# Rios v. City of Del Rio TX

> Court of Appeals for the Fifth Circuit · March 27, 2006 · 444 F.3d 417

URL: https://www.frixlaw.com/law-library/cases/41402

## Case

- **Full name:** Ricardo RIOS, II; Marisela Rios, Individually and as Next Friend of Their Minor Children, Ricardo Rios III, Laura Yvette Rios and Ivn Alejandro Rios, Plaintiffs-Appellees, v. the CITY OF DEL RIO, TEXAS; Et Al., Defendants, Wesley Wilson; Manuel Herrera, Defendants-Appellants
- **Court:** Court of Appeals for the Fifth Circuit
- **Decided:** March 27, 2006
- **Citations:** 444 F.3d 417; 2006 U.S. App. LEXIS 7456; 2006 WL 759795
- **Precedential status:** Published
- **Opinion:** Opinion by Garwood
- **Judges:** Garwood, Smith, Demoss
- **Cited by:** 291 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/41402

## How later opinions describe it (automated extraction)

- finding insufficient allegations of a pattern of constitutional violation such that district court erred in not granting motion to dismiss supervisor on grounds of qualified immunity and explaining “there is no allegation of any prior incident in which any arrestee or prisoner…
- explaining that because there is no underlying constitutional violation, Rule 12(b)(6) dismissal is proper, even assuming arguendo that “the allegations in the complaint are sufficient to provide a substitute for the doctrine of respondeat superior as a basis for imposing liab…
- explaining that a state is not liable for its failure to protect, but recognizing an exception for individuals in special relationships with the state, such as those who are incarcerated, institutionalized, or involuntarily restrained in some way
- stating that “where two previous holdings or lines of precedent conflict the earlier opinion controls”
- noting that “neither the Supreme Court nor this court has ever either adopted the state-created danger theory or sustained a recovery on the basis thereof,” but also suggesting, at least arguendo, that there is no “across-the-board preclusion of application of the ‘state-creat…

## Opinion text

United States Court of Appeals
Fifth Circuit
F I L E D
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT March 27, 2006

Charles R. Fulbruge III
Clerk
No. 04-50774

RICARDO RIOS, II; MARISELA RIOS,
Individually and as next friend
of their minor children, Ricardo
Rios III, Laura Yvette Rios and
Ivn Alejandro Rios,

Plaintiffs-Appellees,

versus

THE CITY OF DEL RIO, TEXAS; ET AL,

Defendants,

WESLEY WILSON; MANUEL HERRERA,

Defendants-Appellants.

Appeal from the United States District Court
for the Western District of Texas

Before GARWOOD, SMITH and DEMOSS, Circuit Judges.

GARWOOD, Circuit Judge:

This is an appeal from the denial of a motion to dismiss on
the basis of qualified immunity.

Ricardo Rios II (Rios), joined by his wife and minor children,

filed this suit in November 2003 against the City of Del Rio,

Texas, its Chief of Police Manuel Herrera (Herrera), and its police

officer Wesley Wilson (Wilson), seeking to recover, under 42 U.S.C.

§ 1983 and state law, damages for personal injuries sustained when,

on the evening of June 30, 2002, Rios, then on duty as a U.S.

Customs Enforcement Officer at the Del Rio Port of Entry, was

struck by a City Police Department vehicle being driven by an

escaping City prisoner, Reymundo Avalos (Avalos). The defendants

jointly answered and filed a Rule 12(b)(6) motion to dismiss,

Wilson and Herrera claiming qualified immunity. Following denial

of the motion in July 2004, Wilson and Herrera timely brought this

interlocutory appeal under Mitchell v. Forsyth, 105 S.Ct. 2806

(1985).1

The complaint asserts that “Mr. Rios was subjected to

negligence, injury, gross misconduct and damages from the deadly

use of force in violation of rights guaranteed to him by the Fourth

and Fourteenth Amendments.” It alleges that at all relevant times

1
The magistrate judge ruled on the motion to dismiss, the
parties having agreed to proceed before him under 28 U.S.C. §
636(c). The magistrate judge amended the order to correct a
clerical error, noting that the Fourth Amendment claim against the
City was dismissed. The City also filed a timely notice of appeal
but subsequently on its motion we dismissed its appeal.

