# Frakes

> District Court, S.D. Illinois · May 13, 2026

URL: https://www.frixlaw.com/law-library/cases/11335314

## Case

- **Full name:** William Frakes, Jr., As Successor in Interest and Special Representative of William L. Frakes, deceased v. Justin Warren, Jordan Heckler, Joseph R. Lagesse, and John Doe Correctional Officers
- **Court:** District Court, S.D. Illinois
- **Decided:** May 13, 2026
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/11335314

## How later opinions describe it (automated extraction)

- holding exception to state sovereign immunity could not save plaintiff’s claim from dismissal because “[n]othing in [plaintiff’s] complaint alleges a violation of the State constitution or a statute”
- recognizing that unnamed class members are not parties to a class-action case and thus a magistrate judge may rule without their consent
- explaining that even when non- movant “has not provided [their] own version of the facts, we still view all of the facts asserted by [the movant] in the light most favorable to . . . the nonmoving party, and we draw all reasonable inferences in [their] favor.”

## Opinion text

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS

WILLIAM FRAKES, JR., )
As Successor in Interest and Special )
Representative of William L. Frakes, )
deceased, )
)
Plaintiff, )
)
vs. ) Case No. 3:23-CV-2963-MAB
)
JUSTIN WARREN, )
JORDAN HECKLER, )
JOSEPH R. LAGESSE, and )
JOHN DOE CORRECTIONAL )
OFFICERS, )
)
Defendants. )

MEMORANDUM AND ORDER

BEATTY, Magistrate Judge:
This matter is currently before the Court on the motion for judgment on the
pleadings and the motion for summary judgment on the issue of exhaustion, both of
which were filed by Defendants Justin Warren and Jordan Heckler (Docs. 70, 71). For the
reasons explained below, both motions are denied.1

1 The undersigned has authority to rule on these motions even though the John Doe Correctional Officers
have not appeared and consented to magistrate judge jurisdiction because they are “unnamed and
unknown,” which “indicates that they [are] not ‘parties’ whose consent § 636(c) requires.” Swisher v. Porter
Cnty. Sheriff's Dep't, 761 F. App'x 616, 619–20 (7th Cir. 2019) (citing Williams v. King, 875 F.3d 500, 502–04
(9th Cir. 2017) (holding that “parties” under § 636(c) means named parties, whether served or unserved)).
Cf. Coleman v. Labor & Indus. Review Comm'n, 860 F.3d 461, 474 (7th Cir. 2017) (recognizing that unnamed
class members are not parties to a class-action case and thus a magistrate judge may rule without their
consent).
BACKGROUND
William Frakes filed this pro se civil action pursuant to 42 U.S.C. § 1983 on August
30, 2023, while he was still an inmate of the Illinois Department of Corrections, for alleged

deprivations of his constitutional rights at Robinson Correctional Center (see Doc. 1).
Following the threshold review of his complaint, Mr. Frakes was permitted to proceed
on an Eighth Amendment claim against correctional officers Justin Warren and Jordan
Heckler for failing to protect him from a fellow inmate, who brutally attacked Frakes
while he was sleeping in the early morning hours of May 21, 2023, leaving Frakes with

second and third-degree burns, knocking out six of his teeth, and causing injuries that
required over eighty staples and stitches (Doc. 10).
Mr. Frakes was released from prison in January 2024 (Doc. 71-1), but died the
following month (see Doc. 28, p. 1). Months later, Frakes’s son, William Frakes, Jr., was
appointed Special Representative for his deceased father and was substituted in as the

Plaintiff in this matter (Doc. 51).2 Plaintiff, through retained counsel, filed a three-count
Amended Complaint (Doc. 57). He maintained the Eighth Amendment failure to protect
claim against Defendants Heckler and Warren and added an unspecified number of John
Doe Officers as Defendants to that claim (Id.). Plaintiff also asserted a new state law
negligence claim against Defendants Heckler, Warren, and the John Doe Officers (Id.).

And finally, Plaintiff added Joseph LaGesse, the inmate who purportedly attacked Mr.

2 To avoid confusion, the deceased original Plaintiff—William Frakes—will be referred to as Mr. Frakes,
while his son, the current Plaintiff in this matter—William Frakes, Jr.—will be referred to as Plaintiff.
Frakes, as a Defendant and asserted a battery claim against him (Id.). All claims are
brought pursuant to the Illinois Survival Act, 755 ILCS 5/27-6 (Id.).

