# Lipitor Antitrust Litigation v.

> Court of Appeals for the Third Circuit · September 8, 2026

URL: https://www.frixlaw.com/law-library/cases/11436823

## Case

- **Court:** Court of Appeals for the Third Circuit
- **Decided:** September 8, 2026
- **Precedential status:** Unpublished
- **Opinion:** Opinion
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
______________

Nos. 24-2184, 24-2185, 24-2189, 24-2194, 24-2202, 24-2203, 24-2256 & 24-2257

IN RE: LIPITOR ANTITRUST LITIGATION
______________

Appeal from the United States District Court
For the District of New Jersey
(D.C. No. 3:12-cv-2389)
(MDL No. 2332)
District Judge: Peter G. Sheridan
______________

Argued September 30, 2025
______________

Before: SHWARTZ, MATEY, and SCIRICA,* Circuit Judges.

(Filed: September 8, 2026)
______________

John P. Bjork
David P. Germaine
Joseph M. Vanek
Sperling Kenny Nachwalter
321 N Clark Street
25th Floor
Chicago, IL 60654

Deborah S. Corbishley
Sperling Kenny Nachwalter
1441 Brickell Avenue
Four Seasons Tower, Suite 1100
Miami, FL 33131


The Honorable Anthony J. Scirica was unavailable to participate in the decision
in this case after argument before the merits panel. The opinion is filed by a quorum of
the panel pursuant to 28 U.S.C. § 46(d) and 3d Cir. I.O.P. 12.1(b).
Counsel for Appellants Meijer Inc. & Meijer Distribution Inc.

Anna T. Neill
Scott E. Perwin
Lauren C. Ravkind
Sperling Kenny Nachwalter
1441 Brickell Avenue
Four Seasons Tower, Suite 1100
Miami, FL 33131

Counsel for Appellants Walgreen Co, The Kroger Co, Safeway Inc, Supervalu Inc
and HEB Grocery Co LP

Moira E. Cain-Mannix
Brian C. Hill
Bernard D. Marcus
Marcus & Shapira
301 Grant Street
One Oxford Centre, 35th Floor
Pittsburgh, PA 15219

Counsel for Appellant Giant Eagle Inc.

Eric L. Bloom
Alexander J. Egervry
Caitlin McHugh
Barry L. Refsin [ARGUED]
Hangley Aronchick Segal Pudlin & Schiller
One Logan Square
18th & Cherry Streets, 27th Floor
Philadelphia, PA 19103

Counsel for Appellants CVS Pharmacy Inc., Rite Aid Corp., Ride Aid Hdqtrs
Corp, JCG (PJC) USA LLC, Maxi Drug Inc, DBA Brooks Pharmacy, and Eckerd Corp

Gregory T. Arnold
Thomas M. Sobol
Hagens Berman Sobol Shapiro
One Faneuil Hall Square
5th Floor
Boston, MA 02109

2
Caitlin G. Coslett
Julia R. McGrath*
David F. Sorensen* [ARGUED]
Berger Montague
1818 Market Street
Suite 3600
Philadelphia, PA 19103

Stuart E. Des Rochese*
Odom & Des Roches
650 Poydras Street
Suite 2350, Poydras Center
New Orleans, LA 70130

Deborah A. Elman*
Bruce E. Gerstein
Garwin Gerstein & Fisher
88 Pine Street
Wall Street Plaza, 28th Floor
New York, NY 10005

Matthew F. Gately
Cohn Lifland Pearlman Herrmann & Knopf
Park 80 W. Plaza One
250 Pehle Avenue, Suite 401
Saddle Brook, NJ 07663

Counsel for Drogueria Betances, Professional Drug Co Inc, Rochester Drug
Cooperative Inc, Stephen L Lafrance Holdings Inc, and Value Drug Co

Deepak Gupta, Esq. [ARGUED]
Gupta Wessler
1400 16th Street NW
Suite 225


McGrath appeared on behalf of Drogueria Betances, Rochester Drug Cooperative
Inc, and Value Drug Co.

Sorensen appeared on behalf of Drogueria Betances, Rochester Drug
Cooperative Inc, and Value Drug Co.

Des Roches appeared on behalf of Drogueria Betances, Rochester Drug
Cooperative Inc, and Value Drug Co.