2
Wilson and Herrera were, respectively, City of Laredo police

officer and Chief of Police, acting within the course and scope of

their employment, and – under the heading “FACTS” – the following:

“4.2 On June 30, 2002, Mr. Rios was thirty-six years old
and he was on-duty as a U.S. Customs Enforcement Officer
at the Del Rio Port of Entry along the United States
border with Acuna, Coah., Mexico when he was struck and
severely injured by a City Police Department patrol unit
driven by an escaping prisoner, Mr. Reymundo Avalos.

4.3 Customs Officers at the Del Rio Port of Entry,
including Mr. Rios, were responding to the City Police
Department’s request for assistance in intercepting a car
chase which commenced at 617 Holt Street.

4.4 Mr. Reymundo Avalos was an adult person who had a
criminal history in the City including a penchant or
tendency to escape police custody which was well known to
the police officers of the City Police Department, and he
was known by the nickname around the City Police
Department as “Houdini.”

4.5 On the evening of June 30, 2002, Reymundo Avalos,
had been placed under arrest by Officer Wesley Wilson.

4.6 Officer Wilson improperly left the prisoner Reymundo
Avalos in the backseat of his patrol vehicle while the
keys were in the ignition and the engine running while he
visited with a person who lived in the neighborhood.

4.7 Mr. Avalos escaped from confinement in the rear sat,
commandeered the patrol car, and sped away.

4.8 The City Police Department issued an “all points
alert” on the escaping prisoner, Reymundo Avalos, and
proceeded to channel Reymundo Avalos towards the
International Bridge.

4.09 The City Police Department did not clearly inform
the Del Rio Port of Entry Customs Officers that the
vehicle being driven by Reymundo Avalos was an official
marked patrol car of the City Police Department.

3
4.10 Del Rio Police Department officers pursued the
patrol car being driven by Reymundo Avalos and had
opportunities to divert or disable that vehicle, but
failed to do so.

4.11 As the stolen vehicle driven by Reymundo Avalos
approached the open lane, the vehicle violently struck
Mr. Rios.

4.12 Mr. Rios sustained devastating injuries from the
violent impact by that vehicle . . . .”

It is also alleged that “[t]he City” was “acting with

deliberate indifference . . . breaching their duty to provide

Officer Wilson with adequate supervision and training regarding the

reasonable containment of prisoners in custody” and that “[t]he

facts stated” in the “Facts” section of the complaint “constitute

intentional, deliberate, and conscious indifference to well-known

standards in the management of the City Police Department in the

training on, demonstrated proficiency in, and the safe handling of

individuals in custody . . . .”

Additional allegations are that “Officers of the City Police

Department were aware of previous attempts of the prisoner to flee

from their custody,” “were aware that their actions increased

danger to others including Mr. Rios” and “were aware of department

and state law” [citing Tex. Trans. Code § 545.404] “that an

operator of a motor vehicle may not leave a vehicle unattended

without” stopping the engine, locking the ignition and removing the

key from the ignition. It is also alleged that “Defendants acted

4
with deliberate indifference to Mr. Rios’ safety, by creating an

environment which would not have existed for the crime to occur

otherwise,” and that

“7.1 . . . with an intentional, a deliberate, and a
conscious indifference to the lives and safety of other
persons, including Mr. Rios, the City adopted or
maintained, through its final policymakers,
unconstitutional policies and customs, and failed to
implement constitutional and proper policies and
procedures, which proximately caused or resulted din the
violation of the constitutional rights of Mr. Rios . . .
.

7.2 Officer Wilson acted willfully, deliberately,
maliciously, or with reckless disregard for Mr. Rios’
constitutional rights when, with knowledge of Reymundo
Avalos’ previous attempts to flee police custody, Officer
Wilson left Mr. Avalos unattended in an operative police
unit on June 30, 2002.”

