# Castillo v. City of Weslaco

> Court of Appeals for the Fifth Circuit · May 13, 2004 · 388 F.3d 464

URL: https://www.frixlaw.com/law-library/cases/35253

## Case

- **Full name:** Baudelio CASTILLO; Juan Meza; Richard Acevedo; Brent Kennedy, Plaintiffs-Appellees, v. CITY OF WESLACO; Et Al., Defendants, Frank Castellanos, City Manager; J.D. Martinez, Police Chief; Enrique Gonzalez, Assistant Police Chief, Defendants-Appellants
- **Court:** Court of Appeals for the Fifth Circuit
- **Decided:** May 13, 2004
- **Citations:** 388 F.3d 464; 2004 WL 2294769
- **Precedential status:** Published
- **Opinion:** Opinion
- **Judges:** King, Reavley, Garza
- **Cited by:** 2 later opinions in the Frix Law Library

## Citator (automated)

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## Opinion text

United States Court of Appeals
Fifth Circuit
F I L E D
UNITED STATES COURT OF APPEALS
May 13, 2004
FIFTH CIRCUIT
Charles R. Fulbruge III
____________ Clerk
No. 03-40711
____________

BAUDELIO CASTILLO; JUAN MEZA; RICHARD ACEVEDO;
BRENT KENNEDY,

Plaintiffs-Appellees,

versus

CITY OF WESLACO; ET AL,

Defendants

FRANK CASTELLANOS, City Manager; J D MARTINEZ, Police
Chief; ENRIQUE GONZALEZ, Assistant Police Chief,

Defendants-Appellants.

Appeal from the United States District Court
for the Southern District of Texas

Before KING, Chief Judge, and REAVLEY and EMILIO M. GARZA, Circuit Judges.

PER CURIAM:

Defendants-Appellants, Frank Castellanos, J.D. Martinez, and Enrique Gonzalez (collectively

“the Appellants”), bring this interlocutory appeal from the district court’s denial of their summary

judgment motion asserting qualified immunity against the § 1983 claims brought by Plaintiffs-

Appellees, Baudelio Castillo, Juan Meza, Richard Acevedo and Brent Kennedy (collectively “the

Officers”). Because the district court failed to outline a “factual scenario it believes emerges from
viewing the summary judgment evidence in the light most favorable to” the Officers, retaining

jurisdiction, we remand with instructions that the district court identify the factual scenario it

presumed when it determined that the Appellants were not entitled to qualified immunity. See White

v. Balderama, 153 F.3d 237, 242 (5th Cir. 1998).

I

This lawsuit arises out of a dispute between two competing unions over which will be the

designated bargaining agent for the Weslaco police force, the suspension and termination of Baudelio

Castillo, and allegations that the Weslaco Police Department retaliated against the Officers for their

participation in the activities of one of the competing unions. The Texas Municipal Police

Association (“TMPA”) is the exclusive recognized bargaining agent for the Weslaco police force.

See TEX LOC. GOV’T CODE ANN. § 174.102.1 The Officers founded and operated a rival police union

called the Weslaco Law Enforcement Association (“WLEA”). WLEA seeks to displace TMPA as

the exclusive recognized bargaining agent for the police officers in the City of Weslaco. The Officers

allege that Police Chief Martinez, Assistance Police Chief Gonzalez, and City Manager Castellanos

used their official positions to retaliate against the Officers for their union activities.

The Officers initiated this case in state court raising both state law claims and First

Amendment claims under § 1983. The Appellants promptly removed to federal court. The parties

exchanged discovery and multiple motions for summary judgment, including one in which the

Appellants asserted qualified immunity from this suit. After a status conference, the district court

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§ 174.102. RECOGNITION OF BARGAINING AGENT FOR POLICE OFFICERS. A
public employer shall recognize an asso ciation selected by a majority of the police officers of the
police department of a political subdivision as the exclusive bargaining agent for the police officers
of that department unless a majority of the police officers withdraw the recognition. Added by Acts
1993, 73rd Leg., ch. 269, § 4, eff. Sept. 1, 1993.

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reserved judgment on the Appellants’ assertion of qualified immunity and granted the Officers leave

to file a Third Amended Complaint. In that complaint, the Officers raised only the First Amendment

claims that are the subject of this appeal.

