# Gestamp South Carolina, L.L.C. v. National Labor Relations Board

> Court of Appeals for the Fourth Circuit · October 8, 2014 · 769 F.3d 254

URL: https://www.frixlaw.com/law-library/cases/2740744

## Case

- **Full name:** GESTAMP SOUTH CAROLINA, L.L.C., Petitioner, v. NATIONAL LABOR RELATIONS BOARD, Respondent; National Labor Relations Board, Petitioner, v. Gestamp South Carolina, L.L.C., Respondent
- **Court:** Court of Appeals for the Fourth Circuit
- **Decided:** October 8, 2014
- **Citations:** 769 F.3d 254; 201 L.R.R.M. (BNA) 3065; 2014 U.S. App. LEXIS 19194
- **Precedential status:** Published
- **Opinion:** Opinion by Traxler
- **Judges:** Traxler, Keenan, Harwell
- **Cited by:** 20 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/2740744

## How later opinions describe it (automated extraction)

- reversing assignment of knowledge where ALJ did not and could not “have made such a finding on the record before him”

## Opinion text

PUBLISHED

UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT

No. 11-2362

GESTAMP SOUTH CAROLINA, L.L.C.,

Petitioner,

v.

NATIONAL LABOR RELATIONS BOARD,

Respondent.

No. 12-1041

NATIONAL LABOR RELATIONS BOARD,

Petitioner,

v.

GESTAMP SOUTH CAROLINA, L.L.C.,

Respondent.

On Remand from the Supreme Court of the United States.
(S. Ct. No. 13-1103)

Decided on Remand: October 8, 2014

Before TRAXLER, Chief Judge, KEENAN, Circuit Judge, and R. Bryan
HARWELL, United States District Judge for the District of South
Carolina, sitting by designation.
Petition for review granted in part and denied in part; cross-
application for enforcement granted in part and denied in part
by published opinion. Chief Judge Traxler wrote the opinion, in
which Judge Keenan and Judge Harwell joined.

John J. Coleman, III, Marcel L. Debruge, BURR & FORMAN LLP,
Birmingham, Alabama, for Gestamp South Carolina, L.L.C. Stuart
F. Delery, Assistant Attorney General, Beth S. Brinkmann, Deputy
Assistant Attorney General, Douglas N. Letter, Scott R.
McIntosh, Melissa N. Patterson, Benjamin M. Shultz, Dara S.
Smith, Attorneys, Appellate Staff, UNITED STATES DEPARTMENT OF
JUSTICE, Washington, D.C.; Richard F. Griffin, Jr., General
Counsel, Jennifer Abruzzo, Deputy General Counsel, John H.
Ferguson, Associate General Counsel, Linda Dreeben, Deputy
Associate General Counsel, Usha Dheenan, Supervisory Attorney,
NATIONAL LABOR RELATIONS BOARD, Washington, D.C., for the Board.

2
TRAXLER, Chief Judge:

Gestamp South Carolina, LLC, petitioned for review of an

order of the National Labor Relations Board (“the NLRB” or “the

Board”) affirming the decision of an administrative law judge

(“ALJ”) finding that Gestamp discharged employees David Anthony

Kingsmore and Reggie Alexander in violation of the National

Labor Relations Act (“the NLRA”) and that Gestamp was liable for

another violation of the NLRA as well. The Board cross-applied

for enforcement of the order.

In an earlier decision, we granted Gestamp’s petition for

review, denied the Board’s cross-application for enforcement,

vacated the Board’s decision, and remanded the case for further

proceedings, based upon our determination that the recess

appointment of Board Member Craig Becker deprived the Board of a

valid quorum to act when it issued its order. The Supreme Court

subsequently granted the Board’s petition for certiorari,

vacated our opinion, and remanded for further consideration in

light of its decision in NLRB v. Noel Canning, 134 S. Ct. 2550

(2014).

For the reasons set forth below, we now conclude that Board

Member Becker’s recess appointment was valid. We grant

Gestamp’s petition for review in part and deny it in part, and

we grant the Board’s cross-application for enforcement in part

and deny it in part.

