# In Re Avena

> California Supreme Court · February 5, 1996 · 12 Cal. 4th 694

URL: https://www.frixlaw.com/law-library/cases/1250805

## Case

- **Full name:** In Re CARLOS JAMIE AVENA on Habeas Corpus
- **Court:** California Supreme Court
- **Decided:** February 5, 1996
- **Citations:** 12 Cal. 4th 694; 49 Cal. Rptr. 2d 413; 96 Daily Journal DAR 1257; 909 P.2d 1017; 96 Cal. Daily Op. Serv. 848; 1996 Cal. LEXIS 201
- **Precedential status:** Published
- **Opinion:** Opinion
- **Judges:** Lucas, Arabian, Mosk, Kennard
- **Cited by:** 214 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/1250805

## How later opinions describe it (automated extraction)

- rejecting an IAC claim “that [trial counsel] was constitutionally ineffective for failing to make a Pitchess motion where petitioner did “not present any evidence — other than his bare assertion . . . . He [did] not show, for example, what [trial counsel] would have discovered…
- noting issue but not deciding whether Lockhart v. Fretwell, discussed infra, altered Strickland's definition of prejudice

## Opinion text

12 Cal.4th 694 (1996)
909 P.2d 1017
49 Cal. Rptr.2d 413
In re CARLOS JAMIE AVENA on Habeas Corpus.
Docket No. S046608. No. Crim. 25640.
Supreme Court of California.
February 5, 1996.
*703 COUNSEL
Eleanor M. Kraft, under appointment by the Supreme Court, Nudell & Allen, Karen J. Nudell, Talcott, Lightfoot, Vandevelde, Woehrle & Sadowsky, Michael J. Lightfoot and John P. Martin for Petitioner.
John K. Van de Kamp and Daniel E. Lungren, Attorneys General, Richard B. Iglehart and George Williamson, Chief Assistant Attorneys General, Edward T. Fogel, Jr., and Carol Wendelin Pollack, Assistant Attorneys General, Gary R. Hahn, Mark Alan Hart, Donald E. de Nicola, Mark E. Turchin, Susan Lee Frierson, Robert S. Henry and Frederick Grab, Deputy Attorneys General, for Respondent.
OPINION
LUCAS, C.J.
Carlos Jaime Avena was convicted in 1980 in Los Angeles County Superior Court of the first degree murders of Manuel Solis and Miguel Vasquez. (Pen. Code, § 187; all further statutory references are to this code unless otherwise indicated.) Multiple-murder and robbery-murder special-circumstance allegations were also sustained. (§ 190.2, subd. (a)(3) & (17).) In addition, petitioner was convicted of robbery, attempted robbery, two counts of assault with a deadly weapon, and two counts of assault with *704 intent to commit murder. (§§ 211, 664/211, 245, subd. (a), & former § 217.) The jury set the penalty at death under the 1978 death penalty law. (§ 190.1 et seq.)
Petitioner appealed and also filed a petition for a writ of habeas corpus. This court determined he stated a prima facie case for relief in his habeas corpus petition and issued an order to show cause. Finding issues of material fact in dispute as to only one of his allegations, we appointed Judge Kathleen Parker, judge of the Superior Court of Los Angeles County, to hold a hearing and file her report with us. We later vacated Judge Parker's appointment due to her failing health and thereafter appointed John Ouderkirk, judge of the Superior Court of Los Angeles County, to act as our referee. Judge Ouderkirk has now filed his report. Both petitioner and respondent except to various portions of the referee's findings. After due consideration, we conclude that the referee's findings are supported by the evidence and thus reject those claims. After considering those findings, we conclude the order to show cause should be discharged and the writ denied.
FACTS
A. The Crimes
On September 12, 1980, petitioner and brothers Victor and Arturo Padua were driving in a white 1971 Mazda. Petitioner sat in the backseat and had a .22-caliber rifle with him. All three had consumed some beer that evening. While waiting for a stoplight, a brown Ford Galaxy pulled alongside them. When Arturo Padua yelled an insult at the brown car, one of its occupants threw a beer bottle at them, striking the Mazda on the window where petitioner was seated. Petitioner retaliated by shooting at the Ford, which then sped off.
Petitioner and the Paduas gave chase. The Ford stopped suddenly, causing petitioner's Mazda to collide with the rear of the Ford. The Ford again drove away; the Mazda, however, was rendered inoperable. Petitioner and the Paduas pushed it to the side of the road and decided to secure alternative transportation. It was then they saw a pink Chevrolet Camaro, driven by victims Manuel Solis and Miguel Vasquez. Petitioner and the Padua brothers approached the Camaro and stood on either side of the car. Petitioner was carrying his rifle and Arturo was carrying a piece of wood. Although the exact sequence of events is unclear, petitioner apparently demanded the driver give him his money and the keys to the Camaro. Petitioner then shot into the car, wounding the occupants. Petitioner also apparently grabbed one of the victims, pulled him out of the car, and shot him four times in the *705 chest. The other victim exited the passenger side of the Camaro whereupon Arturo struck him in the head with the piece of wood. When one of the victims made a vain attempt to flee, petitioner told Arturo to move out of his line of sight, and then he shot the victim twice. Some people on the street, including the victim's brother, Daniel Solis, witnessing this crime, engaged in some sort of confrontation that included throwing a bottle. The witnesses fled when petitioner began shooting at them. Petitioner and the Paduas then left in the pink Camaro.
Once in the car, petitioner said he was out of ammunition and needed to go home and reload. After reloading, the trio drove the Camaro to a church parking lot, where they set the car on fire, apparently to eliminate their fingerprints. They then walked to 22nd Street and Normandie, near the Santa Monica Freeway. The Paduas went to buy more beer and then returned to petitioner. By this time, it was approximately 11 p.m., and the trio was once again on foot.
Victor Padua, apparently having had enough excitement for one night, hid in some bushes near a freeway exit. When victim Ana Hernandez stopped her yellow Chevette at a stoplight, petitioner and Arturo walked up to either side of the car and attempted to open her door. Petitioner shot into the car door; Arturo may have slammed a beer bottle on the windshield. Hernandez accelerated through the red light to escape; petitioner shot at the escaping Chevette, striking the rear of the vehicle.
Officers McCann and Derenia were coincidentally driving by the off-ramp in an unmarked police car at this time and observed the yellow Chevette drive through the red light. They then saw petitioner standing in the off-ramp with the rifle. Petitioner opened fire on the officers, shooting out the car windows. The officers returned fire, both emptying their revolvers before driving under the freeway, making a U-turn, and returning. Petitioner and Arturo fled on foot, managing to escape capture. A police search of the area revealed several .22-caliber casings on the ground and, eventually, Victor Padua, still hiding in the bushes.
Police initially did not connect Victor to the shootings, as he gave a false story. Finding evidence that Victor had been seen in the company of two other men that night, police questioned him again and this time he told police about petitioner and Arturo. They were arrested and identified by Officers McCann and Derenia. The witnesses of the Solis and Vasquez murders confirmed the shootings, but were too far away to make positive identifications. Hernandez likewise said it was too dark to make a positive identification of her assailants.
*706 Victor Padua testified against petitioner at his trial. In addition, petitioner gave a statement to police that was surreptitiously recorded. This statement largely tracked Victor's account of the crimes, except that petitioner claimed the driver of the pink Camaro menaced him with a knife and that was why he shot him. The recording was played for the jury.
Petitioner also admitted he used a .22-caliber rifle that was loaded by means of a tubular magazine with a capacity of 17 to 20 rounds. He said he bought the rifle on the street for $30. A police expert testified that the .22-caliber shell casings found at the murder scene and on the off-ramp were, with one exception, fired from the same gun. The expert testified that only three types of rifles could have produced those shell casings. One type, the Marlin Glenfield, was described as a "very common, very popular ... very low priced [rifle]" that uses a tubular magazine with an 18-round capacity. (One shell casing exhibited characteristics that made it impossible to determine with certainty that it came from the same weapon.)
Petitioner's trial counsel, Marvin Part, waived his opening statement and rested without presenting any defense at the guilt phase of the trial. Part called only two minor witnesses at the penalty phase of the trial. Following argument, the jury set the penalty at death.
B. The Petition for Writ of Habeas Corpus, the Evidentiary Hearing, and the Referee's Report
In his petition for a writ of habeas corpus, petitioner claimed that his trial counsel Part was constitutionally ineffective for failing to: (1) "Adequately interview petitioner and his immediate family for probative information"; (2) "Arrange for proper investigation of the facts"; (3) "Interview witnesses"; (4) "Present any pretrial motions on behalf of [petitioner], including a motion to suppress ... [petitioner's] statement to police"; (5) "Investigate, raise and support the defense of diminished capacity"; (6) "Present his client before the jury in a respectable fashion," i.e., to ensure that petitioner did not appear before the jury in jail clothes; (7) "Present mitigating evidence at the penalty trial"; and (8) "Argue effectively on behalf of [petitioner] at [the] guilt or penalty phase of the trial."
Finding these allegations, considered together with the exhibits, established a prima facie showing of relief, we issued an order to show cause. ( People v. Duvall (1995) 9 Cal.4th 464, 475 [ 37 Cal. Rptr.2d 259 , 886 P.2d 1252 ] (hereafter Duvall ); In re Hochberg (1970) 2 Cal.3d 870, 875, fn. 4 [ 87 Cal. Rptr. 681 , 471 P.2d 1 ].) After receiving the People's return and petitioner's traverse, we concluded that most of the issues raised could be decided *707 on the pleadings because there were no disputed factual matters outside the trial record. ( Duvall, supra, at pp. 478-479 .) As to petitioner's claim that Part should have investigated and presented the defense of diminished capacity, however, there were disputed issues of material fact. Accordingly, we referred the matter to a referee for an evidentiary hearing. ( Id. at p. 478.)
With regard to that issue, we submitted these questions to our referee: "(a) What did petitioner tell his trial counsel about petitioner's use of PCP or alcohol (i) generally, and (ii) on the night of the killings? [¶] (b) Was there other evidence of petitioner's use of PCP that counsel failed to discover because his investigation was inadequate, and if so, what was that evidence? [¶] (c) Was there evidence that petitioner's PCP use was a factor in his commission of the offenses? [¶] (d) Might the circumstances of petitioner's PCP use, viewed in light of his background and character, have been considered a mitigating factor by the penalty phase jury (see Pen. Code, § 190.3, subds. (d), (h), & (k))?"
After a protracted evidentiary hearing, our referee made the following rulings:
Regarding questions (a)(i) and (a)(ii): "Petitioner told his trial counsel nothing about his use of alcohol or PCP generally. [¶] Petitioner did not tell his trial counsel that he used PCP on the night of the killings. Yes, petitioner did tell his trial counsel that he consumed beer on the night of the killings."
In support of these findings, the referee found that petitioner testified that Part asked him if he used drugs on the night of the killings, and that petitioner said he told Part he had ingested phencyclidine (PCP) and marijuana, and drank beer and cognac on the night of the killings. Petitioner claims he told Part about his drug use during their first meeting at the county jail. "Petitioner claimed to have a virtually verbatim recollection of the portions of his conversation with trial counsel which related to drugs. However, as to other parts of the conversation, he had very limited recollection." He further claims he did not tell police about his drugs use because they did not ask him about it, although he claimed that his use during the interrogation of the terms "crazy" and "wrong" meant "being high on drugs."
The referee concluded: "It is reasonable to conclude that the defendant would have volunteered that he was high on drugs if it were true. It is speculation to say that trial counsel's missing file would corroborate petitioner's testimony."
Trial counsel Part testified that he had no specific recollection of his conversations with petitioner, but that he was sure petitioner never mentioned using drugs or PCP. The referee concluded that Part's testimony was *708 the more credible "because of the circumstantial evidence corroborating his version. The Referee does not find petitioner to be credible in this area."
Regarding question (b): The referee concluded there was evidence of petitioner's PCP use that Part failed to discover because his investigation was inadequate. Specifically, Part should have discovered: (1) "A juvenile court probation report dated April 17, 1978 containing the petitioner's statement that he had been arrested for auto theft and possession of angel dust"; (2) "An LAPD Form No. 510 filled out on September 15, 1980 when petitioner was arrested indicated in bold handwritten letters that the petitioner was a user of PCP and marijuana."; (3) "A California Youth Authority `Referral Document' dated July 5, 1978," indicating petitioner had previously been found to be an abuser of PCP; (4) "`PCP was very epidemic in (the area of the crime)' and `The relationship to PCP was widely a part of the gang membership and activity (in 1980)'"; (5) "At the reference hearing various associates and family members of the petitioner testified to their observations of the petitioner's chronic PCP usage. This testimony may or may not have been truthful. However, one can assume that if the testimonial evidence was available in 1990, it would have been available in 1981"; (6) "Blood, urine acidification and fat sample tests were available in 1981 to detect usage of PCP."