DISCUSSION

Standard of Review

Our review of a district court’s decision on a 12(b)(6) motion

is, as we said in Campbell v. City of San Antonio, 43 F.3d 973, 975

(5th Cir. 1995):

“. . . de novo, accepting all well-pleaded facts as true
and viewing those facts in the light most favorable to
[the plaintiff]. Walker v. S. Cent. Bell Tel. Co., 904
F.2d 275, 276 (5th Cir. 1990); Heaney v. United States
Veterans Admin., 756 F.2d 1215, 1217 (5th Cir. 1985). .
. . dismissal [is not proper] ‘“unless it appears beyond
doubt that [the plaintiff] can prove no set of facts in
support of [her] claim which would entitle [her] to
relief.”’ Heaney, 756 F.2d at 1217 (quoting Conley v.
Gibson, 355 U.S. 41, 45, 78 S.Ct. 99, 101-02, 2 L.Ed.2d
80 (1957)). However, ‘the complaint must contain either
direct allegations on every material point necessary to

5
sustain a recovery . . . or contain allegations from
which an inference fairly may be drawn that evidence on
these material points will be introduced at trial.’ 3
WRIGHT & MILLER, FEDERAL PRACTICE AND PROCEDURE: CIVIL 2D § 1216
at 156-159 (footnote omitted). ‘[A] statement of facts
that merely creates a suspicion that the pleader might
have a right of action’ is insufficient. Id. at 163
(footnote omitted). ‘Dismissal is proper if the
complaint lacks an allegation regarding a required
element necessary to obtain relief . . .” 2A MOORE’S
FEDERAL PRACTICE ¶ 12.07 [2.-5] at 12-91 (footnote
omitted). The court is not required to ‘conjure up
unpled allegations or construe elaborately arcane scripts
to’ save a complaint. Gooley v. Mobil Oil Corp., 851
F.2d 513, 514 (1st Cir. 1988). Further, ‘conclusory
allegations or legal conclusions masquerading as factual
conclusions will not suffice to prevent a motion to
dismiss.’ Fernandez-Montes v. Allied Pilots Ass’n, 987
F.2d 278, 284 (5th Cir. 1993).”2

Where the issue is one of qualified immunity, Saucier v. Katz,

121 S.Ct. 2151 (2001), states the relevant test as follows:

“A court required to rule upon the qualified immunity
issue must consider, then, this threshold question: Taken

2
See also, e.g., Drs. Bethea, Moustoukas v. St. Paul
Guardian Ins., 376 F.3d 399, 403 (5th Cir. 2004) (“conclusory
allegations or legal conclusions masquerading as factual
conclusions”); Taylor v. Books A Million, Inc., 296 F.3d 376, 378
(5th Cir. 2002) (same); Jones v. Alcoa Inc., 339 F.3d 359, 363 n.4
(5th Cir. 2003) (“conclusory allegations or unwarranted deductions
of fact” not accepted as true); Kane Enterprises v. MacGregor
(USA), 322 F.3d 371, 374 (5th Cir. 2003) (same).

And see WRIGHT & MILLER FEDERAL PRACTICE AND PROCEDURE: CIVIL 3d §
1216: “As one district court put the matter: ‘. . . if a pleader
cannot allege definitively and in good faith the existence of an
essential element of his claim, it is difficult to see why this
basic deficiency should not be exposed at the point of minimum
expenditure of time and money by the parties and the court.’” (id.
at 227, 229-30; footnote omitted, quoting Daves v. Hawaiian
Dredging Co., 114 F. Supp. 643, 645 (D.C. Haw. 1953)).

6
in the light most favorable to the party asserting the
injury, do the facts alleged show the officer’s conduct
violated a constitutional right?

. . .

If no constitutional right would have been violated were
the allegations established, there is no necessity for
further inquiries concerning qualified immunity.” Id. at
2156.3

Constitutional violation; state-created danger

The complaint makes plain that Rios asserts a Fourteenth

Amendment substantive due process right to be free from state

deprivation of his bodily integrity liberty interest.4 In DeShaney

v. Winnebago County, 109 S.Ct. 998 (1989), the Court held that

“[a]s a general matter . . . a State’s failure to protect an

individual against private violence simply does not constitute a

violation of the Due Process Clause,” but recognized an exception

respecting individuals in certain “special relationships” with the

state, id. at 104, an exception which it described and explained as

follows:

3
See also, e.g., Morin v. Moore, 309 F.3d 316, 319 (5th Cir.
2002) (in appeal from order denying Rule 12(b)(6) motion raising
qualified immunity our review is “de novo, accepting all well-pled
facts as true”).
4
While the complaint also references the Fourth Amendment,
none of the facts alleged even suggest that Rios was ever subjected
to a search or seizure by anyone, and the Fourth Amendment is
plainly not implicated. See County of Sacramento v. Lewis, 118
S.Ct. 1708, 1715 (1998). See also id. at n.7. Rios does not argue
otherwise.