3
I.

In January 2013, after oral argument had been held in this

case, Gestamp raised as an additional issue the question of

whether the Board had a quorum of validly appointed Board

Members when it issued its order. Specifically, Gestamp argued

that Board Member Craig Becker had been unconstitutionally

appointed to the Board during an intra-session recess of the

Senate in March 2010, in violation of the Recess Appointments

Clause. See U.S. Const. art. II, § 2, cl. 3.

Shortly thereafter, this court issued an opinion in a

separate case finding invalid three different recess

appointments that had been made to the Board during a three-day

intra-session recess in January 2012. See NLRB v. Enterprise

Leasing Co. Southeast, 722 F.3d 609, 652 (4th Cir. 2013). Among

other things, the Enterprise Leasing panel held that the Recess

Appointments Clause permits the President to make such

appointments only during inter-session Senate recesses, not

during intra-session recesses. See id.; see also NLRB v. New

Vista Nursing & Rehab., LLC., 719 F.3d 203, 208, 221 (3d Cir.

2013) (reh’g granted, Aug. 11, 2014); Noel Canning v. NLRB, 705

F.3d 490, 506 (D.C. Cir. 2013), aff’d on other grounds, NLRB v.

Noel Canning, 134 S. Ct. 2550 (2014).

In October 2013, we applied Enterprise Leasing to this case

and held that Board Member Becker’s appointment was likewise

4
invalid. See Gestamp v. NLRB, 547 F. App’x 164, 165 (4th Cir.

2013) (per curiam); see also New Vista, 719 F.3d at 221 (holding

that “‘the Recess of the Senate’ means only intersession

breaks,” and, therefore, “that [Board] Member Becker’s

appointment was invalid”). Accordingly, we vacated the Board’s

decision, and remanded the case to the NLRB for further

proceedings. The Board then petitioned the United States

Supreme Court for a writ of certiorari.

In NLRB v. Noel Canning, 134 S. Ct. 2550 (2014), the

Supreme Court affirmed the D.C. Circuit’s determination that the

recess appointments of the three Board Members at issue in that

case were invalid. In doing so, however, the Supreme Court

disagreed with the lower court’s reasoning, making it clear that

the Recess Appointments Clause applies to both inter-session

recesses and “intra-session recess[es] of substantial length,”

id. at 2561, as well as to Board vacancies that occur prior to

or during the recess, id. at 2567. The Court additionally held,

however, that Senate “pro forma sessions” must be considered,

id. at 2574, and affirmed the judgment because the resulting

three-day recess at issue there was “too short a time to bring

[the] recess within the scope of the Clause.” Id. at 2557; see

id. at 2578.

Relying heavily on historical practice, the Court

confronted the “interpretive problem [in] determining how long a

5
recess must be in order to fall within the Clause,” id. at 2565-

66, and concluded “that a recess of more than 3 days but less

than 10 days [would be] presumptively too short to fall within

the Clause,” id. at 2567. The addition of “the word

‘presumptively,” the Court explained, was “to leave open the

possibility that some very unusual circumstance – a national

catastrophe, for instance, that renders the Senate unavailable

but calls for an urgent response – could demand the exercise of

the recess-appointment power during a shorter break.” Id. 1

Shortly thereafter, the Supreme Court granted the Board’s

petition for a writ of certiorari in this case, vacated our

judgment, and remanded for further consideration in light of its

decision in Noel Canning. See NLRB v. Gestamp, 134 S. Ct. 2901

(2014). In contrast to the recess appointments of the Board

members at issue in Noel Canning and Enterprise Leasing, which

took place over a three-day recess in January 2012, the recess

appointment of Board Member Becker took place over a two-week

recess in March 2010. Accordingly, we now hold that Board

Member Becker was validly appointed to the Board when it issued

1
Recognizing that there were “petitions [pending] from
decisions in other cases involving challenges to the appointment
of Board Member Craig Becker,” as well as “similar challenges .
. . pending in the Courts of Appeals,” the Court believed it was
important to answer all three questions presented in the case
before it, Noel Canning, 134 S. Ct. at 2558, including the
proper “calculation of the length of a ‘recess,’” id. at 2556.

6
the order in this case. See Teamsters Local Union No. 455 v.