Elman appeared on behalf of Drogueria Betances, Rochester Drug Cooperative
Inc, Stephen L Lafrance Holdings Inc, and Value Drug Co.
3
Washington, DC 20036

Sharon K. Robertson
Cohen Milstein
88 Pine Street
14th Floor
New York, NY 10005

Lisa J. Rodriguez
Dilworth Paxson
457 Haddonfield Road
Suite 700
Cherry Hill, NJ 08002

Kenneth A. Wexler
Wexler Boley & Elgersma
311 S Wacker Drive
Suite 5450
Chicago, IL 60606

Counsel for Appellants AF of L AGC Building Trades Welfare Plan, Mayor and
City Council of Baltimore, New Mexico United Food and Commercial Workers Unions
and Employers Health and Welfare Trust Fund, Louisiana Health Service Indemnity Co,
DBA Blue Cross and Blue Shield of Louisiana, Bakers Local 433 Health Fund, Fraternal
Order of Police Fort Lauderdale Lodge 31 Insurance Trust Fund, Nancy Billington,
Emilie Heinle, and Andrew Livezey (End-Payor Plaintiffs), on behalf of themselves and
all others similarly situated

Devora W. Allon [ARGUED]
Gilad Y. Bendheim
Jay P. Lefkowitz [ARGUED]
Kirkland & Ellis
601 Lexington Avenue
New York, NY 10022

George W. Hicks, Jr.
Kirkland & Ellis
1301 Pennsylvania Avenue NW
Washington, DC 20004

Arnold B. Calmann
Katherine A. Escanlar
Saiber

4
7 Giralda Farms
Suite 360
Madison, NJ 07940

Counsel for Appellees Ranbaxy Inc, Ranbaxy Pharmaceuticals Inc, and Ranbaxy
Laboratories Ltd

____________

OPINION*
______________

SHWARTZ, Circuit Judge.

Plaintiffs—direct purchasers, end payors,1 and certain retailers of the brand-name

cholesterol-lowering drug Lipitor—brought an antitrust suit against Defendants, Pfizer,

Inc., Lipitor’s manufacturer, and Ranbaxy, Inc.,2 the first generic manufacturer that

sought FDA approval to market a generic version of Lipitor. Plaintiffs allege that

Defendants entered a settlement agreement regarding certain patent disputes under which

Ranbaxy agreed not to sell generic Lipitor until November 30, 2011, several months after

Pfizer’s contested patent protections were to lapse.3 This effectively extended Pfizer’s


This disposition is not an opinion of the full court and pursuant to 3d Cir. I.O.P.
5.7 does not constitute binding precedent.
1
Direct purchasers are a group of wholesale pharmaceutical distributors that
purchased Lipitor or its generic version directly from Pfizer or Ranbaxy. End payors are
a collection of organizations including insurance carriers, Taft-Hartley funds, employee-
benefit plans, municipalities, and individuals who purchased or provided at least some of
the payment for Lipitor or its generic version on the consumer market.
2
Plaintiffs also sued Pfizer-related entities and Ranbaxy-related entities, and our
reference to “Pfizer” and “Ranbaxy” herein captures them all.
3
This is known as a “reverse payment” agreement. See FTC v. Actavis, Inc., 570
U.S. 136, 140-41 (2013) (defining reverse-payment agreements and holding that they
“can sometimes violate the antitrust laws”).
5
monopoly and blocked competitors from offering less expensive generic versions of

Lipitor to purchasers.

Defendants moved for summary judgment, asserting that Plaintiffs lack antitrust

standing4 and Plaintiffs moved for class certification. Because the District Court

correctly held that Plaintiffs lack antitrust standing, and thus are inadequate class

representatives, we will affirm the orders granting Ranbaxy summary judgment and

denying Plaintiffs’ class certification motions.

I

A

Under the Hatch-Waxman Act (the “Act”),5 a drug manufacturer seeking to

market a brand-name drug must submit a New Drug Application (“NDA”) to the FDA,

undergo a rigorous review process, and receive FDA approval. See 21 U.S.C.

§ 355(b)(1); In re Lipitor Antitrust Litig., 868 F.3d 231, 240 (3d Cir. 2017) (“Lipitor II”).