7
“In the substantive due process analysis, it is the
State’s affirmative act of restraining the individual’s
freedom to act on his own behalf – through incarceration,
institutionalization, or other similar restraint of
personal liberty – which is the ‘deprivation of liberty’
triggering the protections of the Due Process Clause, not
its failure to act to protect his liberty interests
against harms inflicted by other means.” Id. at 1006.

Rios was injured from being struck by the patrol car “driven

by an escaping prisoner, Mr. Reymundo Avalos” who had earlier

“commandeered” the vehicle after having “escaped from confinement

in the rear seat . . . and sped away.” Obviously, Avalos is a

purely private party not in any sense acting under color of law,

and nothing in the complaint suggests otherwise. Moreover, it is

likewise obvious that Rios was not incarcerated or

institutionalized or under “other similar restraint of personal

liberty” so as to be within the noted “special relationship”

exception to DeShaney. Rios does not contend otherwise.

Rather, Rios seeks to invoke another purported exception to

DeShaney, namely what has been referred to as the “state-created

danger” theory. As we noted in McClendon v. City of Columbia, 305

F.3d 314, 327, 330-32 (5th Cir. 2002) (en banc), this court has

frequently spoken of the “state-created danger” theory, and has

discussed its various permutations and requirements as applied in

other circuits, but neither the Supreme Court nor this court has

ever either adopted the state-created danger theory or sustained a

8
recovery on the basis thereof. We have, however, many times

refused to allow recovery sought to be predicated thereunder. See,

e.g., Beltran v. City of El Paso, 367 F.3d 299, 307 (5th Cir. 2004)

(“This court has consistently refused to recognize a ‘state-created

danger’ theory of § 1093 liability”); Rivera v. Houston Independent

School District, 349 F.3d 244, 249 (5th Cir. 2003) (“We have never

recognized state-created danger as a trigger of State affirmative

duties under the Due Process clause”); Piotrowski v. City of

Houston, 237 F.3d 567, 584 (5th Cir. 2001) (“Although this court

has discussed the contours of the ‘state-created danger’ theory on

several occasions, we have never adopted that theory”); Randolph v.

Cervantes, 130 F.3d 727, 731 (5th Cir. 1997) (“The state-created

danger theory has not been adopted in this Circuit”); Johnson v.

Dallas I.S.D., 38 F.3d 198, 201 (5th Cir. 1994) (“no Fifth Circuit

case has yet predicated relief on a state created danger theory”);

Leffall v. Dallas I.S.D., 28 F.3d 521, 530 (5th Cir. 1994) (“We

have found no cases in our circuit permitting § 1983 recovery for

a substantive due process violation predicated on a state-created

danger theory”).

Rios contends, however, that Scanlan v. Texas A&M Univ., 343

F.3d 533 (5th Cir. 2003), adopted the state-created danger theory.

It is certainly not clear that Scanlan purports to do so. There

the panel primarily addressed the district court’s error in

9
considering matters outside the complaint in granting a Rule

12(b)(6) dismissal. The Scanlan panel did cite the Johnson and

Piotrowski opinions respecting what would be required to make out

a state-created danger claim,5 and stated that the plaintiffs had

adequately pled the there referenced required elements thereof;

however, this discussion was introduced by the statement that “this

Court has never explicitly adopted the state-created danger

theory,” Scanlan at 537, and nowhere in the opinion does the court

expressly purport to adopt or approve that theory. At least two

subsequent panels have construed Scanlan as not adopting the state-

created danger theory. See Beltran at 307 (citing McClendon and

Scanlan as examples of our refusal to recognize a state-created

danger theory); Rivera at 249 n.5 (“In Scanlan . . . [d]espite

remanding that case . . . for further proceedings, we did not

recognize the state created danger theory”). We need not, however,

ultimately resolve the meaning of Scanlan because, as explained

below, prior decisions of this court more specifically on point

here than Scanlan (and not cited in Scanlan) are controlling in the

present setting.6

5
Scanlan does not cite McClendon.
6
In this connection we assume, arguendo only, that the en
banc court’s statement in Walton v. Alexander, 44 F.3d 1297, 1306
(5th Cir. 1995), that