Defendants Heckler and Jordan filed a motion for judgment on the pleadings,
arguing that Plaintiff’s negligence claim (Count 2) should be dismissed because it is
barred by sovereign immunity under the Illinois State Lawsuit Immunity Act, 705 Ill.
Comp. Stat. 505/8, and the common law doctrine of public official immunity (Doc. 70).
Defendants Heckler and Jordan also filed a motion for summary judgment on the issue
of exhaustion, arguing that Mr. Frakes failed to exhaust his administrative remedies

before commencing this suit (Doc. 71). Plaintiff filed responses in opposition to both
motions (Docs. 76, 77). No reply briefs were filed.
MOTION FOR JUDGMENT ON THE PLEADINGS
Defendants Heckler and Warren argue that Count 2, Plaintiff’s state law
negligence claim, must be dismissed because it is barred by sovereign immunity under

the Illinois State Lawsuit Immunity Act, 705 Ill. Comp. Stat. 505/8, and the common law
doctrine of public official immunity (Doc. 70).
A Rule 12(c) motion for judgment on the pleadings is governed by the same
standard as a Rule 12(b)(6) motion to dismiss for failure to state a claim. Federated Mut.
Ins. Co. v. Coyle Mech. Supply Inc., 983 F.3d 307, 312 (7th Cir. 2020) (“The only difference

between a motion for judgment on the pleadings and a motion to dismiss is timing; the
standard is the same.”). As with a motion to dismiss, the court is confined to the matters
presented in the pleadings and must accept all well-pleaded allegations in the complaint
as true and draw all reasonable inferences in favor of the non-moving party. Unite Here
Loc. 1 v. Hyatt Corp., 862 F.3d 588, 595 (7th Cir. 2017); Brown v. Dart, 876 F.3d 939, 940 (7th
Cir. 2017). Judgment on the pleadings is appropriate only “when there are no disputed

issues of material fact and it is clear that the moving party . . . is entitled to judgment as
a matter of law.” Unite Here, 862 F.3d at 595 (citing Nat'l Fidelity Life Ins. Co. v. Karaganis,
811 F.2d 357, 358 (7th Cir. 1987)).
A. Sovereign Immunity
The Illinois State Lawsuit Immunity Act provides that the State of Illinois is
immune from suit in federal court for state law claims; rather, the Illinois Court of Claims

has exclusive jurisdiction over state law tort claims against the state. Richman v. Sheahan,
270 F.3d 430, 441 (7th Cir. 2001) (citing 745 Ill. Comp. Stat. 5/1). State sovereign immunity
extends to claims against state employees, even when they are sued in their individual
capacities, when the action is “nominally one against the servants or agents of the State”
but “the real claim is against the State of Illinois itself and . . . the State of Illinois is the

party vitally interested.” Murphy v. Smith, 844 F.3d 653, 656 (7th Cir. 2016).
However, as Defendants acknowledged in their brief (Doc. 70, p. 3), there is an
important exception to state sovereign immunity in suits against state officials or
employees: the doctrine “does not apply to state-law claims against a state official or
employee who has violated statutory or constitutional law. Murphy, 844 F.3d at 655 (citing

Leetaru v. Board of Trustees of University of Illinois, 32 N.E.3d 583 (Ill. 2015)). “This exception
is premised on the principle that while legal official acts of state officers are regarded as
acts of the State itself, illegal acts performed by the officers are not.” Murphy, 844 F.3d at
659 (citation omitted).
Here, Defendants argue that state sovereign immunity bars Plaintiff’s negligence
claim because:

Plaintiff cannot show that either Defendants [sic] violated statutory or
constitutional [law] by the alleged negligence at issue. . . . While Plaintiff’s
constitutional claim of failure to protect is still pending, there is nothing
that moves this state negligence claim to a claim that falls outside of the
protection of the state-law sovereign immunity.
(Doc. 70, p. 3).
The Court is not persuaded by Defendants’ argument. Of course, Plaintiff cannot
yet show Defendants’ conduct violated statutory or constitutional law—this matter is still
in the pleadings stage, discovery has not taken place, and Plaintiff has not had to prove
anything yet. Given the stage of the proceedings, the question for the Court is actually
whether Plaintiff has alleged facts that, when accepted as true, are sufficient to bring his
negligence claim within the exception to sovereign immunity for constitutional
violations. See Murphy, 844 F.3d at 658–59 (quoting Healy v. Vaupel, 549 N.E.2d 1240, 1247
(Ill. 1990) (“If the plaintiff alleges that state officials or employees violated statutory or
constitutional law, [s]overeign immunity affords no protection.”)) (internal quotations

marks omitted; emphasis added); Smith v. Jones, 497 N.E.2d 738, 740 (Ill. 1986) (“An action
against a State official for conduct in his official capacity will withstand a motion to
dismiss the complaint on sovereign immunity grounds if the complaint alleges that the
official is enforcing an unconstitutional law or violating a law of Illinois and thus acting
beyond his authority.”). See also Turpin v. Koropchak, 567 F.3d 880, 884 (7th Cir. 2009)

(holding exception to state sovereign immunity could not save plaintiff’s claim from
dismissal because “[n]othing in [plaintiff’s] complaint alleges a violation of the State
constitution or a statute”).

Here, Plaintiff alleged that Defendants’ conduct underlying the negligence claim
also violated the Eighth Amendment (see Doc. 57). That is sufficient to defeat Defendants’
motion for judgment on the pleadings based on sovereign immunity. See Whitlock v.
Brueggemann, 682 F.3d 567, 590 (7th Cir. 2012) (holding Illinois State Police “cannot use
the doctrine of sovereign immunity to avoid facing suit on Whitlock’s state law claims”
because Whitlock had alleged that the defendants violated his constitutional rights).

