# Happel v. Guilford Cnty. Bd. of Educ.

> Court of Appeals of North Carolina · June 17, 2026

URL: https://www.frixlaw.com/law-library/cases/11343733

## Case

- **Court:** Court of Appeals of North Carolina
- **Decided:** June 17, 2026
- **Precedential status:** Published
- **Opinion:** Opinion by Judge April Wood
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

IN THE COURT OF APPEALS OF NORTH CAROLINA

No. COA23-487-2

Filed 17 June 2026

Guilford County, No. 22CVS007024-400

EMILY HAPPEL, individually, Tanner Smith, a minor, and EMILY HAPPEL on
behalf of TANNER SMITH as his mother, Plaintiffs,

v.

GUILFORD COUNTY BOARD OF EDUCATION and OLD NORTH STATE
MEDICAL SOCIETY, INC., Defendants.

On remand by majority opinion of the Supreme Court of North Carolina in

Happel v. Guilford Cnty. Bd. of Educ., 387 N.C. 186, 913 S.E.2d 174 (2025), affirming

in part, reversing in part, and remanding a published opinion by a unanimous panel

of the Court of Appeals in Happel v. Guilford Cnty. Bd. of Educ., 292 N.C. App. 563,

899 S.E.2d 387 (2024). The case originates from an appeal by plaintiff from an order

entered on 1 March 2023 by Judge Lora C. Cubbage in Superior Court, Guilford

County, granting defendant’s motion to dismiss. Originally heard in the Court of

Appeals on 28 November 2023.

Walker Kiger, PLLC, by David Steven Walker, for Plaintiffs-Appellants.

Tharrington Smith, LLP, by Stephen G. Rawson, for Guilford County Board of
Education, Defendants-Appellees.

Rossabi Law Partners, by Gavin J. Reardon and Amiel J. Rossabi, for Old
North State Medical Society, Inc., Defendants-Appellees.

WOOD, Judge.

This case returns on remand from the Supreme Court of North Carolina for
HAPPEL V. GUILFORD CNTY. BD. OF EDUC.

Opinion of the Court

our consideration of whether Plaintiffs’ complaint sufficiently alleges constitutional

claims under the North Carolina Constitution. Specifically, our Supreme Court

remanded two questions for our consideration: (1) “whether plaintiffs’ complaint

sufficiently alleged that defendant [ONS Medical Society (“ONSMS”)] was a state

actor[;]” and (2) “whether plaintiffs have an adequate state remedy available for their

constitutional claims.” Happel v. Guilford Cnty. Bd. of Educ., 387 N.C. 186, 216, 913

S.E.2d 174, 198 (2025). We address these two issues as directed. After careful

consideration, we conclude Plaintiffs sufficiently alleged state constitutional claims

and remand this matter to the trial court for consideration of those claims.

I. Factual and Procedural History

On 14 August 2021, Tanner Smith (“Tanner”) was fourteen years old and a

football player at Western Guilford High School, a school within the Guilford County

Schools system. By letter dated 19 August 2021, Guilford County Schools informed

Emily Happel (“Emily”), Tanner’s mother, and Brett Happel (“Brett”), Tanner’s

stepfather, that Tanner may have been exposed to a “recent COVID-19 cluster”

involving football team members at his school and that the Guilford County Public

Health Department recommended and requested COVID-19 testing for individuals

potentially infected, regardless of vaccination status. The letter stated that unless

parents allowed their children to be tested, Guilford County Schools would not allow

the players “to return to practice until cleared by a public health professional.” The

letter further stated COVID-19 testing would be available on 20 August 2021 at no

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Opinion of the Court

cost at Northwest Guilford High School, conducted by ONSMS and “consent for

testing is required.” In addition to COVID-19 testing, ONSMS also administered

COVID-19 Vaccinations at the Northwest Guilford High School site.

On 20 August 2021, Brett drove Tanner to the testing site at Northwest

Guilford High School. Brett remained inside his vehicle while Tanner went into the

testing facility. Once inside, clinic workers gave Tanner a form to fill out, which he

believed to be something related to the COVID-19 test. While Tanner sat in the

waiting area, a clinic worker tried unsuccessfully to contact Emily by phone to obtain

consent for ONSMS to administer a COVID-19 vaccine to him. Clinic workers did

not attempt to contact Brett, who waited outside in his car, to obtain permission to

administer the COVID-19 vaccine to Tanner. After failing to reach Tanner’s mother

by phone, one of the clinic workers instructed the other clinic worker to “give it to him

anyway.” Tanner stated he did not want a vaccine and was only there to be tested;

however, one of the clinic workers administered a Pfizer COVID-19 vaccine to him

over his objection and without parental consent.