The Officers alleged that the Welsaco Police Department, through the actions of Martinez and

Gonzalez, established a practice and custom of “retaliating against, harassing and intimidating in any

possible way those officers involved with the WLEA.” Further, they alleged that “this policy was

acquiesced to and ratified by” City Manager Castellanos by his refusal to “exercise his right and

authority to put a stop to the Defendants’ unlawful conduct.” Finding that the Officers sufficiently

alleged a violation of clearly established federal law, the district court denied the Appellants’ motion

for summary judgment asserting qualified immunity and scheduled the case for trial. The Appellants

brought this interlocutory appeal. See Mitchell v. Forsyth, 472 U.S. 511, 530, 105 S. Ct. 2806

(1985) (authorizing interlocutory appeal from the “denial of a claim of qualified immunity”).

II

Qualified immunity is appropriate if “the defendant’s actions were ‘objectively reasonable’

with reference to ‘clearly established law’ at the time of the conduct in question.” Petta v. Rivera,

133 F.3d 330, 334 (5th Cir.1998); see Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S. Ct. 2727

(1982). The co urt must first identify the relevant clearly established law. Petta, 133 F.3d at 334.

Then it must determine whether the defendant’s actions were objectively reasonable. Id.

The Supreme Court has recognized that the second step of the Harlow test is different at the

summary judgment stage than it is when the defendant asserts qualified immunity after the initial

pleadings. See Behrens v. Pelletier, 516 U.S. 299, 309, 116 S. Ct. 834 (1996). “At the earlier stage,

it is the defendant’s conduct as alleged in the complaint that is scrutinized . . . .” Id. (emphasis in

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original). On summary judgment, “the plaintiff can no longer rest on the pleadings” and the court

must look “to the evidence before it (in the light most favorable to the plaintiff) in conducting the

Harlow inquiry.” Id. Consequently, the court must highlight evidence that, if interpreted in the light

most favorable to the plaintiffs, identifies conduct by the defendant that violated clearly established

law. Petta, 133 F.3d at 333. By o utlining this factual scenario the court does not make a

determination that the alleged conduct occurred. Rather, it concludes that there is evidence in the

record that, when interpreted in the light most favorable to the plaintiff, establishes conduct by the

defendant that violated clearly established law. See Colston v. Barnhart, 146 F.3d 282, 284-85 (5th

Cir. 1998) (concluding that the finding is for purposes of determining whether a “material issue of

fact exists”), denying reh’g in 130 F.3d 96 (5th Cir. 1997).

Ordinarily the district court in denying the summary judgment motion will outline “the factual

scenario it believes emerges from viewing the summary judgment evidence in the light most

favorable” to the plaintiff. See Balderama, 153 F.3d at 242. It will also highlight the evidence in the

record supporting its conclusions, and it will determine whether the defendant’s conduct, as outlined

in the factual scenario, was “objectively reasonable” in light of the relevant clearly established law.

See Petta, 133 F.3d at 333-34.

In cases where the district court failed to outline the relevant factual scenario and the evidence

in the record establishing the relevant conduct, the Supreme Court has authorized “the court of

appeals [to] undertake a cumbersome review of the record to determine what facts the district court,

in the light most favorable to the nonmoving party, likely assumed.” See Behrens, 516 U.S. at 313;

Balderama, 153 F.3d at 242. We, however, have determined that there is another option in these

situations. In certain cases, rather than combing through the record ourselves and concluding what

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factual scenario the district court likely assumed in applying the Harlow test, we will remand to the

district court so that it can outline the factual scenario it assumed in making its decision. See

Balderma, 153 F.3d at 242. Although we are not required to make such a remand, in some cases it

may provide a “more efficient alternative.” See id.

In this case, the district court did not outline the factual scenario it assumed in construing the

summary judgment evidence in the light most favorable to the Officers. In fact, it appears that it

rested its ruling solely on the allegations made by the Officers in their Third Amended Complaint.

This would be improper in light of the Supreme Court’s instructions in Behrens. Considering it is not

clear that the district court assumed a factual scenario supported by summary judgment evidence in

applying the Harlow test, and if it did, what that factual scenario is, the more “efficient alternative”

in this case is to remand to the district court for it to outline the factual scenario it assumed in making

its decision.

III

We REMAND to the district court with instructions that, within sixty days after the entry of

this remand, it provide a supplemental order setting forth the factual scenario that it assumed in

construing the summary judgment evidence in the light most favorable to the Officers and therefore

denying the Appellants’ motion for summary judgment based on qualified immunity. We RETAIN

jurisdiction over this appeal, and direct the clerk of this court to return the record to the district court.

When the district court’s supplemental order is entered in the district court, the clerk of the district

court shall return the record, as so supplemented, to this court for disposition by this panel of this

appeal.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/35253. Public record. Not legal advice.