NLRB, No. 12-9519, 2014 WL 4214920, at *2 (10th Cir. Aug. 27,

2014) (noting that because Board Member Becker “was appointed

during an intra-session recess exceeding two weeks . . ., there

seems little reason to [now] doubt the validity of [his]

appointment.”). Having already had the benefit of full briefing

and oral argument on the remaining questions presented in this

case, we now proceed to decide Gestamp’s original challenges to

the Board’s order.

II.

A.

LSP Automotive (“LSP”) owned and operated a plant in Union,

South Carolina that manufactures metal body parts for BMW

vehicles that BMW assembles at a nearby facility. In May 2007,

LSP hired Kingsmore, a former BMW employee, as a quality

inspector. LSP hired Alexander in June 2007 as a supply

coordinator.

On October 1, 2009, Gestamp purchased the facility from LSP

and retained LSP’s employees and personnel policies, including

those provided in LSP’s employee handbook. The handbook

provided, as is relevant here, that “[m]isleading or false

statements . . . made during an interview” or “[f]alse . . .

entries . . . in any books or records of the Company” could

7
result in LSP withdrawing any employment offer or in

termination. J.A. 371, 377. The handbook provided for multiple

levels of discipline depending upon the severity of the

misconduct but reserved for the company the right, in its sole

discretion, to impose the level of punishment it deemed

appropriate.

Union Activity

Kingsmore contacted the United Steelworkers (“the Union”)

in late December 2009 regarding the possible organization of the

facility’s hourly employees. Alexander and Kingsmore were both

among the seven or eight employees on an organizing committee

that the Union helped form and which met approximately four

times in January and early February 2010. Alexander and

Kingsmore also both spoke to other employees about supporting

the Union. 2 The Union’s strategy, which was conveyed to

Alexander, Kingsmore, and others, was to keep organizing efforts

secret from the management. Nevertheless, management became

aware of the efforts as a result of many questions it was

receiving from employees.

Kingsmore’s and Alexander’s roles in the unionization

effort also became known by some plant supervisors. In early

February, Kingsmore told Supervisor and Quality Engineer Michael

2
The Union decided in mid-February to discontinue its
efforts to organize.

8
Fink that he intended to unionize the plant. Fink warned

Kingsmore to be careful because if Gestamp General Manager

Carmen Evola found out, Kingsmore would be “gone.” J.A. 433

(internal quotation marks omitted). Kingsmore also told

Supervisor Michael Sullivan that he was going to try to unionize

Gestamp’s employees. On another occasion, however, Kingsmore

called General Manager Evola to deny possible rumors that he was

part of the unionization effort.

In early to mid-February 2010, management conducted group

meetings explaining its position concerning the Union. Several

statements at the meetings showed that the union issue was

evoking very strong feelings, including one threat by an

employee that when he found out who called the Union, the

employee and others would “whip his ass.” J.A. 101. After the

meeting, two employees together and another individually

approached Alexander and accused him of being one of those

attempting to organize the facility.

Alexander related these accusations to Maintenance

Supervisor Daniel Morris. Following that conversation, Fink

told Alexander, with another employee in the vicinity, “I didn’t

know you were one of the ones that were trying to bring the

Union in.” J.A. 46 (internal quotation marks omitted).

Alexander offered no response.

9
Kingsmore’s Suspension and Discharge

On August 13, 2009, Kingsmore and Morris were instructed as

part of their jobs to go on a tour of the BMW facility. When

they arrived at the facility, Morris was allowed in, but a BMW

guard refused to allow Kingsmore to enter. BMW representatives

did not give him or Morris any explanation for denying Kingsmore

entry. Kingsmore immediately called his supervisor, Alex

Keller, to report the incident. According to Kingsmore, he also

told Evola about the incident that day when he returned to LSP.

In September 2009, Kingsmore applied for an internal

promotion to a quality supervision position and interviewed with

Human Resources Director Susan Becksted for the position later

that month. During the interview, Kingsmore told Becksted that

he had left his previous job with BMW because of the length of

the drive to BMW’s plant, the long hours, and his desire to

spend more time with his young family. Despite the fact that

the job for which he was interviewing required him to have

access to BMW’s premises, Kingsmore did not mention that he had

been barred from the facility. Kingsmore did not receive the

promotion.

In early February 2010, Evola told Becksted that he had

just learned that Kingsmore had been banned from BMW’s premises.

