# Happel v. Guilford Cnty. Bd. of Educ.

> Supreme Court of North Carolina · March 21, 2025

URL: https://www.frixlaw.com/law-library/cases/10827569

## Case

- **Court:** Supreme Court of North Carolina
- **Decided:** March 21, 2025
- **Precedential status:** Published
- **Opinion:** Opinion
- **Cited by:** 0 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/10827569

## How later opinions describe it (automated extraction)

- explaining that federal opinions about the Due Process Clause offer persuasive value for this Court’s interpretation of the Law of the Land Clause
- declining to adopt a distinction between state regulatory and tort law for purposes of an express preemption provision because “[s]tate tort law . . . [could] disrupt[ ] the federal scheme no less than state regulatory law”
- explaining that the reasoning of Cruzan, which assumed the existence of a federal constitutional right to refuse medical treatment, was grounded in “well-established, traditional rights to bodily integrity and freedom from unwanted touching”

## Opinion text

IN THE SUPREME COURT OF NORTH CAROLINA

No. 86PA24

Filed 21 March 2025

EMILY HAPPEL, individually, TANNER SMITH, a minor, and EMILY HAPPEL
on behalf of TANNER SMITH as his mother

v.
GUILFORD COUNTY BOARD OF EDUCATION and OLD NORTH STATE
MEDICAL SOCIETY, INC.

On discretionary appeal pursuant to N.C.G.S. § 7A-31 of a unanimous decision

of the Court of Appeals, 292 N.C. App. 563, 899 S.E.2d 387 (2024), affirming an order

entered on 1 March 2023 by Judge Lora C. Cubbage in Superior Court, Guilford

County, granting defendants’ motion to dismiss. Heard in the Supreme Court on 23

October 2024.

Walker Kiger, PLLC, by David Steven Walker, for plaintiff-appellants.

Tharrington Smith, LLP, by Stephen G. Rawson, for defendant-appellee
Guilford County Board of Education; and Beacon Legal, PLLC, by Gavin J.
Reardon, for defendant-appellee Old North State Medical Society, Inc.

Justine G. Tanguay for Children’s Health Defense, amicus curiae.

Law Office of B. Tyler Brooks, PLLC, by B. Tyler Brooks, for Rep. Neal Jackson,
Rep. Brian Biggs, Rep. Mark Brody, Rep. Keith Kidwell, Rep. Donnie Loftis,
Rep. Joseph Pike, Rep. Frank Sossamon, and Rep. Jeff Zimmer, amici curiae.

Deborah J. Dewart and Tami Fitzgerald for NC Values Institute, amicus
curiae.
HAPPEL V. GUILFORD CNTY. BD. OF EDUC.

Opinion of the Court

NEWBY, Chief Justice.

This case concerns a fourteen-year-old boy’s attempt to seek a legal remedy

after his school’s chosen medical provider injected him with a COVID-19 vaccine

against his and his mother’s wishes. Plaintiffs, the child and his mother, present

claims for battery and violations of their state constitutional rights. Defendants, the

school board and the medical society with which it partnered, argue that the federal

Public Readiness and Emergency Preparedness (PREP) Act completely immunizes

them from plaintiffs’ suit because it preempts all of their state law claims. Thus, we

are tasked with considering whether Congress intended the PREP Act to immunize

state actors who forcibly vaccinate a child without his or his parent’s consent, thereby

committing a battery and infringing their fundamental rights under the state

constitution.

The PREP Act’s plain text leads us to conclude that its immunity only covers

tort injuries. Because tort injuries are not constitutional violations, the PREP Act

does not bar plaintiffs’ constitutional claims.1 We therefore affirm the decision below

as to plaintiffs’ battery claim, reverse as to their constitutional claims, and remand

for further proceedings.

1 Unless otherwise noted, the words “constitutional” and “unconstitutional” refer to

the state constitution.

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Opinion of the Court

I. Background and Procedural History

During the COVID-19 pandemic, “we may have experienced the greatest

intrusions on civil liberties in the peacetime history of this country.” Arizona v.

Mayorkas, 143 S. Ct. 1312, 1314 (2023) (statement of Gorsuch, J.). “Fear and the

desire for safety are powerful forces. They can lead to a clamor for action—almost any

action—as long as someone does something to address a perceived threat.” Id. at

1315. Government officials across the Nation “imposed lockdown orders forcing

people to remain in their homes. They shuttered businesses and schools, public and

private. They closed churches even as they allowed casinos and other favored

businesses to carry on.” Id. at 1314. And in our State, medical workers affiliated with

a public school forcibly vaccinated a fourteen-year-old boy despite knowing they

lacked consent from both the child and his mother.

In August 2021, Western Guilford High School notified its football players and

their parents, including fourteen-year-old Tanner Smith and his mother, Emily

Happel, that it had identified a cluster of COVID-19 cases among the team.2 It

therefore suspended all team activities and required players to undergo COVID-19

testing or be “cleared by a public health professional” before returning to practice.

The school provided a list of three locations at which players could receive free testing,

2 This matter comes to this Court following the trial court’s grants of motions to
dismiss under Rules 12(b)(1) and 12(b)(6) of the North Carolina Rules of Civil Procedure. As
such, we take all of plaintiffs’ unproven allegations as true for purposes of our review.
See United Daughters of the Confederacy v. City of Winston-Salem ex rel. Joines, 383 N.C.
612, 624, 881 S.E.2d 32, 43 (2022).

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Opinion of the Court

one of which was a dual testing and vaccination clinic hosted at the school itself and

operated in partnership with defendant Old North State Medical Society (ONSMS).

The letter sent to players and their parents, however, only stated that the school

clinic offered COVID-19 tests. It did not explain that the school clinic also provided

COVID-19 vaccines, nor did it state that the school clinic required students to bring

a signed parental consent form before they could be vaccinated.

A few days later, Smith’s stepfather drove him to the school clinic to be tested.

Smith did not want to be vaccinated. He did not bring a signed consent form and was

unaware that the school clinic even offered vaccines until arriving that day. Clinic

workers nonetheless attempted to contact the child’s mother over the phone to obtain

consent to vaccinate her son. Happel did not answer, at which point one of the workers

instructed another to “give it to [Smith] anyway.” The workers made no effort to

contact Smith’s stepfather, who was waiting outside in the parking lot. Ignoring

additional protests from Smith himself, the workers forcibly injected him with the

first dose of the Pfizer/BioNTech vaccine.

