# Martin v. Layman

> Appellate Court of Illinois · November 19, 2025 · 2025 IL App (4th) 240278

URL: https://www.frixlaw.com/law-library/cases/11205662

## Case

- **Court:** Appellate Court of Illinois
- **Decided:** November 19, 2025
- **Citations:** 2025 IL App (4th) 240278
- **Precedential status:** Published
- **Opinion:** Opinion
- **Cited by:** 1 later opinions in the Frix Law Library

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## Opinion text

2025 IL App (4th) 240278 FILED
November 19, 2025
NO. 4-24-0278
Carla Bender
IN THE APPELLATE COURT 4th District Appellate
Court, IL
OF ILLINOIS

FOURTH DISTRICT

RASHOD MARTIN, Plenary Guardian of the Person and ) Appeal from the
Estate of Rhonda McKinnie, a Disabled Adult, ) Circuit Court of
Plaintiff-Appellant, ) Winnebago County
v. ) No. 16L319
JASON LAYMAN, M.D.; SWEDISHAMERICAN )
HOSPITAL; JOSEPH GAZIANO, P.A.; and INFINITY )
HEALTHCARE PHYSICIANS, S.C., )
Defendants )
)
(Jason Layman, M.D.; SwedishAmerican Hospital; and ) Honorable
Infinity Healthcare Physicians, S.C., Defendants- ) Lisa R. Fabiano,
Appellees). ) Judge Presiding.

JUSTICE STEIGMANN delivered the judgment of the court, with opinion.
Justices Vancil and Grischow concurred in the judgment and opinion.

OPINION
¶1 In July 2015, Rhonda McKinnie presented to the SwedishAmerican Hospital

(SAH) emergency department with a set of symptoms that included blurred vision, hand and lip

numbness, and a headache. Upon arrival, Rhonda signed a hospital consent form intended to notify

her that all emergency department physicians and physician assistants (PAs) were independent

contractors and not employees of the hospital.

¶2 Joseph Gaziano, a PA, diagnosed Rhonda with an anxiety reaction and acute

headache, treated her symptoms, and discharged her from the hospital without consulting Dr. Jason

Layman, his supervising physician in the SAH emergency department. Approximately 10 hours

later, Rhonda returned to the emergency department in an ambulance, generally unresponsive after

having suffered a stroke.
¶3 In November 2016, Rhonda filed a complaint alleging medical negligence against

Layman and SAH. The complaint was later twice amended to include additional counts against

Gaziano and Infinity Healthcare Physicians, S.C. (Infinity)—Layman and Gaziano’s employer—

which contracted with SAH to staff SAH’s emergency department. The second amended complaint

(the subject of this appeal) was filed by Rhonda’s son, Rashod Martin, who became the guardian

of Rhonda’s estate and person during the pendency of this case and supplanted Rhonda as the

named plaintiff. The complaint alleged generally that (1) Gaziano and Layman were negligent due

to their failure to treat Rhonda for a stroke, (2) SAH and Infinity were vicariously liable for

Gaziano’s and Layman’s tortious acts, and (3) SAH and Infinity were directly liable for failing to

implement appropriate treatment policies and procedures at the hospital.

¶4 In March 2022, Layman and Infinity filed a joint motion for summary judgment,

arguing that Layman owed no legal duty to Rhonda. In May 2022, Infinity filed a separate motion

for summary judgment, arguing that it could not be held directly liable for its alleged failure to

implement policies and procedures at the hospital because Infinity had contractually agreed to

follow SAH’s own existing policies. In July 2022, SAH moved for partial summary judgment,

arguing that it could not be vicariously liable for Layman’s and Gaziano’s tortious acts because

they were not agents or employees of SAH.

¶5 In December 2023, following a hearing on the motions, the trial court granted

summary judgment on the claims of (1) Layman’s negligence, (2) Infinity’s direct negligence, and

(3) SAH’s vicarious liability. The court noted that (1) Layman had neither any involvement in

Rhonda’s treatment nor a duty to be involved in her care; (2) although Infinity did not have its own

procedures and policies in place, it had agreed that its employees would follow SAH’s policies

and procedures, which met the standard of care; and (3) SAH was not vicariously liable for

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Layman and Gaziano because they were not SAH’s agents or employees.

¶6 Plaintiff appeals, arguing the trial court erred by granting summary judgment on

the issues of (1) SAH’s vicarious liability, (2) Layman’s negligence, and (3) Infinity’s direct

negligence. We agree only that summary judgment was inappropriate regarding SAH’s vicarious

liability because a question of material fact exists concerning whether Gaziano was an apparent

agent of SAH. Accordingly, we affirm the trial court’s grant of Infinity’s motions for summary

judgment, reverse its grant of summary judgment in favor of SAH regarding apparent agency, and

remand for further proceedings.

¶7 I. BACKGROUND

¶8 A. Background Summary

¶9 To enable the reader to more easily understand the events underlying this appeal,

we provide this brief summary of the most relevant undisputed facts and the procedural history

before providing a more detailed background.

¶ 10 On the morning of July 24, 2015, Rhonda, then 37 years old, woke up experiencing

a severe headache, tingling and numbness in her right lip and hand, and blurred vision in her left

eye. Her mother, Rose McKinnie, took her to the emergency department of SAH. Upon arrival at

12:49 p.m., Rhonda signed a multipage consent for treatment form, which contained a disclaimer

from SAH regarding the employment status of medical providers in the emergency department.

She was then evaluated by Gaziano, a PA employed by Infinity, which was a medical staffing

group that had an exclusive agreement with SAH to staff the emergency department.

¶ 11 Layman, also an Infinity employee, was the on-site attending and supervising

physician in the emergency department that day. Gaziano, however, did not consult Layman

regarding Rhonda’s care. After his examination, Gaziano diagnosed Rhonda with an anxiety

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reaction and an acute headache. At approximately 3:38 p.m., he noted that her symptoms had

“resolved,” and he discharged her.

¶ 12 Approximately 10 hours later, on the morning of July 25, 2015, Rhonda returned

to the SAH emergency department with stroke symptoms. An MRI later confirmed she had

suffered an ischemic stroke, which resulted in severe and permanent injuries.

¶ 13 In September 2020, Rashod filed a six-count second amended complaint alleging,

in part, that (1) both Layman and Gaziano held themselves out as employees of SAH and did not

inform Rhonda otherwise, (2) Rhonda reasonably believed all emergency department personnel

were employees of SAH for the purpose of apparent agency, and (3) Layman and Gaziano were

agents and employees of Infinity. She asserted claims of (1) medical negligence against Gaziano

and Layman, (2) institutional negligence against SAH and Infinity, and (3) vicarious liability

against SAH and Infinity for the actions of Gaziano and Layman under theories of actual and

apparent agency.

¶ 14 Following discovery, defendants Layman, Infinity, and SAH filed separate motions

for summary judgment. In support of their motions, defendants presented depositions taken from

the medical providers and executives.

¶ 15 Gaziano testified that when Rhonda first presented at the emergency room, he

considered that her symptoms could indicate that she was suffering from a stroke but deemed it

improbable due to Rhonda’s young age, lack of risk factors, history of stress, and the resolution of

her symptoms before discharge.

¶ 16 Layman, the supervising physician, testified that he never saw or spoke to Rhonda

and his signature on her chart was a supervisory “rubber stamp” done the next day. He opined that

Gaziano met the standard of care and that the diagnosis of anxiety and headache was reasonable,

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given her symptoms and medical history. This view was supported by Dr. Anthony Niezyniecki,

another Infinity physician, who testified it was “standard practice” at SAH for PAs to discharge

patients independently.

¶ 17 Dr. Glenn Aldinger, the chief executive officer of Infinity, confirmed that the

decision to consult a physician was left “entirely to the discretion of the PA” and that a noninvolved

supervising physician holds no responsibility for the care provided. Dr. Michael Polizzotto, SAH’s

chief medical officer, confirmed that the hospital did not “draw a line” regarding which patients a

PA could see independently.

¶ 18 Finally, SAH’s motion relied heavily on the consent form Rhonda signed, which

explicitly stated that all emergency department physicians and PAs were independent contractors.

SAH argued that this put her on notice and negated any claim of agency.

¶ 19 In opposition to summary judgment, Rashod presented his testimony and testimony

from Rose. They described Rhonda’s symptoms on the day of the incident as unusually severe,

including a severe headache and slurred speech, and they testified that Rhonda was confused

enough to provide an incorrect birth date to the emergency room staff. Rashod further testified that

after Rhonda’s discharge on July 24, 2015, she was still “off” and her speech remained slurred.

¶ 20 Plaintiff’s neurological expert, Dr. Jonathan Edlow, opined that Rhonda presented

with a transient ischemic attack (TIA) related to a left carotid artery event. He testified that

(1) Gaziano deviated from the standard of care by failing to appreciate the TIA and (2) SAH was

negligent for allowing the PA sole discretion in a case involving acute neurological symptoms. He

stated that timely treatment with an antiplatelet medication could have reduced her risk of a major

stroke by 80%.

¶ 21 Plaintiff’s institutional negligence expert, Dr. John Ludgin, agreed with Edlow’s

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conclusions, testifying that SAH’s own stroke protocol required a physician’s involvement and

that a system relying on a PA’s sole discretion was “just wrong.”

¶ 22 On December 22, 2023, the trial court granted all three of defendants’ motions for

summary judgment. The court concluded that SAH was not vicariously liable because (1) neither

Layman nor Gaziano were actual agents of the hospital and (2) plaintiff could not establish

apparent agency. In so ruling, the court relied heavily on the consent form Rhonda had signed. The

court found that Layman owed no duty to Rhonda because (1) he was not involved in her care and

(2) no case law supported extending institutional negligence, which applies to hospitals, to

physician groups like Infinity. Finally, the court granted summary judgment for Infinity on the

direct negligence claims, reasoning that Infinity had met its duty by contractually agreeing to abide

by SAH’s policies, which the court found met the standard of care.

¶ 23 B. The Complaint

¶ 24 In November 2016, Rhonda filed a complaint alleging medical negligence against

Layman and SAH. The complaint was later amended twice to include additional medical

negligence counts against Gaziano and Infinity.

¶ 25 Count I alleged Layman acted negligently by failing to (1) perform a careful

neurological exam of Rhonda, (2) recognize Rhonda’s symptoms as signs of a stroke, (3) evaluate

Rhonda for a possible stroke, and (4) communicate with other emergency department staff,

including Gaziano. It further alleges he was negligent by (1) discharging Rhonda based on the

assumption that her symptoms were from an anxiety attack and (2) discharging her prematurely in

an unstable condition.

¶ 26 Count II alleged SAH was vicariously liable for Layman’s negligence and liable

for its own negligence by failing to implement policies and procedures regarding (1) when a patient

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can be safely discharged from the emergency department and (2) recognizing the signs and

symptoms of a stroke.

¶ 27 Count III alleged Infinity was vicariously liable for Layman’s negligence and liable

for its own negligence by failing to implement policies and procedures on (1) when a patient can

be safely discharged from the emergency department and (2) the signs and symptoms of a stroke.

¶ 28 Count IV alleged Gaziano was negligent by (1) failing to carefully take Rhonda’s

history, (2) failing to carefully communicate pertinent information with members of the emergency

department team, including Layman, and (3) assisting in prematurely discharging Rhonda.

¶ 29 Count V alleged SAH was vicariously liable for Gaziano’s negligence and liable

for its own negligence by failing to implement policies and procedures on (1) when a patient can

be safely discharged from the emergency department and (2) recognizing the signs and symptoms

of a stroke.

¶ 30 Count VI alleged Infinity was vicariously liable for Gaziano’s negligence and liable

for its own negligence by failing to implement policies and procedures on (1) when a patient can

be safely discharged from the emergency department and (2) recognizing the signs and symptoms

of a stroke.

¶ 31 C. The Motions for Summary Judgment—Exhibits

¶ 32 In July 2022, SAH moved for “partial summary judgment in its favor on all

allegations of actual and apparent agency” involving codefendants Layman and Gaziano. SAH

attached multiple exhibits to its motion for summary judgment, including (1) Rhonda’s medical

records, (2) the agreement between SAH and Infinity regarding hospital staffing, (3) the deposition

testimony of Rose, Gaziano, and Layman, (4) Layman’s answers to interrogatories, (5) a

“physician extender professional service agreement” signed by Gaziano, (6) Infinity’s answers to

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interrogatories, (7) SAH’s answers to interrogatories, and (8) Rashod’s deposition.

¶ 33 In March 2022, Layman and Infinity filed a motion for summary judgment. The

central argument was that no physician-patient relationship was ever formed. Infinity and Layman

attached to their motion the depositions of Edlow, Niezyniecki, and Aldinger. Plaintiff’s response

included (1) Gaziano’s deposition, (2) emergency room medical records, (3) Edlow’s deposition,

(4) Layman’s deposition, (5) SAH’s bylaws, (6) Polizzotto’s deposition, (7) the deposition of

Infinity’s “Director of Revenue Cycle Management,” Lisa Harrison, (8) Infinity’s fee schedule,

and (9) a copy of the American Academy of PA’s “Guidelines for Ethical Conduct for the PA

Profession.”

¶ 34 In May 2022, Infinity moved for summary judgment on the direct negligence claim

against it. Infinity attached to the motion multiple exhibits, including (1) the agreement between

SAH and Infinity regarding hospital staffing, (2) SAH’s policies and protocols for discharge of

patients and strokes, (3) the deposition of plaintiff’s institutional negligence expert, Ludgin, and

(4) the deposition of Aldinger. Plaintiff’s response included (1) the deposition of Edlow, (2) the

deposition of Ludgin, (3) the stroke policies of SAH, (4) Gaziano’s deposition, (5) Dr. Michael

Polizotto’s deposition, and (6) Rhonda’s medical records.