A generic manufacturer may later “obtain similar marketing approval” by submitting an

Abbreviated New Drug Application (“ANDA”) demonstrating that “the generic has the

‘same active ingredients as,’ and is ‘biologically equivalent’ to, the already-approved

brand-name drug,” effectively “allowing the generic to piggy-back on the pioneer’s

approval efforts,” which “speed[s] the introduction of low-cost generic drugs to market.’”

4
Pfizer and Ranbaxy jointly sought summary judgment, but Pfizer settled with all
Plaintiffs before the District Court resolved the motion. Accordingly, the orders on
appeal are limited to Plaintiffs’ claims against Ranbaxy.
5
Drug Price Competition and Patent Term Restoration Act of 1984, Pub. L. No.
98-417, 98 Stat. 1585.
6
FTC v. Actavis, Inc., 570 U.S. 136, 142 (2013) (quoting Caraco Pharm. Lab’ys, Ltd. v.

Novo Nordisk A/S, 566 U.S. 399, 404-05 (2012)); 21 U.S.C. § 355(j)(2)(A)(ii), (iv).

The Act sets forth procedures to resolve patent disputes between brand name and

generic manufacturers. See Lipitor II, 868 F.3d at 240. When seeking FDA approval,

brand-name drug manufacturers must provide a list of patents relating to the drug’s

composition or methods of use, see 21 U.S.C. § 355(b)(1)(A)(viii), and, upon approval,

the FDA publishes the patent information in its “Approved Drug Products with

Therapeutic Equivalence Evaluations” report, known as the “Orange Book,” see Lipitor

II, 868 F.3d at 240. Generic manufacturers are required to “consult[] the Orange Book”

and “assure the FDA that [their] proposed generic drug[s] will not infringe the brand[s’

listed] patents.” Caraco, 566 U.S. at 406. One method of assurance is known as a

“paragraph IV certification,” id. at 407, wherein generic manufacturers certify that the

relevant listed patents are “invalid or will not be infringed by the manufacture, use, or

sale of the [generic] drug.” 21 U.S.C. § 355(j)(2)(A)(vii)(IV). Paragraph IV

certifications act as litigation triggers, allowing brand-name manufacturers to file patent

suits immediately. See 35 U.S.C. § 271(e)(2)(A). If they do so within forty-five days,

the FDA must withhold approval of the generic drug for at least thirty months so courts

may resolve the patent issues. See 21 U.S.C. § 355(j)(5)(B)(iii).6

6
If courts are unable to resolve the matter within the thirty-month period, the FDA
may approve the generic drug for marketing. In re Lipitor Antitrust Litig., 868 F.3d 231,
241 (3d Cir. 2017) (“Lipitor II”).
7
To incentivize generic drug manufacturers to use paragraph IV certifications, the

Act provides that the first generic manufacturer to file such a certification enjoys a 180-

day exclusivity period upon approval during which no other generic may enter the

market. See 21 U.S.C. § 355(j)(5)(B)(iv); Lipitor II, 868 F.3d at 241. However, the first-

filing generic manufacturer can lose this exclusivity period if the FDA concludes that its

ANDA was not “substantially complete” when filed. See 21 U.S.C. § 355(j)(5)(B)(iii),

(iv)(II)(cc).

B

Lipitor is a drug that treats high cholesterol and contains the active pharmaceutical

ingredient atorvastatin calcium. Pfizer secured several patents protecting Lipitor and

atorvastatin calcium beginning in 1987, received FDA approval in 1996, and brought

Lipitor to market in 1997.

In 2002, Ranbaxy became the first manufacturer to file an ANDA for generic

Lipitor containing a paragraph IV certification.7 Ranbaxy thus certified that its generic

drug did not infringe on Pfizer’s patents because its atorvastatin calcium had a different

form than that used in Pfizer’s Lipitor. Pfizer successfully sued Ranbaxy for patent

infringement,8 and the District Court enjoined the FDA’s approval of Ranbaxy’s ANDA

until March 24, 2010, the date one of Pfizer’s infringed patents would expire. See Lipitor

7
At some point, the FDA deemed Ranbaxy’s 2002 application as being
“substantially complete” when it was originally filed. App. 1084.
8
See Pfizer, Inc. v. Ranbaxy Lab’ys Ltd., 457 F.3d 1284, 1286, 1290-92 (Fed. Cir.
2006) (holding all but one of Pfizer’s contested patent claims were valid and would be
infringed by Ranbaxy’s product, and remanding).
8
II, 868 F.3d at 243. While this dispute was ongoing, Pfizer and Ranbaxy litigated a

patent dispute concerning a branded hypertension treatment drug, Accupril and, in 2008,

Pfizer filed another Lipitor-related patent suit against Ranbaxy based on process patents.