10
Officer Wilson

The only conduct, or inaction, alleged respecting Officer

Wilson, and the only fault or wrongdoing sought to be charged to

him, is that on the evening in question, after he had placed Avalos

under arrest, he “improperly left the prisoner . . . Avalos in the

backseat of his patrol car while the keys were in the ignition and

the engine running while he visited with a person who lived in the

neighborhood,” that as a result “Avalos escaped from confinement in

the rear seat, commandeered the patrol car, and sped away,” and

that “Wilson acted willfully, deliberately, or with reckless

disregard for Mr. Rios’ constitutional rights when, with knowledge

of Reymundo Avalos’s previous attempts to flee police custody,

Officer Wilson left Mr. Avalos unattended in an operative police

unit.” It is not alleged that in so leaving the vehicle unattended

Wilson knew or believed that Avalos would likely drive the vehicle

“. . . we hold that a ‘special relationship’ arises
between a person and the state only when this person is
involuntarily confined against his will through the
affirmative exercise of state power. Absent this
‘special relationship,’ the state has no duty to protect
nor liability from failing to protect a person under the
due process clause of the Fourteenth Amendment from
violence at the hands of a private actor.” (emphasis
added)

does not constitute an across-the-board preclusion of application
of the “state-created danger” theory in every conceivable factual
context.

11
to the Del Rio Port of Entry or would more likely endanger anyone

there as opposed to any other member of the general public in or

around the streets of Del Rio or its environs. In fact, the

contrary is to be inferred by the allegations that the “Police

Department . . . proceeded to channel Reymundo Avalos towards the

International Bridge” and that the police officers pursuing the

“stolen” patrol car driven by Avalos “had opportunities to divert

or disable the vehicle, but failed to do so.” It is not alleged

Wilson participated in the pursuit of Avalos or requested

assistance from any Customs Officers in intercepting Avalos or that

he had anything to do with the wording or transmission of the “all

points alert” or the failure to “clearly inform” Customs Officers

that the vehicle was a police department “official marked patrol

car.” There is no allegation that any alleged action or failure to

act on the part of Wilson was taken by him with the actual purpose

or intention of causing injury to anyone, much less Rios whom it is

not alleged Wilson in any way knew or even knew of.

Our decisions make clear that the facts alleged do not show

that Wilson’s conduct violated any constitutional right. In Saenz

v. Heldenfels Bros. Inc., 183 F.3d 389 (5th Cir. 1999), the

plaintiffs were injured when a (private actor) drunk drove his

truck into the plaintiffs’ oncoming vehicle, and we held there was

no constitutional violation on the part of a senior deputy sheriff

12
who had ordered his junior deputy not arrest or investigate (as the

junior wanted to) the truck driver, whom both believed to be drunk

as he sat in his vehicle (just in front of the deputies) at a stop

sign for some 15 minutes and was known to be “always drunk” and

“stopped for that” and had eventually pulled away making “a wide

right turn.” “A few minutes later” the drunk drove his truck into

the plaintiffs’ vehicle. Id. at 390. Relying on DeShaney, we held

that the allegations did not “state a constitutional claim.” Id.

at 391. We rejected application of the state-created danger theory

stating that the defendant senior deputy “was neither aware of an

immediate danger facing a known victim, nor did he use his

authority to prevent the appellants from receiving aid. This

‘state-created danger’ theory is inapposite without a known

victim,” and that a state officer “cannot offend due process by

permitting an intoxicated driver to remain on the highway, thereby

increasing the risk of harm to unidentified and unidentifiable

members of the public.” Id. at 392. The same principles apply

here and dictate the conclusion that Wilson’s conduct violated no

constitutional right.

We made a similar holding in Morin v. Moore, 309 F.3d 316 (5th

Cir. 2002), where the son of defendant police officer Moore shot

the plaintiffs using an AK-47 assault rifle which officer Moore had

procured from the Police Department and stored in his son’s bedroom

13
notwithstanding that he, and the defendant police officer who

furnished him the weapon, knew that the son was a psychologically

unstable drug user who revered Nazi ideology, and officer Moore,

the night before the shooting, had kicked his son’s former

girlfriend out of his house, knowing both that she had a new

boyfriend and that the son was looking for the new boyfriend (a

plaintiff victim of the shooting). We affirmed the district

court’s Rule 12(b)(6) dismissal of the complaint, noting that “the

allegations in this case do not show specific knowledge of a harm

to a known victim.” Id. at 323.7

Relatedly, we have rejected section 1983 liability in

instances where the alleged deliberate indifference of police

allowed a prisoner or prisoners to injure an officer. In Hogan v.