The referee found that at the time of trial, Part was in possession of the first two documents (the "510" form, and the 1978 juvenile probation report), because they had been provided in discovery. The third item (the Youth Authority report) could have been discovered with "minimal investigation" and the balance was discoverable with "reasonable investigation."
The referee further concluded that, "Trial counsel's memory was very weak when asked for any details about what investigation was actually conducted. [¶] Trial counsel's case file would normally be of assistance in documenting what investigation was conducted. However, that file is missing and trial counsel could not give a definitive reason why it is missing or a definitive time when it disappeared."
"The Referee finds no justifiable reason for the failure to produce this file in November 1982. Trial counsel's client, the petitioner, the subject of this voluminous file, had been sentenced to death just nine months earlier. It should have been produced or trial counsel should have been able to give a definite and plausible reason for its disappearance."
Finally, two "criminal defense lawyers with extensive death penalty litigation experience, Charles Gessler and Howard Gillingham, testified that, *709 without any question, based on the information available, they would have investigated Avena's drug use."
Regarding question (c): The referee noted that "petitioner's post-conviction assertions that he used PCP on the night of the killings" were not "credible," and that "[t]here was little credible evidence, worthy of consideration, produced at the hearing to conclude that petitioner used PCP on the night of the killings." Nevertheless, the referee concluded that "[t]here was evidence that petitioner's long term PCP use may have been a factor in his commission of the offenses." For example, two experts, Drs. Rosenthal and Aniline, testified that taking PCP could affect a person's behavior hours, days, weeks, even months after ingestion. Doctor Aniline opined that petitioner's long-term PCP use was the major contributor to petitioner's behavior on the night of the crimes. The referee cautioned, however, that "[t]here was substantial evidence produced that would tend to discredit this opinion...."
Regarding question (d) : The referee found no evidence that petitioner's alleged PCP use could be viewed as a mitigating circumstance under section 190.3, factor (d) (extreme mental or emotional disturbance). There was, however, "some evidence" of past PCP use which might fall within section 190.3, factor (h) (diminished ability to appreciate criminality). Finally, the referee concluded that "petitioner's PCP use, viewed in light of his background and character, might have been considered a mitigating factor within the meaning of Penal Code section 190.3, factor (k). Factor (k) gives the jury broad discretion to interpret evidence as mitigation." The referee noted that "[p]etitioner presented credible evidence that he was raised in a home with an alcoholic father who physically abused the petitioner and petitioner's mother. The family was poor and petitioner was handicapped by his limited ability to speak English. In addition, the petitioner grew up in a neighborhood where gangs and drugs were prevalent. [¶] There was expert testimony regarding the potentially violent and lasting effects of long term PCP usage. As previously indicated, there was evidence available that petitioner was such a user of PCP."
C. Petitioner's Exceptions to the Referee's Report
1. Did Petitioner Tell His Counsel About His PCP Use on the Night of the Murders?
(1a) Petitioner's first and major exception to the referee's report is to challenge the referee's conclusion that petitioner did not tell his trial counsel, Marvin Part, that he had used PCP on the night of the killings. Instead, *710 petitioner contends there was substantial evidence that he told Part he used PCP that fateful night.
We first address the applicable standard of review. (2) As a general matter, "`[t]he referee's conclusions of law are subject to independent review, as is his resolution of mixed questions of law and fact. [Citations.] ... The referee's findings of fact, though not binding on the court, are given great weight when supported by substantial evidence. The deference accorded factual findings derives from the fact that the referee had the opportunity to observe the demeanor of witnesses and their manner of testifying.' ( In re Marquez (1992) 1 Cal.4th 584, 603 [ 3 Cal. Rptr.2d 727 , 822 P.2d 435 ]; see also In re Jackson (1992) 3 Cal.4th 578, 585 [ 11 Cal. Rptr.2d 531 , 835 P.2d 371 ]; In re Cordero (1988) 46 Cal.3d 161, 180-181 [ 249 Cal. Rptr. 342 , 756 P.2d 1370 ].)" ( In re Hitchings (1993) 6 Cal.4th 97, 109 [ 24 Cal. Rptr.2d 74 , 860 P.2d 466 ]; see also In re Ross (1995) 10 Cal.4th 184, 201 [ 40 Cal. Rptr.2d 544 , 892 P.2d 1287 ] [emphasizing referees can observe demeanor of witnesses]; People v. Mayfield (1993) 5 Cal.4th 142, 199 [ 19 Cal. Rptr.2d 836 , 852 P.2d 331 ] [same].)
We emphasize that, because petitioner seeks to overturn a final judgment in a collateral attack, he bears the burden of proof. ( Duvall, supra, 9 Cal.4th at p. 474 .) "`For purposes of collateral attack, all presumptions favor the truth, accuracy, and fairness of the conviction and sentence; defendant thus must undertake the burden of overturning them. Society's interest in the finality of criminal proceedings so demands, and due process is not thereby offended.'" ( Ibid., quoting People v. Gonzalez (1990) 51 Cal.3d 1179, 1260 [ 275 Cal. Rptr. 729 , 800 P.2d 1159 ], italics in original.)
(1b) An unusual situation is presented in this case, because the referee who prepared the report did not actually observe the witnesses testify. Instead, it appears the referee simply reviewed the transcript of the hearing. In addition, the parties stipulated that the referee could rely on a defense summary of the criminal trial in lieu of reading the transcript of the entire trial. [1] Accordingly, it is arguable the deference we would ordinarily give to the referee's rulings as to questions of fact is inappropriate in this case.
Even if we view the evidence de novo, however, we agree with the referee that the evidence supports the finding that petitioner never told counsel Part *711 that he had ingested PCP on the night of the killings. The only evidence to the contrary was petitioner's own testimony at the evidentiary hearing. His testimony, however, was not particularly credible. To begin with, petitioner had a strong incentive to assert he was intoxicated on PCP so as to lay the groundwork for a claim that Part provided ineffective assistance by failing to present a defense based on diminished capacity.
Examining petitioner's testimony, we agree with the referee that "petitioner claimed to have a virtually verbatim recollection of the portions of his conversation with trial counsel which related to drugs. However, as to other parts of the conversation, he had very limited recollection." Specifically, petitioner claimed to remember with clarity portions of a 20-minute conversation he had with counsel Part during their first meeting, some 11 years earlier. Suspiciously, the only things petitioner remembered about the conversation were: (1) Part said petitioner's taped admissions would make the defense difficult, (2) petitioner told Part that on the night of the crimes, he had smoked some PCP-laced cigarettes and some marijuana, and had drunk some beer, (3) Part said that petitioner's drug use would not make a difference so "don't worry about it," and (4) petitioner wanted to see a psychiatrist. When the prosecutor noted that these few topics would not have exhausted the 20 minutes, petitioner repeatedly replied he could not remember the balance of the conversation.
Petitioner explained that he remembered he told counsel about his PCP use the night of the killings because he thought it was "important." By the time of the hearing, however, he failed to remember the contents of his 1986 declaration, which stated that in this initial interview, he told Part that he had "been beaten up by the cops after [his] arrest" and that he "had not been advised of [his] rights." After the prosecutor refreshed petitioner's recollection, the following colloquy occurred:
"Q: [By the prosecutor] So you said you remembered about the PCP because it was important. [¶] Why didn't you tell us about being beaten up by the cops? That is not important?
"A: [Petitioner] I can't remember everything exactly what I told to Mr. Part during that time, but I think it was important, yes.
"Q: And you also failed to tell us about the fact that, `I had not been advised of my rights.' [¶] Why didn't you remember to tell us about that?
"A: Well, now that you have got it out, I remember.
"Q: Now you remember, but you didn't remember before?
*712 "A: No.
"Q: Why not?
"A: I just didn't remember."
Standing in contravention to petitioner's inconsistent testimony is the testimony of trial counsel Marvin Part. When asked whether petitioner told him he smoked PCP, counsel replied "[n]ot to my recollection." Part also said petitioner "never" told him he was a regular user of PCP. Part was then asked some direct questions:
"Q: [By the prosecutor] Did he tell you that he was a regular user of PCP?
"A: [By Counsel Part] He never told me that.
"Q: Did he tell you that he smoked PCP on the night that the murders were committed?
"A: No he did not."
Considering the testimony of both petitioner and counsel Part, we find that with an ample incentive to lie, petitioner exhibited a selective memory of the contents of the critical interview, whereas Part forthrightly stated petitioner never told him he was intoxicated on PCP the night of the killings. Based on this evidence, we agree with the referee that petitioner was not a credible witness and conclude petitioner has failed to carry his burden.
Petitioner makes a number of arguments to the contrary, but none is availing. First, he contends that because, shortly after his arrest, he admitted to Part and the police that he had drunk some beer on the night in question, it was unlikely he would have failed to reveal he had smoked some PCP-laced cigarettes. An equally plausible explanation why he failed to admit to PCP use, however, is that he had not smoked any that night. Second, contrary to petitioner's suggestion, the fact that he was a known chronic abuser of PCP does not necessarily lead to a conclusion that he "must have" ingested some PCP on the night in question. While it is true his long-term use makes it more likely that petitioner may have used PCP that night (as compared, say, to one who had never used the drug), the mere fact of his frequent past use of PCP falls short of proving that he took some on the night in question.
Third, petitioner asserts that Part, as an experienced criminal trial attorney, would have recognized the relevance of any possible drug use, and "it *713 is therefore reasonable to conclude that Part did ask Avena if he used drugs." This supposition conflicts, however, with Part's actual testimony:
"Q: Mr. Part, as you took a look at this case and analyzed the facts as an experienced trial lawyer, did the facts suggest to you that the defendant was smoking PCP?
"A: No.
"Q: Did the facts suggest to you that the defendant was stoned on a drug to a point where he was not responsible for his actions?
"A: No, quite to the contrary."
Part was familiar with the facts of the case and did not anticipate that drug use was an important factor in the crime. This was a reasonable conclusion inasmuch as petitioner's decisions (1) to return home to reload his weapon, (2) to later set fire to the pink Camaro to obscure his fingerprints, and (3) to steal another car by stationing himself at the bottom of a freeway off-ramp where he knew cars would come to a stop, are not actions of one whose ability to "`maturely and meaningfully reflect upon the gravity of his contemplated act[s]'" ( People v. Cruz (1980) 26 Cal.3d 233, 242 [ 162 Cal. Rptr. 1 , 605 P.2d 830 ], italics omitted) has been substantially diminished by PCP intoxication. The basis for petitioner's inference that it is reasonable to assume Part would have asked petitioner about possible drug use is thus unsupported by the record.
Petitioner also contends that it was his "habit and custom" to respond truthfully when asked by "authority figures" about his drug use in connection with previous arrests or detentions. Petitioner thus claims his "habit and custom" constitute admissible evidence, under Evidence Code section 1105, that, on the night of the killings, he told Part of his PCP use. Aside from the rather dubious invocation of Evidence Code section 1105, petitioner's "habit and custom" argument is premised on his assumption that Part asked him whether he used drugs. There is no persuasive evidence that Part made such an inquiry.
Part's trial file disappeared sometime between the end of trial and the beginning of petitioner's subsequent unrelated trial for killing an inmate. Appellate counsel Kraft claims she asked Part several times for the trial file during this period, but that her requests were ignored. Part testified he could not remember what happened to the file. The referee found that "trial counsel could not give a definitive reason why [the file] is missing or a *714 definitive time when it disappeared." "The Referee finds no justifiable reason for the failure to produce this file.... It should have been produced or trial counsel should have been able to give a definite and plausible reason for its disappearance."
In light of the missing file, petitioner contends we should assume Part intentionally suppressed the file to hide evidence of his ineffective assistance. He asserts Evidence Code section 413 [2] permits the drawing of inferences adverse to Part due to the missing file. That provision is inapposite for two reasons. First, there was no finding that Part "willfully suppress[ed]" the file. (See People v. Ledesma (1987) 43 Cal.3d 171, 211-213 [ 233 Cal. Rptr. 404 , 729 P.2d 839 ] [counsel intentionally destroyed file].) Second, Part is not a "party" to this action. Even assuming for argument that petitioner is correct that Part intentionally suppressed the trial file, it would be improper to draw an inference due to Part's alleged misconduct that will ultimately work to the People's detriment. (See generally, In re Ross, supra, 10 Cal.4th at p. 214 [rejecting a claim that trial counsel's unexplained loss of the trial files requires the burden of proof be shifted to the People to prove counsel was not ineffective].)
