# Lenn Willian v. State

> Texas Court of Appeals, 3rd District (Austin) · August 17, 2005

URL: https://www.frixlaw.com/law-library/cases/2869558

## Case

- **Court:** Texas Court of Appeals, 3rd District (Austin)
- **Decided:** August 17, 2005
- **Precedential status:** Published
- **Opinion:** Opinion
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN

NO. 03-03-00681-CR
NO. 03-03-00686-CR

Lenn Willian, Appellant

v.

The State of Texas, Appellee

FROM THE DISTRICT COURT OF TRAVIS COUNTY, 299TH JUDICIAL DISTRICT
NOS. 9034083 & 9034084, HONORABLE FRED A. MOORE, JUDGE PRESIDING

MEMORANDUM OPINION

Appellant Lenn Willian appeals his convictions for burglary of a habitation with

intent to commit arson and committing arson, Tex. Pen. Code Ann. § 30.02(a)(1), (d) (West 2003),

and arson. Id. § 28.02(a)(2), (d)(2). The jury found appellant guilty of each offense. The trial court

found that appellant had been previously convicted in 1995 of attempted burglary of a habitation in

Tom Green County, as alleged in the indictment, and assessed punishment in each case at
confinement in prison for twenty-five years.1 Another counsel was appointed for appellant on

appeal. A motion for new trial was filed, heard, and overruled. Notice of appeal was given.

Points of Error

Appellant advances ten points of error. In points one and two, appellant contends that

both convictions cannot stand because of the violation of the double jeopardy clause in the federal

and state constitutions. See U.S. Const. amends. V and XIV; Tex. Const. art. I, §§ 13, 14 and 19.

Points of error three through ten, in effect, contend that the trial court abused its discretion in

overruling the motion for new trial. In points three, four, and five, appellant urges that a new trial

should have been granted in light of newly discovered evidence. Appellant cites U.S. Const.

amends. V and XIV; Tex. Const. art. I, §§ 10 and 19; and Tex. Code Crim. Proc. Ann. art. 40.001

(West Supp. 2004-05). In points six and seven, appellant contends that he should have been

accorded a new trial because the State failed to disclose evidence favorable to him in violation of his

constitutional rights. He cites “U.S. Const. Amends. V and XIV; Tex. Const. art. 1, §§ 10 and 19.”

1
Each indictment alleged the same three prior convictions for enhancement of punishment.
At the punishment phase of the trial for both cases, appellant pleaded “true” to the enhancement
allegations. In assessing punishment, the trial court orally found, without designation, that only one
prior conviction was to be used for enhancement. The formal judgments entered in each case reflect
the prior conviction utilized as the 1995 conviction for burglary of a habitation in Tom Green County
in cause no. 065003651. The indictment alleged this conviction was one for attempted burglary of
a habitation, not burglary. The allegations are supported by proof. The formal judgments are
reformed to reflect attempted burglary of a habitation rather than burglary. The use of only one prior
conviction is not explained in this record. An examination of each indictment reflects that all three
convictions occurred in 1995. For this reason the time sequence required by section 12.42(d), the
habitual felony statute probably could not be met. Tex. Pen. Code Ann. § 12.42(d) (West 2003).
Appellant’s punishment was enhanced under section 12.42(c)(l), Tex. Pen. Code Ann. § 12.42(c)(1)
(West 2003).

2
In points eight and nine, appellant asserts that he was denied the effective assistance of trial counsel

as guaranteed by the federal and state constitutions. See U.S. Const., amends. VI and XIV; Tex.

Const. art. I, §§ 10 and 19. In his tenth and last point, appellant generally urges that the trial court

erred in denying his motion for a new trial based on the foregoing contentions.

Double Jeopardy

Appellant contends that the convictions in both cases violate the double jeopardy

clauses of the federal and state constitutions. Appellant briefs these contentions together. While he

urges that the Texas Constitution can be interpreted to give greater protection than the United States

Constitution, he makes no argument or showing that the Texas constitutional double jeopardy clause

differs in any significant way from the Fifth Amendment to the United States Constitution. We need

not address point of error two and consider only the double jeopardy issue under the federal

constitution. See Ex parte Granger, 850 S.W.2d 513, 515 n.6 (Tex. Crim. App. 1993); Hutchins v.

State, 992 S.W.2d 629, 630 (Tex. App.—Austin 1999, no pet.).

The double jeopardy prohibition of the Fifth Amendment represents a fundamental

ideal in our constitutional heritage and applies to the states through the Fourteenth Amendment.

Benton v. Maryland, 395 U.S. 784, 794 (1969). The Fifth Amendment guarantee against double

jeopardy embodies three protections: against a second prosecution for the same offense following

conviction, against a second prosecution for the same offense following acquittal, and against

multiple punishments for the same offense. Illinois v. Vitale, 447 U.S. 410, 415 (1980); Cervantes

v. State, 815 S.W.2d 569, 572 (Tex. Crim. App. 1991). Appellant invokes the third of these

protections. When a defendant is convicted of two or more crimes in a single trial, only the third of

3
the protections is implicated. Ex parte Herron, 790 S.W.2d 623, 624 (Tex. Crim. App. 1990);

Duvall v. State, 59 S.W.3d 773, 777 (Tex. App.—Austin 2001, pet. ref’d).