Plaintiffs initiated this lawsuit on 19 August 2022, alleging three causes of

action: (1) battery; (2) violations of Emily’s constitutional liberty and parental rights,

and of Tanner’s bodily autonomy rights under N.C. Const. art. I, §§ 1, 13, and 19; and

(3) violations of both Plaintiffs’ federal constitutional rights. On 21 November 2022,

the Guilford County Board of Education (“Board”) filed its answer, a motion to

dismiss pursuant to Rules 12(b)(1) and (6), and a cross-claim against ONSMS. On

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Opinion of the Court

30 December 2022, ONSMS filed its answer and a motion to dismiss pursuant to

Rules 12(b)(1) and (6).

The trial court held a hearing on 30 January 2023. On 1 March 2023, the trial

court entered an order dismissing Plaintiffs’ complaints as to both Defendants. On 9

March 2023, Plaintiffs filed timely written notice of appeal pursuant to N.C. Gen.

Stat. § 7A-27(b). On appeal, Plaintiffs abandoned their federal constitutional claims,

appealing only their individual state constitution claims and the battery claim. This

Court affirmed the trial court’s ruling on both claims based on the broad scope of

immunity provided by the PREP Act. Happel v. Guilford Cnty. Bd. of Educ., 292 N.C.

App. 563, 571-72, 899 S.E.2d 387, 394 (2024).

Our Supreme Court granted discretionary review pursuant to N.C. Gen. Stat.

§ 7A-31 and issued an opinion on 21 March 2025. Happel v. Guilford Cnty. Bd. of

Educ., 387 N.C. 186, 913 S.E.2d 174 (2025). The Supreme Court affirmed this Court’s

holding as to the trial court’s dismissal of Plaintiffs’ tort claim for battery based on

the immunity provided by the PREP Act. Id. at 216, 913 S.E.2d at 198. However,

the Supreme Court reversed this Court’s holding as to the trial court’s dismissal of

the state constitutional claims stating, “[t]he PREP Act’s plain text leads us to

conclude that its immunity only covers tort injuries. Because tort injuries are not

constitutional violations, the PREP Act does not bar plaintiffs’ constitutional claims.”

Id. at 187-88, 913 S.E.2d at 180. The Supreme Court remanded the matter to this

Court for our consideration of whether Plaintiffs’ complaint sufficiently alleges

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HAPPEL V. GUILFORD CNTY. BD. OF EDUC.

Opinion of the Court

constitutional claims under our state’s constitution.

II. Analysis

Where there is a right, there is a remedy. This is a
foundational principle of every common law legal system,
including ours. We have long called it a time-honored
maxim. It is even enshrined in the North Carolina
Constitution. To protect this principle—to ensure that
every right does indeed have a remedy in our court
system—this Court created what are known as ‘Corum
claims.’

Washington v. Cline, 385 N.C. 824, 825, 898 S.E.2d 667, 668-69 (2024) (cleaned up)

(citing Corum v. Univ. of N.C., 330 N.C. 761, 413 S.E.2d 276 (1992)).

In order to allege a sufficient Corum claim three criteria must be met: (1) the

complaint must allege the defendant is a state actor who violated the claimant’s state

constitutional rights; (2) the claim must be a colorable claim that “present[s] facts

sufficient to support an alleged violation of a right protected by the State

Constitution;” and (3) there must be no other “adequate state remedy” for the alleged

constitutional violation. Kinsley v. Ace Speedway Racing, Ltd., 386 N.C. 418, 423, 904

S.E.2d 720, 726 (2024) (quoting Deminski on behalf of C.E.D. v. State Bd. of Educ.,

377 N.C. 406, 413, 858 S.E.2d 788, 794 (2021)) .

In Happel, the Supreme Court analyzed the second prong under Corum and

upheld Plaintiffs’ claims for violation of parental rights and bodily integrity as

colorable: “[T]he Law of the Land Clause protects both a parent’s right to control her

child’s upbringing and the right to bodily integrity[.]” Happel, 387 N.C. at 200, 913

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Opinion of the Court

S.E.2d at 188. The Court thoroughly summarized the history of “perhaps the oldest

of the fundamental liberty interests” in North Carolina — “in this State, parents have

the natural and legal right to the custody, companionship, control, and bringing up

of their infant children” — and emphasized a family’s critical role in imparting moral

and cultural values on children. Id. at 195, 913 S.E.2d at 185 (emphasis in original).

