# Dao v. Upton

> Court of Appeals for the Fifth Circuit · September 29, 2021

URL: https://www.frixlaw.com/law-library/cases/4995800

## Case

- **Court:** Court of Appeals for the Fifth Circuit
- **Decided:** September 29, 2021
- **Precedential status:** Unpublished
- **Opinion:** Opinion
- **Nature of suit:** Prisoner w/ out Counsel
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

Case: 19-11130 Document: 00516035220 Page: 1 Date Filed: 09/29/2021

United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
Fifth Circuit

FILED
September 29, 2021
No. 19-11130 Lyle W. Cayce
Summary Calendar Clerk

Kalin Thanh Dao,

Plaintiff—Appellant,

versus

Jody R. Upton, Warden, FMC-Carswell;
Doctor Mercado, Director of Health Services;
Doctor Maitee Serrano-Mercado; Nurse J. Orta;
Nurse Sheila Gonzales; Nurse Rob Searle;
Nurse Alfredo Garcia; Nurse Evans; Ms. Briscoe;
All Known and Unknown FMC Carswell Employees, In
their Official and Individual Capacities;
Nurse J. Grimmard; Occupational Therapist B. Fleming;
Nurse D. Frazier,

Defendants—Appellees.

Appeal from the United States District Court
for the Northern District of Texas
No. 4:17-CV-516
Case: 19-11130 Document: 00516035220 Page: 2 Date Filed: 09/29/2021

No. 19-11130

Before Smith, Stewart, and Graves, Circuit Judges.
Per Curiam:*
Kalin Thanh Dao, former federal prisoner #14400-041, filed a lawsuit
per Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S.
388 (1971), while serving her 144-month sentence at Federal Medical Center
Carswell (“Carswell”) following her conviction of mail and wire fraud and
money laundering. Her complaint named several employees of Carswell as
defendants and raised Eighth Amendment claims that the defendants were
deliberately indifferent to her serious medical needs. The district court dis-
missed Dao’s first amended complaint with prejudice under Federal Rule of
Civil Procedure 12(b)(1) and (6) and 28 U.S.C. § 1915(e)(2)(B)(ii), finding,
inter alia, that she had failed to state a cognizable Eighth Amendment claim
and that the defendants were immune from suit.
As a preliminary matter, we find that Dao does not challenge on appeal
the district court’s dismissal of her claims under the Administrative Proce-
dure Act, denial of relief under 28 U.S.C. § 2241, finding that she failed to
state a cognizable claim for a declaratory judgment, and dismissal of her
claims of retaliation. Any such challenges are abandoned. See Yohey v. Col-
lins, 985 F.2d 222, 225 (5th Cir. 1993); Brinkmann v. Dallas Cnty. Deputy
Sheriff Abner, 813 F.2d 744, 748 (5th Cir. 1987). Furthermore, we do not
reach Dao’s claims arising under the Americans with Disabilities Act and the
Rehabilitation Act, which claims she raises for the first time on appeal. See
Martinez v. Pompeo, 977 F.3d 457, 460 (5th Cir. 2020); Leverette v. Louisville
Ladder Co., 183 F.3d 339, 342 (5th Cir. 1999).
As to Dao’s Eighth Amendment claims of deliberate indifference, we
review de novo the dismissal of a complaint under § 1915(e)(2)(B)(ii) and the

*
Pursuant to 5th Circuit Rule 47.5, the court has determined that this opin-
ion should not be published and is not precedent except under the limited circumstances
set forth in 5th Circuit Rule 47.5.4.

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Case: 19-11130 Document: 00516035220 Page: 3 Date Filed: 09/29/2021

No. 19-11130

grant of a motion to dismiss under Rule 12(b)(6) for failure to state a claim,
“accepting all well-pleaded facts as true and viewing those facts in the light
most favorable to the plaintiff[].” Dorsey v. Portfolio Equities, Inc., 540 F.3d
333, 338 (5th Cir. 2008) (internal quotation marks and citation omitted); see
Legate v. Livingston, 822 F.3d 207, 209−10 (5th Cir. 2016). “Factual allega-
tions must be enough to raise a right to relief above the speculative level.”
Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007).
To establish a violation of the Eighth Amendment based on deliberate
indifference to serious medical needs, a plaintiff must show that the official
“refused to treat him, ignored his complaints, intentionally treated him
incorrectly, or engaged in any similar conduct that would clearly evidence a
wanton disregard for any serious medical needs.” Domino v. Tex. Dep’t of
Crim. Justice, 239 F.3d 752, 756 (5th Cir. 2001) (internal quotation marks and
citation omitted). “Actions and decisions by officials that are merely inept,
erroneous, ineffective, or negligent do not amount to deliberate indifference
and do not divest officials of qualified immunity.” Alton v. Tex. A&M Univ.,
168 F.3d 196, 201 (5th Cir. 1999).
We have reviewed Dao’s first amended complaint and her lengthy
responses to the district court’s questionnaires, which required her to list all
facts as to each defendant that supported her deliberate-indifference claims.
Dao failed to allege any acts by the defendants that rose to the level of delib-
erate indifference under the protections afforded by the Eighth Amendment.
See Domino, 239 F.3d at 756; Alton, 168 F.3d at 201. As Dao failed to state a
cognizable Eighth Amendment claim, the district court correctly found that
the defendants were entitled to qualified immunity. See Whitley v. Hanna,
726 F.3d 631, 638 (5th Cir. 2013). Furthermore, there is no error in the deter-
mination that defendant Garcia, as a commissioned officer in the U.S. Public
Health Service, was statutorily immune from suit under 42 U.S.C. § 233(a).
See Hui v. Castaneda, 559 U.S. 799, 802 (2010).

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Case: 19-11130 Document: 00516035220 Page: 4 Date Filed: 09/29/2021

No. 19-11130

Dao challenges the denial of her motions to further amend her first
amended complaint, which denial we review for abuse of discretion. Marucci
Sports, L.L.C. v. NCAA, 751 F.3d 368, 378 (5th Cir. 2014). The district court
permitted Dao to amend her complaint once, and she filed lengthy responses
to the court’s questionnaires asking her to state all facts as to each defendant
that supported her claims. She failed to explain how any new allegations in
her proposed amended complaints overcame any inadequacies in her first
amended complaint. Dao has failed to show any abuse of discretion. See id.
Dao challenges the denial of her motions for appointment of counsel.
Because she has not demonstrated exceptional circumstances warranting the
appointment of counsel, there is no abuse of discretion. See Baranowski v.
Hart, 486 F.3d 112, 126 (5th Cir. 2007); Cupit v. Jones, 835 F.2d 82, 86 (5th
Cir. 1987); Ulmer v. Chancellor, 691 F.2d 209, 212 (5th Cir. 1982). For the
same reason, her motion for appointment of counsel on appeal is DENIED.
See Cupit, 835 F.2d at 86; Ulmer, 691 F.2d at 212.
Dao’s motion requesting that we sanction the appellees is DENIED.
The judgment is AFFIRMED.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/4995800. Public record. Not legal advice.