Hutchins, 992 S.W.2d at 631-32 briefly explains the law in this area:

When the same act or transaction violates two different penal statutes, the two
offenses are the same for double jeopardy purposes if one of the offenses contains all
the elements of the other; they are not the same if each offense has a unique element.
See Blockburger v. United States, 284 U.S. 299, 304, 52 S. Ct. 180, 76 L. Ed. 306
(1932). The double jeopardy guarantee against multiple punishments for the same
offense does no more than prevent greater punishment than the legislature intended.
See Missouri v. Hunter, 459 U.S. 359, 366, 103 S. Ct. 673, 74 L. Ed. 2d 535 (1983);
Ex parte Kopecky, 821 S.W.2d 957, 959 (Tex. Crim. App. 1992). Absent a clear
indication of contrary legislative intent, it is presumed that the legislature did not
intend to authorize multiple punishments for two offenses that are the same under the
Blockburger test. See Whalen v. United States, 445 U.S. 684, 691-92, 100 S. Ct.
1432, 63 L. Ed. 2d 715 (1980).

Appellant argues that both offenses arose from the same transaction, incident, acts,

and conduct. The undisputed evidence shows that the offenses occurred on the same date in the

same place, the habitation of Gena Boswell, during a single transaction or incident. The jury found

appellant guilty of arson of a habitation as charged in trial court cause number 9034084, and in the

joint trial also by its verdict found him guilty of burglary of a habitation by entering and committing

the felony offense of arson in trial court number 9034083. We need not elongate our discussion for

the State has confessed error and agrees that the double jeopardy clause of the Fifth Amendment has

been violated by multiple punishments.

Normally, when the defendant is convicted of two offenses in violation of the double

jeopardy prohibitation, the conviction for the offense with the most serious punishment is retained

4
and the other conviction is set aside. See Landers v. State, 957 S.W.2d 558, 560 (Tex. Crim. App.

1997). Here, however, both offenses are first degree felony offenses enhanced by a prior felony

conviction. Both parties have requested that the arson conviction be retained and the burglary

conviction be vacated and that cause dismissed. It is so ordered. The first point of error is sustained.

Background

We shall discuss the facts in order to place the other points of error in proper

perspective. Robert Ming, a city of Pflugerville firefighter, arrived at 1720 Wells Branch Parkway

in the early morning hours of November 30, 2002. Going to the second floor apartment, Ming found

the door had been opened by a sheriff’s deputy. Smoke filled the apartment, and the visibility was

poor. The in-house sprinklers had extinguished the fire. Thermal imaging showed a “hot spot” on

a couch indicating the origin of the fire. There was damage to the couch, and the ceiling was charred

because of the heat.

Dennis Haas, a Travis County Fire Marshal, arrived at the scene about 3:30 a.m. The

fire was out and it had been confined to the couch and a small area of the carpet inside the apartment.

Haas, qualified as an expert, opined that the fire had been started on the back of the couch and was

not accidental. An empty bottle of vegetable oil was found on the couch, which Haas believed was

the accelerant. A burnt match and matchbook were found near the patio entry. Haas believed the

match was the source of the fire. A rear window in the apartment had a “very round” hole in it

consistent with an impact type fracture. Most of the window glass fell inside the apartment. The

window had been unlocked and entry into the apartment had been obtained from the balcony patio.

5
Later Haas took written statements from Gena Boswell, whose habitation was

involved, and from Marvina Birdwell, appellant’s sister. On December 1, 2002, Boswell gave Haas

a number of items which had been taken from her apartment and later found approximately 100

yards behind the apartment “buried in plain sight.” One of the items was a round marble ash tray,

which had been on the balcony patio and could have been used to break the window.

The ashtray and other items were not checked for fingerprints. Several bottles failed

to reveal useable prints. The spot of blood found on the patio was not tested. The items discovered

outside appeared to have been handled by a number of individuals after the fire. Haas learned that

appellant had once lived in the apartment and finding his preserved fingerprints might have proven

meaningless.

Gena Boswell testified that she began an intimate relationship with appellant in July

2000. About two years later they moved to 1720 Wells Branch Parkway, residing first in a ground

floor apartment and then moving to the second floor apartment. They separated in October 2002.

Boswell continued to live in the apartment. Appellant sought unsuccessfully to reconcile later in

October. Appellant called Boswell again in early November and demanded “half of the couch and

half of the stuff” as it belonged to him. Boswell refused because she had made a majority of the

payments on the items. Appellant called again and threatened her with court action over the

property.

Late in November 2002, Boswell locked and secured the apartment. She did not set

the burglar alarm. The ashtray was on the balcony patio. Boswell left to spend Thanksgiving in

Houston with her family. On December 1, 2002, she observed that appellant had called her on her

6
cell phone at 2:30 a.m. but left no message. She had a “feeling” the apartment had been set on fire.

She later received a telephone message from a State Trooper that there had been a fire in her

apartment.

Boswell returned home that day and found the couch burned and that someone had

taken her bottle of bleach and poured it over her clothes leaving white spots. She discovered a

number of items missing from her apartment including the ashtray, a cell phone bill, birth control

pills, a TV remote control, a portable phone, DVD movies, an answering machine, a picture album,

and a half-full bottle of wine taken from the refrigerator. Later these items and others were found

in a ditch behind the apartment. The wine bottle was empty and her steak knife was “stabbed into

the ground.” She also found her jewelry boxes in the ditch. Boswell gave a written statement to

Haas.

Marvina Birdwell, appellant’s sister, testified that about 2 a.m. on November 30,

2002, she was awakened by a phone call from appellant; that he asked to be picked up; and that he

was north of where she lived. In response to Birdwell’s questions, appellant stated that he was at

Boswell’s place, had taken what was his, and had “torched the place.” Birdwell started to get

dressed, but called appellant and told him that she would not pick him up. She then called 911 and

reported the fire.