See id. at 243-44. Thereafter, Pfizer and Ranbaxy settled their patent litigations and

agreed that (1) Ranbaxy would pay Pfizer $1 million to settle the Accupril litigation, (2)

Ranbaxy would stop contesting one of Pfizer’s Lipitor patents set to expire in June 2011,

and (3) Pfizer would grant Ranbaxy a license to launch its generic Lipitor product on

November 30, 2011, assuming it obtained FDA approval. Id. at 244-45.

Before that settlement—and while Ranbaxy’s Lipitor ANDA was pending—the

FDA issued Ranbaxy Warning Letters in 2006 and 2008 stating that, because of problems

at Ranbaxy’s facility in Paonta Sahib, India, it would recommend withholding approval

of any ANDAs that listed this facility as the manufacturer for various drugs, including the

generic Lipitor product, until the problems were corrected. Because of these letters,

Ranbaxy acknowledged that it did not know when or if the FDA would approve the

generic Lipitor ANDA.

In February 2009, the FDA invoked its Application Integrity Policy (“AIP”)

against Ranbaxy’s Paonta Sahib facility, finding that Ranbaxy had submitted untrue

statements of fact to the agency, which raised questions regarding the reliability of the

data and information contained in ANDAs listing the Paonta Sahib facility. Accordingly,

the FDA halted review of Ranbaxy’s ANDAs involving the facility, including the generic

Lipitor ANDA.

9
In August 2009, after its settlement with Pfizer but while the AIP remained in

place, Ranbaxy informed the FDA that it planned to launch the generic Lipitor product on

November 30, 2011, pending approval of its ANDA. In December 2009 and November

2010, Ranbaxy submitted two amendments to its Lipitor ANDA, including switching

some manufacturing from the Paonta Sahib facility to a Pfizer-operated facility, starting

production at a different plant in Toansa, India, and adding its own New Jersey-based

Ohm Laboratories as a manufacturing site. Because the AIP remained in place, the FDA

did not immediately review the amendments.

By early 2011, the FDA still had not approved Ranbaxy’s generic Lipitor ANDA,

which was delaying other generic Lipitor manufacturers from entering the market due to

Ranbaxy’s first-filer exclusivity privilege. The FDA was aware of this logjam. Its then-

Deputy Director emailed that he had discussed other generic Lipitor ANDAs with FDA

senior personnel “due to the unique nature and medical necessity of Atorvastatin Calcium

Tablets,” and concluded that the agency would grant expedited review of Ranbaxy’s and

two other generic manufacturers’ ANDAs “to have a generic product in the marketplace

as soon as possible.”9 App. 2116.

9
From November 2010 to January 2011, other generic pharmaceutical
manufacturers submitted Lipitor ANDAs and asked the FDA to revoke Ranbaxy’s first-
filer privileges. In July 2011, the FDA denied revoking Ranbaxy’s exclusivity because it
had already found that Ranbaxy’s initial ANDA was substantially complete.
Separately, in December 2010, Ranbaxy and another generic manufacturer, Teva
Pharmaceuticals USA, entered into an agreement that Ranbaxy would either relinquish or
selectively waive its 180-day exclusivity period if (1) the FDA tentatively approved
Teva’s Lipitor ANDA by November 30, 2011 (or provided written confirmation by
November 30, 2011, that Teva would be eligible for final approval but for Ranbaxy’s

10
In May 2011, the FDA granted Ranbaxy an exception from the AIP so that the

agency could review the company’s generic Lipitor ANDA on an expedited basis. The

FDA explained that while it “anticipate[d] that [its] review of [the ANDA could] be

completed by” November 30, 2011, “[p]rompt review of the ANDA does not, of course,

guarantee that the application will be ready for final approval by” that date. App. 5610.

