# In re Child of James R.

> Supreme Judicial Court of Maine · April 10, 2018 · 182 A.3d 1252

URL: https://www.frixlaw.com/law-library/cases/4262551

## Case

- **Full name:** In Re Child of James R.
- **Court:** Supreme Judicial Court of Maine
- **Decided:** April 10, 2018
- **Citations:** 182 A.3d 1252; 2018 ME 50
- **Precedential status:** Published
- **Opinion:** Opinion by Hjelm
- **Judges:** Alexander, Mead, Gorman, Jabar, Hjelm, Humphrey
- **Cited by:** 32 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/4262551

## How later opinions describe it (automated extraction)

- stating that "the Department is required to make reasonable efforts to rehabilitate and reunify the family of a child removed from the home" (quotation marks omitted)
- concluding that the district court did not err when the evidence “fully support[ed] the court’s assessment of the evidence” despite some conflicting testimony

## Opinion text

MAINE	SUPREME	JUDICIAL	COURT Reporter	of	Decisions
Decision: 2018	ME	50
Docket: Cum-17-436
Submitted
On	Briefs: February	26,	2018
Decided: April	10,	2018

Panel: ALEXANDER,	MEAD,	GORMAN,	JABAR,	HJELM,	and	HUMPHREY,	JJ.

IN	RE	CHILD	OF	JAMES	R.

HJELM,	J.

[¶1] James R. appeals from an order of the District Court (Portland,

Powers,	J.) terminating his parental rights to his child based on the court’s

conclusions	that	he	is	unfit	because	he	is	unable	to	“meet	his	son’s	special	needs

and	take	responsibility	for	him	in	a	reasonable	time	to	meet	those	needs”	and

to	“protect	his	son	from	jeopardy	in	a	reasonable	time	to	meet	his	needs,”	and

that	termination	is	in	the	child’s	best	interest. See	22	M.R.S.	§	4055(1)(B)(2)(a),

(b)(i)-(ii)	(2017);	M.R.	App.	P.	2B(c). On	appeal,	the	father	contends	that	the

court	erred	in	its	parental	unfitness	and	best	interest	determinations	and	that

he	was	denied	due	process. We	affirm	the	judgment.
2

I. BACKGROUND

[¶2] After	a	two-day	termination	hearing,	the	court	issued	a	judgment

containing	the	following	factual	findings,	which	are	supported	by	the	record.

See	In	re	Evelyn	A.,	2017	ME	182,	¶	4,	169	A.3d	914.

[¶3] The child was born premature and drug-affected. He remained

hospitalized in neonatal intensive care for six weeks after his birth.1 Upon

discharge,	he	was	placed	in	the	custody	of	the	Department	of	Health	and	Human

Services and lived in foster care because his parents knew that they were

unable	to	care	for	him. He	has	resided	in	the	same	foster	home	since	then.

[¶4] Up	until	several	days	before	the	child	was	born,	the	father	had	been

using numerous drugs, including heroin, cocaine, amphetamines, and

marijuana,	in	addition	to	alcohol. Since	then,	he	has	maintained	sobriety. He

attends Narcotics Anonymous meetings and has participated in substance

abuse	counseling	since	February	of	2016. The	father	has	been	diagnosed	with

post-traumatic stress disorder, anxiety, and depression, and, as part of a

reunification plan, he has attended mental health counseling that has a

domestic	violence	component. Since	May	of	2016,	the	father	has	worked	with

a case manager to coordinate services that include a parenting coach who

1 Although	the	child’s	birth	date	is	not	specified	in	the	judgment,	the	record	indicates	that	the

child	was	born	in	December	of	2015.
3

began	working	with	the	father	in	January	of	2016. Overall,	the	father	has	been

cooperative with the Department and has participated in the reunification

services	provided	to	him.

[¶5] The	father	has	had	regular	visitation	with	the	child,	beginning	with

supervised contact at an agency and foster home, and progressing to some

unsupervised	contact,	including	overnights	toward	the	end	of	2016. Because

the	visits	went	well	and	the	father	had	demonstrated	progress	in	services,	in

early	2017	the	parties	formulated	a	plan	to	allow	greater	unsupervised	contact

that	would	lead	to	a	trial	placement	with	the	father	beginning	on	January	27,

2017. The	ultimate	plan	was	reunification	of	the	father	and	the	child.

[¶6] The	court	described	what	happened	next.