Plaintiffs sued the local school board and ONSMS for battery and violations of

their state and federal constitutional rights. Both defendants moved to dismiss under

Rules 12(b)(1) and 12(b)(6) of the North Carolina Rules of Civil Procedure. In support

of their motions, defendants cited the PREP Act, a federal law passed in 2005 “to

encourage the expeditious development and deployment of medical countermeasures

during a public health emergency.” Hudak v. Elmcroft of Sagamore Hills, 58 F.4th

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845, 849 (6th Cir. 2023) (internal alterations omitted) (quoting Cannon v. Watermark

Ret. Cmtys., Inc., 45 F.4th 137, 139 (D.C. Cir. 2022)).3 The PREP Act confers broad

protections on certain “covered person[s]” during public health emergencies,

rendering them “immune from suit and liability under Federal and State law with

respect to all claims for loss caused by, arising out of, relating to, or resulting from

the administration to or the use by an individual of a covered countermeasure.” 42

U.S.C. § 247d-6d(a)(1). To effectuate this purpose, the Act expressly overrides, or

“preempts,” any conflicting state laws. Id. § 247-6d(b)(8).

The United States Secretary of Health and Human Services (HHS) triggers

and “controls the scope” of the Act’s protections by issuing an emergency declaration.

Saldana, 27 F.4th at 687. On 10 March 2020, HHS Secretary Alex Azar issued a

declaration identifying the COVID-19 outbreak as a public health emergency and

activating the Act’s immunity provision. Declaration Under the Public Readiness and

Emergency Preparedness Act for Medical Countermeasures Against COVID-19, 85

3 Hudak is one of several federal cases considering whether the PREP Act “completely

preempts” state law. 58 F.4th at 857; see also, e.g., Saldana v. Glenhaven Healthcare LLC,
27 F.4th 679, 687 (9th Cir. 2022); Solomon v. St. Joseph Hosp., 62 F.4th 54, 60 (2d Cir. 2023).
While these cases provide helpful background about the PREP Act, they do not address the
immunity issue before this Court. They instead discuss a federal jurisdictional doctrine
misleadingly called “complete preemption.” As such, they do not apply to this case.
See Politella v. Windham Se. Sch. Dist., 325 A.3d 88, 97 (Vt. 2024) (“[The plaintiffs] point to
various federal decisions concluding that the PREP Act does not preempt state-law claims.
These cases are inapposite because they address the question of whether the PREP Act
creates federal-question subject-matter jurisdiction over certain health-care-related
claims.”); see also Hudak, 58 F.4th at 852 (distinguishing between complete and “ordinary”
preemption).

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Opinion of the Court

Fed. Reg. 15198, 15198–15203 (Mar. 17, 2020) [hereinafter Secretary’s Declaration].

Relevant here, the declaration identified “[a]ny vaccine[ ] used to treat, diagnose,

cure, prevent, or mitigate COVID-19” as a covered countermeasure. Id. at 15202.

The trial court agreed with defendants’ arguments about the PREP Act and

dismissed the suit. Plaintiffs appealed to the Court of Appeals. There plaintiffs

abandoned their federal constitutional arguments but contended that the PREP Act

did not cover battery and violations of their rights under Article I, Sections 1, 13, and

19 of the state constitution—specifically, Happel’s right to control her child’s

upbringing and both plaintiffs’ right to Smith’s bodily autonomy. The lower court

unanimously affirmed, holding that the PREP Act’s “extremely broad” immunity

shielded defendants from liability on all of plaintiffs’ claims. Happel v. Guilford Cnty.

Bd. of Educ., 292 N.C. App. 563, 569, 899 S.E.2d 387, 392 (2024).

In support of its decision, the Court of Appeals primarily relied on three cases

from other jurisdictions applying PREP Act immunity to similar factual scenarios.

Id. at 570, 899 S.E.2d at 393. First, the court looked at Parker v. St. Lawrence County

Public Health Department, 954 N.Y.S.2d 259, 260–61 (N.Y. App. Div. 2012), a

pre-COVID case about a nurse who negligently administered the H1N1 influenza

vaccine to a minor without parental consent. Happel, 292 N.C. App. at 570, 899 S.E.2d

at 393. In Parker, a New York state appellate court held that the PREP Act prevented

the child’s parents from bringing state law claims for negligence and battery. 954

N.Y.S.2d at 260–61.

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Opinion of the Court

Next, the Court of Appeals cited Cowen v. Walgreen Co., an unreported federal

case from the Northern District of Oklahoma. Happel, 292 N.C. at 570, 899 S.E.2d at

393. The plaintiff in Cowen went to a Walgreens pharmacy intending to receive an

influenza vaccine; instead, the employee accidentally gave her a COVID-19 vaccine.

No. 22-CV-157, slip op. at 2–3 (N.D. Okla. Dec. 13, 2022) (unreported), appeal

dismissed, No. 23-5003, 2023 WL 4419805 (10th Cir. June 5, 2023). Although the

plaintiff sued Walgreens for negligence and vicarious liability, the court held that the

PREP Act preempted her claims. Id. at 6. It therefore granted the company’s motion

to dismiss. Id.

Finally, the Court of Appeals examined M.T. ex rel. M.K. v. Walmart Stores,

Inc., 528 P.3d 1067, 1070 (Kan. Ct. App. 2023), a decision from Kansas’s intermediate

appellate court. Happel, 292 N.C. App. at 570–71, 899 S.E.2d at 393. The plaintiff in

M.T. sued Walmart and one of its pharmacists for administering a COVID-19 vaccine

to her fifteen-year-old daughter without parental consent. M.T., 528 P.3d at 1071.

The teenager herself had told the pharmacist that she wanted to be vaccinated, and

the pharmacist mistakenly advised her that Kansas law did not require parental

consent for fifteen-year-olds. Id. See generally Kan. Stat. Ann. § 38-123(b) (2021)

(requiring parental consent for minors under the age of sixteen). When the mother

found out, she brought state law claims including battery, negligence, violation of

parental rights, and invasion of privacy. M.T., 528 P.3d at 1071. She did not, however,

bring constitutional claims. Id. at 1084. Like Parker and Cohen, M.T. held that the

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PREP Act fully immunized the defendants from suit. Id.