¶ 35 We set forth below (1) the depositions and (2) scanned copies of (a) the consent

form and (b) Gaziano’s identification (ID) badge.

¶ 36 1. Depositions

¶ 37 a. Rashod Martin

¶ 38 Rashod testified that Rhonda was his mother. At the time of the deposition, Rashod

was 23 years old and served as the legal representative for his mother’s person and estate because

her condition prevented her from speaking for or representing herself.

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¶ 39 In 2015, before the stroke, Rashod and his three brothers—ages 20, 17, and 15—

lived with their mother in Rockford, Illinois.

¶ 40 Rhonda, who was born in 1977, had been previously diagnosed with sleep apnea,

anxiety, and depression. She used a continuous positive airway pressure (CPAP) machine every

night and took Xanax for anxiety. From time to time, she would experience panic attacks or

episodes of stress, but she had never complained of numbness or arm pain before. Rashod did not

recall her ever having problems with her CPAP machine or blurry vision.

¶ 41 About a year before her stroke, Rhonda had been hospitalized overnight at

Rockford Memorial Hospital to be evaluated for blood clots, which were ultimately ruled out,

although she had a family history of blood clots—namely, her grandfather had experienced blood

clots in his legs.

¶ 42 Rashod testified that on the day of the incident, “[Rhonda] woke up like normal,

but this time she was screaming about a headache, [and] she doesn’t scream that severe.” She had

tingling pain in her lip and arm, and her speech was slurred. She said, “I’m going to the [emergency

room].” Rhonda’s distress created a chaotic scene in the house. Rashod described her as screaming

and holding her head. He also testified that she was able to talk but it was “slurred at that time. It

was very few words.”

¶ 43 When asked why he did not take Rhonda to the hospital, Rashod said that it was

chaotic and he “could not think straight.” His younger brother Charles called Rose, and Rhonda

asked Rose to take her to the emergency department. Rose agreed, picked Rhonda up, and took

her to the hospital. Rashod did not go with them.

¶ 44 While his mother was at the hospital, Rashod spoke with his grandmother on the

phone. Rose told him that Rhonda had given the medical staff an incorrect birth date. Rashod

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recalled his confusion, stating, “I was like, ‘Why would—’I was confused, ‘[W]hy would she even

do it because she knows her birthday.’ ”

¶ 45 After the hospital visit, Rose dropped Rhonda off at home. Rashod testified, “She

just sat down. I could tell she was still off. She sat down, and she started slurring her speech, like,

can you get me something, but she couldn’t make out that sentence. She said ‘[E]at.’ So, I said,

‘Okay, I’m going to go get you something to eat.’ ” Rashod went to the store, and while he was

there, his brother called him and said that Rhonda was on the floor, unresponsive. When Rashod

arrived home, he observed that Rhonda could open her eyes but could not speak or form words.

He directed one of his brothers to call 911. His grandparents arrived just before the ambulance.

¶ 46 Since the stroke, Rhonda has required assistance with nearly all her daily activities,

including using the bathroom, dressing, and feeding herself. Rashod described her as not being

communicative. He also mentioned that she has obsessive-compulsive disorder, but he

acknowledged that this was not a formal diagnosis from a doctor.

¶ 47 Rashod testified that after Rhonda was transferred to UW Health University

Hospital in Madison, Wisconsin, the head neurologist told them that the staff at SAH should have

recognized the signs of a stroke from the numbness and headache during her first visit and done a

better job of treating her.

¶ 48 b. Rose McKinnie

¶ 49 In her deposition, Rose testified that she was 68 years old and, at the time of the

incident, lived about 15 minutes away from Rhonda. Also, at that time, Rhonda was on disability

and not working due to back problems that made it difficult to lift things or stand for long periods,

though she was not wheelchair-bound. She was also a smoker, being treated for depression, and

prescribed Xanax, an antianxiety medication.

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¶ 50 On July 24, 2015, around noon, Rhonda called Rose complaining of a headache

and a funny feeling in her lip, asking if she should go to the emergency department. Rose advised

her to go and offered to take her. When she arrived at Rhonda’s house, Rhonda walked out to the

car without assistance. During the drive to SAH, Rose did not notice Rhonda slurring her speech

or having difficulty recalling words.

¶ 51 After dropping Rhonda at the emergency department’s entrance, Rose parked and

found that Rhonda had already been taken to an examination room. When Rose joined her, Rhonda

was on a gurney and told Rose that the staff, whom she identified as a male and a female provider,

told her it was “just stress.”

¶ 52 Rose did not witness a physical examination or blood being drawn. She did,

however, recall arguing with Rhonda, who gave the medical staff an incorrect birth date. She

recalled that at least the birth year was incorrect. Rose corrected Rhonda, stating she knew that

Rhonda had not recited her correct birth date.

¶ 53 After a few hours, Rhonda was discharged. Rose did not receive or hear any

discharge instructions being given to Rose. During the drive home, Rhonda was able to speak and

told Rose that she still had a headache and was going to lie down. Later that night, between

midnight and 1 a.m., Rose received a call from Tahiem, one of Rhonda’s children, who told her

something was wrong with Rhonda. When Rose and her husband arrived at Rhonda’s house, an

ambulance arrived at the same time. Her husband went inside and confirmed that Rhonda was

unresponsive. The ambulance took Rhonda to the emergency department at SAH.

¶ 54 At the hospital for the second time, a doctor, whose name she could not recall, told

her if she had been there earlier, they could have helped her. Rhonda was later transferred to UW

Health University Hospital for further treatment, where doctors allegedly told Rose’s husband that

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Rhonda had a stroke and that if she had been there sooner, this would not have happened. Since

the stroke, Rhonda requires total care, has lost the ability to move the right side of her body,

struggles to speak and walk, and is confused now and then.

¶ 55 c. Joseph Gaziano

¶ 56 Gaziano testified that he had been hired by Infinity in February 2013, when he

signed a “Physician Extender Professional Service Agreement.” That agreement defined a

“physician extender” as a nurse practitioner or PA and granted him “full power and authority to

determine the manner in which [he] shall provide his medical services” but specified that he was

required “to abide by such rules and regulations as are from time to time in effect at [SAH].”

¶ 57 In addition, the agreement with Infinity required that he “at all times devote his best

efforts to the practice of emergency medicine.” It further stipulated that his practice must “conform

to and be consistent with the standards, rules, regulations, and principles of practice and ethics of

the American College of Emergency Physicians and American Academy of Physician’s

Assistants.” Gaziano confirmed that he was a member of the American Academy of Physician’s

Assistants in 2015.

¶ 58 In July 2015, he worked in the SAH emergency department as a certified PA. Prior

to his deposition, Gaziano reviewed Rhonda’s medical chart from July 24, 2015. Regarding his

appearance that day, Gaziano testified he would have been wearing navy scrubs and possibly a

white or gray lab coat. His ID badge would have displayed the names of both Infinity and SAH.

He confirmed that he would not have voluntarily informed the patient that he was an employee of

Infinity instead of SAH.

¶ 59 According to his recollection and the records, Rhonda checked in to the emergency

room at 12:49 p.m. on July 24, 2015, and met with nurse Sara Baillargeon. Baillargeon left a note

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in Rhonda’s medical chart that stated that her symptoms had started when she had woken up around

11:30 a.m. Rhonda complained of numbness in her right hand and a headache on the left side of

her face, particularly behind her left eye, which was accompanied by blurred vision in that eye.

¶ 60 Gaziano testified that he screened Rhonda at 1:07 p.m. Rhonda told him that she

first noticed these symptoms when she awoke around 11:30 a.m. and had experienced a similar

episode in the past that she associated with her CPAP machine. Gaziano performed a physical

examination of Rhonda, during which he documented several normal findings, including equal

grip strength in both hands, normal memory, normal mentation, and “grossly normal” cranial

nerves. However, Gaziano did note an objective “sensation deficit to the right hand, right lower

lip, and right side of the tongue.” He explained that he did not believe this pattern was consistent

with a localized stroke because the nerves supplying those areas originate from “very different

geographic areas” of the brain.

¶ 61 Gaziano testified that Rhonda presented with an “8 out of 10” headache, though the

charts reflected her memory as being normal. He stated that, hypothetically, if the only thing she

could not remember was her birth date, he would not have considered it significant.

¶ 62 He testified that he had independent recollections from the visit that were not

documented in the chart, including his belief that she appeared anxious, she seemed to be of sound

mind, and her statement that she felt better by the time she left. He also recalled that she “seemed

to be happy” upon discharge.

¶ 63 Gaziano explained that although he initially considered that her symptoms could be

from a stroke, he ultimately believed it was not probable based on his full assessment. He cited

several factors for this conclusion. First, at only 37 years old, Rhonda was very young. Second,

she had no diagnosed history of hypertension, high cholesterol, prior TIAs, or other vascular

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problems. Gaziano also noted that Rhonda reported significant life stress and told him that her

symptoms were “freaking [her] out.” From a clinical standpoint, Gaziano believed the numbness

in her right lip and hand “didn’t match a specific nerve pattern” for a stroke because the nerves for

those areas originate in “very different parts of the brain.” Finally, he stated that her symptoms

had resolved by the time she left the emergency room, which further supported his conclusion.

¶ 64 At the time, he understood that the symptoms of a TIA could last for several hours,

potentially up to three. He was also aware that a person who has had a TIA is at a higher risk of a

future stroke. He recognized the signs of a stroke as defined by the National Institutes of Health,

which include sudden numbness or weakness, particularly on one side of the body; abrupt

confusion or difficulty speaking or understanding speech; sudden trouble with vision or walking;

dizziness or loss of balance; and a sudden, severe headache with no known cause.

¶ 65 Gaziano stated that in 2015, SAH provided policies and procedures for its

emergency department staff regarding stroke victims or possible stroke victims.

¶ 66 Although Gaziano did not recall the specific method by which he was given access

to those policies and procedures, he knew he could look them up on SAH’s website. He testified

that he was never explicitly told by anyone from Infinity, including Layman, or by anyone from

SAH that he needed to review and familiarize himself with these procedures. Despite this, he

confirmed that he had, in fact, reviewed the hospital’s stroke policies and procedures on his own

initiative sometime after he began working there and prior to July 2015.

¶ 67 Gaziano testified that if he had suspected a patient was having a stroke, his practice

would have been to inform the attending physician, who in this case was Layman. He was then

presented with a copy of SAH’s “Code of Conduct.” Gaziano did not recall ever looking at that

particular document or having it discussed with him by anyone from Infinity or SAH. He also

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stated that he did not remember ever treating a patient who received a final diagnosis of a stroke

during their emergency room visit.

¶ 68 Gaziano further testified that on July 24, 2015, Layman was his supervising

physician and Layman signed Rhonda’s chart but never met with her. He affirmed that if he had

suspected a stroke, his standard procedure would have been to order a noncontrast CT scan of the

head.

¶ 69 Although Gaziano believed Rhonda’s symptoms had completely resolved by her

2:42 p.m. discharge, he acknowledged the chart stated her pain was listed as 3 out of 10 when she

was discharged. Gaziano acknowledged that a “sudden” development of symptoms after Rhonda’s

waking would have changed his approach and prompted a consultation with Layman, but he

understood that Rhonda’s symptoms had developed over the morning.

¶ 70 d. Dr. Jason Layman

¶ 71 Layman testified that he was hired by Infinity in July 2009 and became the director

of the emergency department at SAH in January 2014. His responsibilities included general

oversight of the department’s physicians, PAs, and nurse practitioners and ensuring they

understood all relevant policies and processes. He was compensated by Infinity for both his clinical

and directorial roles. In July 2017, he also became the director of the primary stroke center at SAH.

¶ 72 Reviewing Rhonda’s medical chart, Layman noted that on July 24, 2015, she

presented with a left-sided headache and right-sided numbness in her lower lip, hand, and tongue.

He confirmed the medications administered by Gaziano—Ativan, Reglan, Benadryl, and normal

saline—were a common and reasonable treatment for headache syndromes and anxiety. He

explained that a patient’s positive response to these medications would help rule out a stroke,

because a headache from a hemorrhagic stroke would likely not have resolved with that treatment

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alone.

¶ 73 Layman testified that Gaziano was a “highly competent” and “excellent” PA whom

he trusted to make appropriate assessments. He stated that based on Rhonda’s chart, Gaziano

performed an exam that assessed mental status changes, facial and eye movements, and strength

and that normal findings from this exam would make a stroke diagnosis less likely. He confirmed

that Gaziano’s final diagnoses of anxiety reaction and acute headache were appropriate and

reasonably explained the patient’s symptoms.

¶ 74 Layman stated that in his opinion, to a reasonable degree of medical certainty,

Rhonda was not having a stroke during her visit on July 24, 2015. He based this on the following

factors: (1) at 37 years old, Rhonda was “very unlikely” to have a stroke; (2) her only risk factors

were obesity and smoking; (3) she had no history of hypertension, high cholesterol, diabetes, or

clotting issues; and (4) the presence of a severe headache alongside numbness argued against an

ischemic stroke, which is typically not painful. Layman testified the symptoms were more

consistent with a complex headache syndrome or anxiety, stating that Rhonda did not show any of

the classic “F.A.S.T.” (facial asymmetry, aphasia, speech, time) signs of a stroke. Further, (1) her

speech and strength were normal, (2) she reported having experienced similar symptoms before

under stressful circumstances, and (3) she reported that her symptoms were resolved after

treatment.

