# Kelly Brodie, Dr. John Heffron, Katherine King, Dr. Michael Langenfeld, Katherine Rall and Jamie Shaw v. Jerry R. Foxhoven, Richard Shults, Jerry Rea, Mohammad Rehman, Glenwood Resource Center and Iowa Department of Human Services

> Supreme Court of Iowa · May 23, 2025

URL: https://www.frixlaw.com/law-library/cases/11057295

## Case

- **Court:** Supreme Court of Iowa
- **Decided:** May 23, 2025
- **Precedential status:** Published
- **Opinion:** Opinion
- **Cited by:** 0 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/11057295

## How later opinions describe it (automated extraction)

- describing the clearly defined and well-recognized public policy as an “important element” of the claim
- discussing Iowa Code section 231C.1 (2007)

## Opinion text

In the Iowa Supreme Court

No. 24–0346

Submitted April 15, 2025—Filed May 23, 2025

Kelly Brodie, John Heffron, Katherine King, Michael Langenfeld, and
Katherine Rall,

Appellants,

vs.

Jerry R. Foxhoven, Richard Shults, Jerry Rea, Mohammad Rehman,
Glenwood Resource Center, and Iowa Department of Human Services,

Appellees.

Appeal from the Iowa District Court for Mills County, Craig M. Dreismeier,

judge.

Five employees appeal a district court decision granting summary

judgment against the employees’ wrongful-discharge claims. Affirmed.

Mansfield, J., delivered the opinion of the court, in which all justices

joined.

Dwyer Arce (argued), Natalie A. Pieper (until withdrawal), and Amy L. Van

Horne (until withdrawal) of Kutak Rock LLP, Omaha, Nebraska, for appellants.

Brenna Bird, Attorney General; Eric H. Wessan, Solicitor General; Breanne

A. Stoltze (argued), Assistant Solicitor General; and Adam Kenworthy and Ryan

P. Sheahan, Assistant Attorneys General, for appellees.

Gary Dickey of Dickey, Campbell & Sahag Law Firm, P.L.C., Des Moines,

for amicus curiae VOR, Inc.
2

Mansfield, Justice.

I. Introduction.

This case arises out of the disturbing events at the now-closed Glenwood

Resource Center (GRC). GRC was a residence for persons with severe intellectual

and developmental disabilities (IDD). Beginning in late 2017, the superintendent

of GRC planned and carried out experiments on residents without their consent.

These included a “hydration” experiment, where vulnerable residents were given

fluids in excess of what had been medically recommended to determine if this

would reduce the incidence of pneumonia.

The five plaintiffs in this case are former employees who left GRC while

this experimentation was going on. Each had a somewhat different job, and each

departed GRC under somewhat different circumstances. They have sued the

Iowa Department of Human Services (DHS), the former director of DHS, the

former director of the division of mental health and disability services in DHS,

GRC, and the superintendent and medical director of GRC who were involved

with the human experimentation.1 They originally alleged claims of wrongful

discharge in violation of public policy, conspiracy for wrongful discharge,

violation of Iowa Code section 70A.28 (2020), and tortious interference with the

physician–patient relationship. All of the claims were eventually dismissed by

the trial court, and the plaintiffs have appealed only the summary judgment

against them on the wrongful-discharge public-policy claim.

On appeal, we affirm the district court’s grant of summary judgment for

two reasons. First, we conclude that the plaintiffs failed to demonstrate that any

of them was terminated for vindicating a “clearly defined public policy” as

1DHS officially became the Iowa Department of Health and Human Services on July 1,

2023. This case was brought before the organizational restructuring. Accordingly, we refer to the
department as “DHS” throughout this opinion.
3

required for the wrongful-discharge public-policy tort. Second, as we explain

below, the plaintiffs’ claims are essentially whistleblower claims, and we

conclude that section 70A.28 provides the exclusive path for state employees to

pursue whistleblower claims. The plaintiffs pursued that path, the district court

granted summary judgment there as well, and the plaintiffs have not appealed

that grant of summary judgment.

II. Facts and Procedural History.

A. Glenwood Resource Center.2 GRC, located in the county seat of Mills

County, was operated for many years by the State of Iowa as a residence for

persons with IDD. During the time period relevant to this case, more than 200

people lived at GRC.

In 2004, the State entered into a consent decree with the United States

Department of Justice (DOJ), based on the DOJ’s determination that “persons

residing in or confined to . . . [GRC] were being subjected to conditions that

deprived them of their legal rights and of their rights, privileges, and immunities

secured by the Constitution of the United States.” The consent decree imposed

various care requirements on GRC until it was formally lifted in 2010. Thereafter,

many of those requirements were incorporated into the GRC employee manual.

B. Unconsented Human Experimentation at GRC. In September 2017,

Dr. Glen Rea—a child psychologist who had been superintendent of a

state-operated residential facility in Kansas for persons with intellectual

disabilities—joined GRC as its new superintendent. By December, Dr. Rea had

begun implementing an experiment on how to treat people with pneumonia, one

of the leading causes of death for people with IDD. Dr. Rea’s theory was that

2Because this is an appeal from a grant of summary judgment, we recite the facts in the

light most favorable to the plaintiffs.
4

increasing a person’s fluid intake would help reduce the incidence of pneumonia.

GRC identified nine patients to be the “trial group.” Eight of the nine in the trial

group were being tube-fed. GRC increased the group’s fluid intake well beyond

what GRC’s registered dieticians recommended. One of the patients received

fifty-eight percent more fluids than recommended. GRC later expanded the

experiment to include a second group of residents.

During the experiment, one of the test patients was hospitalized several

times with symptoms of heart failure, which can be caused by overhydration.

Another patient experienced vomiting, leading to hospitalization three times

within the four-month period after the experiment began. Neither was removed

from the experimental program. One resident died while participating in the

hydration program.