B. Public Official Immunity
Public official immunity is a common law defense to liability for employees of the
State of Illinois for the negligent but good faith performance of discretionary duties. Mich.
Ave. Nat'l Bank v. Cnty. of Cook, 732 N.E.2d 528, 544 (Ill. 2000); Currie v. Lao, 592 N.E.2d
977, 984 (Ill. 1992); Kinzer v. City of Chi., 539 N.E.2d 1216, 1220 (Ill. 1989). Officials are not

immune, however, from negligence in performing ministerial functions. See Mich. Ave.,
732 N.E.2d at 544 (“[P]ublic official immunity attaches only to conduct by a state official
that is discretionary, rather than ministerial, in nature.”).
The common law defined discretionary acts as “those which are unique to a
particular public office,” Snyder v. Curran Twp., 657 N.E.2d 988, 993 (Ill. 1995), and require

the employee to exercise “personal deliberation and judgment in deciding whether to
perform a particular act, or how and in what manner that act should be performed.”
Andrews v. Metro. Water Reclamation Dist. of Greater Chicago, 160 N.E.3d 895, 905 (Ill. 2019)
(citation omitted). See also Greeson v. Mackinaw Twp., 565 N.E.2d 695, 699 (Ill. App. Ct.
1990) (discretionary acts “require[e] personal deliberation, decision, and judgment.")
(citing Prosser, Torts § 132, at 988–89 (4th ed.1971)). In contrast, a ministerial act is one

“amounting to obedience of orders or the performance of a task in which the officer had
no choice of his own.” Greeson, 565 N.E.2d at 699 (citing Prosser, Torts § 132, at 988–89
(4th ed.1971)). See also Snyder, 657 N.E.2d at 993 (“ministerial acts are those which a person
performs on a given state of facts in a prescribed manner, in obedience to the mandate of
legal authority, and without reference to the official's discretion as to the propriety of the
act.”) It has long been recognized, however, “that the distinction between discretionary

and ministerial functions resists precise formulation,” Snyder, 657 N.E.2d at 992, and the
determination must “be made on a case-by-case basis in light of the particular facts and
circumstances.” Monson v. City of Danville, 115 N.E.3d 81, 91 (Ill. 2018) (citing Snyder, 657
N.E.2d at 992).
Additionally, even when the acts at issue are discretionary, public officials’

immunity “does not extend to acts based on corrupt or malicious motives or willful and
wanton acts.” McKay v. Kusper, 624 N.E.2d 1140,1148 (Ill. App. Ct.1993) (citation and
internal quotation marks omitted). Willful and wanton conduct in Illinois can be pleaded
by alleging the basic elements of a negligence claim—duty, breach, and causation—as
well as “either a deliberate intention to harm or a conscious disregard for the plaintiff’s

welfare.” E.g., Jane Doe-3 v. McLean Cnty. Unit Dist. No. 5 Bd. of Directors, 973 N.E.2d 880,
887 (Ill. 2012). Accord McKay, 624 N.E.2d at 1148 (“To plead a cause of action for willful
and wanton misconduct, a complaint must allege facts demonstrating that a defendant
committed acts with actual or deliberate intention to harm or with an utter indifference
or conscious disregard for the safety of others.”)

Here, the Court finds that Defendants’ argument does not justify dismissal of
Plaintiff’s negligence claim. Plaintiff alleged that Defendants acted not only negligently
but with deliberate indifference to the safety of Plaintiff (and other inmates), when they
violated established prison rules and policies by not effectively separating Frakes and
Lagesse after they had an altercation, allowing Lagesse to run a black-market commissary
operation, and/or allowing Lagesse to possess a hot pot that had been turned into a boiler

(Doc. 57, para. 8, 10, 11, 16, 17, 19, 24). Defendants say those decisions were “discretionary
acts and judgment calls” (Doc. 70, p. 4), while Plaintiff says they were ministerial (Doc.
77, p. 4). The complaint does not contain enough facts for the Court to definitively say
one way or the other. Furthermore, Plaintiff alleged Defendants acted in a willful and
wanton manner, (Doc. 57, para. 24, 25), and the Court finds that Plaintiff has supported

that assertion with facts from which it can be inferred that Defendants acted with utter
indifference or conscious disregard for the safety of others (see Doc. 57, para, 1–19).
Accordingly, Defendants are not entitled to judgment on the pleadings on their argument
regarding public officials’ immunity.
MOTION FOR SUMMARY JUDGMENT ON THE ISSUE OF EXHAUSTION

Defendants contend that because Mr. Frakes filed this lawsuit while he was a
prisoner, the exhaustion requirement of the Prison Litigation Reform Act (“PLRA”) still
applies even though he later died, his son is now the Plaintiff, and an amended complaint
was filed (Id. at pp. 5–6). Defendants further argue that the evidence shows the grievance
process was available to Mr. Frakes, but he failed to fully exhaust his administrative
remedies because he filed suit prior to receiving a decision from the ARB (Id. at pp. 7–8).