Becksted told Evola that the ban caused her concern for two

reasons. First, since she knew other Gestamp employees who had

10
worked at BMW previously but were not banned from the facility,

she questioned whether Kingsmore had lied when he told her he

had left BMW voluntarily. Second, Gestamp needed its employees

to have access to BMW’s premises at certain times. Evola asked

Becksted to investigate both why Kingsmore left BMW and why he

was banned from the premises.

Becksted began by contacting Keller, who confirmed that

Kingsmore had been denied access to BMW’s facility. After

consulting again with Evola, Becksted then met with Kingsmore

and his manager Juergen Weckermen on February 17. Kingsmore

continued to maintain that the reasons he had given in his

interview for leaving BMW were correct. Becksted explained that

she needed to know the reason for the ban and, in that regard,

asked him to sign a release that she could provide to BMW. When

Kingsmore hesitated, Becksted told him that he could be

terminated if he refused to sign, and Kingsmore relented and

signed the document. After consulting with Evola regarding

whether to give Kingsmore a copy of the release, Becksted

suspended Kingsmore with pay, effective immediately, and told

him that during the suspension he was not to enter Gestamp’s

premises or contact Gestamp employees since doing so would

interfere with her investigation.

Becksted sent the release to BMW on February 17 but

received no response. She testified that she contacted BMW

11
within two business days of Kingsmore’s suspension and briefly

spoke to someone in human resources who refused to give her any

information. She also testified that she did not remember

whether she documented the conversation and she does not recall

any details about the human resources employee to whom she

spoke. On February 22, she told Kingsmore that she did not want

her investigation to drag on and that he had until 5:00 p.m. on

February 24 to obtain documentation from BMW explaining the

reason he left BMW. BMW, however, would only provide Kingsmore

with written documentation of the dates of his employment.

Kingsmore faxed that documentation to Becksted on the afternoon

of February 24. Upon receiving the information, Becksted

informed Kingsmore that it was not what she had requested and

that he was terminated. Kingsmore’s employee separation

checklist listed the reasons for his discharge as

“[f]alsification of prior work history, not supplying proper

documentation from prior employer as requested and not supplying

information for reason of BMW’s refusal to allow employee on

property.” J.A. 348.

Alexander’s Discharge

It was normal procedure for Gestamp employees to create

weekly self-prepared timesheets that listed their start times,

ending times, and total hours and to submit those to their

supervisors. The company also maintained a system whereby

12
employees checked in and out of work electronically, and the

resulting records were compared by supervisors to the employee-

submitted time sheets.

Alexander had a pre-prepared timesheet template on his

computer that included 7:00 a.m. start times. Alexander arrived

late to work on both February 9 and 10. In preparing his time

sheet – probably on Friday, February 12 – Alexander struck

through the 7:00 a.m. start time for February 10 and wrote in

the time he had actually arrived, which was 7:15 a.m.; however,

he neglected to make any change noting that on February 9 he had

arrived at 7:38 a.m. With Alexander having failed to make that

change, the timesheet he submitted indicated that he arrived on

time on February 9. Alexander’s supervisor, Sullivan, noted the

discrepancy in comparing the employee-submitted timesheets to

the electronic records, advised Alexander of the problem, and

changed Alexander’s time sheet to reflect that Alexander had

arrived at 7:38 a.m., and Alexander was not paid for the extra

38 minutes. When Becksted learned of the discrepancy, she met

with Alexander on February 19, informed him that he had violated

company policy, and terminated him for falsifying his timesheet.

Complaint

Based on these facts, the Board’s Acting General Counsel

issued a complaint alleging unfair labor practice charges

against Gestamp. As is relevant to this appeal, the complaint

13
alleges that Gestamp violated 29 U.S.C. § 158(a)(3) and (1) by

suspending and discharging Kingsmore and by discharging

Alexander because of their union organization efforts (“the

discharge claims”) and that Fink violated 29 U.S.C. § 158(a)(1)

by warning Kingsmore that he would be fired if Evola found out

he was trying to unionize the facility (“the threat claim”).