Evidence Code section 413 aside, however, the referee was entitled to consider the possibly suspicious circumstances surrounding the file's disappearance in determining the facts of this case. After doing so, he concluded: "It is speculation to say that trial counsel's missing file would corroborate petitioner's testimony." We agree. There is no evidence that Part even took notes during the interview in question, that he retained them if he did, or that he placed them in the now-missing file. Although it is somewhat troubling that Part could not account for his trial file, we conclude petitioner has not shown the file would have had a demonstrable impact on the question of whether petitioner told Part he was intoxicated on PCP on the night of the murders.
2. Was There Other Evidence of Petitioner's PCP Use That Was Not Discovered by Trial Counsel?
Despite petitioner having failed to carry his burden of establishing that he told Part he was under the influence of PCP on the night of the killings, the referee ruled that there was other evidence — reasonably available but not obtained by Part — that showed as a general matter that petitioner was a *715 chronic user of PCP. Further, the referee found Part's investigation was "inadequate," and that with "minimal investigation," Part would have discovered the following: (a) a 1978 juvenile probation report stating petitioner had been arrested for "auto theft and possession of angel dust"; (b) a Los Angeles Police Department form 510 that indicated that when petitioner was arrested, the arresting officer believed petitioner was a PCP user; [3] (c) a 1978 California Youth Authority "referral document" indicating petitioner used PCP; (d) evidence that petitioner was a gang member, and that PCP use was "widely a part of gang membership and activity [in 1980]"; and (e) the testimony of some friends and his mother, who would have testified to petitioner's frequent use of PCP during the weeks preceding the murders. In addition, the referee concluded that scientific tests to detect PCP usage were available at the time of petitioner's 1981 trial.
(3) Petitioner does not, with one exception noted below, challenge these findings by the referee. He does argue, however, that the referee erred by failing to make findings regarding two additional items of evidence he claims Part should have discovered. First, petitioner contends the referee should have found that Part was ineffective for failing to discover the 1982 probation report that was prepared in the instant case. Petitioner claims the report contains several references to his prior PCP use. We agree with respondent, however, that Part cannot be held responsible for failing to discover (and use at trial) a document that was not prepared prior to the trial.
We also reject petitioner's second contention that the referee should have found that Part was ineffective for failing to discover the transcript of petitioner's September 15, 1980, interrogation by police. He contends "[a] careful review of the tape and the transcript demonstrates that [his] lack of memory and confusion for the events of September 12, 1980, are consistent with the symptoms of someone who was under the influence of PCP."
It is doubtful Part was unaware of the transcript of this crucial interview, inasmuch as petitioner made several incriminating statements to police in that interview. Even assuming Part was unaware of the transcript, however, we disagree with petitioner that the referee should have cited the transcript of this interview as evidence demonstrating petitioner's drug use. After reviewing the transcript, we do not find that petitioner's responses to interrogation questions were "consistent" with his being on PCP. Our review *716 reveals petitioner was fairly lucid and that he gave responsive answers to questions. Admittedly he was hesitant at times, but this was understandable given the seriousness of the charges against him. His inability (or perhaps, unwillingness) to recall some details of the night in question is not surprising; it may simply have been a manifestation of his desire for self-preservation. Moreover, we note that the police did not ask petitioner whether he was intoxicated on PCP on either the night of the crimes or at the time of the interrogation. In sum, we reject petitioner's argument that the transcript of this interview comprised evidence of petitioner's drug use.
(4) As stated above, in regards to petitioner's friends and his mother who testified at the evidentiary hearing regarding petitioner's PCP use in general, the referee found that "[t]his testimony may or may not have been truthful. However, one can assume that if the testimonial evidence was available in 1990, it would have been available in 1981." Petitioner excepts to the referee's conclusion that the witnesses "may or may not have been truthful." It is possible that, without having heard the witnesses testify in person, Judge Ouderkirk felt unable to determine their veracity and thus used the noncommittal "may or may not" phraseology. We note that on the one hand, friends and family would have an incentive to testify favorably to petitioner. Their recounting of petitioner's chronic PCP use, however, is consistent with both the probation report prepared in this case, and with the California Youth Authority's "referral document" for his 1978 assault. This consistency with unrelated law enforcement documents lends credence to their testimony.
On the other hand, Part expressly testified that petitioner never told him he was a PCP user, and further testified that petitioner never supplied him with the names of the friendly witnesses who ultimately testified at the evidentiary hearing. This testimony suggests a finding that the later testimony of the friends and family members may not have been truthful.
Like Judge Ouderkirk, we also did not hear the testimony presented at the evidentiary hearing, and thus are as handicapped as our referee in determining the veracity of the witnesses from the cold record. We need not, however, make a definitive decision on that issue, because even assuming for argument that we were to sustain petitioner's exception in this regard and conclude the witnesses all testified truthfully, their testimony that petitioner often used PCP adds little to what we already know.
First, assuming the witnesses testified truthfully, we may conclude there was sufficient evidence available pretrial showing petitioner was a chronic abuser of PCP. This information could, in turn, have led Part to further *717 investigate whether petitioner was under the influence of PCP on the night in question. There was, however, already ample evidence available showing petitioner was a frequent user of PCP, including the police report and prior Youth Authority documents. [4] Thus, the testimony of petitioner's friends and his mother was cumulative to that evidence. Moreover, the referee concluded, based on substantial evidence, that "[t]here was little credible evidence, worthy of consideration, produced at the hearing to conclude that petitioner used PCP on the night of the killings." Thus, we may assume that had Part investigated the point prior to trial, he would not have uncovered any additional information in that regard.
Second, if we assume the witnesses testified truthfully, we might conclude that petitioner's chronic PCP use may have had an effect on his mental faculties — short of a legally recognizable diminished capacity — and thereby helped induce the crime. The referee already concluded, however, that "[t]here was evidence that petitioner's long term PCP use may have been a factor in his commission of the offenses." Crediting the testimony of these witnesses, then, would not have affected the referee's conclusion.
Finally, if we assume these witnesses testified truthfully about petitioner's long-term PCP use, such drug abuse could have comprised mitigating evidence at the penalty phase. The referee already concluded, however, that other evidence of petitioner's drug use might have been considered by the jury as mitigating evidence under section 190.3, factor (k).
In sum, we need not decide whether the witnesses testified truthfully at the hearing regarding petitioner's alleged PCP use, because even assuming for argument that we were to sustain petitioner's exception in this regard and conclude the witnesses testified truthfully, their testimony that petitioner frequently used PCP would add little to the referee's findings.
3. Was Petitioner's PCP Use a Factor in the Commission of the Crimes?
Aside from the question whether petitioner told Part that he was under the influence of PCP on the night of the crimes, we asked our referee whether there was any other evidence that PCP use was a "factor" in the commission of the crimes. The referee concluded that (1) petitioner's assertions that he was under the influence of PCP that night were not credible; (2) there was *718 "little credible evidence, worthy of consideration ... that petitioner used PCP on the night of the killings; and (3) there was, however, "evidence that petitioner's long term PCP use may have been a factor in his commission of the offenses."
(5) Petitioner first takes exception to the referee's conclusion that there was no credible evidence that he was under the influence of PCP on the night of the crimes. The only evidence of this alleged fact was generated from petitioner himself, first in his statements to the probation officer which appear in the probation and sentencing report, then in his testimony at the evidentiary hearing, and finally in Dr. Rosenthal's testimony.
As stated earlier, petitioner had a motive to claim he was under the influence of PCP at the time of the crimes, so we must view his testimony with this in mind. Victor Padua, petitioner's accomplice on September 12, 1980, testified that he had often smoked PCP-laced cigarettes with petitioner. In addition, Padua testified that when he picked up petitioner that night, he "seemed to be" under the influence of PCP, although Padua admitted he could not recall whether he smoked any PCP with petitioner that night. We note that Padua, more than 10 years after the crimes, may also have a motive to testify so as to assist his friend avoid the death penalty. We thus must consider this fact when evaluating his testimony.
A defense investigator, Edward Sanchez, testified that Arturo Padua, the other possible percipient witness that night, and Ivania Cantarero, petitioner's then girlfriend, told him that petitioner had smoked PCP the night of the crimes. Neither person testified at the hearing below, however, or ever told this information to police.
Finally, Dr. Rosenthal testified that petitioner used PCP the night of the crimes. Rosenthal admitted, however, that he received this information from petitioner himself, from Arturo Padua, and from petitioner's relatives, and that he simply accepted their statements as true for purposes of his diagnosis.
On this showing, we agree with the referee that there was little credible evidence showing petitioner was under the influence of PCP the night of the crimes. Bearing in mind that petitioner bore the burden of proof ( Duvall, supra, 9 Cal.4th at p. 474 ), we find that this evidentiary showing was insufficient to support a finding that petitioner was intoxicated on PCP the night of the crimes. We therefore overrule petitioner's exception on this point.
Petitioner does not take exception to the referee's finding that petitioner's overall PCP use may have been a factor in the crimes. In support of this *719 finding, the referee cited the hearing testimony of Drs. Rosenthal and Aniline. The gist of their testimony was that ingesting PCP may affect one's behavior "hours, days, weeks, even months after ingestion." (6) The referee also noted, however, that there was "substantial evidence produced that would tend to discredit" the opinions of the two doctors. Petitioner strongly excepts to this latter finding, noting respondent failed to present any medical evidence of its own.
As with the determination of the veracity of petitioner's friends and mother, however, Judge Ouderkirk did not resolve the dispute, but merely concluded that there was evidence that "would tend to discredit" the testimony of Drs. Rosenthal and Aniline. That conclusion is supported by evidence in the record. For example, Dr. Rosenthal himself testified that the effect of PCP was quite "varied" and can cause all manner of behavioral changes. Although at one point he opined that he had "little doubt" that petitioner acted under the influence of PCP, he later admitted he could not "be absolutely sure that PCP ... was a factor in this crime."
Further contrary evidence came in the form of testimony from petitioner's friends and his mother. For example, Maria Rodriguez testified she had frequently observed petitioner use PCP, and had used PCP with petitioner over 300 times. She testified that when he used PCP, he acted like a zombie, would stare and mumble, behavior completely at odds with petitioner's violent, rampaging actions that comprised the crimes in this case. Myrna Gonzalez, petitioner's girlfriend between 1977 and 1980, testified she had seen petitioner high on PCP, and confirmed that he became quiet and had difficulty speaking and walking. She never saw him act violently while under the influence of PCP, although once he pushed her. These observations of petitioner while under the influence of PCP were largely confirmed by petitioner's mother.
Although the People did not present any expert medical evidence, they presented the testimony of Officer Warren Pickens, one of the senior officers in charge of the investigation of petitioner's crimes. Pickens testified that he had been involved in over 500 homicide investigations, and had participated in the arrest and investigation of persons who had taken PCP. He stated that when he questioned Victor Padua and petitioner, they both denied using PCP. He testified that he saw nothing in the facts of the crimes that suggested the use of PCP, and explained that when he questioned petitioner two days after the crimes, he would have expected petitioner to exhibit loss of memory, lethargy, difficulty speaking, an unresponsive affect, and a blank stare. Officer Pickens observed none of these symptoms in petitioner.
Considering this evidence, we find substantial evidence to support the referee's finding that there was evidence "produced that would tend to *720 discredit" the expert opinions that petitioner's long-term PCP use was a factor in his crimes. The mere fact that PCP has a variable effect on users, and that observations of petitioner's past usage revealed he became quiet, passive, and had difficulty walking while under the drug's influence, supports the referee's finding. Moreover, Pickens testified that petitioner did not exhibit any symptoms of having been under the influence of PCP and expressly denied having smoked any "sherms." Although the evidence was not overwhelmingly in support of this conclusion (e.g., Maria Rodriguez also testified that petitioner sometimes acted differently when under the influence of PCP, and was unable to sit still), there was nevertheless substantial evidence to support the referee's finding. We thus reject petitioner's exception to this portion of the referee's findings.
D. Respondent's Exceptions to the Referee's Report
As noted above, our second question asked the referee to determine whether "there [was] other evidence of petitioner's use of PCP that counsel failed to discover because his investigation was inadequate, and if so, what was that evidence?" (Italics added.) The referee responded in the affirmative, explaining that counsel's "investigation was inadequate. " (Italics added.)
(7) Respondent questions the meaning of the word "inadequate," both in our question and in the referee's response. If the use of the word "inadequate" suggests the referee was to make, or made, a legal decision on the reasonableness of Part's representation, respondent takes exception to the referee's finding. To the extent respondent is merely claiming that this court has the ultimate responsibility to say whether Part's performance was inadequate as a matter of law, we agree. That is not to say, however, that it is inappropriate for the referee to have expressed an opinion as to whether Part's investigation was inadequate. Such conclusions of law by the referee, however, are subject to independent review by this court and are not given the ordinary deference we show to factual findings by a referee. ( In re Ross, supra, 10 Cal.4th at p. 201 .)