Dr. Rea also implemented a number of behavioral health experiments. In

May 2018, Dr. Rea directed the purchase of software and equipment for

“Approach Avoidance Task” (AAT) training to be used to treat “problematic

behaviors.” During AAT, a patient would sit down with a computer screen and a

joystick and be shown “positive” and “negative” images with instructions to pull

the joystick away from the negative images and toward the positive images. As

part of AAT for sexual behavior, Dr. Rea acquired a set of computer-generated

images of clothed and nude children. GRC also purchased silk sheets, silk

boxers, and lubricants for the patients to masturbate with. At a meeting, Dr. Rea

explained that this purchase was in furtherance of his research program.

No patient (nor anyone on their behalf) consented to be a part of these

experiments. They were conducted without normal safeguards such as oversight

and approval by an institutional review board. Some patients’ medications were

altered to facilitate their participation in these experiments.
5

C. The Investigation and Closing of GRC. GRC had other significant

issues under Dr. Rea’s leadership. The use of physical patient restraints

increased dramatically. So did the mortality rate.

In November 2019, the DOJ opened a new on-site investigation into GRC.

Soon thereafter, Dr. Rea was fired. In December 2020, the DOJ issued a scathing

report on conditions at GRC under Dr. Rea’s leadership. The report concluded,

DOJ has reasonable cause to believe that the State fails to
protect residents from harm, including by conducting unregulated
experiments on human subjects, failing to provide constitutionally
adequate medical and behavioral health care at [GRC], and utilizing
unnecessary physical restraints, all of which have subjected
residents to serious harms and risks of harm.

In 2022, the State began the process of closing GRC, and it was officially

closed with all residents moved out by June 2024.

D. The Plaintiffs and Their Job Histories at GRC. Plaintiffs Kelly Brodie,

Dr. John Heffron, Katherine King, Dr. Michael Langenfeld, and Katherine Rall

were employed at GRC as of September 2017 when Dr. Rea became

superintendent. Each of them left the institution at some point in 2018 when the

human experimentation was going on.

1. Brodie. Brodie joined GRC in 2003 and served as assistant

superintendent until she resigned in October of 2018. Brodie did not get along

with Dr. Rea and claimed that he made her daily work life difficult. Dr. Rea

removed Brodie from management meetings she had previously attended as part

of his effort to assume greater managerial control over GRC.

Brodie complained to others about Dr. Rea’s conduct on several occasions.

She complained to Rick Shults, who was at the time director of the division of

mental health and disability services within DHS and Dr. Rea’s boss. Brodie told

Shults that Dr. Rea had misspent taxpayer dollars by making unapproved
6

renovations to the superintendent’s residence at GRC and by conducting

unauthorized research projects on patients. She also told Shults that Dr. Rea

was verbally harassing her. She made written and oral complaints to the United

States Department of Labor about the harassment and the hostile work

environment at GRC. She told an Iowa Occupational Safety and Health

Administration investigator that she had been discriminated against and had

been harassed in retaliation for her various complaints.

Brodie was aware of the human experiments occurring at GRC but was

not involved in them. She participated in executive meetings where the

pneumonia group was discussed. She had no input or involvement with the

actions of the pneumonia group other than attending those meetings and

expressing concerns. She was also made aware of the behavior experiments

through executive meetings. When the purchase of silk sheets, silk boxers, and

lubricants was submitted to her for electronic approval, she discussed how the

purchase should be coded with the purchasing officer and then approved it.

Other than approving the purchases and attending meetings, Brodie was not

involved with the behavioral research.

Brodie resigned in October 2018. She alleged that she was “forced to leave

GRC due to the hostile environment.”

2. Dr. Heffron. Dr. Heffron was hired by GRC in May 2009 as a staff

physician responsible for the primary care of a panel of patients and for

monitoring and handling urgent care needs for the facility overall. He continued

to work at GRC in this capacity until he was suspended with pay in

December 2017 and then terminated in March 2018.

Dr. Heffron participated in an introductory meeting where Dr. Mohammad

Rehman, GRC’s medical director, first discussed the hydration experiment for
7

pneumonia. Dr. Rehman was “kind of vague” about it. Dr. Heffron, along with

other members of the medical staff, objected to the program. As Dr. Heffron put

it, “I didn’t understand what the point of another meeting was going to

be . . . because I thought that our monthly pneumonia meetings were

comprehensive and I didn’t see what the point would be.” Other than this initial

presence when the formation of a pneumonia group was discussed, Dr. Heffron

was unaware of the experiments at GRC. In Dr. Heffron’s words: “[O]ther than

the initial meeting, I was not involved. I was gone.”

While working under Dr. Rea, Dr. Heffron was criticized for the number of

diagnostic tests he ordered, the amount of medication he prescribed, and his

orders to hospitalize patients in emergency situations. Dr. Rea repeatedly

demanded that Dr. Heffron cut back on the use of these tools and treatments.

Dr. Heffron refused to do so and continued to respond to his patients’ medical

needs in the same manner as before.

Dr. Heffron also had concerns about the quality of care that Dr. Rea was

providing. On one occasion, Dr. Rea failed to follow up with a patient who had a

fever. When Dr. Heffron saw the patient a few days later, the patient required

hospitalization. Dr. Heffron complained about this incident to the director of

quality assurance at DHS, who forwarded the complaint to Shults. Shults

chastised Dr. Heffron for making the report and gave Dr. Heffron the impression

that he’d be in trouble if he continued to pursue the matter.

Dr. Rea fired Dr. Heffron in March 2018. When Dr. Heffron asked why he

was being terminated, Dr. Rea refused to give any specific reasons.

3. King. King began working for GRC in 1975 as a social worker. She was

subsequently promoted to treatment program manager in 1986 and continued
8

in that capacity until she retired in March 2018. As a treatment program

manager, she supervised a team of doctors, nurses, and support staff.

King did not have a good relationship with Dr. Rea. She had multiple

meetings with him where he expressed that she was not doing her job properly

and was not getting in line with his recommendations. Because of these

meetings, King was concerned that she would likely be fired.

King also disagreed with Dr. Rea’s decision to purchase a restraint

apparatus for one patient and to allow the use of restraints on that patient. King

was concerned that the decision to permit the use of restraints could potentially

lead to a culture where it became “acceptable to hold people for extended periods

of time.”