¶ 75 Layman concluded that the standard of care did not require a CT scan or MRI, and

he opined that even if a CT scan had been performed, it likely would have been negative and not

changed the diagnosis.

¶ 76 Layman also confirmed that in 2015, SAH had a written stroke protocol that applied

to all physicians, PAs, and nurses. He stated it was a “commonplace occurrence” for a PA to assess

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and discharge a patient without ever speaking to the supervising physician. Although there was no

all-encompassing written list governing when a PA must consult a physician, his expectation was

that they would do so if the patient’s care was outside their “scope of practice or area of expertise.”

¶ 77 Layman affirmed that he never personally saw or spoke with Rhonda. He also had

no recollection of speaking with Gaziano about Rhonda’s case before her discharge, stating that

the lack of documentation from either of them in the chart made such a conversation “unlikely.”

¶ 78 Layman stated he electronically signed Rhonda’s chart the following day, on July

25, 2015, from a remote location. He described this action as a supervisory “rubber stamp,”

indicating that he had reviewed the record and found Gaziano’s documentation to be accurate and

his care appropriate. He testified that he saw nothing in the chart that would cause him to question

the diagnoses or treatment rendered. Layman stated he met his own standard of care as a

supervising physician by being “present and available for consultation” and by reviewing the

record after the fact.

¶ 79 e. Dr. John Ludgin

¶ 80 Ludgin was disclosed as plaintiff’s institutional negligence expert and testified

based on his experience evaluating hospital systems and as a former chief medical officer in a

hospital with an emergency department staffing model similar to that of SAH. He opined that based

on Rhonda’s presenting history on July 24, 2015, the emergency department providers should have

initiated the hospital’s stroke protocol. According to Ludgin, the protocol was “pretty clear about

when a physician needs to be called” and required Gaziano to involve a physician rather than

undertaking the entire evaluation independently. Ludgin strongly disagreed with the premise that

it was solely up to Gaziano to decide whether to consult a supervising physician, calling such a

process “just wrong,” “either under these facts or under any facts.” He testified that specific

- 17 -
hospital policies like the stroke protocol were intended to mandate a consultation, superseding

general discretion.

¶ 81 Ludgin further confirmed that the agreement between Infinity and the hospital, as

well as the conditions of medical staff membership, required Infinity’s personnel to follow these

hospital policies. Ludgin also noted that Infinity did not have its own separate policies but instead

adopted the hospital’s policies as the standard of practice for its employees working at SAH.

Ludgin stated that Gaziano, as a PA, should have been aware of the protocol and trained on it. As

a result, Gaziano should have then followed the stroke protocol at SAH and brought Rhonda’s

condition to a physician’s attention. Throughout the deposition, Ludgin referred to SAH’s stroke

protocol as the appropriate standard that Gaziano failed to follow.

¶ 82 f. Dr. Glen Aldinger

¶ 83 Aldinger, the chief executive officer of Infinity and present director of the

emergency department at SAH, testified regarding the 2005 agreement that governed the

relationship between Infinity and SAH. According to Aldinger, Infinity was responsible for

staffing the SAH emergency department with physicians and PAs. He testified that the decision to

consult with a supervising physician about a patient’s care was left entirely to the discretion of the

PA.

¶ 84 Aldinger confirmed that, in 2015, Infinity had no specific written policies or

guidelines that instructed a PA regarding when to consult a physician based on a patient’s

particular symptoms or condition. The only written guidance was a general requirement to conform

to professional standards and a hospital privilege form that mandated a physician’s involvement

for specific procedures, not symptoms.

¶ 85 Aldinger opined that a PA who handles a patient’s entire visit without a

- 18 -
physician’s consultation should be held to the same standard of care as a physician. He further

testified that a supervising physician who does not personally see the patient holds no

responsibility for the care provided during that visit, even if they sign the chart later. He defined

the physician’s supervisory role in such instances as simply being “available” in case the PA

identified a need for consultation.

¶ 86 g. Dr. Johnathan Edlow

¶ 87 Edlow, an emergency department physician and expert on neurological

emergencies, testified as follows during his deposition.

¶ 88 Edlow opined that on July 24, 2015, Rhonda presented to the emergency

department with a TIA. He identified her symptoms as “focal neurologic” and explained how the

specific combination of a left-sided headache and blurred vision with right-sided numbness of the

lip and hand “suggests a left carotid artery territory event.” Edlow testified that although some of

Rhonda’s symptoms were atypical, they were not difficult to diagnose when viewed in the full

context of her multiple vascular risk factors, which included obesity, smoking, sleep apnea, and

later-documented hypertension and elevated lipids. In his expert opinion, for a patient with this

cluster of symptoms and risk factors, the diagnosis is “a TIA until proven otherwise.”

¶ 89 Edlow was critical of SAH’s and Infinity’s system for PA supervision. He testified

that the standard of care required the hospital to have clear rules and guidelines, such as a “column

A and Column B” list, that define which categories of patients a PA can see independently versus

those that require a mandatory consultation with a physician. He stated that a patient with “acute

neurological symptoms,” like Rhonda, should have been on the list requiring a physician’s

involvement. He opined that it was a deviation from the standard of care for Layman and the

hospital to “allow Mr. Gaziano to decide when to consult with him” in this situation.

- 19 -
¶ 90 Edlow opined that because of this flawed system, and based on the patient’s

presentation, Gaziano deviated from the standard of care when he failed to appreciate the

seriousness of the TIA and “should have requested a consultation with the emergency department

physician.” This failure led to Rhonda’s being discharged without the proper workup or treatment

for her TIA and created a delay in her diagnosis and treatment. Edlow testified that this delay

exacerbated her injuries when she suffered a “full-blown stroke” less than 12 hours later.

¶ 91 According to Edlow, this outcome was likely preventable. He testified that the most

important and timely treatment for a TIA is the administration of antiplatelet medication, such as

aspirin. Citing medical research, he stated that if TIA patients receive prompt antiplatelet

treatment, “you can decrease that outcome of stroke by 80 percent.”

¶ 92 h. Dr. Michael Polizzotto

¶ 93 Polizzotto testified that in 2015, he was the chief medical officer for SAH. He

testified that the 2005 service agreement established an exclusive relationship wherein Infinity

staffed the SAH emergency department and SAH, in turn, provided liability insurance coverage

for Infinity’s physicians and PAs. According to his testimony, the agreement’s only requirement

for PA supervision was a single clause stating that Infinity “shall ensure that all physician

extenders are supervised as required by applicable law.”

¶ 94 Polizzotto acknowledged that SAH did not specify the types of care a PA could or

could not provide independently and that the decision of when and whether to consult a supervising

physician was left to the PA and the physicians employed by Infinity. He explained that the

hospital’s formal oversight was (1) limited to the initial credentialing and (2) a biennial

reprivileging process, as well as a peer-review system that would only be triggered if a specific

concern about a provider’s care was raised. Ultimately, Polizzotto opined that it would not be a

- 20 -
violation of the agreement for a PA to see a patient, provide all care, and discharge them without

ever involving a physician. He stated that although one could imagine a case so “obviously

difficult, complicated, serious” that a physician should be involved, determining that threshold “is

not a line that we [(SAH)] draw.” Likewise, it would not be unusual for Layman to sign the

patient’s chart the next day.

¶ 95 i. Lisa Harrison

¶ 96 Lisa Harrison, who served as Infinity’s “Director of Revenue Cycle Management”

in 2015, testified regarding the company’s billing records and practices. In 2015, Infinity utilized

a proprietary, in-house billing system known as “Legacy” to generate claims from clinical data

provided by the hospital. Harrison stated that sometime in 2015, Infinity began migrating to a new

system, but the data from the Legacy system was not transferred. After the migration, on an

unknown date, the Legacy system was “turned off,” and its hardware was “disposed of.”

¶ 97 In a 2022 affidavit, Harrison averred that a “diligent search” was conducted and

that no billing records for Rhonda from 2015 exist “in the format that existed at that time.” Her

search consisted of speaking with two former employees who confirmed the Legacy system was

defunct.

¶ 98 When Harrison was presented with an account summary for Rhonda that her

department generated on July 9, 2019, she acknowledged that for this 2019 document to have been

created, a “subset of data” from the Legacy system must have still been accessible at that time.

The 2019 summary listed Layman as the provider for the services on July 24, 2015. When

questioned, Harrison testified that a provider’s name on a billing statement “does not necessarily

mean that that is the person who performed a medical service,” and she could not identify which

provider’s care was actually billed for in Rhonda’s case. She stated she did not know where the

- 21 -
complete 2015 billing data was as of the date of her testimony or if it still existed.

¶ 99 j. Dr. Anthony Niezyniecki

¶ 100 Niezyniecki, a board-certified emergency department physician with 17 years of

experience at SAH, testified regarding the hospital’s emergency department procedures in 2015.

Niezyniecki was employed by Infinity and explained that patients were assigned to a provider—

either a physician or a PA—not based on the severity of their complaint but on provider

availability, a process he characterized as a “luck of the draw.” He testified that it was “standard

practice” at SAH for PAs to provide all care for a patient, from admission through discharge,

without speaking to a physician. He affirmed that PAs have the authority under their license to see

patients, diagnose conditions, and prescribe medication independently.

¶ 101 Niezyniecki stated that when a PA handles an entire visit without a physician’s

consultation, they are acting as the “medical provider for the patient.” When asked if a PA acting

in this independent capacity should be held to the same standard of care as a physician, he

answered, “Yes.” Niezyniecki, who had no independent recollection of Rhonda, was presented

with his own records from her prior emergency room visits between 2004 and 2013. These records

established a long-standing, documented history of anxiety, depression, and panic attacks for

which she was prescribed medication, and he noted that it is common for patients with anxiety to

present with physical symptoms such as numbness and tingling.

¶ 102 2. Consent Form and ID Badge

¶ 103 In addition to the depositions, relevant to this appeal, the parties attached copies of

the consent form and ID badges of the providers. The consent form was four pages long, consisting

of seven sections with headings labeled A through G in all-capitalized, bold, size-eight “sans serif”

typeface. Those sections were titled as follows: (1) “Consent for General Medical Treatment,”

- 22 -
(2) “Notice: Independent, Non-Employee Status of Physician Providers, Students, and Residents,”

(3) “Assignment of Insurance Benefits/Financial Responsibility,” (4) “Authorization for

Disclosure of Medical Information,” (5) “Notice of Privacy Practice: acknowledgement,”

(6) “Medicare: An acknowledgement of receipt of A Notice to Medicare Beneficiaries,” and

(7) “Advance Directive (Living Will and/or Power Of Attorney for Healthcare).” The body text

under each section header is for the most part made up of normal or book sans serif typeface. The

disclaimer section is the sole exception, being set in bold typeface and directly followed by a line

for “Patient Initials,” which Rhonda initialed, “R.M.”

¶ 104 The following image is taken from the scanned copy of the first page of the

four-page consent form Rhonda signed on July 24, 2015.

- 23 -
MCKINNIE, RHONDA 1'1000667326

Swedi.shJ\.mori.can ,-A Division of Ulf H4lalth MCKI NNI!::,RijONDA
1401 E . S t ote St . Rocld'o rd , IL 61.l.04 - 22518 DOB: 09/01/1917
L00l3:3168484 M000GG?326
IIIIHIIIIWllllJlfWll!IJIUlftlllHmmnDlllJJ 111111ft E:D 815 980- 0542
0?/2 4/1 5 PRX~ INS : MCR-8

rHI S IS JIN ~ -:U,JCLUSIVE FORM P!:RTAINING TO XNPATll:NTS , OOTPATI&NTS AND Eldr.RCl!:NCY $1:RV:XCES.
SECrION r J\PPLIZ.S TO M&DICAIU! PATnNTS ONLY .

I\ . CONS&~ FOR CJi:NERAL MEOl:CAL TN:1'nGSNT

'I ' o r ' Me ' or 'My', meaning either myse lf or a person f or whom l have a uthority to
consent to treatme n t, requests and consents to diagno~tic and thorapoutic ca~o and
treatment at S wedishAmerican ~ ospi tal and Swedi sh.Anlar ican Heal th System (hereinafter
S wed ishAmer ican Hospital / Health Sys tem'). I additionally authorize my physician , my
provider, or their designec(s) to ad.min i ster or order routino diagnostic and therapeutic
:,ervices. l con:, ent to medical, nursing and allied heal•th students and restdent:, c;o
pa c ticipate i n roy treatment. I recogni~e th~t medicl.ne 1s not an exact ec1ence and
acknowlege that no guarantee~ have been or can b e ~ade to me regarding the l i kelihood o(
success or creatmen~ outcome of any d i agnosis, : est , surqer.y or examination.

B . N0'1'IC£: TNDEPENDl?NT, NON-t:MPLOYEE 9TATU9 OF PHYSICJ:1'N, PROVIDERS ,•9TUO£NT9, 1'Nt> RESIDENTS

THE FOLLOWING lNDEPl!!NDENT Rl'!ALTHCAR& PROVJ:Ol'!RS AR£ NOT J!:MJ.>LOY£.ESl OR AGENTS OF
9 WEDISII.AM2RICAN HOSPl TI\.L, SWEDISHN-IERIICAN IU:Al.Tlt. SYSTEM, OR ANY OF XT9 JU?trILI1'TED
.l!:NT! '.1'!£9 :

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Al.l Anoetheaiologiata
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Al l Cort.ifi M NUreo Anos t:hotist(CRNA's)
All Hecl.i:CAl Students
All Indi v idua l.a With a Whi te Baok ground o n Their Security Badge

Arty p<>ra on whotJe Lab Coat, Clothing or •S o ourity Oadge I n Qludoa a N&l!!e Otho r Than
•Swodish.Ame r ~cao , ~nc1ud ing but n ot iimited to auch na.mea as ~ockfo~d S~-rgi cal S o ~ v iC98,
nss, InCi.nity Hool.thcaro Phyc,icians, Eagl• Ho:,pita li ,, t a , Rockford
i.astroent.orol.09y l\.:laoo.i a t e••• RCA, and Suxgical Associates o:f Northdrn Xll·inoi.s .