The Court of Appeals concluded that these three cases provided “instructive

[and] persuasive” support for dismissing plaintiffs’ case. Happel, 292 N.C. App. at

571, 899 S.E.2d at 393. The court explained that the PREP Act’s broad scope

“constrained” and “[b]ound” its decision. Id. at 571, 899 S.E.2d at 394. “Wisely or not,

the plain language of the PREP Act includes claims of battery and violations of state

constitutional rights within the scope of its immunity, and it therefore shields

[d]efendants from liability for [p]laintiffs’ claims.” Id. at 569, 899 S.E.2d at 392. In

closing, the Court of Appeals acknowledged, “We are not to question the wisdom or

policy of the statute under consideration, but should enforce it as it is written, unless

we conclude that there is an unmistakable conflict with the organic law.” Id. at 571,

899 S.E.2d at 394 (quoting Faison v. Bd. of Comm’rs, 171 N.C. 411, 415, 88 S.E. 761,

763 (1916)).

Plaintiffs filed a petition for discretionary review with this Court, proposing

five issues for our consideration. See generally N.C.G.S. § 7A-31 (2023). We allowed

the petition as to the first issue only: whether the lower courts erred by concluding

that the PREP Act preempted plaintiffs’ claims in their entirety.

II. Analysis

We conduct our review de novo, “view[ing] the allegations as true and the

supporting record in the light most favorable to the non-moving party.” United

Daughters, 383 N.C. at 624, 881 S.E.2d at 43 (quoting Mangum v. Raleigh Bd. of

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Adjustment, 362 N.C. 640, 644, 669 S.E.2d 279, 283 (2008)). This standard of review

applies “regardless of whether the complaint is dismissed for lack of subject matter

jurisdiction pursuant to Rule 12(b)(1) or for failure to state a claim upon which relief

could be granted pursuant to Rule 12(b)(6).” Id.

For purposes of this opinion, we assume without deciding that plaintiffs

present valid “Corum claims” for violations of their constitutional rights.

See generally Corum v. Univ. of N.C., 330 N.C. 761, 413 S.E.2d 276 (1992). “Corum

offers a common law cause of action when existing relief does not sufficiently redress

a violation of a particular constitutional right.” Kinsley v. Ace Speedway Racing, Ltd.,

904 S.E.2d 720, 725 (N.C. 2024) (quoting Askew v. City of Kinston, 902 S.E.2d 722,

728 (N.C. 2024)). Corum claims have three elements:

First, the complaint must allege that a state actor violated
the claimant’s state constitutional rights. Second, “the
claim must be colorable,” meaning that the claim “must
present facts sufficient to support an alleged violation of a
right protected by the [s]tate [c]onstitution.” Third, there
must be no other “adequate state remedy” for this alleged
constitutional violation.

Id. at 726 (citations omitted) (quoting Deminski ex rel. C.E.D. v. State Bd. of Educ.,

377 N.C. 406, 413, 858 S.E.2d 788, 793–94 (2021)).

A. Fundamental Rights Under the State Constitution

Plaintiffs assert that this case implicates a pair of fundamental rights

implicitly protected by the state constitution’s Law of the Land Clause: Happel’s

parental right to control the upbringing of her son and plaintiffs’ shared right to

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Smith’s bodily autonomy.4 The Law of the Land Clause, found at Article I, Section 19,

provides, “No person shall be taken, imprisoned, or disseized of his freehold, liberties,

or privileges, or outlawed, or exiled, or in any manner deprived of his life, liberty, or

property, but by the law of the land.” N.C. Const. art. I, § 19. “The Law of the Land

Clause guarantees the famous trinity of life, liberty, and property. It traces its

antecedents back to the Magna Carta, and it has existed in similar form in all three

iterations of our constitution.” McKinney v. Goins, 911 S.E.2d 1, 11 (N.C. 2025)

(citations and quotations omitted).

We consider the Law of the Land Clause our State’s analogue to the Due

Process Clause of the Fourteenth Amendment. Halikierra Cmty. Servs. LLC v. N.C.

Dep’t of Health & Hum. Servs., 385 N.C. 660, 663, 898 S.E.2d 685, 688–89 (2024).

Like the Due Process Clause, which encompasses a limited category of

non-enumerated “substantive due process” rights, Dobbs v. Jackson Women’s Health

Org., 142 S. Ct. 2228, 2246 (2022), the “libert[ies]” protected under our Law of the

Land Clause include a few fundamental rights not mentioned elsewhere in the

constitution, see N.C. Dep’t of Transp. v. M.M. Fowler, Inc., 361 N.C. 1, 4–5, 637

S.E.2d 885, 889 (2006).

Both this Court and the Supreme Court of the United States “tread carefully

4 A parent generally shares in her child’s rights. Cf. Parham v. J.R., 442 U.S. 584, 600,

99 S. Ct. 2493, 2503 (1979) (“Normally, however, since [the child’s] interest is inextricably
linked with the parents’ interest in and obligation for the welfare and health of the child, the
private interest at stake is a combination of the child’s and parents’ concerns.”).

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before recognizing a fundamental liberty interest” implicit in the due process clauses

of our respective constitutions. See Standley v. Town of Woodfin, 362 N.C. 328, 332,

661 S.E.2d 728, 730 (2008); accord Dobbs, 142 S. Ct. at 2247. We do so in recognition

that the legislature, not the judiciary, is the appropriate branch for making policy.

When courts venture beyond the constitutional text in search of implied rights, they

risk “usurp[ing] authority . . . entrust[ed] to the people’s elected representatives.”

Dobbs, 142 S. Ct. at 2247. In other words, “[w]e are designed to be a government of

the people, not of the judges.” Harper v. Hall, 384 N.C. 292, 299, 886 S.E.2d 393, 399

(2023).

Accordingly, the relevant test asks whether the asserted right is “objectively,

deeply rooted in this Nation’s [or State’s] history and tradition and implicit in the

concept of ordered liberty, such that neither liberty nor justice would exist if [it] were

sacrificed.” Standley, 362 N.C. at 331, 661 S.E.2d at 730 (quoting Washington v.

Glucksberg, 521 U.S. 702, 720–21, 117 S. Ct. 2258, 2268 (1997)); cf. Johnston v.

Rankin, 70 N.C. 550, 555 (1874) (concluding that the Law of the Land Clause

implicitly protects the right to just compensation for takings of private property

because “the principle is so grounded in natural equity[ ] that it has never been denied

to be a part of the law of North Carolina”). By conducting this stringent inquiry, we

“guard against the natural human tendency to confuse [the constitutional meaning

of ‘liberty’] with our own ardent views about the liberty that [the people] should

enjoy.” Dobbs, 142 S. Ct. at 2247.