In February 2018, shortly before she retired, King reported her misgivings

about the use of restraints to Jerry Foxhoven, then director of DHS.

King alleges that she retired “as a result of the hostile work environment.”

Following her retirement, King contacted additional individuals to raise

concerns, including an employee of Disability Rights Iowa and a member of the

Iowa General Assembly. King does not claim to have been aware of or to have

complained about the human experiments at GRC.

4. Dr. Langenfeld. Dr. Langenfeld was hired at GRC in 2008 as a staff

physician responsible for the primary care of a panel of patients and for

monitoring and handling urgent care needs for the facility overall.3 He continued

to work at GRC in that capacity until he resigned in March 2018. In 2020,

Dr. Langenfeld returned to work at GRC as an independent contractor physician

at the request of the director of DHS.

3Dr. Langenfeld recruited Dr. Heffron to work at GRC in 2009, the year after

Dr. Langenfeld himself joined GRC.
9

Dr. Langenfeld disagreed with some of the medical and leadership

decisions made by GRC’s medical director, Dr. Rehman. He strongly objected to

Dr. Rehman’s decision to hire a pediatrician at GRC to fill a role that required,

in his view, a neurologist. Also, he felt that the pediatrician had made

misrepresentations on his CV. Following this hiring decision, Dr. Langenfeld and

other medical staff (including Dr. Heffron) delivered a vote of no confidence in

Dr. Rehman to Dr. Rea. While still employed at GRC, Dr. Langenfeld also

brought these concerns to the attention of Foxhoven, the Iowa Board of Medicine,

and an investigator with the Iowa Department of Inspections and Appeals.

In addition, Dr. Langenfeld complained that Dr. Rehman consistently

arrived late to work, was rude to other doctors, and generally had a style of

leadership that Dr. Langenfeld did not agree with.

Dr. Langenfeld attended the initial meeting proposing the creation of the

hydration pneumonia group. He disagreed with the formation of the group and

complained about the plan to both Dr. Rea and Dr. Rehman after the meeting.

He and Dr. Heffron agreed that the study was not applicable to their residents.

Following that initial meeting, Dr. Langenfeld had no further involvement in the

pneumonia group, though when he rejoined GRC in 2020, he became aware that

further meetings had been carried out and that the plan had been implemented.

In March 2018, Dr. Langenfeld resigned because there were some “issues

of hostility” at GRC, and he didn’t want it to jeopardize his record.

5. Rall. Rall came to work at GRC as the director of quality management

in 2006 and continued in that capacity until she resigned in February 2018.

One of Rall’s duties as the director of quality management was the

supervision of GRC’s training department. In October 2017, shortly after Dr. Rea

became superintendent at GRC, he informed her that he would be shifting the
10

supervision of the training department from quality management to human

resources. Rall objected to this change, pointing out that it would result in a

reduction in her salary. During the meeting at which the change in

responsibilities was discussed, Dr. Rea made a comment that a medication he

was taking was causing him to suffer hot flashes. He then related that he had

told his wife he now understood what women were going through, but that his

condition was “worse.” This comment made Rall believe that maybe she was

being discriminated against for being a middle-aged woman. Following the

meeting, Rall alleges she was harassed and retaliated against for resisting the

change.

In November, Rall was placed on paid administrative leave with no

explanation given. In February 2018, shortly before she resigned, Rall made

written complaints about Dr. Rea to the Iowa Department of Administrative

Services and Foxhoven. The complaints concerned Dr. Rea’s management style,

his failure to follow policies, and his behavior at the October 2017 meeting. Soon

thereafter, believing there was no way she could return and continue working

with Dr. Rea, Rall resigned. Prior to her resignation, Rall had no knowledge of

any human experiments taking place at GRC.

E. This Litigation. This action was originally filed in February 2020 in

federal district court and included claims under 42 U.S.C. § 1983 and the First

Amendment as well as state law claims. After the federal district court granted a

motion to dismiss the federal claims with prejudice, it dismissed the state law

claims without prejudice, see 28 U.S.C. § 1367(c)(3), relegating the plaintiffs to

state court to pursue those claims.

Thus, on November 6, the plaintiffs Brodie, Dr. Heffron, King,

Dr. Langenfeld, and Rall refiled in the Mills County District Court against
11

Foxhoven, Shults, Dr. Rea, Dr. Rehman, GRC, and DHS.4 Count I asserted

claims for wrongful termination in violation of public policy, count II asserted

claims for conspiracy for wrongful termination in violation of public policy, and

count III asserted claims for violation of the whistleblower statute set forth in

Iowa Code section 70A.28.5 Dr. Heffron and Dr. Langenfeld also brought a fourth

count for tortious interference with the physician–patient relationship.

The defendants responded with a pre-answer motion to dismiss counts I,

II, and IV. They maintained that count I was barred because section 70A.28

provided an exclusive remedy. They also contended that count II was foreclosed

because state employees being sued in their official capacity could not legally

conspire with each other and that count IV was foreclosed because Iowa does

not recognize a cause of action for tortious interference with the

physician–patient relationship. The district court granted the motion as to

counts II and IV but denied it as to count I, reasoning that “Iowa courts have

been less than clear on the exclusivity of Section 70A.”

F. The Defendants’ Motion for Summary Judgment on the Wrongful

Termination in Violation of Public Policy Claim. For the next year, the parties

mostly engaged in written discovery. In November 2022, the defendants moved

for summary judgment on count I—the wrongful discharge in violation of public

policy claim. This time, the defendants argued not only that section 70A.28 was

the exclusive remedy, but also that the plaintiffs had failed to identify a

well-recognized and clearly defined public policy.

4A sixth plaintiff, Jamie Shaw, was originally part of the litigation, but she has not

appealed the dismissal of her claims.
5It is not disputed that Dr. Rea terminated Dr. Heffron’s employment. Brodie, King

Dr. Langenfeld, and Rall alleged that they had been constructively discharged.
12

The plaintiffs’ petition alleges that the termination or constructive

termination of the plaintiffs “violate[d] well-established public policy of the State

of Iowa as defined by statute, regulation and judicial decision, which public

policy would be undermined and jeopardized under the circumstances of the

case.” When asked in interrogatories to “[i]dentify the well-recognized and

defined public policy that supports your claim,” the plaintiffs made general

references to “[l]aws and policies,” including “[l]aws and policies regarding

improper experimentation on GRC residents in violation of state and federal law.”