Unfortunately, the serious incident of January 17, 2017 directly
interfered	with	the	reunification	plan,	and	the	trial	placement	has
never occurred. Around 11:00 a.m. on January 17, 2017 the
father’s	parent	educator	.	.	.	appeared	at	the	father’s	apartment	as
part	of	the	visit	there	between	father	and	[the	child]. [The	parent
educator] noticed that [the child] seemed normal acting.
However,	he	then	saw	red	bruising	on	both	of	[the	child’s]	cheeks.
When	he	was	asked	about	this,	the	father	described	two	incidents
the	day	before	which	might	explain	the	bruises. [The	father]	was
putting	a	new	chair	together,	and	[the	child]	was	pushing	a	toy	and
somehow	fell. The	second	involved	both	being	in	the	shower	and
[the child] was at the back of the tub and slipped. The father
cannot recall seeing either event but was present and assumed
two falls occurred from [the child’s] reaction. The father was
aware	of	the	bruising	on	January	17	before	[the	parent	educator]
arrived. The father did not believe either incident was serious
4

because [the child] slept all night thereafter. He has denied
slapping or otherwise causing the facial bruises since being
questioned	on	January	17,	2017. He	was	the	only	adult	there	when
the	bruising	occurred.

[The	parent	educator]	called	DHHS,	which	immediately	scheduled
an abuse evaluation for [the child] at the Spurwink Child Abuse
Program. That occurred on the afternoon of January 17, 2017,
with a follow up visit that took place on January 20, 2017.
Numerous photographs taken at the evaluation document the
obvious	bruising. The	father	gave	the	clinic	the	same	explanation
for	[the	child’s]	two	falls.

The	experienced nurse	practitioner	at	the	child	abuse	clinic	that
evaluated [the child] is “very convinced” that the father’s
explanation for the bruises’ existence is not correct. Spurwink
concluded that the location and appearance of the bruising “is
most	consistent	with	an	inflicted	injury.” The	nurse	practitioner
cannot state the mechanism of injury except to say that it is
typically	caused	by	a	flexible	slap	or	strike,	which	can	be	by	hand.
The	[nurse	practitioner]	told	the	father	at	the	evaluation	that	his
explanations are not plausible, and [the father] had no further
comment. Thus, accidental falls suggested by [the father] are
highly	unlikely. The	clinic	expressed	concern	for	further	injury	to
the child if the child went with his father, and [the child] was
placed	in	foster	care. The	clinic	recommended	supervised	contact
between	father	and	son. The	court	finds	the	child	abuse	expert’s
opinions persuasive and seriously concerning as to this child’s
safety.

[¶7] After	this	development,	the	Department	informed	the	father	that	it

could provide him with appropriate services, including services related to

anger management, if he took responsibility for the injuries.2 The father,

2 During her testimony, the Department’s caseworker explained	that although the agency had

provided	“strong	support”	to	the	father,	his	unwillingness	to	acknowledge	his	responsibility	for	the
5

however,	has	never	admitted	wrongdoing	regarding	the	child’s	injuries	and	in

fact	testified	at	the	termination	hearing	that	he	was	not	responsible	for	them.

Because	the	child	was	injured	while	in	the	father’s	care,	the	father’s	subsequent

contact	with	the	child	has	been	supervised.

[¶8] Since	coming	into	the Department’s	custody	at	six	weeks	old,	the

child	has	lived	with	an	experienced	foster	parent. With	support	in	the	record,

the court found that the child “has not been easy to raise under all the

circumstances.” When the child was discharged from the hospital after his

birth,	he	was	hypertonic	and	overstimulated,	and	cried	a	lot	and	slept	little. He

has	received	occupational	and	physical	therapy. He	continues	to	have	problems

with	food	sensitivity	and	impulse	control,	although	the	latter	is	improving.

II. DISCUSSION

[¶9] We address in turn the father’s challenges to the court’s

determination of parental unfitness and the child’s best interest and his

contention	that	he	was	denied	due	process.

child’s	injuries	meant	that	the	Department	could	not	provide	services	that	would	address	the	reasons
underlying	the	assaultive	conduct. She	testified	that,	as	a	result,	“I	kind	of	had	my	hands	tied,	so	I	had
to	move	forward. Especially	given	how	long	we	had	been	involved	with	the	family.”
6

A. Grounds	for	Termination

[¶10] The	father	first	argues	that	the	court	erred	by	concluding	that	he

is	unfit	as	a	parent	to	the	child.

[¶11] Absent a parent’s consent to termination, in order to terminate

parental	rights	the	court	must	find,	by	clear	and	convincing	evidence,	at	least

one of the four statutory grounds of parental unfitness. See 22 M.R.S.