(8) Respondent also "respectfully questions" the referee's restatement of the testimony of Attorneys Gessler and Gillingham, defense attorneys who testified as experts for petitioner and opined that competent counsel would have investigated petitioner's potential drug use. Gessler also stated he would have interviewed family members. Respondent argues that "What some hypothetical competent counsel would have done in hindsight... is of marginal relevance and intrudes upon the legitimate function of this [court]."
It is unclear whether respondent is objecting to this part of the referee's findings. We note that reliance on attorney experts is commonplace (see In *721 re Neely (1993) 6 Cal.4th 901, 914 [ 26 Cal. Rptr.2d 203 , 864 P.2d 474 ] [defense attorney testified as an expert in evaluating trial counsel's failure to investigate the case]; In re Fields (1990) 51 Cal.3d 1063, 1077 [ 275 Cal. Rptr. 384 , 800 P.2d 862 ] [same]; In re Jackson (1992) 3 Cal.4th 578, 662-663 [ 11 Cal. Rptr.2d 531 , 835 P.2d 371 ] [defense attorneys testified as experts in evaluating tactics of defendant's trial attorney]; see also People v. Mayfield, supra, 5 Cal.4th 142, 208, fn. 16 [prosecution attorney testified as an expert that San Bernardino County venirepersons would be unlikely to look on illicit drug use as a factor in mitigation]), and we may consider such evidence, although we are not bound by it. ( In re Ross, supra, 10 Cal.4th at pp. 214-215.) In any event, respondent did not object to the testimony of either Gessler or Gillingham on grounds of relevance and thus waived this objection.
E. The Merits of Petitioner's Claims
Petitioner claims his trial counsel, Part, was constitutionally ineffective in a variety of ways. (9) We have previously explained that, "[i]n order to demonstrate ineffective assistance of counsel, a defendant must first show counsel's performance was `deficient' because his `representation fell below an objective standard of reasonableness ... under prevailing professional norms.' ( Strickland v. Washington (1984) 466 U.S. 668, 687-688 [ 80 L.Ed.2d 674, 693-694 , 104 S.Ct. 2052 ]; Ledesma, supra, 43 Cal.3d at pp. 215-216.) Second, he must also show prejudice flowing from counsel's performance or lack thereof. ( Strickland, supra, at pp. 691-692 [80 L.Ed.2d at pp. 695-696]; Ledesma, supra, at pp. 217-218 .) Prejudice is shown when there is a `reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.' ( In re Sixto (1989) 48 Cal.3d 1247, 1257 [ 259 Cal. Rptr. 491 , 774 P.2d 164 ]; Strickland, supra, at p. 694 [80 L.Ed.2d at pp. 697-698].)" ( People v. Jennings (1991) 53 Cal.3d 334, 357 [ 279 Cal. Rptr. 780 , 807 P.2d 1009 ].)
In a recent case, the United States Supreme Court addressed the unusual situation of trial counsel failing to make a valid objection at trial, where the precedent for the objection was later overruled. ( Lockhart v. Fretwell (1993) 506 U.S. 364 [ 122 L.Ed.2d 180 , 113 S.Ct. 838 ]; (hereafter Fretwell ).) In that case, the high court, when applying the second prong of the Strickland test, noted that the test for "prejudice" is not solely one of outcome determination. Instead, the pertinent inquiry is "whether counsel's deficient performance renders the result of the trial unreliable or the proceeding fundamentally unfair." ( Id. at p. 372 [ 122 L.Ed.2d at p. 191 ].) "Thus, an analysis focussing solely on mere outcome determination, without attention to *722 whether the result of the proceeding was fundamentally unfair or unreliable, is defective." ( Id. at p. 369 [ 122 L.Ed.2d at p. 189 ], fn. omitted.) [5]
(10) "In evaluating defendant's showing [a court accords] great deference to the tactical decisions of trial counsel in order to avoid `second-guessing counsel's tactics and chilling vigorous advocacy by tempting counsel "to defend himself or herself against a claim of ineffective assistance after trial rather than to defend his or her client against criminal charges at trial...."'" ( In re Fields, supra, 51 Cal.3d 1063, 1069-1070 , quoting In re Cordero (1988) 46 Cal.3d 161, 180 [ 249 Cal. Rptr. 342 , 756 P.2d 1370 ] and People v. Ledesma, supra, 43 Cal.3d at p. 216 .) "`However, "deferential scrutiny of counsel's performance is limited in extent and indeed in certain cases may be altogether unjustified. `[D]eference is not abdication' [citation]; it must never be used to insulate counsel's performance from meaningful scrutiny and thereby automatically validate challenged acts or omissions."'" (51 Cal.3d at p. 1070; see also People v. Karis (1988) 46 Cal.3d 612, 621 [ 250 Cal. Rptr. 659 , 758 P.2d 1189 ].) Finally, we note that a criminal defendant can "reasonably expect that before counsel undertakes to act at all he will make a rational and informed decision on strategy and tactics founded on adequate investigation and preparation." ( People v. Ledesma, supra, 43 Cal.3d at p. 215 .)
We now address the merits of petitioner's claims, keeping in mind that we found disputed issues of material fact as to only one question: petitioner's alleged PCP usage. In so doing, we take judicial notice of the trial record in petitioner's direct appeal, People v. Avena (S004422, app. pending). (Evid. Code, § 452, subd. (d)(1).)
1. Alleged Failure to Investigate and Present a Diminished Capacity Defense
(11a) Petitioner's primary claim is that Part should have investigated and presented a defense of diminished capacity based on petitioner's alleged PCP intoxication during the crimes. Although the defense of diminished capacity is now abolished ( People v. Saille (1991) 54 Cal.3d 1103 [2 *723 Cal. Rptr.2d 364, 820 P.2d 588 ]; §§ 25, 28; see generally, 1 Witkin & Epstein, Cal. Criminal Law (2d ed. 1988) Defenses, §§ 208-211, pp. 238-243), it was extant when petitioner committed his crimes. (12) "Diminished capacity [was] a defense to all specific intent crimes." ( People v. Cruz, supra, 26 Cal.3d 233, 242 .) It provided that "A person who intentionally kills may be incapable of harboring malice aforethought because of a mental disease, defect, or intoxication, and in such case his killing, unless justified or excused, is voluntary manslaughter." ( People v. Conley (1966) 64 Cal.2d 310, 318 [ 49 Cal. Rptr. 815 , 411 P.2d 911 ], italics added.) "`The true test is not the duration of the time as much as it is the extent of the reflection. ' ... [T]he true test must include consideration of the somewhat limited extent to which this defendant could maturely and meaningfully reflect upon the gravity of his contemplated act." ( People v. Wolff (1964) 61 Cal.2d 795, 821 [ 40 Cal. Rptr. 271 , 394 P.2d 959 ], italics in original; see generally, People v. Saille, supra, 54 Cal.3d at pp. 1109-1111.)
(11b) It is undisputed that Part failed to investigate this defense. As the referee found, however, petitioner never told Part that he was "high" on PCP the night of the crimes, and we have reached the same conclusion based on our independent review. Petitioner's argument is thus reduced to a claim that, based on other available evidence, Part should have investigated a diminished capacity defense arising from petitioner's alleged PCP use.
It is here that petitioner stands on firmer ground, for the referee found there was evidence of petitioner's habitual PCP usage available to Part (the juvenile probation report, the Los Angeles Police Department arrest form, and the Youth Authority referral document), that should have spurred him to conduct an investigation. Had Part done so, he would have discovered the evidence now contained in the declarations accompanying petitioner's application for a writ of habeas corpus. Specifically, those declarations show: (1) petitioner smoked PCP-laced cigarettes ("sherms") with Arturo Padua "on a regular basis for at least six months to a year before September 12, 1980 [the day of the crimes]. [They] smoked them 3 to 4 times a month, usually on the weekends." This is consistent with the declaration of Arturo Padua. (2) Petitioner's girlfriend, Ivania Cantarero, stated petitioner "used PCP and marijuana on an average of once a week." (3) Both petitioner's mother (Marianna Avena) and his sister (Elizabeth Avena) state generally that petitioner "was using drugs, including PCP."
Ultimately, however, Part's unjustified failure to investigate petitioner's alleged PCP use was not prejudicial and therefore does not warrant relief. This is so because the evidence Part failed to uncover, taken together, is insufficient to establish a defense of diminished capacity. The primary *724 failing of this evidence is that it fails to establish that petitioner was under the influence of PCP on the night the crimes occurred. Instead, this evidence merely demonstrates that petitioner habitually ingested PCP.
People v. Pensinger (1991) 52 Cal.3d 1210 [ 278 Cal. Rptr. 640 , 805 P.2d 899 ] is instructive. In that case, there was evidence the defendant drank several beers and some shots of hard liquor, all between three or four in the afternoon and 8:30 that night. One witness testified that the defendant had been drinking and shooting Quaalude, although there was no expert evidence on the effect of the Quaalude. Although the defendant testified, he did not claim he was intoxicated. Other witnesses reported that the defendant did not seem intoxicated. ( Id. at pp. 1241-1242.) We held that "[t]his evidence does not amount to substantial evidence that defendant lacked the capacity to form the requisite mental states...." ( Id. at p. 1241.) More to the point, we explained that "[n]ormally, merely showing that the defendant had consumed alcohol or used drugs before the offense, without any showing of their effect on him, is not enough to warrant an instruction on diminished capacity. [Citations.]" ( Ibid., italics added.)
The evidence in Pensinger at least showed the defendant in that case consumed some amount of drugs and alcohol on the day of his crimes. In petitioner's case, we have no credible evidence that he smoked PCP on the day in question. In addition, even if we assume he did use drugs on the day in question, there is no evidence showing how much he ingested or the degree of intoxicating effect, if any, it had on him. Instead, we have only evidence that petitioner often smoked PCP in the weeks and months preceding the crimes, and expert evidence that such use can cause an adverse reaction. By his own testimony, however, Dr. Aniline admitted each person's reaction to PCP is different. Dr. Rosenthal essentially corroborated this opinion. This is manifestly insufficient to support a diminished capacity defense at trial.
Petitioner relies on expert testimony that suggests that PCP is stored in the body's tissues and that this residue can produce violent behavior up to several months later. Dr. Aniline testified at the evidentiary hearing that in light of petitioner's chronic abuse of PCP, "the usage that night is of ... minor importance. It adds or if it turned out to be true, it would add and contribute to the opinion that PCP played a role. You would have both the current as well as past history. The history [of past PCP abuse] was, in my opinion, ... the major contributing factor here." Dr. Aniline agreed that PCP use had affected persons "days and even weeks after they took the drug." As a result of petitioner's long-term PCP use and alleged use on the night of the crime, Dr. Aniline first concluded petitioner's ability to form an *725 intent to kill " might have been impaired." (Italics added.) He then stated more definitely that petitioner's capacity to "appreciate the criminality of his conduct" was "impaired."
We are perplexed by Dr. Aniline's testimony and find his opinions somewhat self-contradictory. Although the gist of his expert opinion was that petitioner could not meaningfully and maturely reflect on his crimes, he stated other opinions that were seemingly at odds with this primary thesis. For example, on cross-examination, he admitted he had not read petitioner's confession in this case, which included petitioner's clear memory of the events. In addition, Dr. Aniline noted that a person's response to PCP intoxication is highly individual, and that a person so intoxicated could still drive a car and hold down a job that entailed known tasks. Such behavior under the influence of PCP seems inconsistent with the impaired mental state required for a successful diminished capacity defense. In sum, we find Dr. Aniline's opinions in this regard self-contradictory and entitled to little weight.
Dr. Rosenthal's expert testimony was essentially the same as Dr. Aniline's testimony. Dr. Rosenthal explained that the symptoms of PCP intoxication vary with the individual, but that such persons are often "very much out of touch with reality. They are out of control, agitated, compulsive. They may be hallucinating. They may have delusional thoughts." If petitioner was so intoxicated, "he would be unable to form intent or think rationally. His thinking would be disorganized, impulsive. He would be reacting from moment to moment." He stated that from "everything" that he had reviewed, "there was little doubt that [petitioner] was under the influence of PCP [on the night of the murders]." He also testified that the effects of habitual PCP abuse can be felt for weeks and months.
Taken together, we cannot say the evidence amassed by petitioner, even considering the testimony Drs. Aniline and Rosenthal, is sufficient to support a viable diminished capacity defense. The glaring omission is any credible evidence that he actually took some PCP on the night of the crimes. Moreover, there is no evidence showing how the drug affected him that night. Standing in the place of such evidence is petitioner's expert opinion evidence that residue amounts of PCP stored in petitioner's body tissues through weeks of chronic drug abuse, perhaps combined with more recent ingestion of the drug, may have caused him to behave in a violent manner, and that this combination may have so affected his mental faculties such that he could not maturely and meaningfully reflect on his criminal actions.