City of Houston, 819 F.2d 604 (5th Cir. 1987), a pre-DeShaney

decision, we affirmed a Rule 12(b)(6) dismissal of a section 1983

complaint alleging that “certain policies” of the City and its

Chief of Police respecting “procedures in the prisoner intake

facility, allowed a prisoner to grab another officer’s gun and

shoot [plaintiff, officer] Hogan with it” and that such policies

7
See also Lester v. City of College Station, 103 Fed. App.
814 (5th Cir. 2004) (“even if it is assumed that the state-created
danger theory applies, liability exists only if the state actor is
aware of an immediate danger facing a known victim” and does not
extend to “all foreseeable victims”).

14
“‘manifest deliberate indifference to or conscious disregard’ for

the safety of officers . . . on the part of the [defendants] City

and [its] Chief of Police.” Id. We held no constitutional

violation was alleged.

In deJesus Benavides v. Santos, 883 F.3d 385 (5th Cir. 1989),

one of our first decisions to consider DeShaney, we affirmed the

Rule 12(b)(6) dismissal of a section 1983 complaint by county jail

guards who while on duty and unarmed were shot by prisoners

attempting to escape; defendants were the sheriff, employer of the

guards, as well as the county commissioners and county judge. The

complaint alleged that the sheriff had been warned by the DEA

nearly two weeks before that a jailbreak was imminent and was also

aware of a persistent pattern on contraband smuggling into the

jail, but nevertheless the defendants, in “callous indifference” to

the safety of the guards, failed to take any appropriate action to

prevent or adequately prepare against, or protect the guards from,

the attempted escape and accompanying inmate violence. We held

that dismissal was required under DeShaney’s general rule that “‘a

State’s failure to protect an individual against private violence

simply does not constitute a violation of the Due Process Clause.’”

Id., 883 F.3d at 387 (quoting DeShaney, 109 S.Ct. at 1004). We

likewise noted that DeShaney “confirms” our earlier holding in

Hogan. Id., 883 F.3d at 387. Both Leffall, 28 F.3d at 528, and

15
our en banc opinion in Walton, 44 F.3d at 1304, rely on deJesus

Benavides for our holdings that there was no constitutional

violation when state actors were deliberately indifferent to, and

wrongfully failed to protect from private violence, individuals

with whom the state was not in the requisite special relationship

described in DeShaney.

These decisions – Saenz, Morin, Hogan, and deJesus Benavides

– were all rendered before Scanlan and (except for Hogan) after

DeShaney, and they plainly dictate the conclusion that Wilson’s

alleged conduct violated no constitutional right of Rios’s; nothing

in Scanlan, however it is interpreted, can change that and we are

bound to follow those pre-Scanlan decisions.8

We conclude that no constitutional violation on the part of

Wilson was alleged and that accordingly the district court should

have granted, and erred by denying, Wilson’s Rule 12(b)(6) motion

8
The rule in this circuit is that where two previous
holdings or lines of precedent conflict the earlier opinion
controls and is the binding precedent in this circuit (absent an
intervening holding to the contrary by the Supreme Court or this
court en banc). See, e.g., Billiot v. Puckett, 135 F.3d 311, 316
(5th Cir. 1998). The binding force of earlier opinions extends to
alternative holdings but not to obiter dictum. In Re Hearn, 376
F.3d 447, 453 & n.5 (5th Cir. 2004). However, “no panel is
empowered to hold that a prior decision applies only on the limited
set of facts set forth in that opinion,” U.S. v. Smith, 354 F.3d
390, 399 (5th Cir. 2003), and a prior panel’s explication of the
rules of law governing its holdings may not generally be
disregarded as dictum. Gochicoa v. Johnson, 238 F.3d 278, 286 n.11
(5th Cir. 2000).

16
to dismiss the section 1983 claims against him on the basis of

qualified immunity.