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Perhaps unsurprisingly, the Supreme Court of the United States recognizes

“[p]recious few rights” as “fundamental in nature.” Standley, 362 N.C. at 332, 661

S.E.2d at 730. The Due Process Clause’s implicit protections “have for the most part

been accorded to matters relating to marriage, family, procreation, and the right to

bodily integrity.” Albright v. Oliver, 510 U.S. 266, 272, 114 S. Ct. 807, 812 (1994).

But see Dobbs, 142 S. Ct. at 2242 (recognizing that “any such right must be deeply

rooted in . . . history and tradition and implicit in the concept of ordered liberty”

(citations and quotations omitted)). The right of a parent to make medical decisions

on her child’s behalf fits comfortably within this narrow framework, as does the right

to refuse forced, nonmandatory medical treatment.5 Indeed, the Supreme Court has

consistently recognized and affirmed their existence under the Due Process Clause

for decades. We therefore consider those decisions instructive in construing the scope

of the rights plaintiffs claim under our Law of the Land Clause. See Bacon v. Lee, 353

N.C. 696, 721, 549 S.E.2d 840, 856–57 (2001) (explaining that federal opinions about

the Due Process Clause offer persuasive value for this Court’s interpretation of the

Law of the Land Clause). We address plaintiffs’ asserted interests in turn.

1. Parental Right to Control

First, we agree that the state constitution protects a parent’s right to control

her child’s upbringing, including her right to make medical decisions on her child’s

5 By “nonmandatory,” we mean not otherwise lawfully required.

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behalf. At this point, there can be little doubt that our State and Nation have each

fiercely guarded parental rights and consider them integral to the preservation of

liberty and justice. The Supreme Court of the United States has unequivocally

recognized that parents possess a fundamental right to dictate their children’s

upbringing. See, e.g., Troxel v. Granville, 530 U.S. 57, 66, 120 S. Ct. 2054, 2060 (2000)

(collecting cases). Given our State’s own longstanding protection of parental rights,

see, e.g., Atkinson v. Downing, 175 N.C. 244, 246, 95 S.E. 487, 488 (1918), we see no

reason to interpret our Law of the Land Clause differently here.

“It is through the family that we inculcate and pass down many of our most

cherished values, [both] moral and cultural.” Moore v. City of E. Cleveland, 431 U.S.

494, 503–04, 97 S. Ct. 1932, 1938 (1977). Parents, as the traditional heads of the

family unit, spearhead that process. See In re Watson, 157 N.C. 340, 354, 72 S.E.

1049, 1054 (1911) (“It is to be remembered that the public has a paramount interest

in the virtue and knowledge of its members . . . . That parents are ordinarily

[e]ntrusted with [their children’s education] is because it can seldom be put into

better hands . . . .” (quoting Ex parte Crouse, 4 Whart. 11, 11 (Pa. 1839))). The right

to control the upbringing of one’s own child is deeply rooted in “[t]he history and

culture of Western civilization” and is “now established beyond debate as an enduring

American tradition.” Troxel, 530 U.S. at 66, 120 S. Ct. at 2060 (quoting Wisconsin v.

Yoder, 406 U.S. 205, 232, 92 S. Ct. 1526, 1541–42 (1972)). The Supreme Court

therefore reads the Due Process Clause to protect “broad parental authority over

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minor children,” id. (quoting Parham, 442 U.S. at 602, 99 S. Ct. at 2504), and

“reject[s] any notion that a child is ‘the mere creature of the State,’ ” Parham, 442

U.S. at 602, 99 S. Ct. at 2504 (quoting Pierce v. Soc’y of Sisters, 268 U.S. 510, 535, 45

S. Ct. 571, 573 (1925)). The Court has gone so far as to describe “the interest of

parents in the care, custody, and control of their children” as “perhaps the oldest of

the fundamental liberty interests” it has recognized. Troxel, 530 U.S. at 65, 120 S. Ct.

at 2060 (citing Meyer v. Nebraska, 262 U.S. 390, 399, 401, 43 S. Ct. 625, 626–27

(1923)). “In light of this extensive precedent, it cannot now be doubted that the Due

Process Clause of the Fourteenth Amendment protects the fundamental right of

parents to make decisions concerning the care, custody, and control of their children.”

Id. at 66, 120 S. Ct. at 2060.

This Court affirmed “the paramount right of parents to custody, care, and

nurture of their children” even earlier than the Supreme Court of the United States.

Petersen v. Rogers, 337 N.C. 397, 402, 445 S.E.2d 901, 904 (1994). As far back as the

early twentieth century, this Court explained that North Carolina law “fully

recognized” the natural and substantive rights of parents to “the custody and control

of their infant children.” Atkinson, 175 N.C. at 246, 95 S.E. at 488. These rights

“grow[ ] out of the parent’s duty to provide for their helpless offspring” and are

“grounded in the strongest and most enduring affections of the human heart.” In re

Jones, 153 N.C. 312, 315, 69 S.E. 217, 218 (1910).

Although parental rights are not absolute, government interference is not

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justified “except when the good of the child clearly requires it.” Atkinson, 175 N.C. at

246, 95 S.E. at 488. “The law’s concept of the family rests on a presumption that

parents possess what a child lacks in maturity, experience, and capacity for judgment

required for making life’s difficult decisions.” Parham, 442 U.S. at 602, 99 S. Ct. at

2504. Parents presumably act in the best interests of their children, and parents, not

the State, presumably know what those best interests are.

Defendants argue that since our parental rights caselaw only covers literal

custody and control, it does not apply to the sort of parental right asserted in this

case—the right to consent on the child’s behalf. Contrary to defendants’ arguments,

our precedents expressly contemplate that parental rights extend further. This

Court’s decision in Spitzer v. Lewark, for example, answered a narrow question:

whether competent evidence supported awarding custody to a mother with a history

of serious mental illness. 259 N.C. 50, 52, 129 S.E.2d 620, 621 (1963). But in

upholding the custody decision, this Court also explained, “As a general rule at

common law, and in this State, parents have the natural and legal right to the

custody, companionship, control, and bringing up of their infant children, and the

same being a natural and substantive right may not lightly be denied or interfered

with by action of the courts.” Id. at 53–54, 129 S.E.2d at 623 (emphasis added);

cf. Adams v. Tessener, 354 N.C. 57, 60, 550 S.E.2d 499, 501 (2001) (“[A] parent enjoys

a fundamental right ‘to make decisions concerning the care, custody, and control’ of

his or her children under the Due Process Clause of the Fourteenth Amendment to

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the United States Constitution.” (quoting Troxel, 530 U.S. at 66, 120 S. Ct. at 2060)).