On cross-examination by appellant’s trial counsel, Birdwell admitted that it had been

a long day and that she was tired and asleep when appellant telephoned. She described appellant as

upset, screaming “something” about the apartment being on fire and about his stuff. She admitted

this was different than her “torched” language used earlier on direct examination. Birdwell

7
explained that when she gave a written statement to Haas, he told her that he “had the goods on

appellant.” Birdwell stated that it was Haas who attributed to appellant using the specific terms, “I

torched the place and took my stuff out.”

Motion for New Trial

Appellant filed a motion for new trial generally based on the same subject matter as

the points of error advanced. The trial court accorded appellant a hearing on the motion and

overruled it. Much of the evidence offered will be discussed in our disposition of different points

of error. Appellant’s trial counsel, the trial prosecutor, appellant’s sister Birdwell, and his brother,

Bruce Willian, all testified at the hearing. Appellant introduced probationary condition 21 from a

prior conviction for retaliation ordering a psychological examination, and the resulting report of Dr.

Ferrera of August 1994 reflecting appellant had “borderline personality disorder.” The report did

not reflect a finding of a bipolar mental disorder. The Travis County jail medical records for

appellant from the time of his arrest until trial were introduced into evidence.

At the hearing, Bruce Willian, who had not testified at trial, related that on November

29, 2002, appellant telephoned him from Barney’s Bar and that he joined appellant there about 6

p.m. Appellant was drinking rum but began drinking beer when Bruce arrived. Later in the evening,

appellant and Bruce and friends moved to the Canary Roost Bar where they continued to consume

alcoholic beverages. Bruce explained that appellant was depressed because he had broken up with

his girlfriend, lost his job, and had his car repossessed that day. Bruce reported that appellant left

the last bar on foot about 1 a.m. on November 30, 2002, before the commission of the alleged arson

offense.

8
Marvina Birdwell, the sister, testified at the hearing, this time for appellant. Without

giving her educational background, Birdwell stated that she had worked at the Austin State Hospital

for twelve years and had sixty hours of training each year. She related that she was a certified health

care professional. She was not a psychiatrist or a psychologist and had not cared for or treated

appellant. She was permitted to testify that appellant had been diagnosed as being a “borderline

personality,” suffering from a bipolar disorder along with a schizo-affective disorder. It was her

opinion that bipolarism alone could lead to psychotic episodes where the individual would not

understand the difference between right and wrong. Birdwell stated that appellant knew that he had

these mental illnesses but did not take any medication when not confined, but self-medicated with

alcohol. She stated that appellant was an alcoholic and that on some days he drank a twelve-pack

of beer and a fifth of rum. Her knowledge of appellant’s condition and acts came as a result of

family relationships. There was no showing that appellant had been found by any medical expert

not to know the difference between right and wrong. Birdwell agreed that if a doctor said appellant

knew the difference between right and wrong, she would not dispute it. Birdwell stated that their

mother had a nervous breakdown and burned a house and that their father was an alcoholic.

At the hearing on the motion for new trial, appellant’s counsel on appeal attempted

to get Birdwell to clarify her trial testimony about appellant’s telephone call in the early morning

hours of November 30, 2002. Birdwell admitted that she was drunk when she went to bed at

midnight and was in a deep sleep when appellant called. She did not change her trial testimony

about their conversation.

9
We turn now to the points of error which complain of the trial court’s error in

overruling the motion for a new trial. In reviewing a trial court’s decision in overruling a motion for

new trial, an appellate court applies an abuse of discretion standard, Lewis v. State, 911 S.W.2d 1,

7 (Tex. Crim. App. 1996), State v. Gonzales, 885 S.W.2d 696, 696 (Tex. Crim. App. 1993).

Newly Discovered Evidence

Appellant’s points of error three, four, and five relate to the claimed error in

overruling the motion for new trial on the basis of newly discovered evidence.

Article 40.001 of the Code of Criminal Procedure provides:

A new trial shall be granted an accused where material evidence favorable to the
accused has been discovered since trial.

Tex. Code Crim. Proc. Ann. art. 40.001 (West Supp. 2004-05).

There is a four-part test under this statute. A defendant is entitled to have his motion

for new trial granted if (1) the newly discovered evidence was unknown to him at the time of the

trial; (2) his failure to discover the new evidence was not due to the lack of due diligence; (3) the

new evidence is admissible and not merely cumulative, corroborative, collateral, or impeaching; and

(4) the new evidence is probably true and will probably bring about a different result. See Wallace

v. State, 106 S.W.3d 103, 108 (Tex. Crim. App. 2003); Keeter v. State, 74 S.W.3d 31, 36-37 (Tex.

Crim. App. 2002).2 A failure by a defendant to establish any of the essential requirements for a new

2
For a history of the forerunners of article 40.001 of the Texas Code of Criminal Procedure,
former Texas Rule of Appellate Procedure 30(b)(6) (West 1992) and former code article 40.03, and
the four-part test, see 43A George E. Dix & Robert O. Dawson, Texas Practice: Criminal Practice

10
trial based on newly discovered evidence warrants the trial court’s denial of the motion. Shafter v.

State, 82 S.W.3d 553, 556 (Tex. App.—San Antonio 2002, pet. ref’d).

Evidence Unknown to Movant Before Trial

The first requirement of the four-part test is that the movant for a new trial based on

newly discovered evidence must show that he was unaware of that evidence before the trial

concluded.