Plaintiff filed a response in opposition, arguing that the PLRA’s exhaustion
requirement does not apply because he is and was not a prisoner subject to the dictates of
the PLRA and, furthermore, this matter is proceeding on the amended complaint, which
“effectively constitutes a new action for purposes of the PLRA” (Doc. 76). Plaintiff’s
response did not address Defendants’ assertion that Mr. Frakes failed to fully exhaust his
administrative remedies (see id.).

The Court notes as an initial matter that if William Frakes had waited a few months
to file suit until after he was released from prison in January 2024, there is no question
that Prison Litigation Reform Act’s exhaustion requirement would not apply. Kerr v.
Puckett, 138 F.3d 321, 323 (7th Cir. 1998). Similarly, after William Frakes, Jr. was
substituted in as the plaintiff in this case in July 2024 (Doc. 51), had he opted to voluntarily

dismiss this case and file a new suit asserting the same claims (as the two-year statute of
limitations had not yet elapsed), Defendants would have had no basis for asserting
exhaustion as an affirmative defense. See Johnson v. Daley, 339 F.3d 582 (7th Cir. 2003)
(stating that the Supreme Court has repeatedly “interpreted and enforced the PLRA's
rule, 42 U.S.C. § 1997e(a), that prisoners (and only prisoners) must exhaust administrative

remedies before filing suit under Section 1983”) (alteration in original). However, for the
sake of efficiency, economy, and convenience, Plaintiff filed an amended complaint. And
Defendants Heckler and Warren responded by filing a motion for summary judgment on
the issue of exhaustion (Doc. 71). So now the Court is left with the question of whether
the exhaustion requirement applies in this particular instance.

There is case law from other district courts, none of which is binding on this court,
holding that the PLRA’s exhaustion requirement still applied even after the original
plaintiff passed away during the litigation and a non-prisoner party was substituted in
his place as the plaintiff. Sultaana v. McConahay, No. 1:23-CV-01791, 2025 WL 2780618, at
*12 (N.D. Ohio Sept. 30, 2025); Jackson v. Hall, No. CV 1:20-3036-DCC-SVH, 2021 WL
6843284, at *6–7 (D.S.C. Aug. 2, 2021), report and recommendation adopted, No. 1:20-CV-

03036-DCC, 2022 WL 92615 (D.S.C. Jan. 10, 2022); Tretter v. Pennsylvania Department of
Corrections, No. 3:11-cv-00423, 2012 WL 360029, at *4 (M.D. Pa. Feb. 2, 2012). And yet there
are sound policy reasons as to why the PLRA’s exhaustion requirement should not apply
to Plaintiff William Frakes, Jr. (see Doc. 76). The Court, however, declines to definitively
answer the question because, even if the Court assumes that exhaustion does apply,

Defendants have failed to carry their burden of proof to demonstrate that they are entitled
to judgment as a matter of law on the affirmative defense of exhaustion.
Facts
Plaintiff did not respond to Defendants’ statement of undisputed facts (see Doc.
76). Those facts are therefore deemed admitted for purposes of summary judgment so

long as they are properly supported by evidence in the record. See SDIL-LR 56.1(g); Fed.
R. Civ. P. 56(e)(2); Keeton v. Morningstar, Inc., 667 F.3d 877, 884 (7th Cir. 2012) (citations
omitted). Because Defendants’ facts were very bare-bones (see Doc. 71, pp. 2–3). The Court
will also consider supplemental facts that are contained in the record and are not subject
to any reasonable dispute in order to provide a more complete picture of Frakes’s use of
the grievance process.

It is alleged that Defendant Joseph Lagesse attacked Mr. Frakes in the early
morning hours of May 21, 2023 (Doc. 57, para. 8). Frakes submitted an emergency
grievance dated June 28, 2023 (Doc. 71-4, pp. 3–4). The Court notes that it was “collected”
five days later on July 3rd and sent to the Clinical Services office, where it was assigned
number 23-0994E (Doc. 71-2, p. 7; see Doc. 71-4, p. 3). Clinical Services then forwarded the
grievance to the warden on July 5th, (Doc. 71-2, p. 7), who decided it was in fact an

emergency (see Doc. 71-4, p. 3; see also Doc. 71-3, p. 61).
Also on July 5th, Frakes filed another emergency grievance (Doc. 71-4, pp. 5–6),
which is substantially the same as the June 28th grievance. The Court notes that it was
collected on July 6th and sent to Clinical Services, who then forwarded it to the counselor
that same day (see id; Doc. 71-2, p. 7). The resubmitted grievance was also numbered 23-

0994E and “aggregated,” which apparently means it was combined with Frakes’s June
28th grievance (see Doc. 71-4, pp. 5–6). The Court notes that the aggregated grievances
were received by Grievance Officer, Miramony Chenault, on July 6, 2023 (see id. at p. 1;
Doc. 71-2, p. 7).
On July 15th, Frakes resubmitted the July 5th grievance and marked it as an

emergency (see Doc. 71-3, pp. 6–7). Frakes wrote that he had asked about the status of the
July 5th grievance and a counselor told him that it “must of been lost” so he was
resubmitting it (Id.). The Court notes that the resubmitted grievance was collected and
sent to Clinical Services on July 18th, where it was numbered 23-1113 (Doc. 71-2, p. 6).
Although Frakes had marked it as an emergency (see Doc. 71-3, p. 6), it was not sent to
the warden to determine whether it should be processed on an expedited basis (see id.;