In moving for summary judgment, the defendants argued that the plaintiffs

“must point to a well-recognized and clearly defined public policy and cannot

rely on vague and generalized assertions of laws and policies.”

The plaintiffs’ resistance countered that “[p]rotecting GRC’s residents [was]

a clearly defined and well-recognized public policy.” Their resistance also cited

two statutes: Iowa Code sections 225C.1(2) and 230A.101(1). Those statutes

provide, respectively, as follows:

It is the intent of the general assembly that the service system for
persons with disabilities emphasize the ability of persons with
disabilities to exercise their own choices about the amounts and
types of services received; that all levels of the service system seek
to empower persons with disabilities to accept responsibility,
exercise choices, and take risks; that disability services are
individualized, provided to produce results, flexible, and
cost-effective; and that disability services be provided in a manner
which supports the ability of persons with disabilities to live, learn,
work, and recreate in communities of their choice.

Iowa Code § 225C.1(2).

The role of the department as the state mental health authority with
responsibility for state policy concerning mental health and
disability services, is to develop and maintain policies for the mental
health and disability services system. The policies shall address the
service needs of individuals of all ages with disabilities in this state,
regardless of the individuals’ places of residence or economic
13

circumstances, and shall be consistent with the requirements of
chapter 225C and other applicable law.

Id. § 230A.101(1).

On the question of whether section 70A.28 contained an exclusive remedy,

the plaintiffs responded that their wrongful-discharge claims were based on

“numerous other actions” besides whistleblowing.

In January 2023, the district court granted summary judgment dismissing

count I. It did so on the first ground, without reaching the second. The district

court reasoned that the plaintiffs needed to do more than make “vague references

to the standards and laws governing GRC management.” The district court also

held that the foregoing two statutory provisions were too “vague and generalized”

to allow for wrongful-termination claims:

In their resistance to this motion, Plaintiffs . . . claim that
Iowa Code §§ 225C.1(2) and 230A.101(1) provide a clearly defined
public policy to protect GRC’s residents from abuse. . . . However,
neither of the two referenced statutory provisions in this case is
obligatory or prohibitive in nature. They do not impose a statutory
duty on Plaintiffs to oppose or report Defendants’ actions at GRC,
and they do not make Defendants’ alleged actions at GRC unlawful.
In addition, the Iowa Code sections referenced here are neither
statutes “expressly mandating protection for at-will employees” nor
statutes “defin[ing] clear public policy [and] imply[ing] a prohibition
against termination from employment to avoid undermining that
policy.”

(Quoting Dorshkind v. Oak Park Place of Dubuque II, L.L.C., 835 N.W.2d

293, 303 (Iowa 2013).)

G. The Defendants’ Motion for Summary Judgment on the

Section 70A.28 Claim. Following this ruling, the parties engaged in additional

discovery. In August 2023, the defendants moved for summary judgment on the

last remaining count—count III. This motion addressed each plaintiff

sequentially, arguing that each plaintiff either had not made a qualifying
14

disclosure under section 70A.28 or had not suffered an adverse employment

action in retaliation. The plaintiffs resisted this motion and, following a hearing,

the district court granted it on February 1, 2024.

The plaintiffs have appealed, challenging only the summary judgment

ruling on count I. We retained the plaintiffs’ appeal.

III. Standard of Review.

Summary judgment should be granted when the record shows no genuine

issue of material fact and the moving party is entitled to judgment as a matter

of law. Iowa R. Civ. P. 1.981(3). “When examining the record, the court views it

in a light most favorable to the nonmoving party.” Lloyd v. Drake Univ.,

686 N.W.2d 225, 228 (Iowa 2004). “Whether a public policy against discharge

exists is a question of law appropriately decided on a motion for summary

judgment.” Id.

IV. Analysis.

A. The Wrongful Discharge in Violation of Public Policy Tort. “Iowa is

an at-will employment state. This means that, absent a valid contract of

employment, ‘the employment relationship is terminable by either party

“at any time, for any reason, or no reason at all.” ’ ” Berry v. Liberty Holdings, Inc.,

803 N.W.2d 106, 109 (Iowa 2011) (quoting Fitzgerald v. Salsbury Chem., Inc.,

613 N.W.2d 275, 280 (Iowa 2000) (en banc)). Yet there are outer boundaries to

this doctrine. Id. “The public-policy exception to the at-will employment doctrine

limits an employer’s discretion to discharge an at-will employee when the

discharge would undermine a clearly defined and well-recognized public policy

of the state.” Id.

To prevail on an intentional tort claim of wrongful discharge in violation of

public policy, an employee must prove four elements:
15

(1) the existence of a clearly defined and well-recognized public
policy that protects the employee’s activity; (2) this public policy
would be undermined by the employee’s discharge from
employment; (3) the employee engaged in the protected activity, and
this conduct was the reason the employer discharged the employee;
and (4) the employer had no overriding business justification for the
discharge.

Koester v. Eyerly-Ball Cmty. Mental Health Servs., 14 N.W.3d 723, 729

(Iowa 2024) (quoting Carver-Kimm v. Reynolds, 992 N.W.2d 591, 598

(Iowa 2023)). “The first two elements involve questions of law for the court to

decide.” Id. (quoting Carver-Kimm, 992 N.W.2d at 598).

We have repeatedly emphasized that the public-policy exception to the

general rule of at-will employment is narrow. Id.; see also Halbur v. Larson,

14 N.W.3d 363, 374 (Iowa 2024); Carver-Kimm, 992 N.W.2d at 602; Jones v. Univ.

of Iowa, 836 N.W.2d 127, 144 (Iowa 2013); Berry, 803 N.W.2d at 109; Ballalatak

v. All Iowa Agric. Ass’n, 781 N.W.2d 272, 275 (Iowa 2010); Jasper v. H. Nizam,

Inc., 764 N.W.2d 751, 762 (Iowa 2009); Fitzgerald, 613 N.W.2d at 283.