Appellant contends that he was unaware that he suffered from a mental disease or

defect that rendered him unable to tell the difference between right and wrong or to conform his

behavior thereto at the time of the offense. Appellant’s trial counsel testified at the hearing on the

motion for a new trial that, just before appellant’s sister, Marvina Birdwell, testified for the State at

the guilt/innocence stage of the trial, appellant informed him for the first time that appellant suffered

and Procedure § 41.41 (2d ed. 2001); Keeter v. State, 74 S.W.3d 31, 36-37 (Tex. Crim. App. 2002).
The earlier test also set forth four requirements before a defendant was entitled to a new trial based
on newly discovered evidence: (1) the evidence must have been unknown to the movant before trial;
(2) the defendant’s failure to discover it was not due to a want of diligence on his part; (3) its
materiality was such as would probably bring about a different result in another trial; and (4) it was
competent, not merely cumulative, corroborative, collateral, or impeaching. See Drew v. State, 743
S.W.2d 207, 226 (Tex. Crim. App. 1987); Boyett v. State, 692 S.W.2d 512, 516 (Tex. Crim. App.
1985); see also Moore v. State, 882 S.W.2d 844, 849 (Tex. Crim. App. 1994); Jones v. State, 711
S.W.2d 35, 36-37 (Tex. Crim. App. 1986); Bolden v. State, 634 S.W.2d 710, 711-12 (Tex. Crim.
App. 1982).

With the passage of article 40.001, the Legislature clarified our rule by explicitly
stating a materiality requirement. The only difference between the new statute and
our former rule appears to be that the [new] statute expressly requires the discovered
evidence to be “material” while the word “material” was omitted from the rule.

Keeter, 74 S.W.3d at 36.

11
from a mental bipolar disorder. Counsel related that he was unaware prior to that time that appellant

had any mental disorder and that appellant appeared lucid and normal to him in all of his

consultations with appellant. On cross-examination, counsel elicited from Birdwell that appellant

was an excitable person, was clearly upset when he telephoned Birdwell in the early hours of

November 30, 2002, and that appellant took lithium carbonate for his bipolar disorder. Appellant

used this evidence in his argument before the trial court on the issues of punishment.

Appellant claims that the evidence came too late to properly present it as a defense

of insanity or to use it effectively in the mitigation of punishment. The problem that presents itself

at the outset is the fact that if appellant suffered from a bipolar disorder, it was known to appellant

for some time prior to trial. The fact that appellant chose not to reveal it to his attorney until late in

the trial resulting in only a brief reference to the matter in testimony does not render the evidence

unknown to the defense.

The courts regard the defendant and his or her attorneys as a “knowledge unit” so that
what is known to one is known to all for purposes of determining whether the
evidence was known before trial. Thus, if the defendant knew of the existence and
identity of a witness but failed to tell his or her attorney of that fact, it is not newly
discovered evidence that the attorney learns of this information only after trial.
Similarly, if the evidence was known to one of two defense attorneys, that is
sufficient to prevent it from being newly discovered as to the other attorney who
learns of it after trial.

43A George E. Dix & Robert O. Dawson, Texas Practice: Criminal Practice and Procedure § 41.42

(2d ed. 2001) (citing Sawyer v. State, 778 S.W.2d 541, 545 (Tex. App.—Corpus Christi 1989, pet.

ref’d); Zamora v. State, 647 S.W.2d 90, 94-95 (Tex. App.—San Antonio 1983, no pet.)).

12
In Thomas v. State, 31 S.W.3d 422, 427 (Tex. App.—Fort Worth 2000, pet. ref’d),

the court stated: “It has been held that a trial court does not err in overruling defendant’s motion for

new trial based on newly discovered evidence when the defense knows about evidence before trial,

but chooses not to inform his attorney about it.” (citing Sawyer, 778 S.W.2d at 545; Zamora, 647

S.W.2d at 94). See also Villarreal v. State, 79 S.W.3d 806, 813 (Tex. App.—Corpus Christi 2002,

pet. ref’d) (evidence that defendant was with his mother and sister at time of burglary cannot have

been unknown to defendant before trial). Moreover, the probationary condition 21 ordering a

psychological examination was a part of the pen packet of a prior conviction introduced at the

penalty stage of the trial. There was no showing that appellant was unaware of the condition

imposed on him or that he was unaware of his examination by Dr. Ferrera. Further, appellant knew

he was being treated at the county jail and that records were being kept. Evidence that appellant was

with his brother the night before the offense cannot have been unknown to appellant. Still further,

the fact that his sister had worked for several years at the Austin State Hospital cannot have been

unknown to appellant. Appellant has not sustained the first prong of the four-part test and shown

that the claimed “new” evidence was unknown to him before the trial conducted. The failure to

establish the first essential requirement of four-part test eliminates the necessity of discussing the

other requirements. Points three, four and five are overruled.

Brady v. Maryland

In points six and seven, appellant urges that the trial court erred in denying his new

trial motion based on the State’s failure to disclose evidence favorable to him in violation of his

federal and state constitutional rights. He cites U.S. Const. amends. V and XIV; Tex. Const. art. I,

13
§ 19; Brady v. Maryland, 373 U.S. 83, 87 (1963); Ex parte Adams, 968 S.W.2d 281, 293 (Tex. Crim.

App. 1984).

Brady held that the suppression by the prosecutor of evidence favorable to an accused

violates due process where the evidence is material either to guilt or to punishment, irrespective of

the good faith or the bad faith of the prosecutor. 373 U.S. at 87. Thus, a prosecutor is required to

disclose to an accused material information that is exculpatory.

In post-Brady cases, the Supreme Court has held that the duty to disclose such

evidence is applicable even though there is no request by the accused, United States v. Agurs, 427

U.S. 97, 107 (1976), and the duty encompasses impeachment evidence as well as exculpatory

evidence. United States v. Bagley, 473 U.S. 667, 676 (1985). Moreover, the Brady rule

encompasses evidence “known only to police investigators” and not to the prosecutor. Kyles v.