§	4055(1)(B)	(2017). Here,	the	court	concluded	that	the	Department	proved

two	forms	of	parental	unfitness:	that	the	father	has	been	unable	to	protect	the

child from jeopardy and will be unable to do so within a time reasonably

calculated	to	meet	the	child’s	needs;	and	that	the	father	has	been	unable	to	meet

the child’s special needs and take responsibility for him within a time

reasonably	calculated	to	meet	those	needs. See	id.	§	4055(1)(B)(2)(b)(i),	(ii).

We	review	for	clear	error	the	court’s	findings	of	fact	on	parental	unfitness. See

In	re	Hope	H.,	2017	ME	198,	¶	8,	170	A.3d	813. We	“will	reverse	a	finding	only

if	there	is	no	competent	evidence	in	the	record	to	support	it,	if	the	fact-finder

clearly misapprehends the meaning of the evidence, or if the finding is so

contrary	to	the	credible	evidence	that	it	does	not	represent	the	truth	and	right

of the case.” In re Cameron B., 2017 ME 18, ¶ 10, 154 A.3d 1199 (quotation

marks	omitted);	see	also	In	re	Evelyn	A.,	2017	ME	182,	¶	31,	169	A.3d	914.
7

[¶12] The	court	concluded,	with	support	in	the	evidence,	that	the	father

“does	not	have	the	temperament	control	and	good	judgment	needed	to	parent

[the child] safely. . . . That [the father] remains untrustworthy and at risk of

inflicting	harm	on	[the	child]	is	the	bottom	line	in	this	case.” In	its	judgment,

the court acknowledged the father’s “partial progress toward reunification”

from	the	time	of	the	child’s	birth	until	the	January	2017	incident	where	the	child

was injured while in his exclusive care—and merely days away from a trial

placement	of	the	child	in	his	residence. The	court	reasoned,	however,	that	the

progress	made	by	the	father	did	“not	overcome	the	danger	he	still	poses	to	[the

child] were they to be alone.” This assessment is grounded on the court’s

rejection of the father’s claim that he was not responsible for the injuries,

because	the	father’s	explanations	were	“unsupported	by	the	physical	evidence”

and	because	“[t]he	evidence	clearly	shows	he	was	the	only	plausible	cause	of

his son’s inflicted facial injuries in January 2017, despite his denials.”3 The

3 Although the court’s judgment included a statement that it was “probable” that the father

inflicted	injuries on	the child, the judgment, read	as a	whole, makes clear	that the court made its
findings	based	on	the	correct	standard	of	proof,	namely,	clear	and	convincing	evidence,	see	22	M.R.S.
§	4055(1)(B)(2)	(2017),	which	means	persuasion	to	a	high	level	of	probability. See	In	re	Thomas	D.,
2004	ME	104,	¶	21,	854	A.2d	195. In	particular,	the	court	found	that	the	father’s	benign	explanation
for the injuries was “highly unlikely” and that the evidence “clearly” established that the father
inflicted	the	injuries. And	the	court	ultimately	and	explicitly	concluded	that	the	Department	proved
the	father’s	unfitness	overall	by	clear	and	convincing	evidence.

The	father	also	challenges	an	isolated	finding	that	the	father	was	not	candid	in	his	testimony	about
the	reason	he	was	told	to	leave	a	sober	housing. There	is	evidence,	however,	that	the	father	was	not
fully	forthright	with	the	guardian	ad	litem	about	that	situation,	and	in	any	event,	the	judgment	makes
8

evidence	fully	supports	the	court’s	assessment	of	the	evidence,	which	includes

expert	testimony	that	the	injuries	were	inflicted	and	could	not	have	happened

as	described	by	the	father. See	Adoption	of	T.D.,	2014	ME	36,	¶	16,	87	A.3d	726

(stating	that	“credibility	determinations	are	left	to	the	sound	judgment	of	the

trier	of	fact”	(quotation	marks	omitted));	In	re	Cameron	B.,	2017	ME	18,	¶	10,

154	A.3d	1199.

[¶13] Given	these	and	other	findings	made	by	the	court,	the	court	did	not

err	by	determining	that	the	father	is	unable	to	“meet	his	son’s	special	needs	and

take responsibility for him in a reasonable time to meet those needs” and is

unable to “protect his son from jeopardy in a reasonable time to meet his

needs.” See	22	M.R.S.	§	4055(1)(B)(2)(b)(i),	(ii);	In	re	Damein	F.,	2017	ME	205,

¶¶ 5, 12, 171 A.3d 1149 (affirming a court’s decision to terminate parental

rights even where the father had “done remarkably well” in his efforts to

reunify	but	could	not,	in	a	time	reasonably	calculated	to	meet	the	child’s	needs,

take responsibility for or protect the child from jeopardy (quotation marks

omitted)).