Indeed, the constitutional right to full “custody and control” over one’s minor

children would ring hollow if it did not include the right to consent on the child’s

behalf, as well as the right to seek a constitutional remedy when the State disregards

the absence of that consent. Cf. In re Stumbo, 357 N.C. 279, 287, 582 S.E.2d 255, 260

(2003) (“[S]o long as a parent adequately cares for his or her children (i.e., is fit), there

will normally be no reason for the State to inject itself into the private realm of the

family to further question the ability of that parent to make the best decisions

concerning the rearing of that parent’s children.” (alteration in original) (quoting

Troxel, 530 U.S. at 68–69, 120 S. Ct. at 2061)). Our state constitution and caselaw

have long implied the existence of the precise right plaintiffs claim here. We directly

recognize it today.

2. Right to Bodily Integrity

Next, we examine whether the Law of the Land Clause confers a right to bodily

autonomy. Although we do not construe this right as broadly as plaintiffs argue, we

agree that the Law of the Land Clause protects the right to bodily integrity, which we

define as the right of a competent person to refuse forced, nonmandatory medical

treatment.6 See Glucksberg, 521 U.S. at 725, 117 S. Ct. at 2270 (“The right [to refuse

6 When litigants assert the right to bodily integrity under the Federal Constitution,

they sometimes make First Amendment religious freedom arguments. Cruzan v. Dir., Mo.
Dep’t of Health, 497 U.S. 261, 270, 110 S. Ct. 2841, 2847 (1990). Similarly, plaintiffs’
complaint here also cites Article I, Section 13 of the state constitution, which guarantees that

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medical treatment is] not simply deduced from abstract concepts of personal

autonomy.” (emphasis added)). Our conclusion aligns with the Supreme Court’s

understanding of the bodily integrity right under the Due Process Clause, which

traces its roots to common-law battery. See Cruzan, 497 U.S. at 278, 110 S. Ct. at

2851 (stating that previous Supreme Court cases implied a right to refuse medical

treatment); Vacco v. Quill, 521 U.S. 793, 807, 117 S. Ct. 2293, 2301 (1997) (explaining

that the reasoning of Cruzan, which assumed the existence of a federal constitutional

right to refuse medical treatment, was grounded in “well-established, traditional

rights to bodily integrity and freedom from unwanted touching”); see also, e.g., Rochin

v. California, 342 U.S. 165, 174, 72 S. Ct. 205, 210 (1952).

“At common law, even the touching of one person by another without consent

and without legal justification was a battery.” Cruzan, 497 U.S. at 269, 110 S. Ct. at

2846 (citing W. Page Keeton et al., Prosser & Keeton on the Law of Torts 39–42 (5th

ed. 1984)). From that high standard developed the American tort law rule that

medical treatment generally requires the patient’s informed consent, which itself led

to judicial recognition of the fundamental right to bodily integrity under the Federal

Constitution. Id. This constitutional right includes a competent person’s ability to

refuse “[t]he forcible injection of medication” into his own body, Washington v.

“no human authority shall, in any case whatsoever, control or interfere with the rights of
conscience.” N.C. Const. art. I, § 13. Because we hold that the Law of the Land Clause
independently protects the interest plaintiffs assert in this case, we do not address its
relationship with Article I, Section 13.

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Harper, 494 U.S. 210, 229, 110 S. Ct. 1028, 1041 (1990), a natural conclusion given

the common-law tort backdrop from which the right emerged.

Although the constitutional right to bodily integrity originated in common-law

battery, the two are not equivalent. The constitutional right “is infringed by a serious,

as distinct from a nominal or trivial, battery. The qualification is important. Because

any offensive touching (unless consented to, which removes the offense) is a battery,

most batteries are too trivial to amount to deprivations of liberty.” Alexander v.

DeAngelo, 329 F.3d 912, 916 (7th Cir. 2003) (citations omitted). Fundamental

constitutional liberties are “not a ‘font of tort law,’ ” Cnty. of Sacramento v. Lewis, 523

U.S. 833, 848, 118 S. Ct. 1708, 1718 (1998) (quoting Paul v. Davis, 424 U.S. 693, 701,

96 S. Ct. 1155, 1160–1161 (1976)), and the Supreme Court has “rejected the lowest

common denominator of customary tort liability as any mark of sufficiently shocking

conduct” to support a violation of constitutional rights, id. at 848–49, 118 S. Ct. at

1718; see also Rubek v. Barnhart, 814 F.2d 1283, 1285 (8th Cir. 1987) (explaining that

it is “well established that not every violation of state tort or criminal assault

laws . . . results in a constitutional violation”). Nonconsensual medical treatment,

however, satisfies these criteria: “The right to be free of state-sponsored invasion of a

person’s bodily integrity is protected by the [constitutional] guarantee of due process.”

Guertin v. Michigan, 912 F.3d 907, 921 (6th Cir. 2019) (quoting In re Cincinnati

Radiation Litig., 874 F. Supp. 796, 810–11 (S.D. Ohio 1995)).

Nonetheless, the bodily integrity right is not absolute. Courts across the

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United States have overwhelmingly held that the fundamental right to refuse

medical treatment does not imply a fundamental right to disregard a vaccine

mandate. See, e.g., Children’s Health Def., Inc. v. Rutgers, the State Univ. of N.J., 93

F.4th 66, 78 n.25 (3d Cir. 2024) (collecting cases), cert. denied, 144 S. Ct. 2688 (2024).

Litigants in these cases frequently attempt to invoke the broad right “to refuse

medical treatment” articulated in Cruzan, a case that considered the right to

terminate life support. Id. at 79 (quoting Cruzan, 497 U.S. at 277, 110 S. Ct. at 2851).

But courts instead continue to look to the Supreme Court’s much older decision in

Jacobson v. Massachusetts, 197 U.S. 11, 25 S. Ct. 358 (1905), which sustained a

criminal conviction for refusing a smallpox vaccine. Children’s Health Def., 93 F.4th

at 78. These courts reiterate Jacobson’s acknowledgement that “ ‘[t]here are manifold

restraints to which every person is necessarily subject for the common good,’

including a community’s ‘right to protect itself against an epidemic of disease which

threatens the safety of its members.’ ” Id. at 78–79 (alteration in original) (citations

omitted) (quoting Jacobson, 197 U.S. at 26–27, 25 S. Ct. at 361).

