues of procedural arbitrability, i.e., whether prerequisites such as time limits, notice, laches, estoppel, and other conditions precedent to a…
- stating that “issues of substantive arbitrability . . . are for a court to decide[,] and issues of procedural arbitrability, i.e., whether prerequisites such as time limits, notice, laches, estoppel, and other conditions precedent to an obligation to arbitrate have been met, a…
- holding that applicability of a National Association of Securities We agree with the district court that Contec Corporation's Dealers time limit provision is not the type of “gateway purported right to enforce the 1999 Agreement is a matter dispute” presumptively decided by th…
- explaining that "questions of arbitrability" should not be read to include "any potentially dispositive gateway question" merely because "its answer will determine whether the underlying controversy will proceed to arbitration on the merits"

## Opinion text

*87 Justice Thomas,
concurring in the judgment.
As our precedents make clear and as the Court notes, arbitration is a matter of contract. Ante, at 83. In Volt Information Sciences, Inc. v. Board of Trustees of Leland Stanford Junior Univ., 489 U. S. 468 (1989), we held that under the Federal Arbitration Act courts must enforce private agreements to arbitrate just as they would ordinary contracts: in accordance with their terms. Under Volt, when an arbitration agreement contains a choice-of-law provision, that provision must be honored, and a court interpreting the agreement must follow the law of the jurisdiction selected by the parties. See id., at 478-479 (enforcing a choice-of-law provision that incorporated a state procedural rule concerning arbitration proceedings); see also Mastrobuono v. Shearson Lehman Hutton, Inc., 514 U. S. 52, 67 (1995) (Thomas, J., dissenting) (concluding that the choice-of-law provision in question was indistinguishable from the one in Volt and, thus, should have been given effect). A straightforward application of these principles easily resolves the question presented in this case.
The agreement now before us provides that it “shall be construed and enforced in accordance with the laws of the State of New York.” App. 6. Interpreting two agreements containing provisions virtually identical to the ones in dispute here, the New York Court of Appeals held that issues implicating § 15 (now § 10304) of the National Association of Securities Dealers Code of Arbitration Procedure are for arbitrators to decide. See Smith Barney Shearson Inc. v. Sacharow, 91 N. Y. 2d 39, 689 N. E. 2d 884 (1997). Because the parties agreed to be bound by New York law and because Volt requires us to enforce their agreement, I would permit arbitrators to resolve the § 10304 issues that have arisen in this case, just as New York case law provides. The Court follows a different route to reach the same conclusion; accordingly, I concur only in the judgment.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/9434339. Public record. Not legal advice.