Following a hearing, the ALJ found that Gestamp and Fink

had committed the alleged violations. Regarding the discharge

claims, the ALJ concluded that the General Counsel proved

protected activity on the part of Alexander and Kingsmore since

both participated actively in the union campaign. He concluded

that knowledge of Alexander’s and Kingsmore’s union activity

could be imputed to Gestamp by virtue of its supervisors’

awareness of their participation. In response to an argument by

Gestamp that the supervisors with knowledge were not involved in

the employment decisions at issue, the ALJ acknowledged that the

record was unclear whether Becksted made the adverse employment

decisions herself or whether she consulted with others in making

them. Nevertheless, the ALJ determined that knowledge of the

union activity by Gestamp’s “management” was established by

circumstantial evidence, namely the evidence that the union

campaign was highly charged, as exemplified by the threat of

physical violence made by an employee against union supporters

and by the accusations of union involvement made against

14
Alexander. J.A. 442. The ALJ also found that Kingsmore was

suspended, and Alexander and Kingsmore were fired, because of

anti-union animus and that Gestamp failed to show that it would

have taken the same actions even in the absence of the protected

activity.

The ALJ further found that Fink’s warning to Kingsmore that

Kingsmore would be fired if Evola learned of Kingsmore’s attempt

to unionize the plant constituted an unlawful threat under §

8(a)(1). The ALJ concluded that Fink’s statement “reasonably

conveyed the message that Kingsmore’s protected activities might

harm his employment and thus reasonably could have caused

Kingsmore to fear reprisals for engaging in protected

activities.” J.A. 498.

The ALJ determined that Gestamp was liable for the

statement, rejecting the company’s argument that Fink’s

authority over two Gestamp employees that worked at the BMW

plant was not sufficient to make him a supervisor. Having found

the aforementioned violations, the ALJ recommended an order

requiring Gestamp to cease and desist from its unfair labor

practices, to reinstate Kingsmore and Alexander and make them

whole, to remove any mention of the terminations from its files,

and to post the required notice.

On appeal, a three-member panel of the NLRB affirmed the

ALJ’s decision and adopted the ALJ’s recommended order with

15
minor modifications not relevant here. Gestamp now petitions

for review of the Board order and the Board cross-petitions for

enforcement of the order.

B.

Gestamp first argues that because the ALJ did not find that

the official who made the challenged employment decisions knew

of the employees’ union activity, the ALJ erred in concluding

that the General Counsel established a prima facie case as to

the discharge claims. We agree.

“Although we ordinarily review questions of law de novo,

the NLRB’s interpretation of the Act is entitled to deference if

it is reasonably defensible.” Industrial TurnAround Corp. v.

NLRB, 115 F.3d 248, 251 (4th Cir. 1997). However, the Board is

required “to follow the law as set forth by the relevant court

of appeals.” NLRB v. Flambeau Airmold Corp., 178 F.3d 705, 712

(4th Cir. 1999).

It is a violation of 29 U.S.C. § 158(a)(3) and (a)(1) to

discharge an employee for engaging in protected union activity.

See NLRB v. Transp. Mgmt. Corp., 462 U.S. 393, 397-98 (1983),

overruled on other grounds by Director, OWCP v. Greenwich

Collieries, 512 U.S. 267 (1994); Valmont Indus. v. NLRB, 244

F.3d 454, 463 (5th Cir. 2001). In Transportation Management

Corp., the Supreme Court approved the test set forth by the

Board in Wright Line, 251 N.L.R.B. 1083 (1980), for mixed-motive

16
cases. See 462 U.S. at 401-04. Under that test, the General

Counsel bears the burden of making a prima facie case that the

challenged employment decision was at least partly motivated by

discriminatory intent. See Medeco Sec. Locks, Inc. v. NLRB, 142

F.3d 733, 741-42 (4th Cir. 1998). Meeting this burden requires

the General Counsel to prove “(1) that the employee was engaged

in protected activity, (2) that the employer was aware of the

activity, and (3) that the activity was a substantial or

motivating reason for the employer’s decision.” FPC Holdings,

Inc. v. NLRB, 64 F.3d 935, 942 (4th Cir. 1995). The employer-

knowledge requirement entails proving knowledge “on the part of

the company official who actually made the discharge decision.”