Further, the Court clarified that a competent person has the constitutional right to

express their bodily integrity by “refus[ing] forced and nonmandatory medical

treatment.” Id. at 200, 913 S.E.2d at 188.

Concluding our Law of the Land Clause protects the constitutional claims

presented by Plaintiffs, the Court directed this court to evaluate the remaining

requisite elements of Corum claims, 1) “whether plaintiffs’ complaint sufficiently

alleged that defendant ONSMS was a state actor[,]” and 2) “whether plaintiffs have

an adequate state remedy available for their constitutional claims.” Id. at 216, 913

S.E.2d at 198. We address each in turn.

A. ONSMS as a State Actor

“When reviewing a motion to dismiss, an appellate court considers ‘whether

the allegations of the complaint, if treated as true, are sufficient to state a claim upon

which relief can be granted under some legal theory.’” Deminski, 377 N.C. 406, 412,

858 S.E.2d 788, 792-93 (2021) (quoting Coley v. State, 360 N.C. 493, 494-95, 631

S.E.2d 121, 123 (2006)).

In order to overcome such a motion, a plaintiff is not

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Opinion of the Court

required to “conclusively establish” any factual issue in the
case. Rather, the only question properly before a court
reviewing a Rule 12(b)(6) motion is whether “the complaint
states a claim for which relief can be granted under some
legal theory when the complaint is liberally construed and
all the allegations included therein are taken as true.”

Feltman v. City of Wilson, 238 N.C. App. 246, 256, 767 S.E.2d 615, 622 (2014) (citation

omitted). Therefore, to overcome Defendant’s motion to dismiss Plaintiff must have

alleged under “some legal theory” that Defendants were “state actors.” In their

complaint Plaintiffs state, in pertinent part:

17. Upon information and belief, that vaccination clinic
was operated jointly by defendants.

18. Upon information and belief, the vaccination clinic was
a joint venture between Guilford County Schools and Old
North State Medical Society, Inc.

19. Tanner was shown to a seat, and the workers at the
clinic attempted to contact Mrs. Happel, without success,
to obtain consent to give Tanner a COVID-19 vaccine.

...

21. After their failed attempts to contact Mrs. Happel, one
of the workers instructed the other worker to “give it to him
anyway.”

...

23. Despite failing to get parental consent or the consent of
the patient, Tanner Smith received a COVID-19 vaccine
dose.

...

45. Guilford County Schools is a state actor.

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HAPPEL V. GUILFORD CNTY. BD. OF EDUC.

Opinion of the Court

Our Supreme Court has stated, “[e]ncroachment by the State is, of course,

accomplished by the acts of individuals who are clothed with the authority of the

State” and thus, a Corum claim must be brought against “a state actor.” Deminski,

377 N.C. at 413, 858 S.E.2d at 793 (cleaned up). However, while the prongs of a

Corum claim, including the “state actor” requirement, are cited regularly by our

appellate courts, a thorough review of case law reveals a dearth of information

regarding what it means to be “clothed with the authority of the State” or whether a

private party can qualify as a “state actor” for the purposes of a Corum claim. See,

e.g, Deminski, 377 N.C. at 413, 858 S.E.2d at 793; Coastal Conservation Ass’n v. State,

285 N.C. App. 267, 279, 878 S.E.2d 288, 299 (2022); Proctor v. City of Jacksonville,

296 N.C. App. 665, 674, 910 S.E.2d 269, 277 (2024).

In Bailey v. Flue-Cured Tobacco Co-op. Stabilization Corp., 158 N.C. App. 449,

457, 581 S.E.2d 811, 816 (2003), this Court held that because the entity in Bailey was

“not a State actor” the claim failed. However, the plaintiffs in Bailey did not argue

that defendants were a state actor. Rather, plaintiffs merely argued that section 34

of the North Carolina Constitution applied to the litigation “even in the absence of a

State actor,” a contention with which this Court disagreed. However, this Court did

not analyze the qualifications for a “state actor.” Id.