Chief Herrera

The complaint alleges absolutely no facts whatever regarding

Chief Herrera, either by name or by position (such as “Chief” or

“Chief of Police”), except that he “resides in Del Rio, Texas,” and

“[a]t all relevant times he was the Chief of the City Police

Department” and, along with Wilson and “[t]he officers and

employees of the City,” was “at all times relevant acting in bona

fide pursuance of general authority to perform for the City on the

subjects and matters to which their acts relate and are imputed to

the City.”

There is no vicarious or respondeat superior liability of

supervisors under section 1983. Thompkins v. Belt, 828 F.2d 298,

303-04 (5th Cir. 1987). “Rather, a plaintiff must show either the

supervisor personally was involved in the constitutional violation

or that there is a ‘sufficient causal connection’ between the

supervisor’s conduct and the constitutional violation.” Evett v.

Detntff, 330 F.3d 681, 689 (5th Cir. 2003). It is facially evident

that this test cannot be met if there is no underlying

constitutional violation.9 Breaux v. City of Garland, 205 F.3d

9
Even apart from this deficiency, the complaint alleges
nothing on the part of Herrera other than the fact that he was

17
150, 161 (5th Cir. 2000) (“the fact that Plaintiff’s First

Amendment rights were not actually infringed exonerates Holified

from supervisory liability”). We have held that we “use the same

standard in assessing an individual supervisor’s liability under §

1983" as that used “in assessing a municipality’s liability”

thereunder. Doe v. Taylor ISD, 15 F.3d 443, 453 (5th Cir. 1994)

(en banc) (see also id. at 454, supervisor’s deliberate

indifference to subordinate’s wrongdoing must have “caused a

constitutional injury to the” plaintiff). In Collins v. City of

Harker Heights, 112 S.Ct. 1061 (1992), the Court held that “proper

analysis requires us to separate two different issues when a

section 1983 claim is asserted against a municipality: (1) whether

plaintiff’s harm was caused by a constitutional violation, and (2)

if so, whether the City is responsible for that violation.” Id. at

1066 (emphasis added). Collins went on to hold that because there

was no underlying constitutional violation,10 Rule 12(b)(6)

dismissal was proper even though (as the Court assumed arguendo)

“the allegations in the complaint are sufficient to provide a

Chief of Police “at all relevant times.” That itself renders the
complaint insufficient to state a § 1983 claim against Herrera.
10
The plaintiffs’ decedent, a City employee, lost his life
because the City, despite being on notice of the risks,
systematically and intentionally failed to provide minimal safety
training and equipment required by state law.

18
substitute for the doctrine of respondeat superior as a basis for

imposing liability on the City for the tortious conduct of its

agents.” Id. at 2068.11 See also DeShaney, 109 S.Ct. at 1007 n.10

(because the county employee social workers did not violate child’s

constitutional rights by failing to protect him from private actor

violence “we have no occasion to consider . . . whether the

allegations in the complaint are sufficient to support a § 1983

claim against the county . . .”); City of Los Angeles v. Heller,

106 S.Ct. 1571, 1573 (1986) (no case “authorizes the award of

damages against a municipal corporation based on the actions of one

of its officers when . . . the officer inflicted no constitutional

harm. If a person has suffered no constitutional injury at the

hands of the individual police officer, the fact that the

departmental regulations might have authorized the use of

constitutionally excessive force is quite beside the point”); City

of Oklahoma v. Tutle, 105 S.Ct. 2427, 2436 n.8 (1985). And,

clearly controlling on this issue is our above discussed decision

in Saenz where, citing Heller, we rejected recovery sought against

the county on the basis of its alleged “custom or policy permitting

11
See also id. at 1067-68: stating that in Canton v. Harris,
109 S.Ct. 1197 (1989), “we concluded that if a city employee
violates another’s constitutional rights, the city may be liable if
it had a policy or custom of failing to train its employees and
that failure to train caused the constitutional violation.”
(emphasis added).