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with r egard to other physic i ans, physi.c:ian s~ci•lties, and providero i mpocu,nt
to me or should I be rolying on any appearances Of employment/agency status , I
unde rstand that I may check with the SwedishJ\.tnerican Hospital Administrative Offices
on the first tloor(phone 815 489- 4002) to determine whether any named or ( unnamed)
phys ici an or p rovider is an employee/agent . I a gree tha~ ran, on notice that l
should preswue chat any phys1.c~ lln or provider is not an agent or employee unless
J, have checked with the Adminis~rative Office and have boon informed that the phy:,ician.

t
or pr.avider i,s an employee or agent.

L . . _ _ _ _ - - - - - '

Pat i o nt Con ,s~nt/Aaaigrune nt F o rn,
A . CONS£NT 881\D -0200 l / 10/1.4
IIIHIIIUllllllll8lUruUllJllllHIU1111lllll !?ago l. of 4

- 24 -
¶ 105 The following image is a scanned copy of Gaziano’s ID badge for SAH.

GAZIIANO
PA-C
IK.flNir r H EALTHCARE

~I UEDllldlt~
¶ 106 D. The Motions for Summary Judgment – Arguments

¶ 107 1. SAH’s Motion for Summary Judgment

¶ 108 In July 2022, SAH moved for “partial summary judgment in its favor on all

allegations of actual and apparent agency” involving codefendants Layman and Gaziano. SAH

argued that it was undisputed that Layman and Gaziano were independent contractors and not

employed by SAH. Both were employed by Infinity, and both admitted that they were not

employed by SAH at the time of Rhonda’s visit to the emergency room. SAH further argued that

no evidence existed that SAH had any control over the manner in which the emergency department

providers provided care. In addition, Infinity billed separately for the services of Layman and

Gaziano.

¶ 109 Regarding apparent agency, SAH argued that plaintiff could not satisfy the

“holding out” requirement because there was no evidence that SAH or any of its alleged agents

acted in a manner that would lead a reasonable person to conclude Layman and Gaziano were

employees or agents of SAH. SAH claimed that no evidence existed showing that any of these

alleged apparent agents acted in a manner that might create the appearance of authority and even

if such evidence existed, nothing suggested that SAH had knowledge of and acquiesced in such

conduct. Moreover, Rhonda signed 12 consent forms with SAH over the years, including one on

- 25 -
July 24, 2015. SAH also claimed Rhonda could not demonstrate justifiable reliance because

nothing showed that she reasonably relied specifically on the hospital for her care.

¶ 110 2. Layman and Infinity’s Motion for Summary Judgment

¶ 111 In March 2022, Layman and Infinity filed a motion for summary judgment. The

central argument was that no physician-patient relationship was ever formed. It was undisputed

that Layman never saw Rhonda, never spoke to her or her family, and was never consulted by

Gaziano regarding her care. Without any contact or affirmative act, no duty of care could arise.

Citing the Physician Assistant Practice Act of 1987 (Physician Assistant Practice Act) (225 ILCS

95/7.5 (West 2014)), defendants argued that PAs are licensed to act independently and that the

decision of when to consult a supervising physician is left to the PA’s own clinical judgment.

Defendants asserted that the Medical Practice Act of 1987 (Medical Practice Act) (225 ILCS

60/54.5(e) (West 2014)) “specifically grants immunity to physicians in exactly the same situation

as in the case at bar” unless the physician had reason to believe the PA was incompetent. There

was no evidence that Gaziano, a licensed and credentialed provider, was incompetent.

¶ 112 3. Infinity’s Motion for Summary Judgment Regarding Direct Negligence Claims

¶ 113 In May 2022, Infinity moved for summary judgment on the direct negligence claim

against it. Infinity noted it had been sued under two theories: (1) direct negligence for failure to

implement policies and procedures and (2) vicarious liability for the alleged negligence of its

employees, Gaziano and Layman. As to direct negligence, Infinity asserted it was “undisputed”

that its contract with SAH required it to abide by the hospital’s policies and protocols, which SAH

had in place regarding both the discharge of patients from the emergency department and the signs

and symptoms of a stroke. Infinity argued that its employees were “contractually obligated” to

observe and utilize the policies and procedures of the hospital. Further, plaintiff’s expert regarding

- 26 -
the direct negligence claims testified that the hospital’s policies toward stroke victims were

adequate and did not breach the hospital’s institutional standard of care. Plaintiff’s expert also

agreed that Infinity was required to follow the hospital’s policies and procedures. Infinity

maintained that any allegations that its personnel did not follow hospital protocols and procedures

“would be allegations falling under the agency claims rather than direct negligence claims.”

Infinity asserted, due to the lack of causation between any alleged institutional negligence by it

and the injuries, it was entitled to summary judgment on the direct negligence claims against it.

¶ 114 Infinity primarily argued that no physician-patient relationship was ever formed

between Layman and Rhonda. It was undisputed that Layman never saw the Rhonda, never spoke

to her or her family, and was never consulted by Gaziano regarding her care. Without any contact

or affirmative act, no duty of care could arise. Citing the Physician Assistant Practice Act, Infinity

argued that PAs are licensed to act independently and that the decision of when to consult a

supervising physician is left to the PA’s own clinical judgment. Infinity further asserted that the

Medical Practice Act provided immunity to a supervising physician for a PA’s actions unless the

physician had reason to believe the PA was incompetent. There was no evidence that Gaziano, a

licensed and credentialed provider, was incompetent.

¶ 115 E. Plaintiff’s Response to the Motions for Summary Judgment

¶ 116 1. Plaintiff’s Response to SAH’s Motion

¶ 117 In August 2022, plaintiff filed a response to SAH’s motion for summary judgment,

arguing that summary judgment on the issue of vicarious liability was inappropriate because a

genuine questions of material fact existed regarding whether (1) SAH exercised sufficient control

of Layman and Gaziano to make them actual agents of SAH and (2) SAH’s consent form and the

surrounding circumstances of Rhonda’s visit defeated the “holding out” element of apparent

- 27 -
agency.

¶ 118 Regarding actual agency, plaintiff argued that SAH exercised sufficient control

over Layman and Gaziano to create an implied agency relationship. Plaintiff pointed to the

following facts in the record: (1) SAH paid for and maintained professional liability insurance for

all Infinity employees in the emergency department; (2) the staffing agreement required Infinity’s

physicians to be approved by the hospital and become members of its medical staff, bound by

hospital bylaws and rules; (3) SAH appointed Layman as the director of the emergency

department, with responsibilities that included ensuring PAs knew and followed hospital

protocols; and (4) SAH’s own stroke protocol mandated that a PA consult a physician for the

symptoms Rhonda exhibited, a protocol that plaintiff alleged Gaziano did not know. Plaintiff

contended these facts created a triable issue of fact as to whether SAH controlled the actions of

the Infinity providers.

¶ 119 Regarding apparent agency, plaintiff argued that SAH failed to defeat the “holding

out” element as a matter of law. Plaintiff’s primary argument was that the consent form should not

be dispositive. Plaintiff asserted that Rhonda’s physical and mental condition at the time of

signing—blurred vision, a headache, and confusion so significant that she could not state her

correct birth date—created a question of fact about her capacity to understand the document.

Plaintiff also described the form itself as a confusing, four-page document with the relevant

disclaimer language in a small, eight-point font. Further, plaintiff noted that Rhonda had signed

this specific version of the consent form only one other time, which occurred 11 months before

her July 2015 emergency visit. Other factors contributing to the appearance of employment

included the ambiguous ID badges worn by Gaziano and Layman, which displayed both Infinity’s

and SAH’s names. Finally, plaintiff argued it had met the “justifiable reliance” element because

- 28 -
Rhonda went to the hospital seeking emergency care services from the institution itself, not from

any particular preselected provider.

¶ 120 2. Plaintiff’s Response to Layman and Infinity’s Motion for Summary Judgment

¶ 121 Plaintiff also responded to the motion for summary judgment of Layman and

Infinity. Plaintiff argued that Layman owed a duty of ordinary medical care to Rhonda and was

not protected by statutory immunity. This duty, plaintiff contended, arose from Layman’s “several

overlapping roles” as the (1) supervising physician for Gaziano, (2) attending physician present in

the department, and (3) director of the emergency department. Plaintiff asserted that in these

capacities, Layman was under a duty to ensure PAs were properly trained on and advised of the

standard protocol for possible stroke victims. Plaintiff argued Layman breached this duty and

pointed to evidence that Gaziano was not properly trained, had in fact never previously treated a

stroke patient, and did not seek a physician’s assistance before discharging Rhonda. Citing the

Physician Assistant Practice Act, plaintiff further argued that the supervising physician maintains

“final responsibility” for the patient’s care. See 225 ILCS 95/4(3), (7) (West 2014). Plaintiff

contended that the statutory immunity did not apply because Layman had reason to know Gaziano

was not competent to handle a stroke case, given his inexperience.

¶ 122 3. Plaintiff’s Response to Infinity’s Motion for Summary Judgment

¶ 123 Plaintiff filed a response to Infinity’s motion for summary judgment on the direct

negligence claims. Plaintiff argued that despite the fact Rhonda presented to the hospital

emergency department with symptoms listed on the SAH protocol for stroke patients, Gaziano did

not follow that protocol and instead discharged her from the hospital. Plaintiff contended that

Infinity was directly negligent for failing to develop any policies or procedures of its own, instead

“merely relying on those of the hospital as per its contract with the hospital.” Plaintiff also asserted

- 29 -
that Infinity was negligent in its staffing and training, arguing that it failed to recognize that its

employee, Gaziano, had “no previous experience dealing with potential stroke victims” before

placing him in a critical role in the emergency department. Plaintiff further alleged that Infinity

“never trained him on hospital protocols, particularly for stroke victims.” Plaintiff argued that these

combined failures constituted institutional negligence by Infinity and these institutional failures

and breaches were the “cause-in-fact” of the delayed diagnosis that led to Rhonda’s severe stroke.

¶ 124 Plaintiff also argued that Infinity, as the entity staffing the emergency department,

should be held to the same institutional negligence standard as a hospital. Infinity’s duty was not

to adopt SAH’s policies merely on paper but to implement them by ensuring its staff was

adequately trained and competent. The failure to train Gaziano on SAH’s stroke protocol,

especially given his inexperience, was a direct breach of this duty that caused the delay in her

diagnosis.

¶ 125 F. The Trial Court’s Order Granting Summary Judgment

¶ 126 In December 2023, the trial court issued its memorandum opinion granting

(1) SAH’s motion for partial summary judgment, (2) Layman and Infinity’s joint motion for

summary judgment, and (3) Infinity’s motion for summary judgment on the direct negligence

claims.

¶ 127 Regarding SAH’s motion for partial summary judgment on the issue of vicarious

liability, the trial court found that neither Layman nor Gaziano were actual agents of the hospital

because it was undisputed they were independent contractors employed by Infinity. The court

rejected plaintiff’s arguments for an implied agency relationship, finding that factors such as SAH

(1) providing liability insurance, (2) requiring staff privileges, and (3) having hospital-wide

policies were insufficient to establish that SAH retained the right to control the providers’ day-to-

- 30 -
day medical judgment. According to the court, the agreement between Infinity and SAH “indicates

the clear intent of the parties to maintain an independent relationship between the hospital and

Infinity physicians and physician extenders.”

¶ 128 The trial court also found that SAH could not be held liable under a theory of

apparent agency. It ruled that the consent form Rhonda signed “clearly, unambiguously and

specifically” notified her that all emergency department physicians and PAs were not hospital

employees, thereby negating the “holding out” element of the claim. Furthermore, the court found

that plaintiff could not establish reasonable reliance because Rhonda had signed at least 12 similar

consent forms during prior visits to SAH, including one with identical language just 11 months

before the incident. Accordingly, “she could not reasonably rely on any conduct by the hospital or

physician on the date of the treatment in question, as she was clearly on notice that the emergency

department providers were not employees.”

¶ 129 Next, the trial court granted summary judgment for Layman and Infinity, ruling that

Layman owed no duty to Rhonda. The court reasoned that it was undisputed that Layman (1) had

no involvement in Rhonda’s care, (2) was never consulted by Gaziano, and (3) took no affirmative

action regarding her treatment. Citing the Physician Assistant Practice Act (225 ILCS 95/7.5 (West

2014)), the court noted that PAs have the authority to treat patients using their own clinical

judgment. It also cited the Medical Practice Act (225 ILCS 60/54.5(e) (West 2014)) for the

principle that a physician is not liable for a PA’s actions based solely on a supervision agreement.

¶ 130 Last, the trial court granted Infinity’s motion for summary judgment on the direct

negligence claims against it. Plaintiff had alleged that Infinity failed to implement its own policies

for stroke symptoms and patient discharge. The court found that because Infinity’s contract

required it to abide by SAH’s policies, and because plaintiff’s own expert, Ludgin, testified that

- 31 -
SAH’s policies met the standard of care, Infinity had effectively adopted adequate policies and

thus did not breach its duty.