Doc. 71-2, p. 6). It was instead forwarded to the counselor, who received it on July 18th
(Doc. 71-2, p. 6; Doc. 71-3, p. 6). The counselor responded on July 19th, and the Court
notes that the response was forwarded to Frakes that same day (Doc. 71-2, p. 6; Doc. 71-
3, p. 6). The Court further notes that Frakes submitted the grievance for second level
review, and on July 21st, it was collected, forwarded to Clinical Services, then passed on
to and received by Grievance Officer Chenault (Doc. 71-2, p. 6; see Doc. 71-3, p. 5).

Chenault was now in possession of two grievances from Frakes: the original
aggregated grievance #23-0994E and the resubmission #23-1113. Chenault responded to
the aggregated grievance #23-0994E on July 28, 2023 (Doc. 71-4, p. 1). She indicated that
an Internal Affairs officer told her the “investigation is still in progress” and she
recommended that the grievance be denied” because “[t]here is no evidence to support

allegations of staff misconduct” (Id.). The warden did not receive Chenault’s
recommendation until almost two weeks later on August 9, 2023 (see id.). That same day,
the warden concurred with the recommendation and denied the grievance (Id.). The
Court notes that, according to the Cumulative Counseling Summary, the warden’s
decision was “forwarded to [Frakes] for appeal consideration” on August 10, 2023 (Doc.

71-2, p. 5).
Chenault then responded to the resubmitted grievance #23-1113 on August 14,
2023 (Doc. 71-3, p. 5). She once again wrote that Internal Affairs said the incident was still
under investigation and therefore recommended the grievance be denied (Id.). The
warden received the grievance the following day and concurred (Id.). The Court notes
that, according to the Cumulative Counseling Summary, the warden’s decision was

forwarded to Frakes on August 16, 2023 (Doc. 71-2, p. 4).
Frakes appealed the denial of both grievances to the ARB, although it is unclear
when exactly he put his appeals in the mail (see Docs. 71-2, 71-3, 71-4). The ARB received
Frakes’s appeal of the resubmitted grievance #23-1113 on September 27, 2023 (see Doc.
71-3, pp. 1, 3). Even though that was 43 days after the warden’s decision, the ARB did not
immediately reject the appeal as untimely (see Doc. 71-3). The ARB finally reviewed it on

February 26, 2024, noted that Frakes had been released from custody a month prior and
therefore sent the appeal “to file” without issuing a decision (Doc. 72, para. 9; Doc. 71-3,
p.2). a
As for the appeal of the aggregated grievance #23-0994E, the ARB received it on
November 1, 2023, nearly three months after the warden’s decision (see id. pp. 1, 59, 60).

A week later, on November 8, 2023, the ARB returned the aggregated grievance to
Plaintiff without review because it was received more than 30 days after the date of the
warden’s decision (Id. at p. 59).
Meanwhile, Frakes had already filed his complaint, initiating this lawsuit on
August 30, 2023 (Doc. 1).

The Court notes that, according to the ARB’s records, Frakes had six other appeals
that were deemed untimely because they were received by the ARB more than 30 days
after the warden’s decisions (see Doc. 71-3, pp. 17–20, 29–32, 41–43, 46–55). All of those
appeals were from grievances that Frakes submitted during the summer of 2023 (June,
July, or August) and were decided by Warden William Loy in August or September 2023
(see Doc. 71-3, pp. 17–20, 29–32, 41–43, 46–55). But then sometime in or around the middle

of October 2023, a new warden, Chad Jennings, began deciding the grievances (see Doc.
71-3, pp. 13–16, 21–24, 25–28, 33–36, 37–40). Every one of Frakes’s appeals of Warden
Jennings’ decision was received by the ARB within the required 30-day window (see id.).
Legal Standard
Summary judgment is proper if the movant shows that there is no genuine issue
as to any material fact and they are entitled to judgment as a matter of law. Fed. R. Civ.

P. 56(a). In deciding a motion for summary judgment, the court’s task is to view the
record, and draw all reasonable inferences, in the light most favorable to the non-moving
party and decide if there is a genuine material dispute of fact. Stewart v. Wexford Health
Sources, Inc., 14 F.4th 757, 760 (7th Cir. 2021); Hansen v. Fincantieri Marine Grp., LLC, 763
F.3d 832, 836 (7th Cir. 2014). A genuine issue of material fact exists when “the evidence is

such that a reasonable jury could return a verdict for the nonmoving party.” Estate of
Simpson v. Gorbett, 863 F.3d 740, 745 (7th Cir. 2017) (quoting Anderson, 477 U.S. at 248).
Even when “a nonmovant fails to respond to a motion for summary judgment, the
movant ‘still ha[s] to show that summary judgment was proper given the undisputed
facts,’ with those facts taken as usual in the light most favorable to the nonmovant.”