“An employer’s right to terminate an employee at any time only gives way under

the wrongful discharge tort when the reason for the discharge offends clear

public policy.” Fitzgerald, 613 N.W.2d at 283.

“ ‘The legislature is the branch of government responsible for advancing

public policy,’ and ‘we have consistently rejected claims of wrongful discharge

based on public policy when the public policy asserted by an employee was not

derived from a statute.’ ” Koester, 14 N.W.3d at 731 (quoting Jasper, 764 N.W.2d

at 762–63). In the context of the common law wrongful-discharge tort, a public

policy is clearly defined and well recognized only when it is “clearly articulated

by a statute or other appropriate source.” Fitzgerald, 613 N.W.2d at 285. As we

have said,
16

In first recognizing the public policy exception to the at-will
employment doctrine, we were careful to limit the tort action for
wrongful discharge to cases involving only a well-recognized and
clear public policy. . . . This important element sets the foundation
for the tort and it is necessary to overcome the employer’s interest
in operating its business in the manner it sees fit.

Id. at 282 (citation omitted).

An important case in this area is Lloyd v. Drake University, 686 N.W.2d

225. There we rejected a university security guard’s claim that he had been

wrongfully discharged in violation of public policy. Id. at 226. The guard was

fired after using force to subdue an individual on campus who he believed was

assaulting another person. Id. at 227. He claimed that he had been wrongfully

terminated “simply for upholding the criminal laws of the state.” Id. at 226. We

affirmed the district court’s grant of summary judgment, reasoning,

We have little quarrel . . . with one of the basic premises of Lloyd’s
argument: namely, that the criminal laws of the state reflect a
general public policy against crime and in favor of the protection of
the public. That said, the public policy asserted here is far too
generalized to support an argument for an exception to the at-will
doctrine. In short, the public policy is not clearly defined. Apart from
a vague reference to the whole of the criminal law, Lloyd cites no
statutory or constitutional provision to buttress his claim. Divorced
from any such provision or equivalent expression of public policy,
we cannot find a well recognized and clearly defined public policy in
such vague generalizations.

Id. at 230. We echoed an earlier case’s warning that “[a]ny effort to evaluate the

public policy exception with generalized concepts of fairness and justice will

result in an elimination of the at-will doctrine itself” and “could unwittingly

transform the public policy exception into a ‘good faith and fair dealing’

exception, a standard we have repeatedly rejected.” Id. (quoting Fitzgerald,

613 N.W.2d at 283).

Another significant case is Carver-Kimm v. Reynolds, 992 N.W.2d 591.

There the public information officer for a state department alleged that she had
17

been fired “after she made repeated efforts to comply with Iowa’s Open Records

law (Chapter 22) by producing documents and information to local and national

media.” Id. at 598. She argued that Iowa Code section 22.8(3) provided a clearly

defined and well-recognized public policy sufficient to sustain her claim. Id. at

598–99. That section states, “[T]he policy of [chapter 22 is] that free and open

examination of public records is generally in the public interest even though

such examination may cause inconvenience or embarrassment to public officials

or others.” Iowa Code § 22.8(3).

We disagreed that this was a clearly defined public policy. Carver-Kimm,

992 N.W.2d at 599. As we explained,

[T]he broad declaration as to what is “generally in the public
interest” in Iowa Code section 22.8(3) is too general to serve as the
basis for a wrongful discharge claim. In Carver-Kimm’s view, if she
was fired or her job duties were changed because she had done
anything that, in a jury’s view, furthered the general policy stated in
section 22.8(3), she can sue for tort damages. That position is
untenable and inconsistent with our precedent. If Carver-Kimm’s
position were correct, then a department spokesperson would have
absolute job protection whenever they told or gave the media
anything so long as the information could be traced to a public
record. That could lead to chaos in state government. A department
spokesperson would become the person who gets to decide the
department’s message, permanently, instead of the person who
merely delivers it.

Id. (citations omitted).

Still, this did not leave the former employee without any possible avenue

for relief. Id. We observed,

When [the employee] was the custodian of records at the
department, she was under a statutory duty to fulfill proper requests
for public records. See Iowa Code § 22.3(1); Belin [v. Reynolds], 989
N.W.2d [166,] 174–75 [(Iowa 2023)]. If [she] was discharged for
complying with that duty—which is what she alleges in her
petition—those circumstances could support a claim.
18

Id. In other words, Carver-Kimm indicates that broad statements in the Iowa

Code about statutory purpose don’t constitute clearly defined public policies, but

specific statutory commands do. See id.

We have identified three areas where a public-policy wrongful-discharge

common law tort may be available: “(1) enforcing a statutory right, (2) refusing

to participate in illegal activity, and (3) whistleblowing.” Koester, 14 N.W.3d at

729. “An employee who is doing one of these three things may be engaged in

protected activity.” Id. These areas, of course, must be tied to the clearly defined

statutory right or obligation. See Carver-Kimm, 992 N.W.2d at 598.

Whistleblowing, at a minimum, must entail whistleblowing on illegal conduct.

Id.

B. Deciding This Appeal. Applying this precedent here, we conclude that

the district court got it right. At the outset, we note that two of the

plaintiffs—King and Rall—appear not to have been aware of the experiments

conducted by Dr. Rea on residents at GRC. This underscores that these are

claims for wrongful discharge by employees, not claims for abuse by residents.

To sustain their wrongful-discharge claims, the plaintiffs had the burden of

identifying a specific constitutional provision, statute, or regulation that

undergirded their protected activity and that was undermined by their dismissal.