Whitley, 514 U.S. 419, 438 (1995). In order to comply with Brady, the individual prosecutor has the

duty to learn of any favorable evidence known to others acting on the government’s behalf in the

case. Id. at 437. Normally, a three-part test is used to evaluate whether a due process violation has

occurred: (1) the State failed to disclose evidence regardless of the prosecution’s good or bad faith;

(2) the withheld evidence is favorable to the defendant; and (3) the evidence is material, i.e., there

is a reasonable probability that had the evidence been disclosed, the outcome of the trial would have

been different. Hampton v. State, 86 S.W.3d 603, 612 (Tex. Crim. App. 2002); Ex parte

Richardson, 70 S.W.3d 865, 871 (Tex. Crim. App. 2002); Little v. State, 991 S.W.2d 864, 866 (Tex.

Crim. App. 1999). The question is “not whether the defendant would more likely than not have

received a different verdict with the evidence, but whether in its absence he received a fair trial,

14
understood as a trial resulting in a verdict worthy of confidence.” Kyles, 514 U.S. at 434; see also

Cook v. State, 940 S.W.2d 623, 627 (Tex. Crim. App. 1997) (confidence in the “outcome”). The

defendant bears the burden of making this showing in light of all the evidence, if the prosecution

fails to make a timely disclosure. Hampton, 86 S.W.3d at 612.

In his motion for a new trial, appellant alleged that the State failed to disclose before

trial exculpatory favorable evidence that appellant had been diagnosed as suffering from “mental

illnesses, diseases, defects or disabilities” and that over eight years before trial a psychological

examination had been ordered for appellant. The record at the hearing reflects that probationary

condition 21 was part of an order deferring adjudication of guilt entered in cause no. 0942646 in the

299th District Court of Travis County in 1994, wherein appellant was charged with the offense of

retaliation. The eventual conviction in this case was one of the prior convictions alleged for

enhancement of punishment. The condition simply stated: “Outpatient Alcohol/Drug Treatment.

Psychological examination and follow all recommended treatment.”

At the hearing on the new trial motion, appellant offered from the county probation

office records a report of an examination by Dr. Matthew Ferrera dated August 1, 1994, which

resulted from condition 21. The report found appellant “appears to suffer from a borderline

personality disorder.” It further described appellant as an aggressive individual who tends to act

impulsively. The report recommended that those supervising him should confront him for “acting

out.”

It appears that appellant was in the county jail after his arrest in the instant case. At

the hearing on the motion for new trial, appellant’s medical records at the jail were introduced.

15
These records reflect that appellant was agitated and depressed and had been diagnosed with a

bipolar mental disorder and that a doctor had prescribed certain medications for the condition.

The prosecutor who tried the case testified at the new trial hearing. He did not have

possession of any of the claimed undisclosed items except probationary condition 21 contained in

one document in the pen packet of three prior convictions3 alleged in the indictment. The prosecutor

related that normally he or an investigator would check jail records and probationary records, if

applicable, of a defendant about to be tried. He could not recall having done so in the instant case.

His file on the instant case did not reflect that he had obtained any of those records although he

secured the prior conviction records. The first knowledge the prosecutor had of appellant’s bipolar

mental condition was when appellant elicited that information at trial.

Although not necessary, no Brady motion was filed and no specific request was made

by appellant directing the State to any particular type of evidence. Appellant’s trial counsel testified

at the hearing that the State had given him everything he requested.

The Brady rule does not apply when a defendant is already aware of the information.

See Agurs, 427 U.S. at 103; Hayes v. State, 85 S.W.3d 809, 815 (Tex. Crim. App. 2000); Havard

v. State, 800 S.W.2d 195, 204 (Tex. Crim. App. 1980); Jackson v. State, 552 S.W.2d 798, 804 (Tex.

Crim. App. 1976) (no duty to disclose under Brady where information was already to defendant).

Here, appellant was aware of his bipolar mental condition, belatedly told his counsel, and evidence

3
The prosecutor testified that he saw an order deferring adjudication of guilt in the pen
packet but did not examine the document in depth and was unaware of a condition 21 ordering a
psychological examination.

16
was produced at trial. The Brady rule was not applicable to the county jail records reflecting the

same information appellant elicited at trial.

As to probationary condition 21, we observe that the indictment put appellant on

notice that the prior conviction for retaliation would be used to enhance punishment. Condition 21

was part of the public record of that conviction. Normally, probationary conditions are served on

a defendant at the time of probation. Appellant does not claim that he was unaware of the condition

which merely ordered a psychological examination. There is no general public records exception

to the Brady rule. Chavis v. North Carolina, 637 F.2d 213, 225 (4th Cir. 1980); Dalboaco v. State,

978 S.W.2d 236, 238 (Tex. App.—Texarkana 1998, pet. ref’d). Documents, however, that are a part

of public records are not deemed suppressed by the State if defense counsel should know of them

and fails to obtain the record because of a lack of diligence in his investigation. United States v.

Payne, 63 F.3d 1200, 1208 (2nd Cir. 1995); Dalbosco, 978 S.W.2d at 238.

Appellant contends that disclosure of condition 21 would have led him to the

resulting examination by Dr. Ferrera in 1994, a part of the Travis County Probation Records.

Appellant makes no claim that he does not recall the examination or was unaware of Dr. Ferrera’s

conclusions. The report was more damaging than favorable to appellant. It did not conclude that

appellant suffered from bipolar disorder or any mental condition save “borderline personality.”