During the FDA’s review, Ranbaxy initiated five more ANDA amendments and,

on July 29, 2011, the FDA determined that Ranbaxy’s ANDA was “substantially

complete” when it was originally submitted to the FDA in 2002. App. 1084. Ranbaxy

subsequently made at least two requests that the FDA approve its ANDA before its

planned November 30, 2011 entry date, but these requests were rebuffed. In fact, on

November 29, 2011, the FDA stated that “it did not appear that [completion of a

component of its review that pertained to the fitness of the Toansa facility] could be

reached by tomorrow because multiple parties are involved, and [the FDA] did not

venture to guess when resolution would be reached.” App. 1169. When Ranbaxy asked

whether the ANDA could be approved the next day if the company amended its ANDA

again to obviate the need to complete that review component, the FDA replied that “it

was possible, but [the agency] could not guarantee it.” Id. Later that day, Ranbaxy filed

a response to certain concerns the FDA had raised. The next day, November 30, 2011—

exclusivity rights), and (2) Teva manufactured certain quantities for commercial sale.
Because of various regulatory violations and the need for multiple inspections, the FDA
did not give tentative approval to Teva’s ANDA until December 1, 2011. All other
companies remained subject to Ranbaxy’s 180-day exclusivity period and thus could not
enter the market, despite also receiving expedited FDA review.
11
the same day Lipitor and Ranbaxy had agreed Ranbaxy could enter the market—the FDA

approved Ranbaxy’s ANDA,10 and its generic Lipitor product entered the market.

C

Plaintiffs sued Pfizer and Ranbaxy, alleging, among other claims, that the

companies’ settlement agreement constituted an anticompetitive scheme to delay the

market entry of generic Lipitor in violation of state and federal antitrust laws.11 Pfizer

and Ranbaxy moved for summary judgment in March 2023, principally arguing that

Plaintiffs lacked antitrust standing because they did not show that Pfizer and Ranbaxy’s

allegedly anticompetitive conduct caused them antitrust injury. Specifically, they argued

that Plaintiffs could not show that but for the settlement agreement, the FDA would have

approved Ranbaxy’s ANDA and its generic Lipitor product would have entered the

market before November 30, 2021.12 While the summary judgment motion was pending,

the direct purchaser and end payor plaintiffs filed separate motions for class certification.

The District Court granted the summary judgment motion because Plaintiffs failed

to demonstrate antitrust standing as they merely showed that the FDA “may have been

able” to approve Ranbaxy’s Lipitor ANDA earlier than November 30, 2011, absent

Ranbaxy’s agreement with Pfizer, rather than that it “would have” approved it. In re

10
The FDA completed its expedited review in six and one-half months, faster than
the median ANDA review periods in 2010 (27.85 months) and 2011 (29.52 months).
11
The Judicial Panel on Multidistrict Litigation transferred the cases to the United
States District Court for the District of New Jersey for consolidated proceedings. See In
re Lipitor Antitrust Litig., 856 F. Supp. 2d 1355, 1356 (J.P.M.L. 2012).
12
Although Pfizer filed this motion with Ranbaxy, it is no longer a party in this
litigation.
12
Lipitor Antitrust Litig., No. 3:12-cv-12-2389, 2024 WL 2866654, at *30 (D.N.J. June 6,

2024) (quoting In re Wellbutrin XL Antitrust Litig. Indirect Purchaser Class, 868 F.3d

132, 167 (3d Cir. 2017) (emphasis omitted)). The Court also denied the direct purchaser

and end payor plaintiffs’ motions for class certification. See In re Lipitor Antitrust Litig.,

No. 3:12-cv-12-2389, 2024 WL 2866650, at *2 (D.N.J. June 6, 2024) (“DPP Class Op.”);

In re Lipitor Antitrust Litig., No. 3:12-cv-12-2389, 2024 WL 2865074, at *2 (D.N.J. June

6, 2024) (“EPP Class Op.”).

Plaintiffs appeal.

II13

To prevail on an antitrust claim, private plaintiffs must show that they have

antitrust standing, which is “properly viewed as an element of an antitrust claim that can

be resolved at summary judgment.” In re Wellbutrin, 868 F.3d at 160, 163-64.14 To

establish antitrust standing, a private plaintiff must show, among other things, that “it has

suffered an antitrust injury—that is, an injury of the type the antitrust laws were intended

to prevent and that flows from that which makes the defendants’ acts unlawful.” Id. at