evident	that	the court found	that the father	was responsible for	the child’s injuries—which is the
central	factual	aspect	of	this	case—because	the	medical	evidence	was	persuasive. Therefore,	even	if
the court’s view of the evidence relating to the father’s sober housing was incorrect, the error is
harmless. See	In	re	Caleb	M.,	2017	ME	66,	¶¶	24-26,	159	A.3d	345.
9

[¶14] The father also challenges the court’s determination that

termination	of	parental	rights	is	in	the	child’s	best	interest. With	respect	to	a

best interest determination, “we review the court’s factual findings for clear

error	and	its	ultimate	conclusion	for	an	abuse	of	discretion.” In	re	C.A.,	2015	ME

34, ¶ 12, 113 A.3d 1098. In a termination case, the court weighs “the best

interest	of	the	child,	the	needs	of	the	child,	including	the	child’s	age,	the	child’s

attachments to relevant persons, periods of attachments and separation, the

child’s	ability	to	integrate	into	a	substitute	placement	or	back	into	the	parent’s

home and the child’s physical and emotional needs.” 22 M.R.S. § 4055(2)

(2017). The purposes of the termination statute include “[e]liminat[ing] the

need for children to wait unreasonable periods of time for their parents to

correct the conditions which prevent their return to the family” and

“[p]romot[ing] the adoption of children into stable families rather than

allowing children to remain in the impermanency of foster care.” 22 M.R.S.

§	4050(2),	(3)	(2017).

[¶15] Here,	the	court	determined	the	permanency	plan	for	the	child	to

be	adoption. Although	finding	that	the	father	had	made	some	strides	toward

reunification,	the	court	ultimately	found	that	“[h]e	has	not	generated	trust	in

his	ability	to	maintain	control	and	provide	safe	care	for	his	very	needy	son,”	a
10

finding supported by competent record evidence. Given the child’s

circumstances—including	the	father’s	demonstrated	inability	to	appropriately

and	safely	care	for	the	child,	as	shown	by	an	act	of	violence	against	the	child

committed by the father after having received services for a considerable

period	and	shortly	before	a	planned	trial	placement;	the	child’s	placement	in

foster	care	for	all	but	the	first	six	weeks	of	his	life;	and,	as	the	court	found,	the

importance	of	providing	this	child	with	a	“stable,	safe,	and	caring	home”—the

court did not abuse its discretion by concluding that termination of parental

rights	is	in	the	child’s	best	interest.

B. Due	Process

[¶16] The	father	finally	argues	that	the	termination	judgment	should	be

set	aside	because	he	was	denied	due	process	in	two	respects. The	father	did

not raise these issues below and thereby deprived the trial court of an

opportunity to address any challenge of merit, and therefore he has not

preserved a due process challenge for appellate review except, at most, for

obvious	error. In	re	Anthony	R.,	2010	ME	4,	¶	8-9,	987	A.2d	532. Nonetheless,

even	if	the	father	had	preserved	his	due	process	contentions	and	allowed	for	de

novo	review,	see	In	re	Robert	S.,	2009	ME	18,	¶	12,	966	A.2d	894,	those	claims

would	be	unavailing	because	they	are	without	merit.
11

[¶17] In termination cases, where fundamental interests are at stake,

“due	process	requires:	notice	of	the	issues,	an	opportunity	to	be	heard,	the	right

to	introduce	evidence	and	present	witnesses,	the	right	to	respond	to	claims	and

evidence,	and	an	impartial	fact-finder.” Id.	¶	14	(quotation	marks	omitted).

[¶18] The	father	first	contends	that	he	was	denied	due	process	because

his	parental	rights	were	terminated	based	largely	on	evidence	of	the	incident

where he injured the child, which, he asserts, had not been adjudicated as a

jeopardy issue. As a factual matter, the father is wrong because the

January	2017 incident was subject to judicial adjudication before the

termination	petition	was	even	filed. On	February	7,	2017—three	weeks	after

the	incident—the	father	agreed	to	a	judicial	review	and	permanency	planning

order,	see	22	M.R.S.	§§	4036,	4038	(2017),	that	expressly	referred	to	the	child’s

“injuries that were found by Spurwink to be inflicted.” Further, the

Department’s termination petition, filed in early March of 2017, explicitly

invoked the January 2017 incident as a ground for terminating the father’s

parental	rights. And	at	the	termination	hearing	itself,	which	was	held	in	August

of	2017,	the	father	had	full	opportunity	to	challenge	the	Department’s	evidence

that	he	inflicted	the	injuries	and	to	present	his	own	evidence	on	that	point. He

did	both.
12

[¶19] More importantly, however, the basis for a termination

determination is	not artificially	limited to	circumstances,	frozen	in	time,	that

existed	at	some	earlier	date. As	we	have	stated,	the	focus	of	the	termination

hearing is “not on the original reason for the children’s removal from the

parents’ home, but on the parents’ actions since that time and their ability,

contemporaneous	with	the	termination	hearing	and	into	the	future,	to	provide

safe	care	for	[their	children].” In	re	Scott	S.,	2001	ME	114,	¶	15,	775	A.2d	1144.