If the Brady rule was applicable here, appellant has not sustained his burden.

Evidence is material only if there is a reasonable probability that, had the evidence been disclosed

to the defense, the result of the proceeding would have been different. Strickler v. Greene, 527 U.S.

263, 280 (1999). The mere possibility that an item of undisclosed evidence might have helped a

17
defendant or might have affected the outcome of the trial does not establish materiality. Graves v.

Cockrell, 351 F.3d 143, 154 (amended on reh’g), 351 F.3d 156 (5th Cir. 2003); Iness v. State, 606

S.W.2d 306, 310 (Tex. Crim. App. 1980) (refused to construe the due process requirement of Brady

to compel the disclosure of evidence that would be only generally useful to defense counsel). See

also Lagrone v. State, 942 S.W.2d 602, 615 (Tex. Crim. App. 1997). The trial court did not abuse

its discretion in overruling the motion for new trial based on a claim that the Brady rule was violated.

Points six and seven are overruled.

Ineffective Assistance of Counsel

Another basis for appellant’s motion for new trial was that he was denied the effective

assistance of trial counsel.4 In points of error eight and nine, appellant contends that the trial court

erred in overruling his new trial motion on this basis. Appellant claims that his trial counsel was

ineffective because of his failure to adequately investigate the facts, interview witnesses, failure to

request a mental health expert to examine appellant, and failure to present evidence of appellant’s

mental condition.

The Standard of Review

The Sixth Amendment to the United States Constitution guarantees the right to the

effective assistance of counsel in a state criminal proceeding. McMann v. Richardson, 397 U.S. 759,

771 n.14 (1970); Garcia v. State, 57 S.W.3d 436, 440 (Tex. Crim. App. 2001); Wilkerson v. State,

4
A claim of ineffective assistance of counsel can be developed in a hearing on a motion for
new trial. See Reyes v. State, 849 S.W.2d 812, 815 (Tex. Crim. App. 1993).

18
726 S.W.2d 542, 548 (Tex. Crim. App. 1986). In Strickland v. Washington, 466 U.S. 668, 689

(1984), the United States Supreme Court held that in order to show ineffective assistance of counsel,

a convicted defendant must show that (1) his trial counsel’s performance was deficient, in that

counsel made such serious errors that he was not functioning effectively as counsel; and (2) the

deficient performance prejudiced the defense to such a degree that the defendant was deprived of a

fair trial. In this connection, a strong presumption exists that counsel rendered adequate assistance

and made all significant decisions in the exercise of reasonable professional judgment. “Prejudice”

is demonstrated when the convicted defendant shows “a reasonable probability that but for counsel’s

unprofessional errors, the result of the proceedings would have been different.” Id. at 694. A

reasonable probability is a probability sufficient to undermine confidence in the outcome. Id.;

Parmer v. State, 38 S.W.3d 661, 665 (Tex. App.—Austin 2000, pet. ref’d); Banks v. State, 819

S.W.2d 676, 681 (Tex. App.—San Antonio 1991, pet. ref’d). Unless a defendant makes both

showings, it cannot be said that the conviction resulted from a breakdown in the adversary process

that renders the results unreliable. Strickland, 466 U.S. at 687; Oestrick v. State, 939 S.W.2d 232,

237 (Tex. App.—Austin 1997, pet. ref’d). Under Strickland, a defendant has the burden to prove

a claim of ineffective assistance of counsel by a preponderance of the evidence. McFarland v. State,

928 S.W.2d 482, 500 (Tex. Crim. App. 1996); Parmer, 38 S.W.3d at 665.

The two-pronged standard for testing claims of ineffective assistance of counsel set

out in Strickland has been adopted for Texas constitutional claims. Hernandez v. State, 726 S.W.2d

53, 57 (Tex. Crim. App. 1986). Under the Strickland-Hernandez standard, any allegation of

ineffectiveness must be firmly founded in the record, and the record must affirmatively demonstrate

19
the alleged ineffectiveness. Thompson v. State, 9 S.W.3d 808, 813 (Tex. Crim. App. 1999); Josey

v. State, 97 S.W.3d 687, 696 (Tex. App.—Texarkana 2003, no pet.). The assessment of whether a

defendant received effective assistance of counsel must be made according to the facts of each case.

Lopez v. State, 96 S.W.3d 406, 417 (Tex. App.—Austin 2002, pet. ref’d). Whether the Strickland

test has been met is to be judged by the “totality of the representation” rather than by isolated acts

or omissions of trial counsel, and the test is applied at the time of the trial, not through hindsight.

Ex parte Welborn, 785 S.W.2d 391, 393 (Tex. Crim. App. 1990); Banks, 819 S.W.2d at 681. Any

judicial review of a defendant’s claim of ineffective assistance must be highly deferential to trial

counsel. Thompson, 9 S.W.3d at 813. There is a strong presumption that counsel’s conduct fell

within the wide range of reasonable professional assistance. Id.; Jackson v. State, 877 S.W.2d 768,

771 (Tex. Crim. App. 1994).

We do not speculate about trial counsel’s strategy. Blevins v. State, 18 S.W.3d 260,

271 (Tex. App.—Austin 2000, no pet.). A reviewing court will not second guess through hindsight

the strategy of counsel at trial. In the absence of direct evidence in the record of counsel’s reasons

for the challenged conduct, an appellate court will assume a strategic motivation if any can be

imagined. Garcia, 57 S.W.3d at 441; Skeen v. State, 96 S.W.3d 567, 580 (Tex. App.—Texarkana

2002, no pet.). Cf. Moore v. Johnson, 194 F.3d 586, 604 (5th Cir. 1999). The challenged conduct

will not, under the circumstances, constitute deficient performance unless the conduct was so

outrageous that no competent attorney would have engaged in it. Garcia, 57 S.W.3d at 441;

Thompson, 9 S.W.3d at 814.