¶ 131 Plaintiff also argued in response to Infinity’s motion for summary judgment that

Infinity owed a duty to plaintiff to act as a reasonably careful hospital and breached that duty by

failing to properly train Gaziano on the stroke and discharge policies. The trial court first noted

that this claim was not contained in the second amended complaint, which was the subject of the

motions for summary judgment and thus was not in contention. Nonetheless, the court declined to

expand the tort of institutional negligence to a physician staffing agency like Infinity, finding it

was not analogous to a hospital or health maintenance organization (HMO) in its function.

¶ 132 This appeal followed.

¶ 133 II. ANALYSIS

¶ 134 Plaintiff appeals, arguing the trial court erred by granting summary judgment on

the issues of (1) SAH’s vicarious liability for Gaziano’s and Layman’s negligence, (2) Layman’s

direct negligence, and (3) Infinity’s direct negligence. We agree that summary judgment was

inappropriate regarding SAH’s vicarious liability because there exists a question of material fact

whether Gaziano was an apparent agent of SAH. Accordingly, we affirm the trial court’s grant of

Infinity’s motions for summary judgment, reverse its grant of summary judgment in favor of SAH

regarding apparent agency, and remand for further proceedings.

¶ 135 A. The Law of Summary Judgment Generally and the Standard of Review

¶ 136 “A grant of summary judgment is appropriate where the pleadings, depositions,

admissions, and affidavits on file, when viewed in the light most favorable to the nonmoving party,

show that there is no genuine issue as to any material fact and the moving party is clearly entitled

to a judgment as a matter of law.” Andrews v. Carbon on 26th, LLC, 2025 IL 130862, ¶ 20; see

- 32 -
735 ILCS 5/2-1005(c) (West 2022). In determining whether summary judgment is appropriate, the

trial court “is not to try an issue of fact but to determine whether a genuine issue of triable fact

exists.” Id. “A genuine issue of material fact precluding summary judgment exists where the

material facts are disputed, or, if the material facts are undisputed, reasonable persons might draw

different inferences from the undisputed facts.” (Internal quotation marks omitted.) Monson v. City

of Danville, 2018 IL 122486, ¶ 12. “Summary judgment is a drastic measure that should be granted

‘only when the right of the moving party is clear and free from doubt.’ ” Andrews, 2025 IL 130862,

¶ 20 (quoting Purtill v. Hess, 111 Ill. 2d 229, 240 (1986)).

¶ 137 Appellate courts review de novo a trial court’s order granting summary judgment.

Chicago Sun-Times v. Cook County Health & Hospitals System, 2022 IL 127519, ¶ 24.

¶ 138 B. Layman and Infinity’s Motion for Summary Judgment

¶ 139 Plaintiff argues that the trial court erred by granting summary judgment for Layman

and Infinity on the basis that Layman did not owe a duty to Rhonda. Specifically, plaintiff contends

that Layman owed a duty under a special relationship—namely, an implied patient-physician

relationship—because of his roles as “supervising and attending physician, and his role as chair

and director of the emergency department.”

¶ 140 As an initial matter, we note that on appeal, plaintiff includes arguments based on

legal theories not pleaded in the complaint. Specifically, plaintiff argues that Layman breached his

duty of care to Rhonda based not only on his being a physician in the emergency room—and

therefore directly responsible for Rhonda’s care—but also based on his role as “director of the

emergency department responsible for ensuring education and quality of care.” According to

plaintiff, Layman “was under a duty to properly train, or insure [sic] proper training of, PAs

working in the emergency department so that they would consult with the supervising physician

- 33 -
before discharging a patient with acute neurological symptoms.” However, this allegation is

wholly new and separate from those stated in the complaint, in which plaintiff alleged Layman

“had a duty to act as a reasonably careful board certified emergency medicine physician” and

breached that duty by failing to (1) perform a careful neurological examination of Rhonda,

(2) recognize she was experiencing symptoms of a stroke, (3) evaluate her for a stroke,

(4) carefully communicate with members of the emergency department team, including Gaziano,

(5) recognize she should not be discharged based on the erroneous assumption she had experienced

only an anxiety attack, and (6) discharge her in a stable condition.

¶ 141 None of the allegations in the complaint include a duty to train Gaziano or ensure

his training. Because this claim is not present in plaintiff’s complaint, it is improper to raise it for

the first time in response to summary judgment, and we do not address this argument on appeal.

See Caulkins v. Pritzker, 2023 IL 129453, ¶ 36 (“A summary judgment motion is confined to the

issues raised in the complaint, and a plaintiff may not raise new issues not pleaded in his complaint

to support or defeat a motion for summary judgment.”); see also Filliung v. Adams, 387 Ill. App.

3d 40, 51-52 (2008) (stating the purpose of a complaint is to define the claims in controversy, and

if a party does not seek to amend his complaint, he cannot raise new claims in a summary judgment

motion). Accordingly, we address only the claims stated in plaintiff’s complaint.

¶ 142 1. The Applicable Law

¶ 143 Long ago, the Illinois Supreme Court determined that doctors owe a duty of care

only to those plaintiffs with whom they had a physician-patient relationship. Kirk v. Michael Reese

Hospital & Medical Center, 117 Ill. 2d 507, 531 (1987). “The relationship of physician and patient

is a consensual relationship in which the patient knowingly seeks the physician’s assistance and

the physician knowingly accepts the person as a patient.” Gillespie v. University of Chicago

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Hospitals, 387 Ill. App. 3d 540, 544 (2008). An exception to this rule exists where a special

relationship is formed, which occurs only “where the physician performs specific services for the

benefit of the patient.” Mackey v. Sarroca, 2015 IL App (3d) 130219, ¶ 20. A special relationship

giving rise to a duty of care may develop when a physician takes “some affirmative action to

participate in the care” of the patient—that is, when a physician has been asked to provide a

specific service for the benefit of a specific patient. (Internal quotation marks omitted.) Donnell v.

Nolte, 2025 IL App (4th) 240593, ¶ 33.

¶ 144 2. This Case

¶ 145 In the present case, the trial court found that summary judgment was appropriate

because “Dr. Layman had no involvement in any aspect of plaintiff’s care while she was in the

emergency department on July 24, 2015,” and the undisputed facts established “that PA Gaziano

was the medical provider who treated plaintiff in the emergency department” on that day. In

addition, the court rejected plaintiff’s claim that the Medical Practice Act (225 ILCS § 60/1 et seq.

(West 2014)) and the administrative regulations to the Physician Assistant Practice Act (68 Ill.

Adm. Code 1350.20, amended at 33 Ill. Reg. 1,484 (eff. Jan. 8, 2009)) gave rise to a duty or

imputed liability for Gaziano’s acts and omissions to Layman. We agree with the trial court’s

analysis.

¶ 146 a. Layman Was Not a Consulting Physician

¶ 147 In his brief on appeal, plaintiff does not seriously discuss any case law supporting

his claim that Layman owed a duty to Rhonda given the facts of this case. Instead, he merely cites

several cases in passing, essentially for general principles of law, such as Reynolds v. Decatur

Memorial Hospital, 277 Ill. App. 3d 80, 85 (1996), Mackey, 2015 IL App (3d) 130219, ¶ 20, and

Leonardi v. Loyola University of Chicago, 262 Ill. App. 3d 411, 415 (1993). On the other hand,

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Layman and Infinity address these cases in depth, distinguishing each from the case at hand. In

addition, defendants cite Donnell, 2025 IL App (4th) 240593, ¶¶ 44-45, and Dewell v. Hall, 2024

IL App (2d) 230018-U, ¶ 24, in support of their argument that summary judgment was proper.

¶ 148 In Reynolds, 277 Ill. App. 3d at 82, a pediatrician called her neurologist colleague,

relayed test results and other pertinent information, and requested his advice on what to do next.

The defendant neurologist recommended “a spinal tap to determine whether meningitis,

encephalitis, or something similar was involved.” Id. Based on the neurologist’s recommendation,

a spinal tap was performed. The pediatrician who contacted the neurologist diagnosed an infection.

Id. at 83. But the child was transferred the next day and diagnosed with a spinal cord injury. Id. In

Reynolds, this court noted that the patient’s parents never asked the neurologist to treat their child.

Id. The neurologist did not examine or treat the child, reach a diagnosis of the child’s condition,

or bill for any services. Id. Accordingly, this court held the neurologist owed no duty to the patient

despite the consultation with the pediatrician. Id. at 85.

¶ 149 In Mackey, 2015 IL App (3d) 130219, ¶ 3, the patient’s attending physician in the

emergency department ordered diagnostic tests that revealed a large kidney stone. Per hospital

protocol, the attending physician formally consulted the hospital’s on-call urologist, a physician

who specialized in treating patients with urologic conditions such as kidney stones. Id. ¶¶ 3-6. The

attending physician testified, “[O]nce the on-call specialist has been contacted, the specialist ‘takes

over decision making whether to do this or that.’ ” Id. ¶ 6. The urologist directed the attending

physician to order Flomax to help the patient pass her kidney stone; the urologist also instructed

the attending physician to have the patient follow up with a urologist in his office. Id. ¶ 7. “She

subsequently developed a severe case of septic shock secondary to urosepsis, disseminated

intravascular coagulopathy, adult respiratory distress syndrome, respiratory failure, renal failure,

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multisystem organ failure, severe deconditioning, and metabolic encephalopathy.” Id. ¶ 8. The

patient filed a complaint, alleging medical malpractice for the urologist’s failure to engage in a

course of treatment to prevent septic infection. Id. The defendants filed a motion to dismiss,

arguing there was no duty, which the trial court granted. Id. ¶ 1.

¶ 150 On appeal, the appellate court reversed, concluding that a special relationship was

created because the on-call urologist (1) was compensated for his consultation, (2) was consulted

by the emergency department physician for the specific purpose of diagnosing and treating the

patient, (3) received information about the patient’s history, symptoms, and test results, (4) used

that information to reach the medical opinion that the patient was not in danger of sepsis and to

form a treatment plan, (5) assumed responsibility for the patient’s care and recommended specific

medication, (6) “was actually responsible for making [the] decision regarding her care and whether

she was to be admitted or released,” and (7) told the emergency department physician to discharge

the patient. Id. ¶¶ 7, 27.

¶ 151 In Leonardi, 262 Ill. App. 3d at 415, the appellate court held that it was undisputed

that the defendant physician was the patient’s attending physician and, as such, was primarily

responsible for her care. The appellate court wrote the following: “The evidence demonstrated that

Dr. Tierney was intricately involved in the care and treatment Mrs. Lopez received. He instructed

hospital staff not to operate on her until he arrived. Once there, Dr. Tierney performed the surgery

and gave follow-up instructions for Mrs. Lopez’s care.” Id.

¶ 152 None of these cases support plaintiff’s argument that a doctor who had no

interaction whatsoever with a patient owed a duty to that patient under a physician-patient

relationship. The law is clear that, based on Layman’s lack of any involvement with Rhonda’s

care, no reasonable juror could find that Layman was liable for Gaziano’s alleged negligence.

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¶ 153 The following discussion in Dewell, 2024 IL App (2d) 230018-U, ¶¶ 24-25, is

directly pertinent to our conclusion:

“In the years since Reynolds, courts have applied its standards and made

clear the circumstances under which the special physician-patient relationship is

established for consulting physicians. This relationship, and the resulting legal

duty, is established when ‘the consulting physician is assigned the task of

consulting as part of established procedures, protocols or contractual obligation

with the hospital, is compensated for those consulting services, orders tests or

reviews test results, gives specific medical advice regarding contemporaneous

patient care, and makes decisions regarding the patient’s current medical care.’

Mackey, 2015 IL App (3d) 130219, ¶ 26 (citing Bovara[ v. St. Francis Hospital],

298 Ill. App. 3d [1025,] 1032 [(1998)] (duty owed by two cardiac interventionists

who were assigned by hospital to review test results and make decision regarding

surgical intervention); and Lenahan[ v. University of Chicago], 348 Ill. App. 3d

[155,] 164-65 [(2004)] (duty owed by physician who made decision to admit patient

to experimental high-dose chemotherapy program)); see also Blagden[ v.

McMillin], 2023 IL App (4th) 220238, ¶ 60 (duty owed by on-call physician who

collaborated with emergency department physician to make decision on the

patient’s hospital admission); Slanger v. Advanced Urgent Care, 2022 IL App (1st)

211579, ¶ 25 (duty owed by supervising emergency department physician who

signed off on nurse practitioner’s treatment plan).

Conversely, ‘where a physician is consulted or advice is sought on an

informal basis, where no compensation is received by the consulting physician, the

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consulting physician does not order tests or review test results, and has no input in

the actual treatment of the patient, no special relationship creating a

physician-patient relationship has been established.’ Mackey, 2015 IL App (3d)

130219, ¶ 26 (citing Reynolds, 277 Ill. App. 3d at 85; and Weiss[ v. Rush North

Shore Medical Center], 372 Ill. App. 3d [186,] 189 [(2007)] (no duty owed by on-

call psychiatrist who was contacted for follow-up care)); see also Gillespie v.

University of Chicago Hospitals, 387 Ill. App. 3d 540, 545-46 (2008) (no duty owed

by on-call physician who was not actively involved in the patient’s treatment or

care); Estate of Kundert v. Illinois Valley Community Hospital, 2012 IL App (3d)

110007 (no duty where plaintiff relied on medical advice after calling hospital);

McIntyre[ v. Balagani,] 2019 IL App (3d) 140543-U, ¶ 69 (no duty where

defendant doctor had no authority to direct the patient’s care and treatment).”