See, e.g., Berry, 803 N.W.2d at 110 (“For Berry to succeed on his claim of

wrongful discharge, he must identify a clearly defined and well-recognized public

policy that would be undermined by his termination from employment.”); Lloyd,

686 N.W.2d at 229 (“[I]n order to prevail on his wrongful-discharge claim Lloyd

must first identify a clearly defined and well recognized public policy that would

be undermined by his dismissal.”). They didn’t do so here.
19

In the district court and in their opening brief, the plaintiffs rely on general

statements of policy. Thus, at the beginning of their opening brief, they

characterize the clearly defined public policy on which they rely as one of

“protecting persons with disabilities.” Meanwhile, they mention only two actual

Iowa statutes: Iowa Code sections 225C.1(2) and 230A.101(1). We agree with the

district court that these statutes are essentially statements of legislative and

departmental purpose and are not specific enough to support a

wrongful-discharge claim. Section 225C.1(2) declares “the intent of the general

assembly.” Section 230A.101(1) states that the “role” of DHS is “to develop and

maintain policies” that “shall address the service needs of individuals of all ages

with disabilities.” The text of these laws is similar to the aspirational language of

Iowa Code section 22.8(3) that we deemed insufficient in Carver-Kimm. See

992 N.W.2d at 599 (explaining that the effect of “[t]he policy of [chapter 22 is]

that free and open examination of public records is generally in the public

interest” and that this type of “broad declaration . . . is too general to serve as

the basis for a wrongful discharge claim” (first quoting Iowa Code § 22.8(3)).

The plaintiffs urge that Dorshkind v. Oak Park Place of Dubuque II, L.L.C.,

allows broad statutory purpose language to sustain a public-policy

wrongful-discharge claim. 835 N.W.2d at 304. We see the matter differently.

In Dorshkind, a marketing assistant working for an assisted living facility

observed her supervisor and another supervisor allegedly forging

state-mandated training documents for the dementia program. Id. at 297. The

falsified documents purported to show that employees of the center had

completed the required training. Id. The marketing assistant reported the forgery

to her former supervisor, who forwarded her reports to the company’s CEO. Id.

at 298. An investigation ensued and the marketing assistant was fired. Id. The
20

assistant sued the company for wrongful termination in violation of public policy.

Id. at 299. The case went to the jury, which found in favor of the assistant and

awarded her actual and punitive damages. Id. On appeal, the employer argued

that it should have been granted a directed verdict. Id.

We upheld the verdict except for the punitive damage award. Id. at 308–09.

We reasoned, “[T]he Code and our administrative rules support a clearly defined

and well-recognized public policy under the exception to the at-will employment

doctrine.” Id. at 304. As the plaintiffs here correctly point out, the principal

statute we discussed in Dorshkind was a statement of goals and legislative

findings. Id. (discussing Iowa Code section 231C.1 (2007)). This law referred to

what “the general assembly finds,” “[t]he purposes of establishing an assisted

living program,” and “the intent of the general assembly.” Iowa Code § 231C.1(1),

(2), (3) (2007).

But that wasn’t all there was to the marketing assistant’s case. We noted

that the legislature had also conferred rulemaking authority on the elder affairs

department and that the department had adopted administrative regulations

requiring annual dementia-related training for employees. Dorshkind,

835 N.W.2d at 304–05 (citing Iowa Admin. Code r. 321—25.34(1)–(4)). As we put

it,

Thus, the administrative rules specifically articulated a
concern for the health, safety, and welfare of dementia patients in
assisted living facilities. Acting on this concern, the elder affairs
department required the implementation of a training program with
accompanying state-mandated training documents to safeguard
dementia patients’ health, safety, and welfare.

Id. at 305. In short, the marketing assistant proved that she was discharged for

reporting “two coworkers forging state-mandated training documents pertaining
21

to the care of dementia patients.” Id. at 306. On this full picture, we upheld the

jury’s liability verdict and award of actual damages. See id. at 309.

Here, the plaintiffs cited nothing comparable to the targeted regulations

that were involved in Dorshkind. Rather, the plaintiffs cited only to two statutes

using words like “intent,” “role,” and “policies,” Iowa Code § 225C.1(2) (2020); id.

§ 230A.101(1)—the kind of statutes that we held in Carver-Kimm were not

enough.

What occurred at GRC from 2017 to 2019 was cruel to the residents and

wrong. It had many repercussions, including the closure of GRC, the

displacement of its former residents, and the loss of a significant number of local

jobs in and around Mills County. To the plaintiffs’ credit, none of them were

involved in the experimentation, and some of them didn’t even know about it.

But the issue here is the narrowness of the wrongful-discharge tort, a point

we have repeatedly emphasized in our caselaw. The tort doesn’t apply just

because an employee acted in furtherance of a public policy—even a vitally

important public policy—and lost their job as a result. If that were the case, the

door would potentially be open to litigation whenever an employee argued that

they were defending a public policy and the employer disagreed. We require a

“clearly defined” public policy, which means at a minimum a constitutional

provision, statute, or regulation that draws a line between lawful and unlawful

conduct. Then, if the at-will employee loses their job in reprisal for having

engaged in legally protected conduct, for having refused to engage in illegal

conduct, or for whistleblowing on illegal conduct (or conduct they were legally

required to report), they may have a wrongful discharge in violation of public

policy claim.
22

Amicus Voice of Reason, Inc. (VOR), urges this court, for the first time on

appeal, to consider a more specific source of authority for the plaintiffs’

public-policy claim: Iowa Admin. Code r. 441—30.5(5)(b).6 That regulation states,

“An individual receiving care from a state resource center shall have the right

to . . . [g]ive informed consent, including the right to withdraw consent at any

given time.” Id.

However, that regulation and the Iowa Code provisions that it

implements—sections 217.30, 218.4, 225C.28A, and 225C.28B—were never

argued or cited to the district court. “[W]e do not normally allow amici to raise

grounds for reversal not raised by the parties themselves.” Harrison v. Mickey,

18 N.W.3d 477, 487 n.5 (Iowa 2025). We also don’t normally allow new

arguments on appeal, although parties can offer “additional ammunition for the

same argument.” JBS Swift & Co. v. Ochoa, 888 N.W.2d 887, 893 (Iowa 2016).