20
Trial counsel has a duty to make an independent investigation of the facts of his

client’s case. Miranda v. State, 993 S.W.3d 323, 327 (Tex. App.—Austin 1999, no pet.) (citing Ex

parte Ewing, 570 S.W.2d 941, 947 (Tex. Crim. App. 1978)). Failure to do so may deprive a

defendant of the effective assistance of counsel. Butler v. State, 716 S.W.2d 48, 54-55 (Tex. Crim.

App. 1986). While we may agree that counsel could have conducted a more thorough investigation,

we do not believe that the complained-of omission rose to the level of constitutional ineffectiveness

in light of the totality of the representation. The extent of counsel’s investigation must be viewed

in the context of appellant’s cooperation with his counsel facilitating the investigation.

At the hearing on the motion for new trial, appellant’s trial counsel testified that he

had practiced criminal law for thirty years and had tried over 200 felony cases. He had handled cases

where his clients had a bipolar disorder or were manic depressives. Counsel related that he had

discussed with appellant the facts of the case, the nature of the evidence likely to be introduced

against appellant, the statement supposedly made by appellant to his sister, and the enhancement of

punishment allegations. Counsel felt that his time to prepare for trial and to speak with appellant

was “adequate.” Counsel was appointed five months before trial to represent appellant. He was the

second appointed trial counsel. To counsel appellant appeared normal. Appellant was able to

communicate and consult with counsel. In effect, counsel was confident that appellant was

competent to stand trial and to aid him in any defense offered at the time of the trial. See Tex. Code

Crim. Proc. Ann. art. 46.02, § 1(a) (West 1979). Counsel related that the State had given him

everything he requested in his trial preparation.

21
There were no eye witnesses to the offenses charged. For one reason or another, no

known fingerprints were identified as being found in the apartment or on the items taken. The blood

spot discovered was not tested. Entry into the apartment had been obtained from an outside balcony

which was ten feet off the ground. Access to the balcony would have been difficult. Because of the

“bizarre” list of items taken, the bleach thrown on clothes, and the fire on the couch apparently

started with vegetable oil, it was counsel’s trial strategy to raise reasonable doubt by arguing to the

jury that the offenses had been committed by teenagers possibly living in the apartment complex who

knew when the complainant left her apartment. Counsel suggested to the jury that the stolen items

were abandoned in a ditch because the teenagers knew they would be questioned at home about new

possessions after it was known that the offense of burglary and arson had been committed in the

nearby complainant’s apartment.

Just before appellant’s sister testified as the last witness for the State, appellant for

the first time told counsel that he suffered from a bipolar disorder and was being medicated for it.

Counsel had no previous knowledge of this condition. Appellant had earlier told counsel that the

allegations in the prior convictions were true. There was no indication that mental health questions

were involved in those convictions. Counsel was caught in mid-trial with information that his client

had withheld from him. This came after his trial strategy had been formed and advanced by

interrogation. On the cross-examination of appellant’s sister, counsel was able to elicit this same

testimony and to argue it before the trial court on the issue of punishment. On the cross-examination

of the sister, counsel tried to blunt her testimony for the State by eliciting evidence that she had used

on direct examination the fire marshal’s terminology in describing appellant’s telephone call. She

22
admitted that she had been asleep when an upset appellant telephoned early on November 30, 2002,

and that appellant probably did not use the word “torched.”

Counsel was caught in mid-stream with the possibility of changing his trial strategy.

Counsel acknowledged that had he known before trial of appellant’s mental condition, he “might”

have asked for the appointment of an expert to determine appellant’s mental health. Counsel made

clear that by the time that he learned from appellant about appellant’s bipolarism it was too late to

give the required statutory notice that he was raising an insanity defense. See Tex. Pen. Code Ann.

§ 8.01 (West 2003); Tex. Code Crim. Proc. Ann. art. 46.03(2)(a) (West Supp. 2004-05).5

Based on his long experience, counsel expressed the view that insanity was “an

unpopular defense,” a dangerous defense. Counsel believed that an insanity defense, to be

successful, had to be supported by strong expert psychiatric evidence that a defendant clearly did not

know the difference between right and wrong at the time of the offense.

Counsel admitted that he did not request a mid-trial continuance. He generally

questioned whether an insanity defense would have been the proper approach in the instant case.

In counsel’s opinion, such a defense would imply guilt. At the guilt stage of the trial, any emphasis

by the defense on evidence of mental health problems less than insanity would undo the earlier trial

strategy. A mid-trial continuance with a jury in the box is normally not favored. Further, for various

reasons, such continuances are strictly limited by statutory provisions. See Tex. Code Crim. Proc.

5
“The term ‘mental disease or defect’ does not include an abnormality manifested by
repeated criminal or otherwise antisocial conduct. Tex. Pen. Code Ann. § 8.01(b) (West 2003).

23
Ann. art. 29.13 (West 1989).6 To prevail, appellant would have to demonstrate that such a motion

if filed would have been granted or counsel would have succeeded on the motion. See Jackson v.

State, 973 S.W.2d 954, 957 (Tex. Crim. App. 1998); Keller v. State, 125 S.W.3d 600, 608 (Tex.

App.—Houston [1st Dist.] 2003, pet. ref’d); Edmond v. State, 116 S.W.3d 110, 112 (Tex.

App.—Houston [14th Dist.] 2002, pet. ref’d). Appellant has made no such demonstration.

