# Berrio Callejas v. United States

> Court of Appeals for the First Circuit · July 17, 2000 · 219 F.3d 1

URL: https://www.frixlaw.com/law-library/cases/198999

## Case

- **Full name:** UNITED STATES of America, Appellee, v. Carlos Alberto BERRIO-CALLEJAS, Defendant, Appellant
- **Court:** Court of Appeals for the First Circuit
- **Decided:** July 17, 2000
- **Citations:** 219 F.3d 1; 2000 WL 949132
- **Precedential status:** Published
- **Opinion:** Opinion by Cyr
- **Judges:** Selya, Cyr, Boudin
- **Cited by:** 19 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/198999

## Opinion text

United States Court of Appeals
For the First Circuit

No. 98-2188

UNITED STATES OF AMERICA,

Appellee,

v.

CARLOS ALBERTO BERRIO-CALLEJAS,

Defendant, Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF PUERTO RICO

[Hon. Jaime Pieras, Jr., Senior U.S. District Judge]

Before

Selya, Circuit Judge,

Cyr, Senior Circuit Judge,

and Boudin, Circuit Judge.

Edgardo Rodriguez-Quilichini, Assistant Federal Public
Defender, with whom Joseph C. Laws, Jr., Federal Public
Defender, was on brief for appellant.
Camille Vélez-Rivé, Assistant United States Attorney, with
whom Guillermo Gil, United States Attorney, and Jorge E. Vega-
Pacheco, Assistant United States Attorney, were on brief for
appellee.
July 13, 2000
CYR, Senior Circuit Judge. Like many before it, this

appeal involves various violations of Federal Rule of Criminal

Procedure 11(c) & (d). 1 Nevertheless, appellant has not

demonstrated a total failure to comply with a “core” Rule 11

concern and, after assessing the errors committed by the

district court, we are satisfied that they are harmless or, in

one instance, conspicuously waived on this appeal. See, e.g.,

United States v. Cotal-Crespo, 47 F.3d 1, 4-5 (1st Cir. 1995);

United States v. Allard, 926 F.2d 1237, 1244-45 (1st Cir. 1991);

see also Fed. R. Crim. P. 11(h).

Appellant was charged by information, in the United

States District Court for the District of Puerto Rico, with

violating 21 U.S.C. § 841(a)(1) by knowingly possessing

approximately 1,692.8 grams of cocaine base, with intent to

distribute. After pleading guilty pursuant to a written plea

agreement, he was sentenced, inter alia, to a 188-month prison

term, the minimum prescribed under the applicable sentencing

guidelines.

Appellant first contends that he did not know that the

scheduled airline flight from Colombia to Spain, where he was to

1See, e.g., United States v. McDonald, 121 F.3d 7 (1st Cir.
1997); United States v. Lopez-Pineda, 55 F.3d 693, 696 (1st Cir.
1995); United States v. Cotal-Crespo, 47 F.3d 1 (1st Cir. 1995);
United States v. Medina-Silverio, 30 F.3d 1, 3 (1st Cir. 1994);
United States v. Allard, 926 F.2d 1237 (1st Cir. 1991).

3
have delivered the cocaine, would land in Puerto Rico en route.

See Fed. R. Crim. P. 11(c)(1) (mandating that district court

inform defendant of “the nature of the charge to which the

[guilty] plea is offered”). Although the Rule 11 colloquy

conducted below in no sense foreclosed it, the present

contention inevitably fails since it misapprehends the

controlling law. See, e.g., United States v. McKenzie, 818 F.2d

115, 118-19 (1st Cir. 1987) (upholding conviction under §

841(a)(1) notwithstanding utter absence of evidence defendant

intended to distribute drugs within United States).

Second, the district court’s failure to address

appellant directly during important portions of the Rule 11

proceeding, though contrary to Rule 11(c), violated no “core”

Rule 11 concern under our jurisprudence.2 See Allard, 926 F.2d

at 1244-45; see also Cotal-Crespo, 47 F.3d at 4-5; cf. United

States v. Medina-Silverio, 30 F.3d 1, 3 (1st Cir. 1994).