Such a conclusion is contradicted by petitioner's seemingly goal-directed behavior that night, which exhibited a much higher degree of mental functioning than Dr. Aniline and Dr. Rosenthal would have us believe. For *726 example, petitioner participated in the pursuit of the brown Ford Galaxy, shooting at it in retaliation for the thrown beer bottle. When the Mazda in which petitioner was riding became inoperable, he formed a plan to secure alternative transportation by stealing the pink Camaro driven by the murder victims. As one of the victims fled, petitioner asked one of the Paduas to step aside and out of the line of fire. He then returned home in order to reload his rifle. Later, he decided to abandon the Camaro because it bore incriminating evidence; the plan included setting the car ablaze to conceal fingerprints. Finally, seeking yet another car, petitioner stationed himself at the bottom of the freeway off-ramp, realizing that a car would eventually exit the freeway and come to a stop where its occupants would be most vulnerable to a forcible theft of their vehicle.
Thus, petitioner's actual conduct that night, when compared to the weak and tenuous evidence that PCP intoxication may have prevented the mature and meaningful reflection on the gravity of his crimes, convinces us there was no viable diminished capacity defense available to petitioner and thus no prejudice from Part's failure to explore one. Although we do not condone or excuse Part's inexplicable failure to investigate the availability of a diminished capacity defense, especially given evidence of petitioner's past drug use as revealed in documents available to Part, we conclude petitioner has not demonstrated Part's inaction prejudiced him under either of the tests laid down in Strickland and Fretwell . Stated another way, there is no reasonable probability that, but for counsel's unprofessional error in failing to locate and present to the jury expert and lay evidence regarding petitioner's alleged PCP intoxication, petitioner would have enjoyed a more favorable outcome of the trial ( Strickland v. Washington, supra, 466 U.S. at p. 694 [80 L.Ed.2d at pp. 697-698]), and counsel's allegedly deficient performance in failing to present this evidence did not render the result of the trial unreliable or fundamentally unfair. ( Fretwell, supra, 506 U.S. at p. 372 [ 122 L.Ed.2d at p. 191 ].)
2. United States v. Cronic
(13a) Petitioner, pointing to the minimal nature of Part's representation, contends he is entitled to reversal without having to show prejudice. In support, he cites United States v. Cronic (1984) 466 U.S. 648 [ 80 L.Ed.2d 657 , 104 S.Ct. 2039 ] (hereafter Cronic ). In other words, he asserts that the minimal assistance Part provided must be presumed to have been ineffective. (14) "We recognize that in some cases ineffective assistance must be presumed `without inquiry into the actual conduct of the trial' because `the likelihood that any lawyer, even a fully competent one, could provide effective assistance is so small' that the cost of litigating the issue is *727 unjustified." ( People v. Bonin (1989) 47 Cal.3d 808, 844 [ 254 Cal. Rptr. 298 , 765 P.2d 460 ], quoting Cronic, supra at pp. 659-660 [80 L.Ed.2d at p. 668].) As in Bonin , we conclude this case does not come within Cronic 's exception to the rule requiring a showing of prejudice laid down in Strickland v. Washington, supra, 466 U.S. 668 .
In Cronic , the high court explained that: "The right to the effective assistance of counsel is ... the right of the accused to require the prosecution's case to survive the crucible of meaningful adversarial testing. When a true adversarial criminal trial has been conducted — even if defense counsel may have made demonstrable errors — the kind of testing envisioned by the Sixth Amendment has occurred. But if the process loses its character as a confrontation between adversaries, the constitutional guarantee is violated." ( Cronic, supra, 466 U.S. 656 -657 [ 80 L.Ed.2d at p. 666 ], fns. omitted.) Thus, "[t]here are ... circumstances that are so likely to prejudice the accused that the cost of litigating their effect in a particular case is unjustified. [¶] Most obvious, of course, is the complete denial of counsel.... Similarly, if counsel entirely fails to subject the prosecution's case to meaningful adversarial testing, then there has been a denial of Sixth Amendment rights that makes the adversary process itself presumptively unreliable. " ( Id. at pp. 658-659 [80 L.Ed.2d at pp. 667-668], italics added, fns. omitted.) It is this latter language on which petitioner relies.
To limit this otherwise broad language, however, the high court made some revealing comments in footnotes. First, it gave some examples: "The Court has uniformly found constitutional error without any showing of prejudice when counsel was either totally absent, or prevented from assisting the accused during a critical stage of the proceeding." ( Cronic, supra, 466 U.S. at p. 659, fn. 25 [80 L.Ed.2d at p. 668].) After briefly describing Davis v. Alaska (1974) 415 U.S. 308 [ 39 L.Ed.2d 347 , 94 S.Ct. 1105 ], in which counsel was prevented from cross-examining a crucial prosecution witness, the Cronic court opined: " Apart from circumstances of that magnitude, however, there is generally no basis for finding a Sixth Amendment violation unless the accused can show how specific errors of counsel undermined the reliability of the finding of guilt." ( Cronic, supra, 466 U.S. at p. 659, fn. 26 [80 L.Ed.2d at p. 668], italics added.)
(13b) An examination of the trial reveals that Part's trial representation was minimal at best. He waived opening argument at the guilt phase, called no defense witnesses, and did not address either the two murders or the two special circumstance allegations in a brief closing argument. Instead, he limited himself to commenting on the state of the evidence for the assault with intent to murder charges. He was, however, neither "totally absent" nor "prevented" from assisting petitioner at trial.
*728 Nor can we say that outside influences prevented Part from providing more vigorous legal assistance. The high court recognized that such outside influences can sometimes render it impossible for any lawyer to provide constitutionally adequate assistance. ( Cronic, supra, 466 U.S. at pp. 659-660 [80 L.Ed.2d at pp. 668-669].) Petitioner's argument, however, is not that there were such outside influences, but that Part himself failed to work hard enough. This case thus falls outside the small exception carved out by Cronic . As that case itself recognized, "the Sixth Amendment does not require that counsel do what is impossible or unethical. If there is no bona fide defense to the charge, counsel cannot create one and may disserve the interests of his client by attempting a useless charade." ( Id. at pp. 656-657, fn. 19 [80 L.Ed.2d at p. 666].) Although we are disturbed by how little Part appears to have done at trial, it is undisputed that he was faced with a defendant with no apparent defense who had confessed to two first degree murders as well as a series of other serious crimes.
In sum, we find petitioner has not proven that he was prejudiced by Part's alleged failings. Accordingly, Part did not provide constitutionally ineffective legal assistance by failing to investigate and present a defense of diminished capacity at trial.
3. Failure to Challenge the Admissibility of Petitioner's Confession on Miranda Grounds
(15) Petitioner next contends that Part was ineffective for failing to investigate the voluntariness of his confession and make a pretrial motion to suppress the taped confession based on the interrogating police officers' alleged failure to read petitioner his Miranda rights. ( Miranda v. Arizona (1966) 384 U.S. 436 [ 16 L.Ed.2d 694 , 86 S.Ct. 1602 , 10 A.L.R.3d 974 ] (hereafter Miranda ).) By incorporating his declaration into his petition for a writ of habeas corpus, petitioner alleges that he told Part during their very first interview that he had not been " Mirandized " before officers interrogated him; this interrogation led to the taped confession that was admitted against him at trial. Another declaration states that Part told appellate counsel that he knew police had a taped confession but he "did not seek to have it transcribed or analyzed to see what was said on it. He did not listen to it with petitioner; nor did he ever let petitioner listen to it." Both these declarations alleged that petitioner never heard the tape of the confession before it was played during the Evidence Code section 402 hearing in the middle of trial.
*729 The record suggests Part first learned of the Miranda claim in the middle of trial. [6] No Miranda warnings were apparent on the taped confession, although police testified and explained that petitioner did not want any part of the interrogation written down so they started the tape surreptitiously after they had read him his Miranda rights.
Without deciding whether Part was constitutionally remiss for failing to investigate this issue, we conclude that, assuming for argument that Part's investigation was inadequate, there was no prejudice. Although Part did not make a pretrial motion to suppress, the matter was litigated in the Evidence Code section 402 hearing prior to the confession being admitted at trial and played for the jury. At the hearing, petitioner testified and affirmed that he was never read his rights. Both Officers Pickens and Fesperman testified at the hearing and stated they informed petitioner of his Miranda rights and that he waived them. There was one portion of the taped confession in which Part claimed petitioner stated, "I want to talk to a lawyer," but the tape was not clear as to the words "to a lawyer." The trial judge listened to the tape several times and ruled petitioner merely said "I want to talk" and did not mention the word "lawyer." Thus, although Part did not make a pretrial motion, the in limine motion to suppress gave petitioner the opportunity to litigate the admissibility of the confession.
After hearing this testimony and the arguments of the parties, the trial court noted that this was a question of credibility and ruled that the confession "was freely and voluntarily given and that the defendant was advised of his rights." The court thus implicitly credited the officers' testimony and disbelieved petitioner's testimony. As petitioner does not now adduce any additional evidence on the subject, we conclude that even had Part investigated the issue and moved before trial to suppress the confession, the result would have been the same. Petitioner was thus not prejudiced by the omission. [7]
*730 4. Failure to Make a Pitchess Motion
(16) As a subsidiary claim, petitioner alleges that Part was constitutionally ineffective for failing to make a Pitchess motion ( Pitchess v. Superior Court (1974) 11 Cal.3d 531 [ 113 Cal. Rptr. 897 , 522 P.2d 305 ]) to challenge Officer Pickens, who petitioner claims beat him during the interrogation. Petitioner alleges in a declaration that "I had been beaten up by the cops after my arrest ... [Part] told me it would be hard to prove." Petitioner also testified at the Evidence Code section 402 hearing on the voluntariness of his confession that police beat him. He reported he was grabbed by the testicles and slapped. Petitioner testified he answered "yes" to the officers' questions "because I was afraid that they were going to start to beat me up again." Petitioner's version of the interrogation was specifically denied by Officer Pickens. The trial court ruled in the People's favor by finding petitioner's statements were voluntary, thereby implicitly finding that they were not made to avoid a beating.
As with his Miranda claim, however, petitioner does not present any evidence — other than his bare assertion — that adds to what was already presented at the Evidence Code section 402 hearing. He does not show, for example, what Part would have discovered had he made a Pitchess motion. In his traverse, petitioner complains that he had no opportunity to move for discovery because the trial court lost jurisdiction by the time appellate/habeas corpus counsel began their representation and first raised this issue. We reject, however, the implicit suggestion that we should overturn a long-final criminal judgment without evidence that counsel's alleged ineffectiveness had some effect on the judgment. "We presume the regularity of proceedings that resulted in a final judgment [citation], and ... the burden is on the petitioner to establish grounds for his release." ( Duvall, supra, 9 Cal.4th at p. 474 .)
Although petitioner lost the opportunity for discovery when the trial court relinquished jurisdiction in the case, his burden to establish the grounds for collateral relief remained. Moreover, discovery may be available in a habeas corpus proceeding if, as here, an order to show cause has issued. ( People v. Gonzalez, supra, 51 Cal.3d at p. 1261.) There being no showing of possible prejudice, we reject petitioner's claim that Part was constitutionally ineffective for failing to file a Pitchess motion.
5. Waiver of Petitioner's Right to Appear at Trial in Civilian Clothes
(17) During trial, Part expressly waived petitioner's right not to appear before the jury in jail clothes. Part noted on the record that he had tactical *731 reasons for doing so. He explained this decision in his declaration accompanying the return to the order to show cause: "[I]t has been my belief, tactic, and custom that I would rather have a defendant appear in jail clothes than in civilian clothes. I feel that this evokes some measure of sympathy for the defendant." In her declaration, appellate counsel Eleanor Kraft alleges that she spoke with Part, and that he told her he preferred petitioner appear in jail clothes because "Blacks and Mexicans ... don't know how to dress right. They dress too loud and with the wrong colors and that would make things worse." In his declaration, Part strongly and expressly denies making these statements. Ordinarily, such a clear factual dispute would require a reference. We declined to include this issue in our reference order, however, because petitioner failed to demonstrate any prejudice.
A criminal defendant has the right to appear before the jury in civilian clothes instead of jail garb, and violation of this right is of federal constitutional dimension requiring application of the Chapman standard ( Chapman v. California (1967) 386 U.S. 18 [ 17 L.Ed.2d 705 , 87 S.Ct. 824 , 24 A.L.R.3d 1065 ]; see generally, People v. Taylor (1982) 31 Cal.3d 488 [ 183 Cal. Rptr. 64 , 645 P.2d 115 ].) The right, however, may be waived by counsel. (31 Cal.3d at pp. 495-496.) Even assuming for argument, however, that Part's reasons for waiving the right for petitioner were unreasonable, petitioner makes no effort to demonstrate any prejudice flowing from the alleged error. Given that petitioner confessed his culpability in a taped confession, and was identified as the killer by coparticipant Victor Padua, we conclude that Part's tactical decision to have petitioner appear before the jury in jail clothes, even if unsound, was not prejudicial.