¶ 154 The undisputed facts in this case establish that Layman had no direct involvement

in Rhonda’s care and treatment on July 24, 2015. At that time, PAs in the SAH emergency

department, like Gaziano, had the authority to see and discharge patients independently, using their

own clinical judgment on a case-by-case basis to determine if a physician consultation was needed.

Consistent with this practice, at no time did Gaziano discuss Rhonda’s condition with or consult

Layman.

¶ 155 Indeed, the record shows that Layman was not involved in Rhonda’s care on July

24, 2015, whatsoever; on that date, Layman was not even aware that Rhonda was a patient at the

hospital. Importantly, he did not (1) review any test results or medical records, (2) make any orders

or recommendations, or (3) speak to anyone about her treatment. His sole interaction with anything

to do with Rhonda’s care was signing off on her chart on July 25, 2015, after she had already been

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discharged, readmitted to the hospital, and diagnosed with a stroke.

¶ 156 Plaintiff grasps at evidence of Layman’s roles as an attending physician, his

designation as the supervising physician, and his appointment as the emergency department

director for his argument that Layman was responsible for Rhonda’s care, but these facts alone are

far too attenuated to constitute a direct physician-patient relationship for the care provided.

¶ 157 We note that although the facts in the present case bear a superficial resemblance

to the facts in Slanger, 2022 IL App (1st) 211579, ¶ 25, that case is distinguishable. In Slanger,

the evidence showed that before a patient could be discharged, the treatment plan had to be

approved by the supervising physician. Id. ¶ 20. After the patient was treated by the nurse, the

physician reviewed her medical chart and opined that her medical care was “ ‘reasonably

appropriate,’ ” that no further medical tests or imaging studies were required, and that the patient’s

discharge plan was appropriate. Id.

¶ 158 Here, as we already stated, Layman was not required to sign off on Rhonda’s

discharge; he had no role in Rhonda’s treatment or discharge plan other than indicating his opinion,

after the fact, that Gaziano acted appropriately. The case law we have discussed makes it clear that

Layman’s limited action in reviewing paperwork the day after Gaziano provided treatment does

not amount to direct care that creates a physician-patient relationship.

¶ 159 b. No Statute Imposed a Duty on Layman

¶ 160 Plaintiff’s other argument—that Layman had a statutory duty to Rhonda by virtue

of his status as supervising physician—is equally unavailing. The Illinois Administrative Code

defines a supervising physician as “a physician licensed to practice medicine in all of its branches

under the Medical Practice Act and who is the primary supervising physician of the [PA] in

accordance with Section 4(7) of the [Physician Assistant Practice] Act.” 68 Ill. Adm. Code

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1350.20, amended at 33 Ill. Reg. 1484 (eff. Jan. 8, 2009). Plaintiff centers his argument on the

following text from the Physician Assistant Practice Act:

“3. *** A [PA] may perform such procedures within the specialty of the

supervising physician, except that such physician shall exercise such direction,

supervision and control over such [PAs] as will assure that patients shall receive

quality medical care. *** A [PA], acting as an agent of the physician, shall be

permitted to transmit the supervising physician’s orders as determined by the

institution’s by-laws, policies, procedures, or job description within which the

physician/[PA] team practices.

***

7. ‘Supervising Physician’ means *** the primary supervising physician of

a [PA], who, within his specialty and expertise may delegate a variety of tasks and

procedures to the [PA]. Such tasks and procedures shall be delegated in accordance

with a written supervision agreement. The supervising physician maintains the final

responsibility for the care of the patient and the performance of the [PA].”

(Emphasis added.) 225 ILCS 95/4(3), (7) (West 2014).

¶ 161 The allure of this section to plaintiff’s argument is clear. However, plaintiff has not

cited, and we have not been able to locate, any case in which a court has held that a physician may

be liable based purely on his or her status as a supervising physician, likely due to the following

language from the Medical Practice Act, which plaintiff fails to address in his argument:

“(e) A physician shall not be liable for the acts or omissions of a prescribing

psychologist, [PA], or advanced practice nurse solely on the basis of having signed

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a supervision agreement or guidelines or a collaborative agreement, an order, a

standing medical order, a standing delegation order, or other order or guideline

authorizing a prescribing psychologist, [PA], or advanced practice nurse to perform

acts, unless the physician has reason to believe the prescribing psychologist, [PA],

or advanced practice nurse lacked the competency to perform the act or acts or

commits willful and wanton misconduct.” 225 ILCS 60/54.5(e) (West 2014).

¶ 162 Plaintiff makes no argument to refute this limitation of liability. In fact, somewhat

curiously, plaintiff does not discuss this section in his brief on appeal. Nothing in the record shows

that Layman had any reason to believe that Gaziano lacked any competency to treat patients

suffering a stroke who entered the emergency department. For the aforementioned reasons, we are

not persuaded that Layman had a physician-patient relationship with Rhonda. Further, we conclude

that none of the statutes and regulations plaintiff relies on impose a duty or direct liability on

Layman for Gaziano’s actions or omissions. Accordingly, we conclude that the trial court did not

err by granting summary judgment in Layman’s favor. In addition, we note that because Layman

owed no duty to Rhonda, Layman’s employer cannot be held vicariously liable by extension.

¶ 163 C. SAH’s Motion for Summary Judgment

¶ 164 Plaintiff argues that the trial court erred by granting summary judgment in favor of

SAH on the issue of vicarious liability for Gaziano’s and Layman’s actions because Rhonda’s

condition when she arrived at SAH creates a question of material fact regarding whether she knew

or should have known that Layman and Gaziano were not hospital employees. Specifically,

plaintiff argues that the court placed too much emphasis on Rhonda’s signing of the consent for

treatment form, which disclaimed Layman and Gaziano as SAH employees. We agree with

plaintiff.

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¶ 165 1. Vicarious Liability of Hospitals Generally

¶ 166 Under the legal theory of vicarious liability, also known as respondeat superior, an

employer or principal is liable for the torts of its employees or agents that are committed within

the scope of their employment. Vancura v. Katris, 238 Ill. 2d 352, 375 (2010); Carroll v.

Community Health Care Clinic, Inc., 2017 IL App (4th) 150847, ¶ 37. In such a case, the liability

of the employee or agent is imputed to the employer or principal, without the need to prove any

separate wrongdoing or malfeasance. Vancura, 238 Ill. 2d at 375.

¶ 167 Under respondeat superior, a principal will be liable not only for the authority that

it actually gives to another, but also for the authority that it appears to give. Gilbert v. Sycamore

Municipal Hospital, 156 Ill. 2d 511, 523 (1993). This latter doctrine is known as apparent

authority. Id.

¶ 168 In essence, apparent authority is the authority “a reasonably prudent person,

exercising diligence and discretion, in view of the principal’s conduct, would naturally suppose

the agent to possess.” Id. When the principal creates the appearance of authority, it cannot then

deny agency “ ‘to the prejudice of an innocent party, who has been led to rely upon the appearance

of authority in the agent.’ ” Id. at 524 (quoting Union Stock Yard & Transit Co. v. Mallory, Son &

Zimmerman Co., 157 Ill. 554, 565 (1895)).

¶ 169 A hospital will be held liable for the tortious acts of medical personnel when those

individuals are its apparent agents. Id. at 523.

¶ 170 To prevail on a claim of apparent agency against a hospital under the doctrine of

apparent authority, a plaintiff must show the following: (1) the hospital, or its agent, acted in a

manner that would lead a reasonable person to conclude that the individual who was alleged to be

negligent was the hospital’s employee or agent; (2) when the acts of the agent create the

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appearance of authority, the plaintiff must also prove that the hospital had knowledge of and

acquiesced in those acts; and (3) the plaintiff relied upon the conduct of the hospital or its agent,

consistent with ordinary care and prudence. Id. at 525.

¶ 171 The first two elements are typically referred to as “holding out,” and the third

element is typically called “justifiable reliance.” (Internal quotation marks omitted.) Yarbrough v.

Northwestern Memorial Hospital, 2017 IL 121367, ¶ 38. “If [a] plaintiff can prove these elements,

the hospital will be held vicariously liable for the negligent acts of a physician ‘regardless of

whether the physician is an independent contractor, unless the patient knows, or should have

known, that the physician is an independent contractor.’ ” Hammer v. Barth, 2016 IL App (1st)

143066, ¶ 22 (quoting Gilbert, 156 Ill. 2d at 524).

¶ 172 2. The Actual Agency Claim

¶ 173 In the trial court, SAH moved for summary judgment on the issue of actual agency,

arguing that Layman and Gaziano were in fact employees of Infinity—not SAH—and SAH did

not exercise sufficient control over them to imply agency. The court agreed and granted summary

judgment, writing as follows:

“Actual agency may be either express or implied. *** It is undisputed that

Dr. Layman and PA Gaziano were not express agents of SAH, as they were not

employees of the hospital, but rather independent contractors employed by

[Infinity]. Instead, plaintiff contends that they were implied agents of the hospital.

***

In determining whether an implied agency relationship existed, we look first

to the agreement between SAH and [Infinity]. That agreement indicates the clear

intent of the parties to maintain an independent relationship between the hospital

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and Infinity physicians and physician extenders. The agreement provides that the

group physicians and physician extenders ‘will at all times be acting as independent

contractors [and] will not be considered as employees of the Hospital for any

purpose.’ *** There is no term in the contract that gives SAH any rights to control

either Dr. Layman or PA Gaziano’s exercise of medical judgment or daily patient

care decisions. With regards to PA Gaziano, the Physician Extender Agreement

provides that he ‘shall have the full power and authority to determine the manner

in which [he] shall provide his medical services.’ Looking to the conduct of the

parties, both Dr. Layman and PA Gaziano were hired and paid by Infinity. PA

Gaziano was trained by Infinity and supervised by Infinity physicians. Dr. Layman

had responsibility for patient care in the emergency department. There is no specific

evidence that plaintiff points to of control that the hospital exerted over Dr. Layman

or PA Gaziano’s exercise of medical judgment or daily patient care decisions.

***

Plaintiff bears the burden of establishing an agency relationship, and to

survive summary judgment must present enough evidence from which a jury could

find that such a relationship existed. But the record before the court, as a matter of

law, does not support a finding that SAH retained control over the manner in which

Dr. Layman and PA Gaziano exercised their medical judgment and provided

day-to-day medical care to patients such that an implied agency relationship existed

between them and the hospital. Rather, the case law clearly establishes that the

factors plaintiff relies on as evidence of control are insufficient to negate their

independent contractor status, and SAH is entitled to summary judgment on the

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issue of actual agency.”

¶ 174 On appeal, plaintiff does not seriously challenge the trial court’s conclusion, other

than to make a passing reference to it. To the extent plaintiff is challenging the court’s decision,

we note our agreement with the court’s analysis. There is simply no evidence supporting a claim

that Layman and Gaziano were implied agents of SAH.

¶ 175 3. The Apparent Authority Claim

¶ 176 Plaintiff argues that genuine questions of material fact exist regarding the apparent

agency of Gaziano and Layman—namely, (1) SAH’s holding out and (2) Rhonda’s justifiable

reliance. After reviewing the record before us and construing the evidence strictly against SAH

and liberally in favor of plaintiff, as we must, we conclude that genuine issues of material fact exist

on both the “holding out” and “justifiable reliance” elements of plaintiff’s apparent agency claim.

Accordingly, we conclude the trial court erred by granting summary judgment regarding this claim.

¶ 177 a. Holding Out

¶ 178 In this case, the trial court found that plaintiff could not meet the holding out

element of apparent agency. The court based that conclusion primarily on Rhonda’s signing of the

consent form on July 24, 2015, along with the previous consent forms she had signed. In forming

its conclusion, the court focused on what it viewed as the clear notice in the consent form that

Rhonda signed, which stated that the individuals who would be treating her were independent

contractors. However, as we discuss, a signed consent form is only one piece of evidence, albeit

an important one, to consider when determining whether the holding out element of apparent

agency can be met.

¶ 179 We conclude that given the particular circumstances of this case—namely, (1) the

patient’s condition when she presented to the emergency department and (2) the form and language

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of the disclaimer at issue—genuine issues of material fact exist regarding SAH’s holding out that

must be left for a jury to decide.

¶ 180 i. The Law Regarding Holding Out

¶ 181 To satisfy the “holding out” element on the part of the hospital, the plaintiff need

not show an express representation by the hospital that the person alleged to be negligent is an

employee. Gilbert, 156 Ill. 2d at 525. “Rather, the element is satisfied if the hospital holds itself

out as a provider of emergency room care without informing the patient that the care is provided

by independent contractors.” Id. In many cases, a signed consent form notifying a patient of the

physicians’ independent status can be a dispositive factor, overriding other factors that might

suggest a “holding out,” such as misleading hospital advertising. See Prutton v. Baumgart, 2020

IL App (2d) 190346.

¶ 182 Given the strong evidentiary value of a signed consent form to rebut a hospital’s

“holding out,” the adequacy of a consent form to entitle a hospital to summary judgment on

vicarious liability has been discussed in numerous cases, which both SAH and plaintiff cite. The

case law surrounding the effectiveness of a hospital’s consent form to disclaim apparent agency

can be grouped into five categories of factors to consider: (1) the language and clarity of the

disclaimer, (2) the form, presentation, and prominence of the disclaimer, (3) the circumstances of

the consent form’s signing, (4) the patient’s history with the hospital, and (5) representations by

the hospital and patient interactions.