Like the Supreme Court itself, courts confronting this issue distinguish Cruzan

from Jacobson by reasoning that public welfare may sometimes justify vaccination

mandates; purely individualized medical decisions, on the other hand, do not

implicate such concerns. See id. at 79–80 (“Cruzan . . . explained Jacobson as a case

where ‘an individual’s liberty interest in declining an unwanted smallpox vaccine’

was outweighed by ‘the State’s interest in preventing disease.’ ” (quoting Cruzan, 497

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U.S. at 278, 110 S. Ct. at 2851)). This Court issued a pair of analogous decisions at

the start of the twentieth century. First, in State v. Hay, it held that local

governments could enact ordinances requiring vaccination and impose criminal

punishment for noncompliance. 126 N.C. 999, 1001, 35 S.E. 459, 460 (1900). Four

years later, in Hutchins v. School Committee, it reasoned that schools could condition

student admission on vaccination status. 137 N.C. 68, 71, 49 S.E. 46, 47 (1904).

Those cases, however, do not apply to the particular constitutional claims

before us today. Plaintiffs do not argue that they have a categorical right to disobey

a vaccine mandate. Rather, their argument is essentially about the existence of a

right to resist an unwanted, nonmandatory medical touching that in this instance

just so happened to be a vaccine. Indeed, they write in their opening brief: “[Plaintiffs’

battery and state constitutional] claims would result regardless of what substance

had been administered to [Smith]. It matters not whether it was a COVID-19 vaccine,

a chickenpox vaccine, an [a]spirin, or open-heart surgery.”

Tellingly, defendants do not attempt to justify the workers’ behavior, nor do

they claim Smith’s vaccination was necessary to protect the health of his football

teammates, the school population, or the general public. Instead, defendants simply

contend that they are not liable for this action, whether because of PREP Act

immunity, the principal-agent relationship, or another legal theory. Both sides

acknowledge that defendants only required Smith to undergo testing or be otherwise

cleared by a medical professional, a requirement with which he dutifully complied.

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The parties also recognize that defendants’ policy required parental consent as a

condition of vaccination and that parental consent was not given here.

Despite the ultimate holdings of Jacobson, Hay, and Hutchins, each stressed

the importance of individual liberty and justified its restraints by emphasizing that

the liberty of one person was no more valuable than the liberty of others.

See Jacobson, 197 U.S. at 26, 25 S. Ct. at 361 (“Real liberty for all could not exist

under the operation of a principle which recognizes the right of each individual person

to use his own, . . . regardless of the injury that may be done to others.”); Hay, 126

N.C. at 1000, 35 S.E. at 460 (“All government is a necessary evil. It is, however, a

much lesser evil than the intolerable state of things which would exist if there were

no government to bridle the absolute right of every man to do that which seems right

in his own eyes . . . .”); Hutchins, 137 N.C. at 71–72, 49 S.E. at 47 (“That [the

plaintiff’s daughter] cannot safely be vaccinated may make it preferable that she

herself should run the risk of taking the smallpox, but is no reason that the children

of the public school should be exposed to like risk . . . .”). Those public good rationales

are glaringly absent from this case.

Plaintiffs assert a straightforward right to refuse forced, nonmandated medical

treatment, a right that springs from the common-law right to refuse unwanted

touching, see Cruzan, 497 U.S. at 269, 110 S. Ct. at 2846, and falls squarely within

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the boundaries of our constitution’s Law of the Land Clause.7 Accordingly, we do not

apply Jacobson, Hay, and Hutchins. Cf. Calvary Chapel Dayton Valley v. Sisolak, 140

S. Ct. 2603, 2608 (2020) (Kavanaugh, J., dissenting) (“[I]t is a mistake to take

language in Jacobson as the last word on what the Constitution allows public officials

to do during the COVID-19 pandemic. Language in Jacobson must be read in

context . . . .”). We conclude that the Law of the Land Clause protects both a parent’s

right to control her child’s upbringing and the right to bodily integrity, defined as the

right of a competent person to refuse forced and nonmandatory medical treatment.

7 Furthermore, both this Court and the Supreme Court of the United States have

recognized that the government’s use of a needle to make “a compelled physical intrusion
beneath [a person’s] skin and into his veins” is an inherently invasive act warranting
constitutional protection in the context of searches and seizures. Missouri v. McNeely, 569
U.S. 141, 148, 133 S. Ct. 1552, 1558 (2013); see, e.g., State v. Burris, 289 N.C. App. 535, 538,
890 S.E.2d 539, 542 (2023), aff’d, 386 N.C. 600, 906 S.E.2d 465 (2024) (per curiam). The
Supreme Court considers this intrusion so severe that police officers collecting evidence from
suspected drunk drivers must ordinarily obtain a warrant before drawing blood, even though
a warrant is not needed to compel the “significantly less intrusive” alternative of a breath
test. Birchfield v. North Dakota, 579 U.S. 438, 475–76, 136 S. Ct. 2160, 2185 (2016);
see also Mitchell v. Wisconsin, 139 S. Ct. 2525, 2543–44 (2019) (Sotomayor, J., dissenting)
(exploring the rationales behind the Supreme Court’s precedent on this subject).
Of course, the constitutional protection against compelled blood draws is not
equivalent to the constitutional right to refuse medical treatment. But the Supreme Court
frames both around the concept of bodily integrity. Compare McNeely, 569 U.S. at 148, 133
S. Ct. at 1558 (“Such an invasion of bodily integrity implicates an individual’s most personal
and deep-rooted expectations of privacy.” (internal quotation omitted)), with Cruzan, 497
U.S. at 269, 110 S. Ct. at 2846 (“This notion of bodily integrity has been embodied in the
requirement that informed consent is generally required for medical treatment.”). Moreover,
when the Supreme Court first recognized the right to refuse forced intravenous medication,
it cited an early case about warrantless blood draws. See Harper, 494 U.S. at 229, 110 S. Ct.
at 1041 (citing Schmerber v. California, 384 U.S. 757, 772, 86 S. Ct. 1826, 1836–37 (1966)).