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HAPPEL V. GUILFORD CNTY. BD. OF EDUC.

Opinion of the Court

The issue of who qualifies as a “state actor” appears to be a novel consideration

in regard to Corum claims. Therefore, we look to other areas of law where courts

have analyzed similar principles.

For example, under 42 U.S.C. § 1983,

Private persons, jointly engaged with state officials in the
prohibited action, are acting ‘under color’ of law for
purposes of the statute. To act ‘under color’ of law does not
require that the accused be an officer of the State. It is
enough that he is a willful participant in joint activity with
the State or its agents.

United States v. Price, 383 U.S. 787, 794, 86 S. Ct. 1152, 1157, 16 L. Ed. 2d 267, 272

(1966) (emphasis added). Under this theory of “joint engagement,” the U.S. Supreme

Court held that a “private party’s joint participation with state officials in the seizure

of disputed property” makes the private party a “state actor for the purposes of the

Fourteenth Amendment.” Lugar v. Edmonson Oil Co., Inc., 457 U.S. 922, 941, 102 S.

Ct. 2744, 2756, 73 L. Ed. 2d 482, 498 (1982). More recently, the Court reiterated its

holding that “when a private actor operates as a ‘willful participant in joint activity

with the State or its agents,’” the private actor is a state actor. Brentwood Acad. v.

Tennessee Secondary Sch. Athletic Ass’n, 531 U.S. 288, 296, 121 S. Ct. 924, 930, 148

L.Ed.2d 807, 817 (2001) (quoting Lugar, 457 U.S. at 941, 102 S. Ct. at 2756, 73 L. Ed.

2d at 498). This Court recently summarized the analysis for qualification as a “state

actor” under 42 U.S.C. § 1983,

In the typical case raising a state-action issue, a private
party has taken the decisive step that caused the harm to

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Opinion of the Court

the plaintiff, and the question is whether the State was
sufficiently involved to treat that decisive conduct as state
action. This may occur if the State creates the legal
framework governing the conduct, if it delegates its
authority to the private actor, or sometimes if it knowingly
accepts the benefits derived from unconstitutional
behavior. Thus, in the usual case we ask whether the State
provided a mantle of authority that enhanced the power of
the harm-causing individual actor.

Hailey v. Tropic Leisure Corp., 275 N.C. App. 485, 495, 854 S.E.2d 132, 140 (2020)

(emphasis in original) (quoting Nat’l Collegiate Ath. Ass’n, 488 U.S. 179, 192, 109 S.

Ct. 454, 462, 102 L. Ed. 2d 469, 484-85 (1988)).

Similarly, when this Court has analyzed fourth amendment claims, it has

determined whether a private citizen qualifies as a state actor utilizing a “totality of

the circumstances approach.” State v. Weaver, 231 N.C. App. 473, 480, 752 S.E.2d

240, 245 (2013) (emphasis added). This approach “requires special consideration of

1.) the citizen’s motivation for the search or seizure, 2.) the degree of governmental

involvement, such as advice, encouragement, knowledge about the nature of the

citizen’s activities, and 3.) the legality of the conduct encouraged by the police.” Id.

(cleaned up); see also State v. Sanders, 327 N.C. 319, 334, 395 S.E.2d 412, 422 (1990).

This Court has held that private citizens acted as state actors based on the totality of

the circumstances when they were “actively recruited” by or acted at the “request of”

police and when a landlord and police conducted a search for “joint purposes.”

Sanders, 327 N.C. at 333, 395 S.E.2d at 422.

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Opinion of the Court

Here, Plaintiffs clearly allege that Guilford County Schools was a state actor

and that ONSMS was working jointly with the state actor when its clinic worker

allegedly forcibly vaccinated a minor against his expressed wish and without the

consent of either the parent or the patient himself.