Because the clearly defined and well-recognized public policy is an element

of the claim, advancing a new policy on appeal is not just “additional

ammunition,” it is a new argument or theory. See Fitzgerald, 613 N.W.2d at 282

(describing the clearly defined and well-recognized public policy as an “important

element” of the claim). When we evaluate wrongful discharge in violation of

public policy claims, we give separate consideration to each public policy urged

by the plaintiff. See, e.g., Jones, 836 N.W.2d at 144–45 (considering first the

plaintiff’s claim that the university’s conflict of interest regulations were a clearly

defined public policy, and then his claim that the university’s sexual assault

policy was a clearly defined public policy). We have said that “[f]or [the plaintiff]

to succeed on his claim of wrongful discharge, he must identify a clearly defined

6In their reply brief, the plaintiffs echo the amicus’s arguments about this regulation.
23

and well-recognized public policy that would be undermined by his termination

from employment.” Berry, 803 N.W.2d at 110; see also Lloyd, 686 N.W.2d at 229

(“[I]n order to prevail on his wrongful-discharge claim Lloyd must first identify a

clearly defined and well recognized public policy that would be undermined by

his dismissal.”).

Error preservation is a matter of fairness to the parties and the trial court.

DeVoss v. State, 648 N.W.2d 56, 60 (Iowa 2002). In January 2023, the district

court granted summary judgment on the wrongful-discharge claim, finding it

legally insufficient based on the arguments that were then before it. After that,

the parties proceeded to litigate a narrow and fact-specific whistleblower case

under Iowa Code section 70A.28 for over a year. In February 2024, the district

court granted summary judgment on that claim as well, largely on factual

grounds. This litigation—and the discovery conducted by the parties—could

easily have taken a different turn if the plaintiffs had alleged a different, more

specific public policy as the basis for their wrongful-discharge claim. Considering

a new claim now for the first time on appeal would be unfair to the parties who

have spent years litigating below and it would run counter to our role as an

appellate court.

C. Iowa Code Section 70A.28 as the Exclusive Remedy for a State

Employee Alleging Adverse Employment Action in Retaliation for

Whistleblowing. Alternatively, we conclude that Iowa Code section 70A.28 is the

exclusive remedy available to a state employee who, like the plaintiffs here,

alleges they were discharged in retaliation for whistleblowing.7 Section 70A.28(2)

provides as to state employees:

7As noted, the defendants raised this as an alternative ground for granting summary

judgment on count I, but the district court did not reach it.
24

A person shall not discharge an employee from or take or fail to take
action regarding an employee’s appointment or proposed
appointment to, promotion or proposed promotion to, or any
advantage in, a position in a state employment system administered
by, or subject to approval of, a state agency as a reprisal . . . for a
disclosure of any information by that employee to a member or
employee of the general assembly, a disclosure of information to the
office of ombudsman, a disclosure of information to a person
providing human resource management for the state, or a disclosure
of information to any other public official or law enforcement agency
if the employee, in good faith, reasonably believes the information
evidences a violation of law or rule, mismanagement, a gross abuse
of funds, an abuse of authority, or a substantial and specific danger
to public health or safety.

Section 70A.28(5) authorizes the aggrieved employee to recover “affirmative relief

including reinstatement, with or without back pay, civil damages in an amount

not to exceed three times the annual wages and benefits received by the

aggrieved employee prior to the violation of subsection 2, and any other equitable

relief the court deems appropriate, including attorney fees and costs.” Id.

§ 70A.28(5)(a).

In Ferguson v. Exide Technologies, Inc., 936 N.W.2d 429 (Iowa 2019)

(per curiam), we discussed generally the question of when a wrongful discharge

in violation of public policy claim is foreclosed by the existence of a statutory

remedy. Id. at 432–34. “[W]e have at times found a statute precludes the

wrongful-discharge common law claim and at times found it does not.” Id. at

432.

We pointed to a decision where we had held that the Iowa Civil Rights Act

(ICRA) did not leave room for common law wrongful-discharge claims because

the language of the ICRA was mandatory: that is, an aggrieved employee “must”

initially seek an administrative remedy. See id. at 432–33; see also Northrup v.

Farmland Indus., Inc., 372 N.W.2d 193, 196–97 (Iowa 1985) (en banc). We also

discussed a decision where we had found that Iowa Code chapter 400 provided
25

the exclusive means of challenging the arbitrariness of a civil service employee’s

discharge because the legislature had “provided a comprehensive scheme for

dealing with a specified kind of dispute.” Ferguson, 936 N.W.2d at 433 (quoting

Van Baale v. City of Des Moines, 550 N.W.2d 153, 156 (Iowa 1996), abrogated on

other grounds by Godfrey v. State, 898 N.W.2d 844 (Iowa 2017), overruled by

Burnett v. Smith, 990 N.W.2d 289 (Iowa 2023)).

On the other hand, we noted two other cases where we had not found the

common law wrongful-discharge claim preempted. See id. at 433–34; see also

George v. D.W. Zinser Co., 762 N.W.2d 865, 870–72 (Iowa 2009); Tullis v. Merrill,

584 N.W.2d 236, 239–40 (Iowa 1998). Importantly, both cases involved statutes

that provided less robust administrative remedies, without mandatory language

as contained in the ICRA. Ferguson, 936 N.W.2d at 434.

Ferguson required us to decide whether the statute regulating drug testing

in the workplace—Iowa Code section 730.5 (2016)—foreclosed judicial

recognition of an “overlapping” common law tort for wrongful discharge in

violation of public policy. Id. at 430. We concluded that it did: “[W]hen a civil

cause of action is provided by the legislature in the same statute that creates the

public policy to be enforced, the civil cause of action is the exclusive remedy for

violation of that statute.” Id. at 435.