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B. Federal Preemption of State Law

Nonetheless, if defendants are correct that Congress fully barred plaintiffs’

claims, the state constitution would have no practical effect on this case’s outcome.

See U.S. Const. art. VI, cl. 2; N.C. Const. art. I, § 5; see also DTH Media Corp. v. Folt,

374 N.C. 292, 306, 841 S.E.2d 251, 261 (2020) (“Generally, if a state law conflicts with

a federal law that regulates the same conduct, the federal law prevails under the

doctrine of preemption.”). We must therefore determine to what extent Congress

preempted state law when it passed the PREP Act. To do so, we consider North

Carolina’s place in this Nation’s federalist system of government.

1. Overview of Federal Preemption and Related Principles

“Federalism was our Nation’s own discovery. The Framers split the atom of

sovereignty. It was the genius of their idea that our citizens would have two political

capacities, one state and one federal, each protected from incursion by the other.”

U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779, 838, 115 S. Ct. 1842, 1872 (1995)

(Kennedy, J., concurring). “It is appropriate to recall these origins, which instruct us

as to the nature of the two different governments created and confirmed by the

[Federal] Constitution.” Id. at 838–39, 115 S. Ct. at 1872.

In 1789, the American people memorialized this power-sharing relationship

upon ratifying the Federal Constitution. The year before ratification, James Madison

explained how the structure would work:

The powers delegated by the proposed Constitution to the
federal government are few and defined. Those which are

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to remain in the State governments are numerous and
indefinite. . . . The powers reserved to the several States
will extend to all the objects which, in the ordinary course
of affairs, concern the lives, liberties, and properties of the
people, and the internal order, improvement, and
prosperity of the State.

The Federalist No. 45, at 289 (James Madison) (Clinton Rossiter ed., 1961); cf. U.S.

Const. amend. X (“The powers not delegated to the United States by the Constitution,

nor prohibited by it to the States, are reserved to the States respectively, or to the

people.”). Thus, under the Federal Constitution, our State often exercises legal

authority beyond the purview of the federal government. This Court, for instance, is

the ultimate interpreter of our state constitution. State v. Tirado, 911 S.E.2d 51, 59

(N.C. 2025).

But North Carolina does not have free rein to ignore the federal government

altogether. The Framers clearly intended federal law to trump conflicting state law,

even state constitutional law. The Supremacy Clause of Article VI to the Federal

Constitution provides, “This Constitution, and the Laws of the United States which

shall be made in Pursuance thereof; . . . shall be the supreme Law of the Land . . . any

Thing in the Constitution or Laws of any state to the Contrary notwithstanding.” U.S.

Const. art. VI, cl. 2; see also N.C. Const. art. I, § 5 (“Every citizen of this State owes

paramount allegiance to the Constitution and government of the United States, and

no law or ordinance of the State in contravention or subversion thereof can have any

binding force.”). Under the Supremacy Clause, Congress may enact laws explicitly or

implicitly preempting state law. See Va. Uranium, Inc. v. Warren, 139 S. Ct. 1894,

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1901 (2019).

Given the strong language the Framers used to emphasize both the sovereignty

of the States and the supremacy of federal law, the Supreme Court of the United

States has grappled with the boundaries of preemption for centuries.

See, e.g., M’Colloch v. Maryland, 17 U.S. (4 Wheat.) 316, 427 (1819); Va. Uranium,

139 S. Ct. at 1900. The Supreme Court’s modern precedent considers congressional

purpose “the ultimate touchstone” in every preemption analysis. Wyeth v. Levine, 555

U.S. 555, 565, 129 S. Ct. 1187, 1194 (2009) (quoting Medtronic, Inc. v. Lohr, 518 U.S.

470, 485, 116 S. Ct. 2240, 2250 (1996)). Importantly, these cases establish a “starting

presumption that Congress does not intend to supplant state law,” N.Y. State Conf.

of Blue Cross & Blue Shield Plans v. Travelers Ins. Co., 514 U.S. 645, 654, 115 S. Ct.

1671, 1676 (1995), and assume “that the historic police powers of the States are not

to be superseded by [a federal statute] unless that was the clear and manifest purpose

of Congress,” Altria Grp., Inc. v. Good, 555 U.S. 70, 77, 129 S. Ct. 538, 543 (2008)

(quoting Rice v. Santa Fe Elevator Corp., 331 U.S. 218, 230, 67 S. Ct. 1146, 1152

(1947)). “That assumption applies with particular force when Congress has legislated

in a field traditionally occupied by the States.” Id.8

8 The dissent proclaims that the Supreme Court’s “more recent precedents clarify that

such presumptions do not apply where the act contains an express preemption clause” and
that prior decisions applying that presumption, like Altria, are “outdated.” To the contrary,
the scope of the lone Supreme Court case the dissent cites, Puerto Rico v. Franklin California
Tax-Free Trust, 579 U.S. 115, 125, 136 S. Ct. 1938, 1946 (2016), is an open question.
See, e.g., Cal. Rest. Ass’n v. City of Berkeley, 89 F.4th 1094, 1108 (9th Cir. 2024) (O’Scannlain,

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In cases of express preemption, like the PREP Act, the inquiry must begin by

“focus[ing] on the plain wording of the clause, which necessarily contains the best

evidence of Congress’[s] pre-emptive intent.” Sprietsma v. Mercury Marine, 537 U.S.

51, 62–63, 123 S. Ct. 518, 526 (2002) (quoting CSX Transp., Inc. v. Easterwood, 507