13
The District Court had jurisdiction under 28 U.S.C. §§ 1331 and 1337, and we
have jurisdiction under 28 U.S.C. § 1291. We exercise plenary review over a district
court’s order granting summary judgment, Mylan, Inc. v. SmithKline Beecham Corp.,
723 F.3d 413, 418 (3d Cir. 2013), viewing the facts and making all reasonable inferences
in the non-movant’s favor, Hugh v. Butler Cnty. Fam. YMCA, 418 F.3d 265, 267 (3d
Cir. 2005). Summary judgment is appropriate where “there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ.
P. 56(a).
14
Defendants are entitled to judgment as a matter of law when plaintiffs fail to
make “a sufficient showing on an essential element,” such as antitrust standing for which
they have “the burden of proof.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986).
13
164 (alteration, footnote, citations, and internal quotation marks omitted). In a reverse

payment case like this one, Plaintiffs must show that “the harm they say they

experienced—increased drug prices for [Lipitor]—was caused by the settlement they are

complaining about.” Id. at 164-65. In other words, they must show that, absent the

Pfizer-Ranbaxy agreement, a generic version of Lipitor would have entered the market

with FDA approval earlier—even if only by one day—than the entry date, which would

have lowered prices. See id. Evidence that a generic equivalent “may” have entered the

market with FDA approval is insufficient to withstand summary judgment. Id. at 167

(emphasis omitted). Rather, Plaintiffs must show that it is more likely than not that

approval “would” have occurred. Id. (emphasis omitted).15

Plaintiffs rely on evidence that the FDA (1) was aware of the November 30, 2011

entry date contemplated by the Pfizer-Ranbaxy agreement, (2) targeted that date for

completing its review, and (3) took steps to complete the review by that date to argue that

the jury has a basis to infer that the FDA would have been “motivated . . . to shave at

least a day (or more) off of [its] approval period had Pfizer and Ranbaxy agreed to an

15
To the extent plaintiffs argue that the issue of causation is ill-suited to summary
judgment, that suggestion is belied by In re Wellbutrin XL Antitrust Litig. Indirect
Purchaser Class, which affirmed the district court’s order granting summary judgment on
this very basis. 868 F.3d 132, 170 (3d Cir. 2017).
14
earlier date.” Pls.’ Br. at 43.16 Although the undisputed evidence demonstrates that the

FDA would have endeavored to approve the entry of a generic Lipitor product before

November 30, 2011, in the but-for world, Plaintiffs have not shown that the FDA would

have succeeded in doing so. Thus, they lack antitrust standing.17

It is undisputed that the FDA was aware of the entry date to which Pfizer and

Ranbaxy agreed throughout its ANDA review process. At every stage of that process,

however, the FDA emphasized that although it would target ANDA approval by that

date, it could not guarantee it would hit that target. The FDA was motivated to get a

generic Lipitor product on the market as soon as possible, but a generic competitor would

16
It is undisputed that the FDA had effectively completed the scientific portion of
its review by October 25, 2011, leaving only its review of Ranbaxy’s Toansa, India
facility. Nevertheless, despite Ranbaxy’s request that it complete its facility review by
mid-November, the FDA did not do so. When Ranbaxy asked the FDA on November 29,
2011, whether the agency could approve its ANDA the next day if the company amended
the application to remove the Indian facility, the FDA said it could not guarantee next-
day approval.
17
Even if evidence existed that showed, absent the settlement agreement, the FDA
would have granted Ranbaxy an exception to the AIP earlier than it did in the real world,
that only removed one impediment to its entry into the market. Plaintiffs still needed to
show that the FDA would have given final approval to a generic ANDA, which is
necessary to enter the market. See 21 U.S.C. § 355(j)(2)(A)(ii), (iv); In re Wellbutrin,
868 F.3d at 167.
15
enter the market only if it complied with the law.18 Despite this motivation, it still took

the FDA six and one half months to complete its “[e]xpedited” review, which was

substantially below the median amount of time taken to complete its review of other

ANDAs. App. 1180. Even the day before it granted final approval to Ranbaxy, the FDA

again cautioned that it could not guarantee that approval would follow on November 30,

2011.

In short, although it is perhaps “possible” that the FDA could have acted more

quickly, it is “also certainly possible” that it would not have, and “[w]ithout more specific

or concrete evidence” that the FDA would have granted earlier approval, Plaintiffs cannot

establish antitrust standing and summary judgment in favor of Ranbaxy was appropriate.