Firestone Tire & Rubber Co. v. NLRB, 539 F.2d 1335, 1338 (4th

Cir. 1976); see Vulcan Basement Waterproofing of Illinois, Inc.

v. NLRB, 219 F.3d 677, 685 (7th Cir. 2000); Pioneer Natural Gas

v. NLRB, 662 F.2d 408, 412 (5th Cir. 1981). Even if the General

Counsel meets this burden, the employer can avoid liability if

it can prove that the employee would have been discharged for

legitimate reasons even absent the protected activity. See

Medeco Sec. Locks, Inc., 142 F.3d at 742.

As Gestamp asserts, the ALJ never found that the official

making the discharge decisions was aware of Kingsmore’s and

Alexander’s union activity, but rather only imputed Gestamp’s

supervisors’ knowledge to Gestamp and alternatively found that

17
Gestamp’s management knew of the activity. 3 In fact, the ALJ

acknowledged that the record was unclear whether Becksted made

the adverse employment decisions herself or whether she

consulted with others in making them.

The General Counsel defends the ALJ’s decision on two

bases. He first suggests that Gestamp bore the burden of

proving who made the discharge decisions. He also argues that

supervisors’ knowledge of union activity can be imputed to the

employer.

The General Counsel’s first argument is easily handled,

because it is the General Counsel and not Gestamp that bears the

burden of proving the General Counsel’s prima facie case,

including the knowledge requirement. See Firestone, 539 F.2d at

1338-39 (“[T]he burden of establishing . . . knowledge rest[s]

on the Board.”). 4 As for the second argument, the General

3
Gestamp also argues that the ALJ, instead of requiring
that the General Counsel prove anti-union animus by a
preponderance of the evidence, required only that the General
Counsel produce evidence that could support an inference of
anti-union animus. We disagree. The ALJ explained that “[t]he
General Counsel must show, either by direct or circumstantial
evidence, that the employee engaged in protected conduct, the
employer knew or suspected the employee engaged in such conduct,
the employer harbored animus, and the employer took action
because of this animus.” J.A. 440 (emphasis added). Indeed,
the ALJ’s order makes clear that he found each of these elements
was proven by a preponderance of the evidence.
4
The General Counsel claims that our analysis in Firestone
concerning the knowledge requirement was mere nonbinding dicta,
(Continued)
18
Counsel is incorrect to the extent he suggests that supervisors’

knowledge of an employees’ union activity is automatically

imputed to the employer. See id. at 1339 (refusing to impute

supervisors’ knowledge of employees’ union activity to decision-

maker). On the other hand, to the extent that the General

Counsel argues only that a finding of decision-maker knowledge

can be based on wholly circumstantial evidence, he is certainly

correct. See NLRB v. Grand Canyon Mining Co., 116 F.3d 1039,

1048 (4th Cir. 1997). However, as we have explained, the ALJ

never found, based on circumstantial evidence or otherwise, that

any Gestamp official involved in the decisions to suspend or

fire Alexander or Kingsmore was aware of their union activity.

Nor could the ALJ have made such a finding based on the record

before him.

C.

Gestamp also challenges the ALJ’s finding that Fink’s

warning to Kingsmore about Evola constituted a § 8(a)(1)

violation. On this violation, we disagree with Gestamp.

We are bound by the Board’s factual findings and

application of law to the facts “if they are supported by

apparently because it was only one of two different bases
supporting the grant of the petition for review in that case.
However, alternative holdings are not dicta. See MacDonald,
Sommer & Frates v. Cnty. of Yolo, 477 U.S. 340, 346 n.4 (1986);
United States v. Fulks, 454 F.3d 410, 434-35 (4th Cir. 2006).

19
substantial evidence on the record as a whole.” WXGI, Inc. v.

NLRB, 243 F.3d 833, 840 (4th Cir. 2001); see 29 U.S.C. § 160(e),

(f). “Substantial evidence” is

such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion. It is
more than a scintilla but less than a preponderance.
Although a reviewing court accords due deference to
the Board’s factual findings under the substantial
evidence standard of review, the court does not
mechanically accept those findings.

Vance v. NLRB, 71 F.3d 486, 489-90 (4th Cir. 1995) (per curiam)

(alterations, citations, and internal quotation marks omitted).