Robinson v. Waterman, 1 F.4th 480, 483 (7th Cir. 2021) (quoting Yancick v. Hanna Steel Corp.,
653 F.3d 532, 543 (7th Cir. 2011)).
Discussion
A. The Exhaustion Requirement
The Prison Litigation Reform Act provides that a prisoner may not bring a lawsuit

about prison conditions unless and until he has exhausted all available administrative
remedies. 42 U.S.C. § 1997e(a); Pavey v. Conley, 663 F.3d 899, 903 (7th Cir. 2011). In order
for a prisoner to properly exhaust his or her administrative remedies, the prisoner must
“file complaints and appeals in the place, and at the time, the prison’s administrative
rules require.” Pozo v. McCaughtry, 286 F.3d 1022, 1025 (7th Cir. 2002); see also Woodford v.

Ngo, 548 U.S. 81, 90 (2006). The Seventh Circuit requires strict compliance with the
exhaustion requirement. E.g., Smallwood v. Williams, 59 F.4th 306, 313 (7th Cir. 2023). “[A]
prisoner who does not properly take each step within the administrative process has
failed to exhaust state remedies.” Pozo, 286 F.3d at 1024.
Despite the strict exhaustion requirements, the PLRA “does not demand the

impossible,” and a prisoner need not exhaust remedies that are “genuinely unavailable
or nonexistent.” Smallwood, 59 F.4th at 313 (citation omitted). An “available” grievance
procedure means “‘capable of use’ to obtain ‘some relief for the action complained of.’”
Wallace v. Baldwin, 55 F.4th 535, 542 (7th Cir. 2022) (quoting Ross v. Blake, 578 U.S. 632, 642
(2016)). Administrative remedies become “unavailable” when prison officials, for

example, altogether fail to respond to a properly filed grievance, fail to respond in a
timely fashion, or otherwise use affirmative misconduct to thwart a prisoner from
exhausting. Pyles v. Nwaobasi, 829 F.3d 860, 864 (7th Cir. 2016); Dole v. Chandler, 438 F.3d
804, 809 (7th Cir. 2006); Lewis v. Washington, 300 F.3d 829, 833 (7th Cir. 2002).
Administrative remedies are additionally unavailable “when (despite what regulations
or guidance materials may promise) [the process] operates as a simple dead end—with

officers unable or consistently unwilling to provide any relief to aggrieved inmates.”
Wallace, 555 F.4th at 542 (quoting Ross, 578 U.S. at 643). “In such cases, the prisoner is
considered to have exhausted his administrative remedies.” Pyles, 829 F.3d at 864 (citation
omitted).
Because exhaustion is an affirmative defense, “the burden of proof is on the
defendants to establish that administrative remedies were not exhausted, and not on the

prisoner to show that administrative remedies were unavailable.” Smallwood, 59 F.4th at
315 (citations omitted).
B. The IDOC’s Grievance Procedure
As an inmate in the IDOC, Mr. Frakes was required to follow the grievance process
outlined in the Illinois Administrative Code to exhaust his claims. 20 ILL. ADMIN. CODE §

504.800, et seq. (2017). The standard grievance process requires the inmate to first submit
their grievance to their counselor and then to the grievance officer to issue a
recommendation to the warden, who then provides the inmate with a written decision
on the grievance. Id. at §§ 504.810(a), 504.830(e). If, however, the inmate designates the
grievance as an emergency, it is submitted directly to the warden. Id. at § 504.840. If the

warden finds that an emergency exists, then the grievance will be handled on an
expedited basis by the grievance officer; the grievance bypasses the counselor entirely.
Id. On the other hand, if the warden determines that the grievance should not be handled
on an emergency basis, the inmate is notified and must resubmit the grievance through
the standard grievance process. Id.

Regardless of whether the grievance was processed in the normal manner or as an
emergency, if the inmate is unsatisfied with the warden’s decision, he or she can appeal
to the Administrative Review Board (“ARB”). 20 ILL. ADMIN. CODE § 504.850(a). The ARB
must receive the appeal within 30 days of the warden’s decision. Id. The ARB submits a
written report of its findings and recommendations to the Director of the IDOC, who then
makes a final decision. Id. at § 504.850(d), (e).

C. Mr. Frakes’s Use of the Grievance Procedure
Defendants note that Mr. Frakes filed the original complaint in this matter on
August 30, 2023, which was before the ARB ever received his appeals for the aggregated
or resubmitted grievances, let alone responded to them (Doc. 71, p. 8). Defendants argue
that Frakes knew about the grievance process, that it was available to him, and that he

was “saavy” at utilizing it (Doc. 71, pp. 7, 8). They further intimate that, in this instance,
Frakes simply chose not to follow the grievance process and filed suit before he had fully
exhausted his administrative remedies (Id.). The Court is unpersuaded.
As an initial matter, the Court has serious concerns as to whether the grievance
process was truly available or whether it operated as a dead end with officials unwilling