6. Failure to Investigate and Present Available Mitigating Evidence at the Penalty Phase
Petitioner contends that Part was constitutionally ineffective in his legal representation because he failed to investigate and present available mitigating evidence at the penalty phase of the trial. This evidence comes under two broad headings: failure to call family and friends for evidence of his good character; and failure to call witnesses who would have testified that petitioner acted in self-defense when he killed Ruben Alfaro while in pretrial detention.
a. Reliance on Deere
As an initial matter, we reject petitioner's reliance on People v. Deere (1985) 41 Cal.3d 353 [ 222 Cal. Rptr.2d 13 , 710 P.2d 925 ] for the proposition that failure to present mitigating evidence alone necessarily constitutes *732 ineffective assistance of counsel. (18) Subsequent to the filing of petitioner's habeas corpus petition, we "disapproved of the suggestion in Deere ... that counsel necessarily provides constitutionally inadequate representation when he or she accedes to a client's wishes and declines to present available mitigating evidence at the penalty phase of a capital trial. [Citation.] At least in the absence of evidence showing counsel failed to investigate available mitigating evidence or advise defendant of its significance [citation], we cannot say" a defendant's trial attorney necessarily provides ineffective assistance of counsel by failing to present available mitigating evidence. ( People v. Sanders (1990) 51 Cal.3d 471, 526 [ 273 Cal. Rptr. 537 , 797 P.2d 561 ], fn. omitted.)
Thereafter, we clarified that counsel's decision to decline presenting mitigating evidence at a penalty phase of a capital trial is tested by the same standard applicable to allegations of ineffective assistance of counsel. (See In re Ross, supra, 10 Cal.4th at pp. 189 ["Petitioner presented no witnesses at the penalty phase"], 204 [applying Strickland v. Washington to the alleged misconduct].) That is, not only incompetence but also prejudice must be shown.
b. Good Character Evidence
(19) In support of his claim that Part failed to present available mitigating evidence in the form of good character evidence, petitioner presents three declarations:
(1) Marianna Avena, petitioner's mother, declared that she was aware of his drug use, and that he intervened and protected her when her husband attempted to assault her, but that petitioner always respected her husband. In addition, she declared that she loves her son, that he loves her and his brothers and sisters, and that she was never contacted by Part or a defense investigator;
(2) Elizabeth Avena, petitioner's sister, declared that she was aware of her brother's drug problem, that she loved her brother, that she attempted to enter the courtroom but the bailiff told her to leave, and that she was never contacted by Part or asked to testify; and,
(3) Ivania Cantarero, petitioner's girlfriend, declared that she was aware of petitioner's drug problem, that he was never violent under the influence of drugs, that he never mistreated her, that someone from the defense contacted her and that she revealed at that time her juvenile arrest for assault, but that it had been dismissed, that she was not allowed in the courthouse because *733 she was a potential witness, and that if called to testify, she would have recounted petitioner's loving relationship with her and with his family.
Respondent argues that calling petitioner's mother and sister to testify would have "opened the proverbial can of worms." Respondent suggests that such testimony would have led to damaging cross-examination that would have revealed petitioner's gang affiliation as well as his alleged assault on his father. Calling Cantarero, respondent argues, would have left her vulnerable to impeachment concerning her juvenile arrest for assault. (See In re Jackson, supra, 3 Cal.4th 578, 614-615 [in determining whether to present mitigating evidence, defense counsel properly may consider the detrimental consequences that may result from the introduction of such evidence]; In re Ross, supra, 10 Cal.4th at pp. 206-209 [proposed mitigating evidence would have been impeached]; People v. Miranda (1987) 44 Cal.3d 57, 121 [ 241 Cal. Rptr. 594 , 744 P.2d 1127 ] [trial counsel could decline to present certain mitigating evidence for fear of rebuttal].) In his traverse, petitioner takes strong exception to these arguments.
c. Evidence of the Alfaro Killing
Petitioner also alleges that Part provided ineffective assistance by failing to investigate the circumstances surrounding petitioner's killing, while in pretrial detention, of fellow inmate Ruben Alfaro. Evidence presented at trial shows that in September 1981, while defendant was in pretrial detention for the offenses for which he was eventually convicted and sentenced to death, deputies noticed a commotion while prisoners were returning from lunch. Deputy Oki, who was in a caged security area, observed defendant stabbing another inmate, Ruben Alfaro, with a shank (i.e., a jail-made knife). Alfaro was lying with his back on the floor and defendant stabbed him three or four times in the chest. Another inmate, Jesus Gonzalez, was also stabbing Alfaro. Oki was only four or five feet from the altercation.
Deputy Minnis was Oki's partner and he also observed the attack. He specifically noticed the blood-covered shank in defendant's hand. When Minnis yelled out, defendant and Gonzalez fled; defendant discarded the shank. Minnis detained defendant and it was later discovered defendant was wearing a towel wrapped around his midsection, a known protective tactic used by jail inmates who anticipate participating in a knife fight. Gonzalez was detained by Deputy Baylis, who had observed Gonzalez running from the scene; Gonzalez later admitted ownership of a long shank found near the knife attack.
Alfaro died from his wounds. An autopsy revealed the cause of death was blood loss due to multiple stab wounds. The stab wounds were consistent with defendant's shank.
*734 Two days before the Alfaro homicide, Deputy Bauder observed defendant exhibited several puncture-type wounds on his left temple, neck, and chest. Defendant told Bauder that an unidentified "black guy had tried to get him." A search of the room in which defendant had been held turned up 5 shanks but no witnesses among the 80 or 90 inmates.
Evidence that petitioner killed Alfaro doubtlessly comprised potent aggravating evidence at trial. Petitioner claims that had Part conducted an adequate investigation, he would have found that petitioner acted in self-defense. In support, petitioner provides: (1) four declarations, filed under seal, from persons who state that they were inmates at the time of the Alfaro homicide, and that they saw Alfaro attack petitioner with a shank; and (2) a declaration from Roger Potash, the attorney who represented petitioner in the Alfaro matter. Potash alleges that there was evidence establishing petitioner acted in self-defense when he stabbed Alfaro. Potash, however, negotiated a conditional plea of nolo contendere to second degree murder in the Alfaro homicide; the terms of the plea permit petitioner to withdraw the plea should this court reverse the convictions that led to the death penalty.
We question whether petitioner would have been able to demonstrate he was innocent of the Alfaro murder. To begin with, he pleaded no contest to the charge of second degree murder, thereby admitting his guilt and forgoing the opportunity to present a claim of self-defense. Petitioner strenuously argues the conditional nature of the plea left him the option of withdrawing the plea should he gain a favorable disposition in this capital case. Without passing judgment on Potash's defense strategy, we note that Part may well have blanched at presenting the evidence of four county jail inmates, all of whom could likely be impeached with prior felony convictions. Moreover, petitioner would have been left trying to explain to the jury, if Alfaro was indeed the aggressor, why petitioner was seen by jail deputies stabbing Alfaro's prone body several times in the chest, desisting this deadly attack only after deputies yelled for him to stop. We also note that Alfaro sustained numerous stab wounds, while neither petitioner nor Gonzalez was wounded, suggesting that petitioner went far beyond what was reasonably necessary for self-defense. At most, this evidence indicates petitioner was guilty of some lesser degree of homicide, not that he was completely innocent.
d. Failure to Show Prejudice
As with petitioner's claim regarding his appearing at trial in jail clothes, however, we did not deem a reference necessary to resolve disputed factual issues because petitioner fails to allege sufficient facts to demonstrate prejudice, even if we assume for argument that Part's "representation fell *735 below an objective standard of reasonableness" "under prevailing professional norms." ( Strickland v. Washington, supra, 466 U.S. at p. 688 [ 80 L.Ed.2d at p. 694 ].) As in In re Ross, supra, 10 Cal.4th 184 , our inquiry is this: if the mitigating evidence now presented in declarations and factual allegations had been presented at trial, is it reasonably probable the outcome of the penalty phase would have been different? ( Id. at p. 205.) This is often a difficult decision; ultimately, the resolution of the prejudice issue depends on the "quality" of the proffered mitigating evidence as compared to the relative strength of the aggravating evidence properly considered by the jury. After considering the relatively meager mitigating evidence petitioner has uncovered, and after comparing that evidence to the extremely serious nature of the crimes petitioner committed, we conclude it is not reasonably probable the penalty phase verdict would have been different had the jury heard this mitigating evidence.
We may profit from a comparison between this case and two recent cases, In re Ross, supra, 10 Cal.4th 184 , and In re Marquez (1992) 1 Cal.4th 584 [ 3 Cal. Rptr.2d 727 , 822 P.2d 435 ], inasmuch as both cases raised the same issue as here, i.e., failure to investigate and present available mitigating evidence at the penalty phase. In Ross , the petitioner was convicted of three first degree murders, five robberies, two burglaries, and rape in concert. Ross personally raped one of the victims. Two of the victims (including a fourteen-year-old boy) were shot behind the head while they were lying down. Defense counsel did not call any witnesses to provide mitigating evidence at the penalty phase. (He did, however, stipulate that one victim was associated with a street gang, that a codefendant did not receive the death penalty, and that the defendant, Ross, was only 21 years old at the time of the crimes.) Following trial, appellate counsel uncovered 15 witnesses, all of whom were relatives, who would have testified to Ross's physical abuse as a child at the hands of his stepfather, Ross's kindness to his siblings, his successful attempt to steer his stepbrother away from drugs, and that all his relatives loved Ross and would suffer if he were sentenced to death. ( In re Ross, supra, 10 Cal.4th at pp. 190-195.)
We denied relief. First, we reasoned that much of this mitigating evidence was subject to varying degrees of impeachment and rebuttal. ( In re Ross, supra, 10 Cal.4th at pp. 206-213.) For example, the prosecution would have presented evidence of a psychiatric report prepared when Ross was 15 years old in which he denied any child abuse. Also, there was evidence Ross's mother told a probation officer that when Ross was with his peers, "he had no control of himself or his behavior." ( Id. at p. 206.) Ross's mother also told the officer that he "`has a hate for whites, shows a great deal of resentment towards all type of people.'" ( Ibid. )
*736 In addition to noting the potential for impeachment and rebuttal of the proposed mitigating evidence, we emphasized the seriousness of Ross's crimes: "[Ross] was convicted of three murders on two separate occasions, including the cold-blooded killing of a father and fourteen-year-old son, who were shot while lying on a bed, one with his hands tied behind his back. He personally raped the sister of the third murder victim. Although the additional mitigating evidence, had it been presented, might have evoked sympathy, there was no compelling connection between that evidence and the crimes in this case. The crimes were gang-conducted robbery murders, not sudden explosions of angry violence or psychopathic serial killings.... For all these reasons, we find no reasonable probability the result would have been different had the mitigating evidence been presented." ( In re Ross, supra, 10 Cal.4th at p. 213 ; see also In re Fields, supra, 51 Cal.3d at pp. 1079-1080 [failure to present more mitigating evidence was harmless because of the aggravated nature of crime].)
In contrast to In re Ross, supra, 10 Cal.4th 184 , we granted relief on habeas corpus in In re Marquez, supra, 1 Cal.4th 584 . In Marquez , the petitioner (Marquez) was convicted of one first degree murder in 1981, one second degree murder in 1979, burglary, and robbery. He confessed to both crimes, but later claimed he did so because his wife was pregnant and he did not want her to have a miscarriage. In addition, he had difficulty understanding the Spanish spoken by the interrogating officer. He claimed he was in El Pilon and Buena Vista, Mexico, during the two murders and his alibi was supported by a few witnesses. His defense attorney did not present any penalty phase evidence; Marquez was sentenced to suffer the death penalty.
In his petition for a writ of habeas corpus, Marquez contended that his trial attorney failed to adequately investigate available mitigating evidence in El Pilon, Mexico. Specifically, he demonstrated that his attorney went to El Pilon but spent less than one-half hour in the village, preferring to spend most of his time in a hotel in a scenic suburb of Mexico City. Had he conducted a more extensive investigation, he would have uncovered numerous witnesses who could have supported Marquez's alibi, as well as provided much good character evidence. For example, this evidence could have been used to "focus on petitioner's generosity, his consideration of others, and his capacity for hard work." ( In re Marquez, supra, 1 Cal.4th at p. 602 .) We found this evidence was "substantial" because "[i]t would give the jury, for the first time, a description of petitioner's childhood and adolescence growing up in the village of El Pilon, and put before the jury the positive aspects of his character." ( Id. at p. 609.) "If this evidence were weighed against the relatively spare aggravating evidence — there was no proof of prior convictions or of uncharged acts of criminal violence — we think it is *737 reasonably probable that a jury would conclude that life imprisonment without possibility of parole was a sufficient punishment." ( Ibid., italics added.)