Third, appellant points out that the district court

failed to inform him that the mandatory minimum prison term

prescribed by statute is ten years. See 21 U.S.C. § 841(a) &

(b)(1)(A); see also Fed. R. Crim. P. 11(c)(1). Furthermore, the

2
See Cotal-Crespo, 47 F.3d at 4 (identifying “core concerns”
as absence of coercion, understanding of charges, and knowledge
of consequences of guilty plea). There is no suggestion of
coercion. See also n.1 supra.

4
plea agreement itself misstated the minimum prison term as five

years, rather than ten. Nonetheless, since it is undisputed

that the 188-month prison term imposed by the district court is

the minimum required under the applicable sentencing guidelines,

these errors too must be deemed “harmless.” See United States

v. McDonald, 121 F.3d 7, 11 (1st Cir. 1997) (holding “harmless”

the district court’s failure to inform defendant of mandatory

minimum sentence, as court ultimately imposed sentence lengthier

than mandatory statutory minimum, “without any reference to the

mandatory minimum”).

Finally, before accepting the guilty plea, the district

court did not address appellant directly in explaining the

constitutional rights to remain silent and confront adverse

witnesses at any trial. See Fed. R. Crim. P. 11(c)(3). The

government responds that the omission was harmless because

appellant signed the plea agreement itself, which accurately

reflected the charges, as well as the basic constitutional

rights waived under the plea agreement.3

In the “Statement of Facts” section of his appellate

brief, appellant offers the conclusory observation that the

district court violated Rule 11 in failing to advise that he

3Contrary to the government’s characterization, however, the
three-page plea agreement makes no mention of the two
constitutional rights addressed here.

5
would have the right to confront adverse witnesses and to

refrain from testifying at any trial. Then, at the very outset

of the “Argument” section in his appellate brief, appellant

explicitly delimits his argumentation to but two issues: the

alleged violation of Rule 11(c)(1) by the district court, in

failing to inform appellant of (i) the nature of the charges to

which he was pleading guilty, and (ii) the correct mandatory

minimum sentence, see supra. Moreover, appellant neither

presents developed argumentation nor provides pertinent case

citations respecting the asserted Rule 11(c)(3) omissions.

Consequently, we deem these embryonic claims to have been waived

on appeal. See, e.g., United States v. Rosario-Peralta, 199

F.3d 552, 563 n.4 (1st Cir. 1999) (appellate court deems waived

issues presented in perfunctory manner, without developed

argumentation).

The present waiver is particularly conspicuous, in that

appellant neither suggests nor contends that he was actually

unaware of these two constitutional rights at the Rule 11

hearing. Rather, upon being asked by the district court whether

he had “discussed with [his] attorney the meaning of pleading

guilty,” and whether he was “satisfied with [his] attorney’s

representation,” defendant responded in the affirmative, without

limitation or qualification. (Emphasis added.) Finally, our

6
independent research reveals that the caselaw — concerning

whether and in what circumstances a Rule 11(c)(3) omission may

constitute reversible error — is at best opaque,4 sufficient

reason in itself to decline to reach an important question upon

which appellant provides no elucidation whatsoever.

Accordingly, the district court judgment is affirmed.

4 Compare, e.g., United States v. Tursi, 576 F.2d 396, 399
(1st Cir. 1978) (finding no reversible error in district court’s
failure to inform defendant of trial rights, but under pre-1976
version of Rule 11, which — unlike current Rule 11(c)(3) — did
not enumerate specific trial rights), and United States v.
Stead, 746 F.2d 355, 356-57 (6th Cir. 1984) (declining to vacate
guilty plea though district court admittedly failed to warn
defendant of right against self-incrimination and right to
confront witnesses), with United States v. Carter, 619 F.2d 293,
295 (2d Cir. 1980) (reversing where district court omitted
“core” requirement that defendant be advised of confrontation
rights).

7

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/198999. Public record. Not legal advice.