or unable to provide any relief. See Wallace, 555 F.4th at 542 (explaining courts should
resolve any “dead end” argument before proceeding to the merits of the exhaustion
dispute). Mr. Frakes was required to file a grievance within 60 days of the attack, see 20
ILL. ADMIN. CODE § 504.810(a), which he did (despite his significant injuries and extended
hospitalization). In fact, his resubmitted grievance #23-1113, dated July 15, 2023, was filed
within a week of the 60-day deadline. Mr. Frakes’s grievances, however, were summarily

denied without any consideration of their merit because the investigation into the
incident was not complete. Moreover, Mr. Frakes was not provided with any information
about the timeline of the investigation and when it might conclude. Nor was he told if he
would even be notified when the investigation concluded, or if he had any other avenue
for recourse. The prison, in essence, refused to hear his claim. A judge in this district
concluded under similar circumstances that the grievance process was a dead end and

therefore exhaustion was not required. Johnson v. Sadler, No. 24-CV-1385-DWD, 2025 WL
3753970, at *6–7 (S.D. Ill. Dec. 29, 2025). The Court finds the same conclusion to
be true here: the grievance process was a dead end for Mr. Frakes.
In the alternative, if the Court assumes that the grievance process was not a
dead end, the Court finds that, after reviewing Defendants’ evidence in a light most

favorable to Frakes, there are a number of unanswered questions and several material
issues of fact that preclude the entry of summary judgment for Defendants. The
Court begins with Defendants’ assertion that Frakes was “very savvy” at utilizing the
grievance process. If Frakes was as savvy as Defendants claim, then it simply does not
make sense as to why he would rush to file suit before an appeal to the ARB played

out. A truly savvy inmate would know that he had nothing to gain and everything to
lose by filing suit before fully exhausting his grievances. See, e.g., Chambers v. Sood, 956
F.3d 979, 981 (7th Cir. 2020) (“By its plain terms, the PLRA requires
prisoners to exhaust administrative
remedies before filing suit; a ‘sue first, exhaust later’ approach is not acceptable.”)
(emphasis in original; citation omitted); Perez v. Wisconsin Dep't of Corr., 182 F.3d 532, 535

(7th Cir. 1999) (“[A] suit filed by a prisoner before administrative remedies have been
exhausted must be dismissed . . . .”). Under the circumstances here, it would be
particularly senseless for Frakes to file suit in the middle of the exhaustion process
when—as previously stated—all he had to do was wait a few more months until he was
released from prison to file his complaint and then the PLRA’s exhaustion requirement
would not have applied to him at all.

So why did Mr. Frakes file his complaint when he did? Defendants want the Court
to accept at face value that Frakes filed suit prematurely, but the Court must still take a
careful and critical look at the evidence (see Doc. 71). Moreover, at summary judgment,
the Court is required to view the evidence in a light most favorable to Frakes and to draw
all reasonable inferences in his favor. Keeton, 667 F.3d at 884. When the Court does so, the

evidence suggests there may be many other reasons for the timing of Frakes’s complaint
aside from an unwise or impulsive rush to file.
First, there is evidence that perhaps Mr. Frakes did not know the grievance process
as well as Defendants say he did. Every one of Frakes’s grievances from June, July, and
August 2023 that he appealed was received by the ARB more than 30 days after the

warden’s decision. Eight appeals in total. And then a switch flipped, and all of Frakes’s
subsequent appeals were received on time. The total about-face is striking, and it leaves
the Court wondering if Frakes was initially unaware of the 30-day deadline for
submitting an appeal to the ARB but later learned about it. “Prisons must affirmatively
provide the information needed to file a grievance.” Ramirez v. Young, 906 F.3d 530, 538
(7th Cir. 2018). And “[b]efore dismissing a prisoner's complaint for failure to exhaust, the

district court should be able to point to evidence that the relevant administrative
procedures were explained in terms intelligible to lay persons.” Id. at 535 (citation and
internal quotation marks omitted). Here, however, Defendants did present any facts
showing that officials at Robinson Correctional Center had provided information to
Frakes about each and every step of the grievance process and the relevant deadlines (see
Doc. 71).

On the other hand, if Mr. Frakes knew that he had to appeal to the ARB within 30
days, then why didn’t he do so for the grievances at issue? Defendants’ argument
assumes that whatever the reason was, it was attributable solely to Frakes (see Doc. 71).
Specifically, Defendants appear to assume that Frakes promptly received the warden’s
decisions and then opted to file suit without first letting the appeals play out (see Doc.