¶ 183 (a) The Language of the Disclaimer

¶ 184 The first and often the most important factor in determining the effectiveness of an

employment disclaimer in a consent form is the wording of the disclaimer itself. The disclaimer

must be clear, concise, and unequivocal, and language stating that “all physicians” or “none of the

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physicians” are employees or agents of the hospital is often highly effective. See Delegatto v.

Advocate Health & Hospitals, 2021 IL App (1st) 200484, ¶¶ 34-36 (noting that the consent form

contained disclaimed agency of “ ‘all physicians’ ”); Lamb-Rosenfeldt v. Burke Medical Group,

Ltd., 2012 IL App (1st) 101558, ¶ 30 (“Here, in contrast, the language is much clearer and uses

the term ‘independent physicians’ and states that ‘none of the physicians who attend to me at the

hospital are agents or employees of the hospital.’ ”); Mizyed v. Palos Community Hospital, 2016

IL App (1st) 142790, ¶ 59 (“[Plaintiff] signed multiple consent forms, each of which explicitly

stated that ‘all physicians providing service to me, including *** my attending physician *** are

independent medical staff physicians and not employees or agents of Palos Community

Hospital.’ ”).

¶ 185 On the other hand, forms containing disclaimers that use equivocal terms like

(1) “some or all” of the physicians are not employees or agents or (2) nonemployee physicians

“may include” those practicing in the listed medical specialties may be ambiguous and insufficient

to defeat an apparent agency claim as a matter of law. See Hammer, 2016 IL App (1st) 143066,

¶ 24 (“The form states that ‘some or all of the physicians who provide medical services’ at the

hospital ‘are not employees or agents of the hospital, but rather independent practitioners.’ *** It

further states that ‘[n]on-employed physicians may include, but are not limited to, those practicing

emergency medicine, trauma, cardiology, obstetrics, surgery, radiology, anesthesia, pathology and

other specialties.’ ” (Emphases in original.)).

¶ 186 Conflicting information within the consent form likewise reduces the effectiveness

of the disclaimer, such as a form containing one paragraph stating, “ ‘I am aware that during my

visit *** hospital employees will attend to my medical needs as may be necessary’ ” and another

paragraph stating, “ ‘I understand that the Emergency Department physician and my attending

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physician are independent contractors and not agents or employees ***. *** I am also aware that

any other physicians who may be called to attend my care are independent contractors and not

employees or agents ***.’ ” Spiegelman v. Victory Memorial Hospital, 392 Ill. App. 3d 826, 829,

836-38 (2009). In general, intermixing language about personnel who are employees with

language stating physicians are independent contractors decreases the effectiveness of the

disclaimer. See Schroeder v. Northwest Community Hospital, 371 Ill. App. 3d 584, 589 (2006).

¶ 187 Specifically naming the physician’s specialty—such as “cardiologists” or

“anesthesiologists”—as being among the independent contractors can strengthen the disclaimer

(provided the disclaimer does not use language such as “may include” (emphasis and internal

quotation marks omitted) (Hammer, 2016 IL App (1st) 143066, ¶ 24)). See Brown v. Mercy

Hospital & Medical Center, 2021 IL App (1st) 200834-U, ¶ 35 (“The consent form’s specific

reference to the subgroups listed, to which Drs. Kumar and Jones undeniably belong (in any one

of three ways), erases any internal inconsistency.”); Churkey v. Rustia, 329 Ill. App. 3d 239, 244

(2002) (noting the importance of the consent form specifically naming the physicians practice

group as an independent contractor).

¶ 188 (b) The Form of the Disclaimer

¶ 189 Second, the form of and manner in which the disclaimer is presented in a document

or documents signed by the patient is important to evaluating the disclaimer’s effectiveness.

Disclaimers are more effective when they are prominent, such as being printed in bold, capitalized

text. See generally Delegatto, 2021 IL App (1st) 200484; Lamb-Rosenfeldt, 2012 IL App (1st)

101558; Stelzer v. Northwest Community Hospital, 2023 IL App (1st) 220557-U. A disclaimer is

stronger if it is located directly above the signature line or requires the patient’s separate initials,

thereby drawing specific attention to the disclaimer. It is less effective if the disclaimer is “buried”

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within a lengthy, multiparagraph document in a small font. See Williams v. Tissier, 2019 IL App

(5th) 180046, ¶¶ 11, 39 (explaining that a disclaimer being written in size eight font and intermixed

in multiple paragraphs severely reduced its effectiveness); Delegatto, 2021 IL App (1st) 200484,

¶¶ 43-44.

¶ 190 A simple, one-page form with a clear disclaimer is more effective than a lengthy,

multipart form that covers many unrelated topics, which can be deemed confusing. See

Spiegelman, 392 Ill. App. 3d at 837 (“[T]he consent utilized a multipart format and contained

various provisions unrelated to the independent contractor disclaimer.”); Schroeder, 371 Ill. App.

3d at 587 (same). Likewise, a single disclaimer provision contained in just one of many forms a

patient must sign can reduce its effectiveness. See Williams, 2019 IL App (5th) 180046, ¶ 46

(“[P]laintiff signed several different types of St. Elizabeth’s consent forms. Of these different

forms, only the Consent for Treatment form included the ‘independent contractor’ language. The

others did not.”).

¶ 191 (c) The Circumstances of the Patient’s Signing the Disclaimer

¶ 192 Third, the context and timing in which the form containing the disclaimer is signed

can affect its weight in the “holding out” analysis. To be effective, the form must be presented at

a “meaningful time,” giving the patient a realistic opportunity to seek care elsewhere. Brayboy v.

Advocate Health & Hospital Corp., 2024 IL App (1st) 221846, ¶¶ 30, 36. A form provided hours

after a patient has been admitted to an emergency department and treatment of the patient has

already begun may be found to offer only an “illusory” choice. Id. ¶ 41.

¶ 193 In addition, a patient’s medical condition—for example, severe pain, distress, or

confusion—is a relevant factor to consider when determining whether the consent form is

effective. See, e.g., Spiegelman, 392 Ill. App. 3d at 837 (reversing summary judgment in favor of

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the hospital and noting that the “plaintiff had complained of dizziness and problems with her

vision, and there was evidence that plaintiff’s condition rapidly worsened”); Brayboy, 2024 IL

App (1st) 221846, ¶ 41 (noting the condition of the plaintiff’s minor child, who was a patient, and

the circumstances of plaintiff’s seeking treatment). However, a patient’s condition does not

automatically nullify a signed consent form containing a disclaimer because a competent adult is

charged with the knowledge of what he or she signed. See Frezados v. Ingalls Memorial Hospital,

2013 IL App (1st) 121835, ¶ 24 (“[W]e cannot hold that this pain could excuse him from reading

the form prior to signing, or from having someone else sign the form if he was unable to consent

due to his condition.”); Steele v. Provena Hospitals, 2013 IL App (3d) 110374, ¶ 121 (“[T]he terms

of Provena’s consent form and [the patient’s] assent to them are not negated by her failure to read

the document.”).

¶ 194 Illiteracy or a lack of English proficiency does not excuse a patient from the terms

of a signed consent form. Mizyed, 2016 IL App (1st) 142790, ¶ 55. The law imposes a duty on the

person signing to have the document read to him or her if that person is unable to do so himself or

herself. See id. ¶ 54 (“[O]ne who signs a document is charged with knowledge of its contents,

regardless of whether he or she actually read the document.”). The standard is objective

constructive notice, not subjective understanding. See Steele, 2013 IL App (3d) 110374, ¶¶ 138-

39.

¶ 195 (d) The Patient’s History With the Hospital

¶ 196 Fourth, a patient having signed identical, unambiguous consent forms on multiple

prior visits is strong evidence that the patient knew or should have known of the physician’s

independent status and can be a dispositive factor. See Wallace v. Alexian Brothers Medical

Center, 389 Ill. App. 3d 1081, 1089-90 (2009) (affirming the entry of summary judgment when

- 51 -
the patient had signed the same consent form four times before and no evidence in the record

suggested that she was confused or did not sign the most recent fifth consent form);

Lamb-Rosenfeldt, 2012 IL App (1st) 101558, ¶ 30 (“After signing nine forms containing the

aforementioned clear disclosure statement in bold, capitalized print, we find that decedent knew

or should have known that Doctor Burke was an independent contractor at the time she sought

treatment from her at St. James.” (Emphasis in original.)). But see Schroeder, 371 Ill. App. 3d at

593-94 (reversing summary judgment when the decedent had signed similar forms on two prior

admissions to the hospital, but his wife signed the form on his last admission, which resulted in

the alleged negligent acts).

¶ 197 (e) Representations by the Hospital and Patient Interactions

¶ 198 Hospital advertisements and other affirmative representations may diminish the

effectiveness of a disclaimer. See Williams, 2019 IL App (5th) 180046, ¶ 51 (“The fact that Dr.

Tissier’s office was located in the St. Elizabeth’s building and that he was advertised by St.

Elizabeth’s on its website further supports plaintiff’s contention that there are genuine issues of

material fact regarding the ‘holding out’ element of apparent agency.”). But see Stelzer, 2023 IL

App (1st) 220557-U, ¶ 31 (“[W]e have held that a signed consent form like the one at issue here,

which clearly and unambiguously informs a patient that the physicians working at the hospital

were independent contractors and not employees, supersedes misleading advertising.”).

¶ 199 Medical personnel name badges or scrubs bearing the hospital’s logo or name can

weigh against notice from an ambiguous disclaimer. See York v. Rush-Presbyterian-St. Luke’s

Medical Center, 222 Ill. 2d 147, 197 (2006) (“[T]he fact that Dr. El-Ganzouri wore scrubs and a

lab coat with Rush insignia, as well as the lack of notice of Dr. El-Ganzouri’s

independent-contractor status in the treatment consent form signed by plaintiff, *** support[ed]

- 52 -
the conclusion that plaintiff did not know, and had no reason to know,” the doctor’s employment

status.”); Davis v. Ingalls Health System, 2018 IL App (1st) 171696-U, ¶ 20 (holding that the ID

badge worn by the physician and bearing the name of the hospital created a question of material

fact despite the consent form’s disclaiming employment).

¶ 200 ii. This Case

¶ 201 As an initial matter, we emphasize that we undertake our analysis regarding this

matter through the lens of summary judgment, which we reiterate “is a drastic measure that should

be granted ‘only when the right of the moving party is clear and free from doubt.’ ” Andrews, 2025

IL 130862, ¶ 20 (quoting Purtill, 111 Ill. 2d at 240). We view the record provided here in the light

most favorable to plaintiff, who is challenging the trial court’s grant of SAH’s motion for summary

judgment. Id.

¶ 202 Looking at the five categories of factors we set forth earlier—namely, (1) the

language and clarity of the disclaimer, (2) the form, presentation, and prominence of the

disclaimer, (3) the circumstances surrounding the consent form’s signing, (4) the patient’s history

with the hospital, and (5) representations by the hospital and patient interactions (see supra ¶¶ 183-

99)—we conclude that the consent form at issue here was ineffective to disclaim liability for the

purpose of summary judgment given the totality of the circumstances, particularly, the

circumstances surrounding the consent form’s signing.

- 53 -
¶ 203 We again set forth the disclaimer provision of the consent form in the following

excerpt of the scanned document.

MCKINNIE, RHONDA M000667326

SwedishAmorican! A Oivis~on or U'H' Health HCl.LL-INCLUSIVE FORM PERTAINING TO INPATIENTS, OUTPATIENTS J\ND Udl"!RC£NCX SERVICES.
SECTION~ APPLIES TO MEOICAM PATllNTS ONLY .

A . CONSENT FOR CENERAl. H&DICAL TR!:AndZNT

•I' o:r ' Me' or •My • , meaning ei thcr my:,el.f or a. person for whom I ha vo. authoricy t.o
consent to treat~ent, requests and consents to diagnostic and therape utic caro and
t re~tmenc at SwedishAmerican ~ o~pit~ l and Swedi~hA:aerican Health Systom (hereinafter
S wcdishAmerica n Hospitol/Health Sy3tem'). I odditionally uuthorize my phy~ici~n, my
provider, or. their designec(s) to administe~ or o rder routino diagnostic a nd therapeutic
sei:vices. I consent. to medical., nursi.r,g and allied t1e.al•t.h scudent3 and .resJ:dents co
partic1pace i n my troatment. I recogni~e that medicine is not an axacc science and
acknowlege th8 C no g u ~rantecs have been or can b e ~adc to me rega=ding tha li kel ihood of
success or treatment outcome o! any dia9nosis, ~e st, surgery or examination.