More recently, in Halbur v. Larson, 14 N.W.3d 363, we were asked to decide

the exclusivity issue under the very statute involved here. Id. at 373. Thus, the

question presented was whether an employee who had a remedy under Iowa

Code section 70A.28 (2020) (and had obtained an award of damages thereunder)

could also pursue a parallel claim for wrongful discharge in violation of public

policy. Id. The case involved a former employee of the Iowa Alcoholic Beverages

Division (ABD) who had lost his job because he had complained to the director
26

of the ABD that, among other things, the ABD had entered into an unlawfully

no-bid contract. Id. at 368. We concluded that the “comprehensive civil remedy

[in section 70A.28] obviates the justification for recognizing a common law

discharge claim here.” Id. at 375. “Otherwise, claimants could circumvent the

legislature’s chosen statutory limits on damages in section 70A.28(5)(a) simply

by filing a common law whistleblower claim.” Id.

In Halbur, we also rejected as preempted the employee’s

wrongful-discharge claim “due to his refusal to participate in illegal activity.” Id.

at 375. We held that the employee’s “alleged refusal to engage in an illegal act is

inextricably intertwined with his statutory whistleblower claim, and the

statutory remedy is thus exclusive.” Id. at 376. In particular, the employee’s

refusal to authorize payments under the no-bid contract was “premised on his

belief that additional payments were ‘a violation of the law’ under section 70A.28.

This is the same belief he had communicated to [the director].” Id. We concluded

that the employee was “not entitled to a second trial to get additional damages

for a statutory claim on which he already prevailed and was awarded damages.”

Id.

Although Ferguson and Halbur are relevant, we believe neither case

controls the outcome here. In the present case, unlike in Halbur, the plaintiffs

did not prevail on their section 70A.28 claims, or even get past summary

judgment. They are not seeking “a second trial,” but a first. Cf. Halbur, 14 N.W.3d

at 376. Nor are the plaintiffs looking to the statute—i.e., section 70A.28—as the

source of the public policy that is the basis for their wrongful-discharge claim.

Cf. Ferguson, 936 N.W.2d at 435. They argue that the programs taking place at

GRC were independently wrongful and illegal.
27

Nonetheless, we believe that section 70A.28 is a sufficiently

“comprehensive” scheme or civil remedy that it should preclude any

wrongful-discharge claim by a state employee based on whistleblowing. See id.

at 433; Halbur, 14 N.W.3d at 375. In this regard, we note the following.

First, section 70A.28 is broad in scope, in many respects broader than the

common law wrongful-discharge tort. It protects the employee from retaliation

for any disclosure to a covered person if the employee “in good faith, reasonably

believes the information evidences a violation of law or rule, mismanagement, a

gross abuse of funds, an abuse of authority, or a substantial and specific danger

to public health or safety.” Iowa Code § 70A.28(2). Thus, while the common law

tort requires the employee to have reported illegal conduct, section 70A.28 also

shields the employee for disclosing mismanagement, abuse, or a danger to public

health and safety. In addition, the remedies under section 70A.28 are robust,

including not just damages but equitable relief and potentially attorney fees. Id.

§ 70A.28(5).

Second, although section 70A.28 only protects whistleblowing to certain

individuals in state government—namely, “a member or employee of the general

assembly, . . . the office of ombudsman, . . . a person providing human resource

management for the state, or . . . any other public official or law enforcement

agency,” id. § 70A.28(2)—this is a broad category of persons. It can be argued

that the point of section 70A.28 is to encourage state employees who see

something wrong—such as the abuses at GRC—to notify someone who can do

something about it. Notably, four of the five plaintiffs contend that they engaged

in whistleblowing to the director of DHS, who is clearly a “public official” and

therefore a covered person under section 70A.28. That’s how section 70A.28

should work. In our view, it might water down the underlying policies behind
28

section 70A.28 to allow common law wrongful-discharge claims as a fallback

where the state employee whistleblower didn’t meet the statutory criteria

because they didn’t notify the right person.

Third, although section 70A.28 does not expressly provide that it is a state

employee’s exclusive remedy when they are a victim of retaliation for

whistleblowing, we note that the initial version of section 70A.28 was enacted in

1984. See 1984 Iowa Acts ch. 1219, § 4 (codified at Iowa Code § 79.28 (1985)).

We did not recognize a common law wrongful-discharge tort at that time; our

first recognition of the tort occurred in 1988. See Springer v. Weeks & Leo Co.,

429 N.W.2d 558 (Iowa 1988) (en banc). There would not have been a reason for

the legislature to include an exclusivity provision when it first adopted a version

of section 70A.28.

For these reasons, we conclude that the exclusive remedy for a state

employee who claims to have suffered an adverse employment action in

retaliation for whistleblowing lies under section 70A.28.

The plaintiffs argue that they were discharged not only for whistleblowing

but also for other protected conduct, in particular for refusing to engage in the

human experimentation at GRC. We agree the record is undisputed that the

plaintiffs didn’t participate or have anything to do with the experiments on

residents. Still, the record does not support a contention that the plaintiffs could

have been discharged for any protected conduct other than whistleblowing. As

noted, two of the plaintiffs—King and Ralls—had no knowledge of the

experiments. A third plaintiff, Brodie, testified only that she expressed concerns

about using Medicaid funds to purchase some of the AAT materials. She was

then instructed to code the purchase using non-Medicaid funds, and she did so.

Dr. Heffron and Dr. Langenfeld testified that at the initial meeting, they
29

concluded the pneumonia hydration program wasn’t applicable to their

residents. Both had no further knowledge or involvement; they left GRC soon

thereafter.8

V. Conclusion.

For the foregoing reasons, we affirm the district court’s grant of summary

in favor of the defendants.

Affirmed.

8In a declaration, Dr. Heffron stated,

I was not asked to overhydrate my patients . . . because Rea and Rehman
knew I would refuse to do so, just as I had refused to reduce other aspects of my
medical care. It is my understanding that experimentation on patients began in
earnest after I was removed from GRC. It is my belief that GRC removed me
because they knew I would object to such overhydration.
Similarly, Dr. Langenfeld stated in a declaration, “I was not asked to overhydrate my
patients . . . because Rea and Rehman knew I would refuse to do so[.]”
In effect, both Dr. Heffron and Dr. Langenfeld acknowledge that they weren’t asked to
participate in the program and therefore didn’t have to refuse to participate in it.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/11057295. Public record. Not legal advice.