71). Defendants did not, however, present any undisputed facts to support this timeline.
While the Cumulative Counseling Summary indicates that Clinical Services “forwarded”
the warden’s decisions to Frakes the same day (or the day after) the decisions were made
(see Doc. 71-2, pp. 4, 5), that says nothing about when Frakes actually received the
decisions. There is no evidence as to when Frakes had the wardens’ decisions in hand (see

Doc. 71). Similarly, there is no evidence as to when Frakes put his appeals in the mail to
the ARB. Notably, Frakes did not sign or date the designated section of either grievance
indicating that he was appealing to the ARB (see Doc. 71-3, p. 60; Doc. 71-4, p. 1).
Furthermore, there is evidence in the record that gives the Court reason to question
whether the grievance process and prison mail system were functioning properly, which

Defendants assume. During the Court’s review of the evidence, there were a number of
obvious irregularities and abnormalities in how the grievance process operated while
Warden Loy was in charge. For example, it took an entire week before the June 28th
grievance was even presented to the warden to decide whether it was indeed an
emergency. The Court knows from its experience in handling hundreds of motions for
summary judgment on the issue of exhaustion that this timeframe is atypically long. That

delay presumably prompted Mr. Frakes to file a duplicate emergency grievance on July
5th. There is no evidence that Mr. Frakes was ever advised that his June 28th and July 5th
grievances were aggregated or that they were being processed on an emergency,
expedited basis. In fact, the evidence suggests he was not ever told as much given that he
inquired sometime around July 15th about the status of his grievance. A counselor then

mistakenly told him that the July 5th grievance had been lost, so Frakes resubmitted it for
a third time. Even though the resubmitted grievance was marked as an emergency, it was
never presented to the warden to determine whether an emergency was substantiated. It
was instead handled as an entirely new, non-emergency grievance by the counselor, even
though it was duplicative of the aggregated grievances already under consideration.

Additionally, after the grievance officer issued her recommendation to deny the
aggregated grievance, there was a two-week delay before the warden saw it, which the
Court again knows from experience is atypical. None of these issues are dispositive as to
whether Frakes exhausted his administrative remedies, but they do leave the Court with
the inescapable impression that the grievance process was in some degree of disarray.

The Court also notes the unusual timeline of when the ARB received Frakes’s
appeals. Warden Loy decided the aggregated grievance first, on August 9, 2023, and the
resubmitted grievance second, on August 15th. But the ARB curiously received the
appeal of the latter decision first (on September 27th) and then did not receive the appeal
of the former decision until over a month later (on November 1st). If Frakes received both
of the warden’s decisions in a timely manner, then it simply makes no sense that he would

mail in his appeal for the second decision but inexplicably wait to appeal the first
decision. That leads the Court to question whether there was some kind of delay or hiccup
in Frakes receiving the warden’s decisions and being able to mail out his appeals. The
Court’s curiosity is heightened even further by the fact that the ARB did not reject
Frakes’s appeal of the resubmitted grievance as untimely even though it was not received

until 43 days after the warden issued his decision. Based on the Court’s experience in
deciding issues of exhaustion in prisoner cases, that suggests the ARB knew or had reason
to know that its late receipt of the appeal was due to circumstances outside of Frakes’s
control.
Given the general disarray of the grievance process, the disordered timing of when

the ARB received the appeals, and the ARB’s acceptance of an arguably untimely appeal,
it would be improper for the Court to infer that Frakes promptly received the warden’s
decisions but simply chose to hold off on mailing his appeals to the ARB and instead
opted to file suit prematurely. See Keeton, 667 F.3d at 884 (explaining that even when non-
movant “has not provided [their] own version of the facts, we still view all of the facts
asserted by [the movant] in the light most favorable to . . . the nonmoving party, and we

draw all reasonable inferences in [their] favor.”). Rather, the evidence establishes a
material question of fact as to whether Mr. Frakes was thwarted from filing a timely
appeal to the ARB due to circumstances outside of his control. For example, perhaps
Frakes filed suit when he did because he thought that that his grievances had been lost
or destroyed, but then later received the warden’s decisions and appealed them to the
ARB.

In light of all of these questions and holes in the evidence, the Court must conclude
that Defendants have failed their burden of demonstrating they are entitled to judgment
as a matter of law. Normally, the Court would resolve the issues of fact by holding an
evidentiary hearing known as a “Pavey hearing.” Smallwood v. Williams, 59 F.4th 306, 315
(7th Cir. 2023) (citing Pavey v. Conley, 544 F.3d 739, 742 (7th Cir. 2008)). Accord Wagoner v.

Lemmon, 778 F.3d 586, 590 (7th Cir. 2015); Roberts v. Neal, 745 F.3d 232, 234 (7th Cir. 2014).
However, the Court believes that holding a Pavey hearing in this instance would be futile
because the issues of fact cannot be resolved without Mr. Frakes’s side of the story. The
Court suspects that Mr. Frakes is the only one who knew the details of his efforts to
exhaust, and it is impossible for him to share that information given his untimely death.

Consequently, the motion for summary judgment on the issue of exhaustion is denied.
Conclusion
Defendants Justin Warren and Jordan Heckler’s motion for judgment on the
pleadings (Doc. 70) is DENIED. Their motion for summary judgment on the issue of
exhaustion (Doc. 71) is likewise DENIED. The stay on discovery on the merits
of Plaintiff's claims (see Doc. 69) is LIFTED. A status hearing will be set by separate
order to discuss a new schedule in this case and the possibility of mediation.

IT IS SO ORDERED.
DATED: May 13, 2026 yy} wi, Re B
MARK A. BEATTY
United States Magistrate Judge

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/11335314. Public record. Not legal advice.