Unlike both Ross and Marquez , the additional mitigating evidence now presented by petitioner is neither very extensive nor very persuasive. First, regarding the alleged mitigating evidence by Marianna Avena, Elizabeth Avena, and Ivania Cantarero, we note the sheer number of potential witnesses is small when compared to that in Marquez . More important than their number, however, is the fact that these three declarations are not particularly detailed, and fail to portray petitioner as an individual. For example, other than the alleged assault on petitioner's mother by her husband, we learn very little of petitioner's childhood, and whether his childhood and adolescent experiences would have engendered sympathy in a jury.
Second, even assuming petitioner would have been able to convince the jury that he killed Alfaro in self-defense and was thus wholly innocent of any crime with regard to that incident (a dubious proposition, as we discussed, ante ), we nevertheless conclude, for two reasons, that it is not reasonably probable the jury would have come to a different result. First, we note that petitioner's crimes are quite aggravated. He killed two unarmed victims (Manuel Solis, Miguel Vasquez), one at point-blank range, in order to steal their car. He came close to killing several more victims (Daniel Solis, Ana Hernandez), including two police officers (Officers McCann and Derenia).
Second, there was other aggravating evidence indicating petitioner's violent nature. In January 1978, Carlos De Santiago was standing on Los Angeles street corner with some members of the "Harpys" street gang. As a car drove by, a man with a shotgun jumped from the car and opened fire. De Santiago was hit in the neck, but could not identify the assailant. Defendant later admitted he fired the shots in retaliation, claiming some Harpys had shot into his parents' house and had broken his car windshield. Defendant was then 17 years old.
Then, on November 5, 1981, petitioner assaulted Deputy De Leon as the deputy was attempting to "uncuff" another prisoner. De Leon testified there was no apparent reason for petitioner's attack when petitioner suddenly became violent, attempting to strike De Leon in the face. De Leon needed the assistance of another deputy to subdue petitioner, who attempted to bite De Leon in the groin area during the fight.
Thus, unlike In re Marquez, where the aggravating evidence was "relatively spare" ( 1 Cal.4th at p. 609 ), the aggravating evidence here, especially *738 the circumstances of the crime of which petitioner was convicted (§ 190.3, factor (a)), was quite strong. We therefore conclude that, even assuming for argument that Part's failure to investigate and present available mitigating evidence fell below minimum constitutional standards, petitioner has not demonstrated: (1) that there is a reasonable probability that, but for counsel's omissions, petitioner would have enjoyed a more favorable outcome of the trial ( Strickland v. Washington, supra, 466 U.S. at p. 694 [80 L.Ed.2d at pp. 697-698]); or (2) that counsel's allegedly deficient performance in failing to investigate and present available mitigating evidence at the penalty phase of the trial rendered the result of the trial unreliable or fundamentally unfair. ( Fretwell, supra, 506 U.S. at pp. 372-373 [ 122 L.Ed.2d at p. 191 ].)
7. Did Trial Counsel Adequately Investigate and Present the Case in General?
(20) Finally, we address petitioner's subsidiary contentions that Part failed to properly investigate the case in general. This part addresses petitioner's allegations, made in his petition for a writ of habeas corpus, that Part was constitutionally ineffective for failing to adequately interview petitioner and his immediate family, to properly investigate the facts, to interview witnesses, to present any pretrial motions on his behalf, and, generally, to argue effectively on his behalf.
In support of these allegations, petitioner alleges Part contacted him only four times prior to trial, that he did not have an interpreter for his preliminary hearing, that he asked to see a psychiatrist but never saw one, that he disagreed with Part's decision to leave certain jurors on the jury and to strike two with Hispanic surnames, that he gave Part the names and addresses of his family but they were never contacted, that he did not hear the tape of his confession until the middle of trial, that the bailiff made his sister leave the courtroom, and that Part did not take his case seriously.
We are admittedly less than sanguine about Part's apparently minimal representation in this case. Nevertheless, petitioner does not even attempt to explain, let alone demonstrate with further declarations or other available documentary evidence, how these alleged acts and omissions by Part were prejudicial or otherwise led to an unfair trial. We reiterate that "`[w]e cannot, and will not, predicate reversal of a judgment on mere speculation that some undisclosed testimony may have altered the result.'" ( People v. Allison (1989) 48 Cal.3d 879, 907 [ 258 Cal. Rptr. 208 , 771 P.2d 1294 ], quoting People v. Williams (1988) 44 Cal.3d 1127, 1154 [ 245 Cal. Rptr. 635 , 751 P.2d 901 ].)
*739 CONCLUSION
The order to show cause is discharged and the petition for writ of habeas corpus is denied.
Baxter, J., George, J., and Werdegar, J., concurred.
ARABIAN, J., Concurring.
I agree with the conclusion that despite some obvious and glaring deficiencies in his representation, petitioner was not prejudiced or denied his right to effective assistance of counsel. I write separately because I decline to endorse the gratuitous speculation by the majority that in Lockhart v. Fretwell (1993) 506 U.S. 364 [ 122 L.Ed.2d 180 , 113 S.Ct. 838 ] the United States Supreme Court recast the prevailing standard for determining whether and when trial counsel's performance was constitutionally inadequate. (Maj. opn., ante, at pp. 721-722.)
Lockhart v. Fretwell, supra, 506 U.S. 364 , was decided on virtually unique facts: at trial, counsel failed to make a Collins objection ( Collins v. Lockhart (8th Cir.1985) 754 F.2d 258 ) challenging the constitutionality of the defendant's death sentence because an element of the crime was also used as a factor in aggravation. The state Supreme Court rejected the defendant's various ineffective assistance of counsel claims on direct and collateral review because it had not yet addressed the merits of the underlying issue. By the time the matter reached the Eighth Circuit Court of Appeals on petition for writ of habeas corpus, that court had overruled Collins two years previously ( Perry v. Lockhart (8th Cir.1989) 871 F.2d 1384 ). Nevertheless, it found the defendant had been denied his constitutional right to effective counsel by virtue of the failure to object when Collins was extant law.
The United States Supreme Court reversed on the rationale that to apply a strictly "outcome determinative" test in these circumstances "may grant the defendant a windfall to which the law does not entitle him. [Citation.]" ( Lockhart v. Fretwell, supra, 506 U.S. at p. 370 [ 122 L.Ed.2d at p. 189 , 113 S.Ct. at p. 843 ].) Despite conceded error, an omission of this type, "as a matter of law, ought not inform the [prejudice] inquiry...." ( Id., at p. 373 [ 122 L.Ed.2d at p. 192 , 113 S.Ct. at p. 845 ] (conc. opn. of O'Connor, J.); see Strickland v. Washington (1984) 466 U.S. 668, 695 [ 80 L.Ed.2d 674, 698 , 104 S.Ct. 2052 ] ["An assessment of the likelihood of a result more favorable to the defendant must exclude the possibility of arbitrariness, whimsy, caprice, `nullification,' and the like."]; see also Kimmelman v. Morrison (1986) 477 U.S. 365 [ 91 L.Ed.2d 305 , 106 S.Ct. 2574 ] [failure to make a meritless Fourth Amendment claim not prejudicial]; Nix v. Whiteside (1986) *740 475 U.S. 157 [ 89 L.Ed.2d 123 , 106 S.Ct. 988 ] [no prejudice due to counsel's failure to utilize perjured testimony].) Therefore, whether the trial was unfair or unreliable became the relevant inquiry. ( Lockhart v. Fretwell, supra, 506 U.S. at pp. 371-372 [122 L.Ed.2d at pp. 190-191, 113 S.Ct. at p. 844 .].)
As Justice O'Connor explains in her concurring opinion, however, this result did not augur a new standard for testing claims of ineffective assistance of counsel. On the contrary, the court's "narrow holding" was limited to the "unusual circumstance" of that case. ( Lockhart v. Fretwell, supra, 506 U.S. at pp. 374-375 [ 122 L.Ed.2d at p. 192 , 113 S.Ct. at p. 845 .] (conc. opn. of O'Connor, J.).) Distinguishing those few and infrequent instances in which an assessment of fairness and reliability will supersede an outcome-focused analysis, Justice O'Connor emphasizes that the "decision will, in the vast majority of cases, have no effect on the prejudice inquiry under [ Strickland v. Washington, supra, 466 U.S. 668 ]. The determinative question — whether there is `a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different,' [citation] — remains unchanged." ( 506 U.S. at p. 373 [ 122 L.Ed.2d at p. 192 ].)
Here, petitioner's assertions of ineffective assistance are not based upon any unusual circumstance involving "an advantage the law might permit him" on a "decidedly incorrect point." ( Lockhart v. Fretwell, supra, 506 U.S. at pp. 374-375 [122 L.Ed.2d at pp. 192-193, 113 S.Ct. at p. 845 ] (conc. opn. of O'Connor, J.).) Quite the opposite: he principally makes the entirely routine claim counsel failed to investigate and present mitigating evidence. Accordingly, if "there is a reasonable probability that, absent [such] errors, the sentencer ... would have concluded that the balance of aggravating and mitigating circumstances did not warrant death," then petitioner has established prejudice under the only applicable standard. ( Strickland v. Washington, supra, 466 U.S. at p. 695 [ 80 L.Ed.2d at p. 698 ].)
Since Strickland defines the appropriate measure for prejudice, there is no reason for the majority to generate possible confusion by quoting with apparent approval references in Lockhart v. Fretwell, supra, 506 U.S. at pp. 368, 372 [122 L.Ed.2d at pp. 188-191], to questions of unfairness and unreliability. (Maj. opn., ante, at pp. 721-722.) Such inquiries are plainly irrelevant under the facts. In concluding petitioner has failed to establish prejudice under either standard (maj. opn., ante, at pp. 722, fn. 5,), the majority compound the potential for uncertainty by implying that both the general rule of Strickland and the limited exception articulated in Fretwell inform our inquiry. They do not; the latter has no bearing on the resolution of this case.
*741 Strickland v. Washington, supra, 466 U.S. 668 , has stood for more than a decade as the mainstay of Sixth Amendment jurisprudence governing the right to effective assistance of counsel. Before suggesting a transmutation or contemplating a departure, we should await a more definitive and explicit pronouncement from the high court as final arbiter. (Cf. In re Neely (1993) 6 Cal.4th 901, 924 [ 26 Cal. Rptr.2d 203 , 864 P.2d 474 ] (conc. opn. of Arabian, J.).)
MOSK, J.
I dissent. The majority appear to be embarrassed — and with good reason — to deny this petitioner relief in the face of the shockingly ineffective assistance he received from his court-appointed trial counsel, Marvin Part. Although managing to find that petitioner suffered no prejudice from any of his counsel's numerous professional errors, the majority frankly state that "We are admittedly less than sanguine about Part's apparently minimal representation in this case" (maj. opn., ante, p. 738) and concede that "we are disturbed by how little Part appears to have done at trial" ( id. at p. 728). That is putting it mildly. In fact Part did nothing of substance to prepare for this capital trial, and what little he did during the trial itself was probably detrimental to his client's cause. The majority cite a few of Part's deficient acts and omissions; I shall cite all of them, with references to the record. When Part's consistently inadequate performance is seen in its entirety, it will be apparent that petitioner's constitutional right to the assistance of counsel for his defense has been violated and that he is entitled to the relief he seeks.
I. The Facts
1. Part spent only 3 percent of his available working hours preparing for trial. Petitioner was held to answer on December 15, 1980, and Part was appointed his trial counsel on January 7, 1981. Because of numerous continuances trial did not begin until 43 weeks later, on November 4, 1981. We need not speculate about the amount of time Part spent preparing for that trial, for he has told us himself. On the day before testimony began, Part filed his first request for attorney fees. In that request he declared under penalty of perjury that during the entire period since the date of his appointment he had spent a total of 53 hours in preparation time. We may reasonably assume there were 1,720 normal working hours in the same 43-week period (43 x 40). It follows that Part spent only 3 percent of his available working hours preparing for petitioner's trial (53 ÷ 1,720). Even if Part had many other demands on his time during the same period, an attorney who chooses to undertake the heavy responsibility of representing a defendant facing a capital trial must be prepared to devote more than a mere 3 percent of his professional time to preparing for that trial. There are many steps that *742 counsel must take in order to provide constitutionally effective representation at such a trial; as will appear, however, Part took virtually none of them. [1]
2. Part did not personally engage in any investigation before trial. Again he admitted the fact: at the evidentiary hearing Part testified, "I did not do any investigation.... I never went out and found people [i.e., prospective witnesses]. Mr. Sternberg [ sic ] did that."