The	scope	of	the	Department’s	evidence	forming	the	basis	for	the	judgment	and

the father’s full participation at the hearing were fully consistent with the

father’s	right	to	due	process.4

[¶20] The	father	also	argues	that	he	was	denied	due	process	when	the

Department “abruptly wrote [him] off” after the allegations in the Spurwink

report surfaced and, “without a cease reunification order from the court,

stymied	[his]	reunification	process.” Again,	the	father	is	wrong.

[¶21] Absent	a	court	order	to	the	contrary,	the	Department	is	required

to “make reasonable efforts to rehabilitate and reunify the family” of a child

removed from the home. 22 M.R.S. § 4036-B(4) (2017). The Department is

4 In	fact,	the	protections	afforded	a	parent	are	greater	in	a	termination	proceeding	than	in	the

jeopardy phase of a child protection case, because the clear and convincing standard of proof
necessary for termination is greater than the preponderance standard applicable at a jeopardy
hearing. Compare	22	M.R.S.	§	4035(2)	(2017),	with	22	M.R.S.	§	4055(1)(B)(2).
13

permitted	to	“make	any	appropriate	changes	in	that	plan”	after	reviewing	the

progress	of	the	plan	with	the	parent. Id.	§	4041(1-A)(A)(4)	(2017). Any	failure

by	the	Department	to	provide	adequate	reunification	services	is	not	by	itself	a

basis for the court to deny a termination petition, although it is a factor the

court may consider in evaluating allegations of the parent’s unfitness. In re

Thomas	D.,	2004	ME	104,	¶	28,	854	A.2d	195.

[¶22] In	its	judgment	terminating	the	father’s	parental	rights,	the	court

found	that	the	Department	had	made	reasonable	efforts	to	prevent	the	child’s

removal	from	the	home	by	providing	an	array	of	services	to	both	parents.5 That

finding	is	supported	by	the	evidence,	including	testimony	from	a	departmental

caseworker that even after the January 2017 incident, the Department

continued	to	provide	services	to	the	father	and	that	the	father	continued	to	visit

with the child, albeit with supervision. Additionally, in the February 2017

order—again, issued after the incident that caused the child’s injuries—the

father	agreed	that	the	Department	had	made	reasonable	efforts	to	rehabilitate

him	and	reunify	the	family. And	throughout	this	proceeding,	the	father	had	the

5 Each	of	the	reunification	plans,	which	were	issued	by	agreement,	required	the	father	to	engage
in services, which included—among others—parenting skills and understanding the effect of
domestic	violence	on	the	child. The	last	reunification	plan,	which	was	issued	in	June	of	2016,	recited
that	he	needed	to	“recognize	when	[he	is]	struggling	and	need[s]	help,”	“demonstrate	appropriate
problem-solving skills and the ability to adapt to difficult situations,” and “not behave violently
toward	others.” Further,	the	February	2016	jeopardy	order	explained	that,	as	to	the	father,	jeopardy
was	based	in	part	on	his	anger	management	issues.
14

opportunity,	pursuant	to	22	M.R.S.	§	4041(1-A)(A)(4),	to	challenge	any	changes

in	the	reunification	plan,	but	he	did	not	do	so.

[¶23] To	the	extent	that	the	extent	of	reunification	services	implicates	a

parent’s	due	process	rights,	the	father	has	demonstrated	no	error	here.

The	entry	is:

Judgment	affirmed.

Amy	McNally,	Esq.,	Woodman	Edmands	Danylik	Austin	Smith	&	Jacques,	P.A.,
Biddeford,	for	appellant	father

Janet	T.	Mills,	Attorney	General,	and	Meghan	Szylvian,	Asst.	Atty.	Gen.,	Office	of
the	Attorney	General,	Augusta,	for	appellee	Department	of	Health	and	Human
Services

Portland	District	Court	docket	number	PC-2015-107
FOR	CLERK	REFERENCE	ONLY

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/4262551. Public record. Not legal advice.