Although our Courts have not explicitly addressed whether private parties

working jointly with the state qualify as “state actors” for purposes of Corum claims,

our Courts have consistently held that “a complaint should not be dismissed for

insufficiency unless it appears to a certainty that plaintiff is entitled to no relief under

any state of facts which could be proved in support of the claim. Pleadings are to be

liberally construed.” Benton v. W. H. Weaver Const. Co., 28 N.C. App. 91, 94, 220

S.E.2d 417, 419 (1975) (citation and other emphasis omitted). Furthermore, when

“the statement of [Plaintiff’s] claim in the complaint is sufficient to enable the adverse

party to answer and prepare for trial, to allow for the application of the doctrine of

res judicata, and to show the type of case brought[,]” it is an adequate pleading. Id.

at 95, 220 S.E.2d. at 420.

Because there are legal theories under which ONSMS could be viewed as a

state actor such as “joint engagement” used in § 1983 claims and the “totality of the

circumstances” used in fourth amendment claims, we hold Plaintiffs sufficiently

alleged ONSMS was a state actor.

B. Adequate State Remedy

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Opinion of the Court

“When the plaintiff has a cognizable state constitutional claim and cannot

access the courts to obtain any form of relief, Corum is available.” Washington, 385

N.C. at 830, 898 S.E.2d at 671. “[T]o be considered adequate in redressing a

constitutional wrong, a plaintiff must have at least the opportunity to enter the

courthouse doors and present his claim.” Craig v. New Hanover Cty. Bd. of Educ.,

363 N.C. 334, 339-40, 678 S.E.2d 351, 355 (2009). Direct constitutional claims are

not available where there are claims and or remedies under state law that provide an

alternative to “the extraordinary exercise of [ ] inherent constitutional power.”

Corum, 330 N.C. at 784, 413 S.E.2d at 291.

Our Supreme Court has clearly stated that the federal PREP Act provides

immunity to both entities and individuals against “any type of tortious injury:

physical injury, property damage, loss of use, and so on.” Happel, 387 N.C. at 211,

913 S.E.2d at 194. Thus, the PREP Act bars Plaintiffs’ battery claims, or any other

tort claim, whether brought against a party in their official capacity or individually,

completely foreclosing any opportunity to obtain relief apart from a Corum claim.

The PREP Act provides Plaintiffs with no remedy under state law that would serve

as an alternative to the exceptional use of constitutional authority.

Our courts have long held that a state law claim “barred by sovereign or

governmental immunity is not an adequate remedy” under the third element of a

Corum claim. Deminski, 377 N.C. at 413, 858 S.E.2d at 794. An adequate state

remedy in “redressing a constitutional wrong” must provide the plaintiff an

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Opinion of the Court

opportunity to “enter the courthouse doors and present his claim,” and “must provide

the possibility of relief under the circumstances.” Craig, 363 N.C. at 339-340, 678

S.E.2d at 355.

A tort claim cannot stand as an “adequate remedy” if PREP Act immunity

ensures the plaintiff has neither the opportunity to enter the courthouse nor the

possibility of relief. Therefore, we hold, under the facts of this case, Plaintiffs have

no other “adequate state remedy” for their alleged constitutional violations.

Plaintiff’s complaint withstands the motion to dismiss. Deminski, 377 N.C.

at 412, 858 S.E.2d at 792–93; Price, 383 U.S. at 794, 86 S. Ct. at 1157, 16 L. Ed. 2d

at 272; State v. Weaver, 231 N.C. App. at 480, 752 S.E.2d at 245. Therefore, we

remand this case to the trial court for a hearing on Plaintiff’s claims. Upon remand

the trial court must determine whether, under the facts of this case, Defendants were

“clothed with the authority of the State” for the purposes of a Corum claim and if so

whether any claim is meritorious.

III. Conclusion

The PREP Act does not bar Plaintiffs’ colorable constitutional claims. Taking

all of Plaintiffs’ allegations as true, we conclude there are sufficient legal theories

under which ONSMS could be deemed a state actor and there is no other “adequate

state remedy” for the alleged constitutional violations. Therefore, we reverse the trial

court’s order to dismiss and remand this matter to the trial court to determine if

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Opinion of the Court

Defendants were “clothed with the authority of the State” for the purposes of a Corum

claim and if so whether any claim is meritorious.

REVERSED AND REMANDED.

Judges COLLINS and CARPENTER concur.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/11343733. Public record. Not legal advice.