We may not “displace the Board’s choice between two fairly

conflicting views, even though the court would justifiably have

made a different choice had the matter been before it de novo.”

Universal Camera Corp. v. NLRB, 340 U.S. 474, 488 (1951).

Section 7 of the NLRA guarantees employees the “right to

self-organization, to form, join, or assist labor

organizations,” and the right “to engage in other concerted

activities for the purpose of . . . mutual aid or protection.”

29 U.S.C. § 157. Section 8(a)(1) of the Act in turn protects

those rights by making it an unfair labor practice for an

employer “to interfere with, restrain, or coerce employees in

the exercise of the rights guaranteed in section 7.” 29 U.S.C.

§ 158(a)(1). The NLRA provides that “[t]he term ‘employer’

includes any person acting as an agent of an employer.” 29

U.S.C. § 152(2). We have held that it is proper to attribute

20
liability to an employer for statements of a supervisor. See

Benson Veneer Co. v. NLRB, 398 F.2d 998, 1000 (4th Cir. 1968).

The NLRA defines “supervisor” to

mean[] any individual having authority, in the
interest of the employer, to hire, transfer, suspend,
lay off, recall, promote, discharge, assign, reward,
or discipline other employees, or responsibly to
direct them, or to adjust their grievances, or
effectively to recommend such action, if in connection
with the foregoing the exercise of such authority is
not of a merely routine or clerical nature, but
requires the use of independent judgment.

29 U.S.C. § 152(11) (emphasis added).

Gestamp raises two challenges to the ALJ’s finding that it

violated § 8(a)(1), and we will address them seriatim.

Gestamp first argues that substantial evidence did not

support the ALJ’s finding that Fink was a supervisor for

purposes of the alleged § 8(a)(1) violation. We disagree. The

ALJ found that Fink was a supervisor by virtue of his authority

over two Gestamp employees that worked at the BMW plant. The

ALJ found that Fink gave them instructions; that they report to

him or another employee, Beasley, if they have problems; and

that the employees inform Fink or Beasley if they need to take

time off for an emergency and that Fink then makes the initial

decision whether to approve the leave. Fink and Beasley also

prepare the two employees’ biannual evaluations and review their

training reports. The ALJ noted that while a third employee

retained final authority regarding the emergency leave and

21
evaluation questions, he had never disagreed with Fink’s

recommendations. We conclude that these factual findings were

supported by substantial evidence and warranted the ALJ’s

conclusion that Fink was a supervisor. See NLRB v. Yeshiva

Univ., 444 U.S. 672, 683 n.17 (1980).

Gestamp next challenges the ALJ’s finding that the

conversation at issue took place as Kingsmore said it did.

Gestamp argues that Fink’s testimony regarding the conversation

contradicted Kingsmore’s account of it. Gestamp further

contends that the ALJ found Fink to be “truthful and reliable”

based in part on his “candid[]” testimony concerning the

conversation at issue, but the ALJ found Kingsmore “not fully

reliable.” J.A. 426, 429. In light of the ALJ’s credibility

findings, Gestamp contends that no substantial evidence supports

the finding that Fink told Kingsmore that if Evola discovered

his pro-union activity, Kingsmore would be “gone.” See Weather

Shield Mfg., Inc. v. NLRB, 890 F.2d 52, 59 (7th Cir. 1989)

(reversing NLRB finding based on witnesses ALJ discredited). We

disagree with Gestamp’s argument. Nothing prevented the ALJ

from crediting portions of each witness’s testimony and

discrediting others. And while the ALJ found that Fink was a

reliable witness and that he testified candidly concerning the

conversation at issue, part of his candor was admitting that he

did not recall all the details of the conversation. In light of

22
that fact, there was nothing contradictory about the ALJ’s

decision to accept Kingsmore’s account.

III.

For the foregoing reasons, we grant the petition for review

and deny the cross-application for enforcement with respect to

the discharge claims. We deny the petition for review with

respect to the threat claim and grant the cross-application for

enforcement with respect to that claim.

PETITION FOR REVIEW GRANTED IN PART AND DENIED IN
PART; CROSS-APPLICATION FOR ENFORCEMENT GRANTED
IN PART AND DENIED IN PART

23

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/2740744. Public record. Not legal advice.