In re Wellbutrin, 868 F.3d at 167-70.

18
We note that the law would not permit the entry of any other manufacturer’s
generic product regardless of whether the FDA approved their ANDA because Ranbaxy
had first-filer exclusivity since its application was “substantially complete” at filing. 21
U.S.C. § 355(j)(5)(B)(iv). Ranbaxy only waived that exclusivity as to Teva, whose
ANDA did not receive FDA approval until after November 30, 2011. Although the FDA
recognized the importance of getting a generic Lipitor product on the market and
considered alternatives to Ranbaxy’s, Plaintiffs adduce no evidence that the FDA would
have revoked Ranbaxy’s exclusivity privilege and approved another manufacturer’s
ANDA before November 30, 2011, absent the settlement agreement. Thus, the potential
entry of another manufacturer’s generic Lipitor product does not create a genuine issue of
material fact. In re Wellbutrin, 868 F.3d at 170.
We also note that the FDA granted expedited ANDA review to other generic
manufacturers, but none received approval before Ranbaxy and Plaintiffs offer no
evidence to suggest the FDA would have responded more quickly to any of these
applications absent the Ranbaxy-Pfizer agreement. Even with Teva Pharmaceuticals, for
whom Ranbaxy agreed to waive its exclusivity privilege, the FDA did not approve its
ANDA until after November 30, 2011.
16
B19

Having properly granted Ranbaxy summary judgment, the District Court correctly

concluded that the class certification motions should be denied. DPP Class Op., 2024

WL 2866650, at *2; EPP Class Op., 2024 WL 2865074, at *2.20 The result of the

summary judgment motion was that the named Plaintiffs had no claim to bring. “[I]f [ a

plaintiff] has no . . . claim, she cannot represent others who may have such a claim, and

her bid to serve as a class representative must fail.” Lierboe v. State Farm Mut. Auto.

Ins. Co., 350 F.3d 1018, 1022 (9th Cir. 2003); see also Fed. R. Civ. P. 23(a)(4) (“One or

more members of a class may sue or be sued as representative parties on behalf of all

members only if . . . the representative parties will fairly and adequately protect the

interests of the class.”); cf. O’Shea v. Littleton, 414 U.S. 488, 494 (1974) (“[I]f none of

the named plaintiffs purporting to represent a class establishes the requisite of a case or

controversy with the defendants, none may seek relief on behalf of himself or any other

member of the class.”). Accordingly, because the named Plaintiffs no longer have claims

19
“We review a class certification order for abuse of discretion, which occurs if
the district court’s decision rests upon a clearly erroneous finding of fact, an errant
conclusion of law or an improper application of law to fact.” In re Suboxone
(Buprenorphine Hydrochlorine & Naloxone) Antitrust Litig., 967 F.3d 264, 269 n.6 (3d
Cir. 2020) (citation omitted).
20
The District Court explained, among other things, that because it granted
summary judgment to Ranbaxy, “[t]here is no cause of action, and accordingly, there is
no class,” requiring denial of the class certification motions. In re Lipitor Antitrust Litig.,
No. 3:12-cv-2389, 2024 WL 2866650, at *2 (D.N.J. June 6, 2024) (“DPP Class Op.”); In
re Lipitor Antitrust Litig., No. 3:12-cv-2389, 2024 WL 2865074, at *2 (D.N.J. June 6,
2024) (“EPP Class Op.”). We express no view on the rest of the District Court’s opinions
on the class certification motions.
17
against Ranbaxy and thus cannot adequately represent the class, the District Court

correctly denied the motions for class certification.21

IV

For the foregoing reasons, we will affirm the orders granting Ranbaxy summary

judgment and denying the class certification motions.

21
Contrary to Plaintiffs’ suggestion, the District Court did not issue an advisory
opinion when it denied their class certification motions. We have said that “so long as a
plaintiff files a motion to certify a class when he still has a live claim, the mooting of that
claim while the motion is pending precludes the court from reaching the merits but does
not preclude it from deciding the certification motion.” Gayle v. Warden Monmouth
Cnty. Corr. Inst., 838 F.3d 297, 305 (3d Cir. 2016). Because Plaintiffs filed their class
certification motions before the District Court granted Ranbaxy summary judgment, the
Court still had jurisdiction to resolve the motions. See id.
18

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/11436823. Public record. Not legal advice.