3. Part did not cause his investigator to engage in any investigation before trial. William R. Stenberg, a licensed investigator, was appointed by the court on March 18, 1981, to assist Part in preparation for trial. (Pen. Code, § 987.9.) He died before the evidentiary hearing. When Part was asked at the hearing whether he had sent Stenberg out to do any investigation before trial, he replied, "I'm not sure that I did." When asked whether Stenberg ever told him that he had interviewed any prospective witnesses before trial, Part answered, "I don't remember." It appears from the record, however, that Part did not ask Stenberg to conduct any such investigations or interviews, and that Stenberg in fact conducted none. Thus in a declaration filed in support of the petition for habeas corpus, Edward J. Sanchez, a licensed investigator retained by petitioner's appellate counsel, averred that he interviewed Stenberg before his death and the latter stated that "Mr. Part did not request that he investigate the case at the guilt or penalty phases." Sanchez confirmed this declaration at the evidentiary hearing, testifying specifically that "Mr. Stenberg related that he had done absolutely nothing as to the penalty phase, that he wasn't asked to do anything." The referee quoted this testimony in support of his finding that Part failed to discover evidence of petitioner's PCP use because his investigation was inadequate.
Part's failure to cause Stenberg to investigate petitioner's case is substantiated by a further undisputed event. According to the Sanchez declaration, Stenberg stated that the only time he interviewed anyone on Part's behalf was in April 1982, when he interviewed petitioner and four other inmates of the Los Angeles County jail. Stenberg declared that he submitted a billing *743 statement for those interviews, and "That was the only statement submitted or work done." This assertion is verified by the trial record, which contains a copy of Stenberg's foregoing billing statement; in that statement Stenberg declares under penalty of perjury that between the date he was appointed (Mar. 18, 1981) and the date his appointment terminated (Sept. 7, 1982) he performed only the following services for Part: he interviewed petitioner and the four other jail inmates named in the Sanchez declaration, he attempted to interview an inmate named Gonzales, and he conferred with Part — all in April 1982.
Rather than exonerate Part, however, this evidence confirms the fact that he failed to have Stenberg investigate the case at bar: this is so because in April 1982, when Stenberg conducted these interviews, petitioner's trial was over — it had ended a month earlier, when the judgment of death was pronounced on February 12, 1982. In April, Part was representing petitioner in a different case, the murder charge then pending against him for his involvement in the killing of Ruben Alfaro in the Los Angeles County jail. [2] That was the case — not the case at bar — that Stenberg was investigating when he rendered his only services for Part.
There is no doubt that adequate investigation of potential defenses, as well as the strengths and weaknesses of the prosecution's case, is a key step in trial preparation by competent criminal defense counsel: "The defendant can reasonably expect that before counsel undertakes to act, or not to act, counsel will make a rational and informed decision on strategy and tactics founded on adequate investigation and preparation. " ( In re Fields (1990) 51 Cal.3d 1063, 1069 [ 275 Cal. Rptr. 384 , 800 P.2d 862 ], italics added.)
4. Part did not personally interview any prospective witnesses before trial. Part testified at the evidentiary hearing that he did not talk to any psychiatrist or other medical expert to determine whether phencyclidine (PCP) use by petitioner would have been a viable defense at either phase of the trial. When Part was asked whether he had interviewed any prospective witnesses before trial, he answered, "I don't remember whether I did or didn't." When asked specifically if he had interviewed any members of petitioner's family to learn whether petitioner's behavior on the night of the crimes was "not normal for him," Part testified, "I don't remember talking to any family members." Similarly, Part had no memory of "talking to any friends [of petitioner] at all before or during trial."
It appears from the record that Part had no such memory for the simple reason that he did not in fact conduct any such interviews. In his declaration *744 petitioner averred that "I gave Mr. Part the names and addresses of my family." In their own declarations petitioner's mother and sister averred that no one — neither Part nor his investigator — interviewed them either before or during trial. Petitioner's mother confirmed this fact in her testimony at the evidentiary hearing. [3] And again the People do not dispute this fact in their return.
The importance of the fact was emphasized at the evidentiary hearing by Attorney Charles Gessler, a criminal defense lawyer experienced in death penalty litigation who testified as an expert for petitioner. [4] Gessler explained that family members are so essential a source of information, especially in preparing a penalty defense, that "I cannot conceive of a case where the attorney would not talk personally to at least the key family members" — which he defined as always including the defendant's mother — "even if they had already been screened by an investigator." Here, of course, petitioner's family members had not even been screened by Part's investigator.
5. Part made no pretrial motions of any kind. The record is devoid of any pretrial motion initiated by Part. [5]
6. Part relied on the prosecutor's case file as his sole source of facts and leads. After the prosecutor turned over his case file to him Part undertook no further discovery, relying instead on that file as his sole source of facts and leads. As the majority acknowledge (maj. opn., ante, p. 723), the referee found that Part thereby failed to discover a number of additional items of evidence of petitioner's chronic use of PCP. In In re Hall (1981) 30 Cal.3d 408, 425 [ 179 Cal. Rptr. 223 , 637 P.2d 690 ] we held that counsel's preparation for a murder trial was constitutionally inadequate in part because he relied on the state's investigation to provide him with facts and leads. We reasoned, "Although the state and its representatives have no interest in convicting innocent persons, it would be unrealistic to assume that once charges have been levelled against a specific individual the police will search as zealously for exculpatory evidence as they will for information that might lead to conviction. The witnesses interviewed, the questions asked, *745 and the leads pursued will all be unavoidably affected by the investigator's close relationship with the prosecution."
The case at bar illustrates this reality. Police Officer Richard Kellenberger was assigned to investigate the double murder and was one of the officers who interrogated petitioner after his arrest on that charge. At trial Kellenberger testified on cross-examination that when he asked petitioner where he and the Padua brothers were going when they began driving on the night in question, petitioner said, "I don't know, man. We were so drunk." Kellenberger then testified, however, that he did not "follow up" petitioner's statement that he was drunk because he "didn't feel it was important...." On redirect examination the prosecutor asked, "In your investigation of this case, did you ever find any evidence that anyone was intoxicated?" Kellenberger replied, "No." On recross-examination Kellenberger candidly explained that he did not find evidence of intoxication because he did not look for any: when asked, "what did you do" to find out if any of the parties were drunk on the night of the crimes, Kellenberger said only that he "drew a conclusion" from the observations of witnesses and the condition of the burned-out car. The following colloquy then put a quick end to the inquiry:
"Q [by Attorney Part] Did you ever ask the defendant how much he had to drink that night?
"A I didn't ask him. I spoke to the other two individuals.
"Q You knew that the other parties had been drinking and buying beer through the entire situation; is that correct?
"A Yes.
"Q At one point in a conversation the defendant told you that they were drunk; is that correct?
"A That's correct.
"Q Was that the entire investigation was [ sic ] just the conclusion that you came to?
"A No, I wasn't investigating these individuals for being intoxicated.
"MR. PART: Thank you. That's all I have." (Italics added.)
7. Part took no steps to investigate a diminished capacity defense on any ground. A principal issue at the evidentiary hearing was whether Part *746 investigated a diminished capacity defense based on PCP use. As the majority observe (maj. opn., ante, at p. 723), "It is undisputed that Part failed to investigate this defense." Yet the referee found there was evidence of petitioner's chronic use of PCP that Part could have discovered with minimal investigation, as well as evidence that petitioner's PCP use may have been a factor in his commission of the offenses.
Nor did Part take any steps to investigate a diminished capacity defense based on alcohol intoxication. In his declaration filed in support of the petition for habeas corpus, petitioner averred that he told Part that he drank a number of beers before and during the commission of the offenses. Part did not dispute this fact in the declaration he filed in support of the return, and he admitted it in his testimony at the evidentiary hearing. As noted above, petitioner also told Officer Kellenberger during his interrogation that he did not know where he and the Padua brothers intended to go when they began driving because "We were so drunk." As will appear, this statement was tape-recorded and Part apparently had listened to the tape. Despite this information Part failed to investigate a defense based on intoxication.
It is true that in his declaration Part averred that "If Mr. Avena had informed me that he actually used PCP, I would have investigated this fact and made it a part of his diminished capacity defense, the same as I had done with his use of alcohol. " (Italics added.) The emphasized averment, however, appears to be false: there is no showing that Part conducted any such investigation. He did not direct his investigator, for example, to interview petitioner's family or friends about a history of alcohol abuse by petitioner, or to locate any witnesses who could testify to petitioner's consumption of alcohol on the night in question (e.g., employees of liquor stores where petitioner or the Padua brothers bought beer that night). He did not seek any records that might reflect a history of alcohol abuse by petitioner. And he did not even talk to Victor Padua, who subsequently testified at trial that he and his brother and petitioner had drunk a number of beers before and during the commission of the offenses.
8. Part did not seek the appointment of a medical expert to determine petitioner's mental condition at the time of the crimes. Evidence Code section 730 provides that before or during any trial, any counsel may move for the appointment of an expert to investigate any matter and to testify as an expert witness whenever it appears that "expert evidence is or may be required" by any party. Penal Code section 987.9 provides that in a capital trial of an indigent defendant, defense counsel may request the court for funds for the payment of experts "for the preparation or presentation of the defense." Such experts may include, of course, psychiatrists or other mental health professionals. Under these provisions, defense counsel in capital cases commonly *747 request a pretrial examination of their client by such an expert whenever there is reason to question the defendant's mental condition at the time of the crime. In his declaration petitioner averred that in his initial interview with Part "I asked to see a `shrink' but I never saw one." Part does not deny this fact in his own declaration. Indeed, it is undisputed that Part made no effort to obtain such an examination of petitioner; as noted above, he testified he did not even talk to any medical expert before trial about the possibility that petitioner's mental condition might have been relevant to either phase of the proceeding. Yet the facts known to Part should have suggested the relevance of that condition.
The same facts were strongly suggestive to informed witnesses at the evidentiary hearing. Thus Dr. Fred Rosenthal, a psychiatrist with broad expertise in the effects of long-term PCP use on behavior, [6] testified, after reviewing petitioner's conduct on the night in question, that "this rather extreme irrational series of violent acts would be consistent with someone who is intoxicated with PCP." Similarly, Dr. Orm Aniline, another psychiatrist with extensive experience in diagnosing the effects of long-term PCP use on behavior, [7] testified that in his opinion petitioner was acting under the influence of PCP and that among the bases of his opinion was petitioner's "overall behavior," including the fact that petitioner committed "a senseless shooting with what I really think is a somewhat senseless attempt to obtain a car, and then seemingly to destroy it for what, again, was not a reason, I don't think, sufficient to cause a conflagration...." Attorney Howard Gillingham, another criminal defense lawyer experienced in death penalty litigation called as an expert witness for petitioner, [8] testified that he too would have been alerted to the possibility that substance abuse might have affected petitioner's mental condition by the fact that much of petitioner's behavior on the night in question was "bizarre."
Indeed, even the People characterize petitioner's behavior in such terms. In their return, the People describe petitioner's conduct as "the absolutely senseless slaying of two totally innocent individuals for the purpose of an equally meaningless theft of a vehicle which was abandoned and burned shortly thereafter" (italics added). No less bizarre, of course, was the last act of the scenario: instead of simply taking to his heels when a patrol car *748 containing two armed police officers appeared on the scene, petitioner stood his ground and from a distance of some thirty-six feet single-handedly launched a fusillade of bullets at the police car, shooting out all its windows. That strange and extremely foolhardy behavior was suggestive of drug- or alcohol-induced mental impairment even to a police officer who interrogated petitioner about the incident: Officer Warren Pickens testified that "I asked him why in the hell he would fire 19 rounds out of a rifle at two policemen passing by; and I asked him if he was on drugs or drinking or what."
Despite all these highly suggestive circumstances, Part made no effort to use the resources easily available to him to investigate petitioner's mental condition at the time.
9. Part took no steps to investigate the voluntariness of petitioner's pretrial statement. Part knew that the police had made a tape recording of their interrogation of petitioner shortly after his arrest, and Part apparently had listened to the recording himself. [9] As the People concede, nowhere in the recording do the police interrogators advise petitioner of his Miranda rights ( Miranda v. Arizona (1966) 384 U.S. 436 [ 16 L.Ed.2d 694 , 86 S.Ct. 1602 , 10 A.L.R.3d 974 ] (hereafter Miranda )) and obtain an informed waiver of those rights. In addition, the recording was made surreptitiously, by means of a hidden microphone; its sound quality is inevitably poor, and many words and phrases — especially those uttered by petitioner, who did not know he was being recorded and apparently spoke in a subdued voice — are difficult to understand or wholly unintelligible. Despite these facts, Part did nothing to investigate the voluntariness of petitioner's statement before trial. Yet he evidently knew that the statement would be a crucial element of the case against his client: in his declaratio

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/1250805. Public record. Not legal advice.