19
Gonzales to interfere with junior officers’ attempts to apprehend

drunk drivers” because we held that, under DeShaney, Deputy

Gonzalez’s preventing the arrest of the drunk driver (who minutes

later ran into plaintiffs) did not violate plaintiffs’

constitutional rights. Saenz, 183 F.3d at 392-93.12

Finally, the complaint fails to state a claim against Chief

Herrera for yet another separate and independent reason. We have

frequently held that supervisor liability under section 1983

requires a showing of the supervisor’s “deliberate indifference to

the known or obvious fact that such constitutional violations would

result” and “[t]hat ‘generally requires that a plaintiff

12
The only training or supervision deficiencies even
generally alleged in the complaint are those relating to
“containment of prisoners in custody,” “safe handling of
individuals in custody,” and the requirement that the operator of
a motor vehicle not leave it unattended without stopping the
engine, locking the ignition and removing the key from the
ignition. These relate only to Wilson’s alleged conduct which we
hold did not violate the Constitution.
It is also alleged that “City Police Department” thereafter
did “channel” the fleeing Avalos “towards the International
Bridge,” “had opportunities to divert or disable” the stolen patrol
car “but failed to do so,” and did not “clearly” inform Customs
officers that vehicle was “an official marked patrol car.” None of
these actions or omissions are alleged to be improper; nor is it
alleged that any of such matters resulted from any police
department custom or policy or inadequate training or supervision,
nor is any custom or policy or inadequate (or other) training or
supervision in relation to any of such matters alleged. Nor do any
of such allegations referenced in this paragraph state a
constitutional violation. See County of Sacramento v. Lewis, 118
S.Ct. 1708 (1998); DeShaney; Saenz.

20
demonstrate at least a pattern of similar violations.’” Johnson v.

Deep East Texas Regional Narcotics, 379 F.3d 293, 309 (5th Cir.

2004). See also, e.g., Estate of Davis v. City of North Richland

Hills, 406 F.3d 375, 381 (5th Cir. 2005); Burge v. St. Tammany

Parish, 336 F.3d 363, 370 (5th Cir. 2003); Cousin v. Small, 325

F.3d 627, 637 (5th Cir. 2003). Here there is no allegation of any

prior incident in which any arrestee or prisoner ever commandeered

(or even attempted to commandeer) a police car, much less that any

such ever resulted in any injury to another person. Nor is any

other fact alleged which would tend to indicate that Chief Herrera

had the deliberate indifference necessary for supervisory

liability.

We conclude that no constitutional violation on the part of

Chief Herrera is alleged,13 and that accordingly the district court

13
We also note that plaintiffs, after receiving certain
documentary discovery (including police department incident reports
concerning the subject events of June 30, 2002), and subsequently
having taken the deposition of a police Lieutenant Lissner who came
upon Avalos while he was still in Wilson’s vehicle and later
pursued Avalos after he escaped in Wilson’s vehicle, moved in June
2004 to file an amended complaint in which the only change
mentioned in the motion (the proposed amended complaint is not in
the record) is the dropping of Chief Herrera as a defendant and the
adding of Lissner as a defendant. The motion asserts that “Police
Chief Herrera was not involved in the arrest and chase of Reymundo
Avalos. Thus, Plaintiffs have no reason to nor intention of
continuing to pursue their claims against Police Chief Herrera” and
that the motion should be granted “because the amended pleading is
appropriate to dismiss a party against whom Plaintiffs has [sic] no
claim.” The district court did not rule on the motion and was

21
should have granted, and erred by denying, Herrera’s Rule 12(b)(6)

motion to dismiss the section 1983 claims against him on the ground

of qualified immunity.

CONCLUSION

Because the facts alleged in the complaint, taken in the light

most favorable to plaintiffs, do not show that either Wilson or

Herrera violated Rios’s federal constitutional rights, the district

court should have granted, and erred in overruling, the qualified

immunity based Rule 12(b)(6) motion of Wilson and Herrera as to

Rios’s section 1983 claims against them; and the district court’s

order overruling that motion is accordingly hereby REVERSED. As

claims against the City and state law claims against Wilson and

Herrera remain, the case is remanded for further proceedings

consistent herewith.

REVERSED and REMANDED.

apparently unaware of it as is not mentioned in the court’s July 14
order overruling the 12(b)(6) motions (or in subsequent clerical
correction thereof). After the court’s July 14 order plaintiffs in
effect withdrew the request to amend and asserted to the court that
“in light of this court’s order of July 14, 2004, Chief Herrera
should not be dismissed at the present time” but that “Lt. Lissner”
should be made “an additional Defendant along with Defendants
Officer Wilson and Chief Herrera.” So far as the record reflects
there has been no ruling making Lt. Lissner a party.

22

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/41402. Public record. Not legal advice.