B. NOTX:CE: X:NDEP2NOENT, NON- EHll'LOY&I! STJ\.TUS OF PHYS I Cl:AN, PROVIDERS ,·STUl)l:N"IS, ANO RESIDENTS

T~ FOLLOWXNC l:N02P2NDENT ~THCAlU.: PROVIDERS AR.I: NOT l'MJILOXEl!S OR N:EHTS OF
SWEDISIIJ\Hl!RICAN HOSPXTA.L, SWEDISH/\Ml:R·I Cl\N HEALTH. SYSTEM, OR ANY OF '.ITS ,11.FFILIATED
ENTI TIES:

Al1 &mergency Department Phyoician n Al.l Pa Chol ogia ts
A.11 Emergency Dopartm•nt Nure• PractitLoner• A.1.1. R.adi.019.1.tt:tn

j Al.i £~ocgoncy Dopa.rtment Phya~cian ~o•iatanto
J\l.l 1\nesl:hoaiologioto
>J.1 R&sido nts in Tra i n~ng.
A.1.1 Cardiologia te
All. C9rtit.1.ed Nursa A:nesthot:ist (CRNA • s)
A...1.1 H&d..1:c~i StQdente
J\.l.1 rndividual3 With~ Whi te Background o n Their Socuriey 8adgo

Any pereon wh056 Lab Coat, cioth1n9 or ·S o au~ity Dadge Ina1udoe a Nam~ Othor Tho~
-Swodish.A..merican, 1ncluding but not ii.mit'Kt to a ueh names ~n kockford Surgical 9o r v icQ8,
ass, xn~inity Hoolthcaro Phyeician~. &egle Ho~pit:alieto, Rock ford
c."stroentorol.ogy M aiociatea•, RCA, and Surgical Asooci.atoe ot" NorthcSrn Xll:inoio

'°"'"' ,o,uu"lf- ~ ,fy'l,.. •
wi t h rega &d to other physicians, physician s~cialties . bnd provide~~ not coneoined
• in the: li:st i rnmedln tely above this paragraph. I unClt!:r:stand and recognize, that. wit.h
1imicod. exceptiono . the physio~&n/provider rurniehing services AR.£ NO"t '\?M"PT_.ottgs OR
AGENTS OF SWEDXSHJ\HERX~• H~SPXTAL, •SWEDl:SHA.b!ERXCAN HEALTH SYSTEM, OR A~FI.XATl!D ENTXTXES .

Shou·l d the employme:>t or agency status of any such physician or provlder bo imporLant
to me or should I be rolying o n any appearances o! employment/agency status, I
understand that I may check wirh the SwedishAmerica~ Hospital Administr~cive Offices
on the f i rst floor(phone 815 4 89- 4002) to determine whether any named or (unnamed)
physic I.an or provider is an c1nployee / agent.. I agree tha l I am o n notice that X
~hou ld p~esWtLe that any p~y5j.c?an or provider is not ~n a gen t or employee unless
I have Checked with th o Adminis~rative Office and have bocn informed th at the phys i c i an.
~ der is an employeo or a gent.

1.
· •------ ~ - - -
Pat~ont Con~ont/Aaai9runont Fore,.
,'LCONSENT SSAD-0200 l/10/14
11mnin !lllft!IIDIIIInmtt!flfflU I ll ~Ill! Pago 1 o~ 4

- 54 -
¶ 204 (a) The Language and Clarity of the Disclaimer

¶ 205 First, although not perfect, the language in the consent form is fairly clear that the

medical providers giving treatment were presumably independent contractors. The notice

(1) names specific categories of doctors and staff (see Brown, 2021 IL App (1st) 200834-U, ¶ 35

(“The consent form’s specific reference to the subgroups listed, to which Drs. Kumar and Jones

undeniably belong (in any one of three ways), erases any internal inconsistency.”)) and (2) states

“all” regarding each of those categories (see Delegatto, 2021 IL App (1st) 200484, ¶¶ 34-36

(noting that the consent form disclaimed agency of “ ‘all physicians’ ”)). However, the disclaimer

also contains language, located in the very next paragraph, that suggests that there are limited

exceptions to the disclaimer.

¶ 206 The disclaimer itself also suggests that patients should look at the providers’

nametags for the color and names of organizations other than SAH to discern employment. In

addition, the language in the second paragraph after the disclaimer instructs that to be sure of who

is and who is not an employee, the patient must call SAH’s administrative offices to verify the

provider’s employment status.

¶ 207 (b) The Form, Presentation, and Prominence of the Disclaimer

¶ 208 Second, the structure and the presentation of the independent contractor disclaimer

creates significant ambiguity. On the first page of the consent form, the document first presents

the section in which the signatory authorizes general medical treatment, although no signature line

appears there. Immediately following this crucial paragraph is the disclaimer—a notice of likely

far lesser significance to a patient in that moment. Although the disclaimer is in bold type, it is in

the same small font as all the other text and is immediately followed by the only line for initials

on that page.

- 55 -
¶ 209 Given that up to this point, the consent for medical treatment section contains the

only language written in the first person and requiring the patient’s signature, a reasonable person

could believe that initialing the lone signature line on the first page acknowledges the acceptance

of treatment, not the disclaimer. Indeed, a person may not even read the entire disclaimer before

signing, given its confusing structure: the initials line physically interrupts the disclaimer section,

which continues onto the next page, and the disclaimer’s typeface differs from the consent section

(which is not in bold text), visually detaching the notice from the act of initialing.

¶ 210 The ambiguity is compounded by the placement of the second initials line. The

second page and the second signature line appear as follows:

S~&dishAJaert oan : A Division of t)1f Hea1th MCKINNI E.RHONDA
140 ~ E . St a te St. Rock f ord, IL 61104-2298 oos: 09/ 01/1 917
L00 13 3l68 4 84 M0 00667 326
IIIUIII ElIIIIIIEBfllll U~llllll llllllllllll llUU~llllllU ED 8 1 5 9 8 0-054 2
01/ 24 /15 PRIM XNS : MCR- B

X_ a.lso ~ocogn~ ~o t hat t h i~ 14 a teacbi ng ~natituti.on to provide o~por tuniti.oa
fo.r medical , n u.ro .i.nq a.t\d al..li od he.a•l th atudento ·and x-o&i.d o n to 1.n c oop •ration
wi.,t h other· in•ti.t:u t .i ons . I understand tha t t h•ao a t udonta and ro.oi denta al.so are
not 8"'ployeee or a g •nt.s o f th8 physipians ~nvqXvad ~ n ~ h 4 t r ~±ng.

Patient init~ai s ·•)-t-f.1.-/-._t-.-,- - - - --
C :, ABB I -reNT OF :INSURANCE Bli:NEFI'l'S/FI NANCXJ\L RESPONBX ILITY

I ~eprese n~ and a g r ee as fol lows;

1 . Me d ical c ar~ has been ot will b e p rov ide d to me or my dependent

¶ 211 This second line for the patient’s initials appears after the paragraph informing the

patient that SAH is a teaching hospital and any medical residents present are also not SAH

employees. The existence of this second acknowledgment suggests that the first initials line was

not intended for the patient to acknowledge the employment status disclaimer.

¶ 212 The second initials line creates its own confusion. Because the second initials line

directly follows a separate notice, also in bold, regarding students and residents, it is unclear

whether this second set of initials is meant to acknowledge the independent contractor disclaimer

- 56 -
from the preceding page or is solely for the notice about students and residents. This confusing

structure further demonstrates the document’s overall ambiguity.

¶ 213 Even if we assumed, for argument’s sake, the consent form at issue was a model of

clarity, the third category of factors—the circumstances surrounding the consent form’s signing—

weighs strongly against the consent form’s effectiveness at disclaiming vicarious liability for SAH

premised on apparent agency.

¶ 214 (c) The Circumstances Surrounding the Consent Form’s Signing

¶ 215 Quoting York, 222 Ill. 2d at 202, SAH argues that “[case] law squarely holds that

when *** a patient is ‘informed’ and provided actual or constructive ‘notice in a signed

unambiguous consent form of the physicians’ ‘independent status,’ he/she is ‘foreclosed’ from

recovering against the hospital for the conduct of those physicians on an apparent agency theory.”

SAH cites numerous cases stating that constructive notice is all that is necessary to defeat the

holding out element (see id.) and that physical or emotional distress (Frezados, 2013 IL App (1st)

121835, ¶ 24) or an inability to understand English (Mizyed, 2016 IL App (1st) 142790, ¶¶ 50, 54)

does not defeat constructive notice.

¶ 216 Although we agree with the general propositions of law SAH sets forth, the value

of the disclaimer is not that it simply provides some level of notice of the independent status of

medical staff to the patient. Instead, the value of the disclaimer is that it is given in such a way as

to adequately repudiate the representations that the hospital may have already made by holding

out medical staff as its employees. In other words, the disclaimer must be presented to the patient

in a manner that ensures “the patient knows, or should have known, that the physician is an

independent contractor.” Gilbert, 156 Ill. 2d at 524.

¶ 217 Inherent in the supreme court’s adoption of apparent agency to recover against a

- 57 -
hospital for the negligence of independent contractors is the strong societal presumption that

patients view doctors and emergency department staff as employees of the hospital, who are

ultimately answerable to the institution itself. See Delegatto, 2021 IL App (1st) 200484, ¶ 39

(“ ‘Hospitals hold themselves out to the public as providing a broad range of services, including

medical care and treatment. Thus, patients tend to assume that hospital physicians, such as

emergency room specialists, radiologists, anesthesiologists, and pathologists function as an

integral part of the hospital enterprise.’ ” (quoting 22 Robert John Kane & Lawrence E. Singer,

Illinois Practice, The Law of Medical Practice in Illinois § 30:4, at 474 (3d ed. 2021))).

¶ 218 In Yarbrough, the supreme court reiterated the reasoning underlying Gilbert related

to the realities of modern hospitals—namely, the business model and the reasonable expectations

of the public—as follows:

“In rejecting appellate court decisions that had refused to impose vicarious

liability upon a hospital based upon an agency relationship unless the physician was

an actual agent of the hospital, we held those decisions overlooked two realities of

modern hospital care. [Citation.] First, those appellate court decisions overlooked

the business of a modern hospital. [Citation.] We recognized:

[H]ospitals increasingly hold themselves out to the public in expensive

advertising campaigns as offering and rendering quality health services.

One need only pick up a daily newspaper to see full and half page

advertisements extolling the medical virtues of an individual hospital and

the quality health care that the hospital is prepared to deliver in any number

of medical areas. Modern hospitals have spent billions of dollars marketing

themselves, nurturing the image with the consuming public that they are

- 58 -
full-care modern health facilities. All of these expenditures have but one

purpose: to persuade those in need of medical services to obtain those

services at a specific hospital. In essence, hospitals have become big

business, competing with each other for health care dollars. [Citation.]

The second reality of modern hospital care discussed by this court in Gilbert

involved the reasonable expectations of the public. [Citation.] We stated:

[G]enerally people who seek medical help through the emergency room

facilities of modern-day hospitals are unaware of the status of the various

professionals working there. Absent a situation where the patient is directed

by his own physician or where the patient makes an independent selection

as to which physicians he will use while there, it is the reputation of the

hospital itself upon which he would rely. Also, unless the patient is in some

manner put on notice of the independent status of the professionals with

whom [he] might be expected to come into contact, it would be natural for

him to assume that these people are employees of the hospital.” (Internal

quotation marks omitted.) Yarbrough, 2017 IL 121367, ¶¶ 23-24 (quoting

Gilbert, 156 Ill. 2d at 519-21).

¶ 219 Accordingly, patients enter a hospital with the reasonable expectation that the

institution itself, acting through its staff, will provide for their healthcare needs. When that care is

negligent, the patient may recover against the hospital for the negligence of its apparent agents. As

the supreme court has explained, the apparent authority doctrine itself “ ‘functions like an estoppel’

and ‘[w]here the principal creates the appearance of authority, a court will not hear the principal’s

denials of agency to the prejudice of an innocent third party, who has been led to reasonably rely

- 59 -
upon the agency and is harmed as a result.’ ” Id. ¶ 33 (quoting Petrovich v. Share Health Plan of

Illinois, Inc., 188 Ill. 2d 17, 31 (1999)).

¶ 220 The supreme court’s policy on this matter recognizes two corresponding principles:

first, that hospitals receive a tangible financial benefit by attracting patients to their facilities, and

second, that patients who are injured after justifiably relying on a hospital’s representation of

comprehensive care via medical staff ought to be able to recover for their injuries. In other words,

a hospital cannot benefit from the appearance of an employer-employee relationship and then

simultaneously avoid the liability that would otherwise arise from that beneficial appearance based

on an undisclosed legal relationship with its medical staff.

¶ 221 This policy is rooted in the foundational principle of vicarious liability, which “is

not based upon fault but upon a policy of proper allocation of the risk. As between the master and

the innocent third party, the doctrine requires the master to bear any loss for his servant’s

negligence.” Bristow v. Griffitts Construction Co., 140 Ill. App. 3d 191, 198 (1986) (citing Prosser

and Keeton on the Law of Torts § 52, at 346 (W. Page Keeton et al. eds., 5th ed. 1984)).

Accordingly, public policy favors placing the risk on the hospital unless it has given an

unambiguous disclaimer to the patient within a meaningful time to seek care elsewhere that it does

not have an employer relationship with its physicians. Once that meaningful time has passed, the

patient’s reliance interest is effectively complete, and the hospital is estopped from disclaiming

liability.

¶ 222 This meaningful time requirement for the effectiveness of the disclaimer, which

was until recently a matter of first impression in Illinois, was explained in Brayboy.

¶ 223 The facts of Brayboy provide a clear and helpful illustration of when the meaningful

time to disclaim has passed. The evidence in Brayboy showed that around 9 p.m., a mother brought

- 60 -
her three-year-old son, who had a high fever and other flu-like symptoms, to a hospital emergency

room. Brayboy, 2024 IL App (1st) 221846, ¶¶ 1, 7-8. After the sick child was admitted and had

already received some initial treatment, the hospital staff gave the mother a three-page, single-

spaced consent form. Id. ¶¶ 8-9. The form stated, in capital letters, that the hospital used

independent contractors for its services. Id. ¶ 9. The mother signed the form so that her son’s

treatment would continue. Id. Three days after discharge, the child died from what was diagnosed

as an untreated bacterial infection. Id. ¶ 12. The mother sued, and the hospital argued that the

consent form put her on notice of the independent status of the treating medical providers. Id.

¶¶ 13-14. The trial court granted summary judgmen

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/11205662. Public record. Not legal advice.