Appellant also complains of counsel’s failure to discover probationary condition 21

in the documents relating to a prior condition. Counsel readily admitted that he did not know of this

1994 condition which merely ordered a psychological examination of appellant. Counsel did not

know of the resulting report of Dr. Ferrera’s that appellant was an aggressive individual with a

borderline personality disorder. If counsel had known of these eight-year-old documents, they would

not of themselves given him a strong basis for adopting a different strategy than he did.

Appellant faults counsel for not requesting a pre-sentence investigation by a probation

officer to which he would have been entitled. See Tex. Code Crim. Proc. Ann. art. 42.12, § 9 (West

Supp. 2004-05). The record is silent as to how a pre-sentence investigative report (PSI) would have

benefitted appellant on the issue of punishment. A PSI is a double-edged sword. It may include

6
A continuance or postponement may be granted on the motion of the State or defendant
after the trial has begun, when it is made to appear to the satisfaction of the court that by
some unexpected occurrence since the trial began, which no reasonable diligence could
have anticipated, the applicant is so taken by surprise that a fair trial cannot be had.

Tex. Code Crim. Proc. Ann. art. 29.13 (West 1989).

24
hearsay, arrest records, details of prior convictions, rumors, victim’s recommendations as to

punishment, etc. See generally Fryer v. State, 68 S.W.3d 62 (Tex. Crim. App. 2002). Here the trial

court’s authority in the assessment of punishment was limited by proof of a prior conviction.

Appellant’s assertion that a PSI should have been requested does not support a finding of ineffective

assistance of counsel on that basis.

A further ineffectiveness of counsel complaint is made because appellant’s trial

counsel did not talk to appellant’s brother, Bruce Willian, before trial and present him as a witness.

Failure to call a witness does not amount to ineffective assistance of counsel unless the record shows

that the witness was available at the time of the trial and that the testimony of the witness would have

benefitted appellant. See Butler v. State, 716 S.W.2d 48, 55 (Tex. Crim. App. 1986); Cate v. State,

124 S.W.3d 922, 927 (Tex. App.—Amarillo 2004, pet. ref’d); Parmer v. State, 38 S.W.3d 661, 688

(Tex. App.—Austin 2000, pet. ref’d). There is no showing that Bruce was available at trial. If he

was, his testimony would not have benefitted appellant. As noted, Bruce testified at the new trial

hearing that he and appellant spent over six hours drinking alcoholic beverages at two different bars

before appellant left the last bar on foot, depressed and intoxicated at 1 a.m. on the same morning

the offenses occurred. Voluntary intoxication is not a defense to the commission of a crime. See

Tex. Pen. Code Ann. § 8.04 (West 2003). Appellant contends that Bruce’s lay testimony that

appellant was “depressed” after six hours of drinking and because appellant had broken up with his

girlfriend, lost his job, and had his car repossessed would have advanced a viable defense. It does

not appear that if Bruce had been called as a witness, his testimony would have benefitted appellant

regardless of what the trial strategy may have been.

25
Appellant urges that counsel failed to talk to his sister, Birdwell, prior to trial.

Counsel knew that Birdwell was going to testify for the State about appellant’s statement to her in

the early morning hours of November 30, 2002, and had discussed the same with appellant. If

counsel had talked to her he may have learned that in addition to being in a deep sleep, Birdwell was

“drunk” when she answered appellant’s telephone call. Counsel’s reasons for not interviewing

Birdwell prior to trial were not developed at the hearing.

Whether the Strickland standard has been met is to be judged by the totality of the

representation rather than isolated acts or omissions of trial counsel, and the test is to be applied at

the time of the trial and not through hindsight. Wilkerson, 726 S.W.2d at 549. The fact that another

attorney might have pursued a different course of action at trial will not support a finding of

ineffectiveness. Banks, 819 S.W.2d at 691. The Strickland standard has never been interpreted to

mean that an accused is entitled to errorless or perfect counsel. Bridge v. State, 726 S.W.2d 559, 571

(Tex. Crim. App. 1986). The particular facts and circumstances of each case must be evaluated in

any claim of ineffectiveness of counsel. Johnson v. State, 691 S.W.2d 619, 628 (Tex. Crim. App.

1984).

Appellant cannot be permitted under the circumstances of this case to withhold vital

information from his counsel, then belatedly disclose it, setting the stage for an ineffective assistance

of counsel claim and possibly a new trial. A defendant is not allowed to play this game and win.

We conclude that the appellant has failed to establish the two-pronged standard of Strickland. The

trial court did not abuse its discretion in overruling the motion for new trial on this basis. Points of

error eight and nine are overruled.

26
Point of Error Ten

In his last point of error, appellant complains that the trial court reversibly erred in

overruling the motion for new trial for all the reasons previously discussed. Our earlier discussion

has disposed of this general point of error. Point of error ten is overruled.

Conclusion

The judgment in trial court case no. 7034084 is reformed to reflect a previous

conviction for attempted burglary of a habitation, and as reformed, affirmed. The judgment in trial

court case no. 7034083 is vacated and the cause is dismissed.

John F. Onion, Jr., Justice

Before Chief Justice Law, Justices Puryear and Onion*

Vacated and Dismissed in Cause No. 03-03-00681-CR
Reformed, and as Reformed, Affirmed as to Cause No. 03-03-00686-CR

Filed: August 17, 2005

Do Not Publish

*
Before John F. Onion, Jr., Presiding Judge (retired), Court of Criminal Appeals, sitting by
assignment. See Tex. Gov’t Code Ann. § 74.003(b) (West 1998).

27

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/2869558. Public record. Not legal advice.