J., concurring) (“[T]he law [after Franklin] remains troubling and confused—beset by
tensions in Supreme Court precedents, disagreement among the circuits, and important
practical questions still unanswered.”). Franklin did not overrule prior cases applying the
presumption to express preemption cases. Id. at 1110. Nor has the Supreme Court cited
Franklin for that principle in the nearly nine years since its issuance.
Even the circuits that have read Franklin as dispensing altogether with the
presumption in express preemption cases have acknowledged this uncertainty. See, e.g., Air
Evac EMS, Inc. v. Cheatham, 910 F.3d 751, 762 n.1 (4th Cir. 2018) (“The Supreme Court has
made somewhat varying pronouncements on presumptions in express preemption
cases. . . . We think the best course is simply to follow as faithfully as we can the wording of
the express preemption provision, without applying a presumption one way or the other.”);
Dialysis Newco, Inc. v. Cmty. Health Sys. Grp. Health Plan, 938 F.3d 246, 258 (5th Cir. 2019)
(collecting cases and recognizing the circuit split).
When it comes to this case, we find the logic of the Third Circuit compelling:
We disagree with [the defendant]’s assertion that “any
presumption against express preemption no longer exists.” [The
defendant] relies on [Franklin,] a Supreme Court case that
addressed whether the federal Bankruptcy Code’s express
preemption provision preempts a Puerto Rico statute, but that
case did not address preemption of claims invoking historic state
regulation of matters of health and safety, such as the products
liability claims at issue here. As that case does not directly
control here, we leave to the Supreme Court the prerogative of
overruling its own decisions and continue to apply the
presumption against preemption to claims, like those in this
case, that invoke the historic police powers of the States.
Shuker v. Smith & Nephew, PLC, 885 F.3d 760, 771 n.9 (3d Cir. 2018) (citations, quotations,
and alterations omitted); see also Lupian v. Joseph Cory Holdings LLC, 905 F.3d 127, 131,
131 n.5 (3d Cir. 2018); cf. King v. Town of Chapel Hill, 367 N.C. 400, 406, 758 S.E.2d 364,
369 (2014) (recognizing the State’s historic police power “to protect or promote the health,
morals, order, safety, and general welfare of society” (quoting Standley, 362 N.C. at 333, 661
S.E.2d at 731)).

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U.S. 658, 664, 113 S. Ct. 1732, 1737 (1993)). “[W]hen the text of a pre-emption clause

is susceptible of more than one plausible reading, courts ordinarily accept the reading

that disfavors pre-emption.” Altria, 555 U.S. at 77, 129 S. Ct. at 543 (internal

citations omitted). “[T]here is no factual basis for [assuming] . . . that every policy

seemingly consistent with federal statutory text has necessarily been authorized by

Congress and warrants pre-emptive effect.” Wyeth, 555 U.S. at 602, 129 S. Ct. at 1216

(Thomas, J., concurring in judgment). “Instead, our federal system in general, and

the Supremacy Clause in particular, accords pre-emptive effect to only those policies

that are actually authorized by and effectuated through the statutory text.” Id.

2. Application to the PREP Act

With these interpretative principles in mind, we consider whether the PREP

Act preempts claims brought under our state constitution. As explained at the outset

of our opinion, Congress passed the PREP Act to expedite the development,

distribution, and administration of responsive measures to ongoing public health

emergencies as defined by the contours of the HHS Secretary’s emergency

declaration. See Hudak, 58 F.4th at 849; 42 U.S.C. § 247d-6d(b)(1) (“[T]he Secretary

may make a declaration . . . stating that [the immunity] is in effect with respect to the

activities so recommended.” (emphasis added)); Saldana, 27 F.4th at 687 (explaining

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that the Secretary “controls the scope” of the PREP Act’s immunity).9

The PREP Act’s immunity provision reads:

Subject to the other provisions of this section, a
covered person shall be immune from suit and liability
under Federal and State law with respect to all claims for
loss caused by, arising out of, relating to, or resulting from
the administration to or the use by an individual of a
covered countermeasure . . . .

42 U.S.C. § 247d-6d(a)(1). Thus, there are essentially four elements to the PREP Act’s

immunity: (1) a covered person, (2) a claim for loss, (3) the administration or use of a

covered countermeasure, and (4) a causal relationship between the administration or

9 The emergency declaration here strongly implies—if not outright requires—that
immunity only apply to situations in which the covered persons attempted to comply with
the law:
I[, HHS Secretary Azar,] have determined that liability
immunity is afforded to Covered Persons only for Recommended
Activities involving Covered Countermeasures that are related to:
(a) Present or future federal contracts, cooperative agreements,
grants, other transactions, interagency agreements,
memoranda of understanding, or other federal agreements;
or
(b) Activities authorized in accordance with the public health
and medical response of the Authority Having Jurisdiction to
prescribe, administer, deliver, distribute or dispense the
Covered Countermeasures following a Declaration of an
emergency.
As used in this Declaration . . . [t]he Authority Having
Jurisdiction means the public agency or its delegate that has
legal responsibility and authority for responding to an incident,
based on political or geographical (e.g., city, county, tribal, state,
or federal boundary lines) or functional (e.g., law enforcement,
public health) range or sphere of authority.
Secretary’s Declaration at 15202 (emphases added); see also id. at 15201 (defining
“Recommended Activities” as “the manufacture, testing, development, distribution,
administration, and use of the Covered Countermeasure”).

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use of the covered countermeasure and the claim for loss. See Kevin J. Hickey, Cong.

Rsch. Serv., LSB10443, The PREP Act and COVID-19, Part 1: Statutory Authority to

Limit Liability for Medical Countermeasures 2–3 [hereinafter The PREP Act and

COVID-19]. Plaintiffs dispute at least two of these elements here. First, is the

administration or use of covered countermeasures in a manner that violates

fundamental constitutional rights subject to the PREP Act’s protections? And second,

are plaintiffs’ claims properly considered claims “for loss”?

a. Immunization of Unconstitutional Conduct

As an initial matter, the ambiguity of the PREP Act’s language requires us to

consider whether Congress intended to include even unconstitutional conduct within

the immunity’s broad scope. Defendants ask us to adopt this literal reading.

Plaintiffs, on the other hand, contend that Congress could not have intended to

immunize—indeed, even incentivize—unconstitutional conduct.

We agree with plaintiffs. The literalist interpretation defendants urge us to

adopt today defies even the broad scope of the statutory text. Under this view,

Congress gave carte blanche to any willful misconduct related to the administration

of a covered countermeasure, including the State’s deliberate violation of

fundamental constitutional rights, so long as it fell short of causing “death or serious

physical injury.” See 42 U.S.C. § 247d 6d(d)(1) (“[T]he sole exception to the

immunity . . . shall be for an exclusive Federal cause of action against a covered

person for death or serious physical injury proximately caused by willful

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misconduct.”). The ramifications of this approach are deeply repugnant to our

constitutional traditions and the history of this State and Nation. Defendants’

interpretation would permit a state actor to vaccinate an unconscious patient, or a

public school nurse to deliberately exaggerate the efficacy of a medical treatment to

secure a parent’s “consent.” According to this literalist reading, both scenarios would

be covered because neither led to death or serious physical injury. The fundamental

and paramount constitutional rights to bodily integrity and parental control would

be discarded without second thought. That simply cannot be what Congress intended.

Nor could it have been the goal of the HHS Secretary, whose emergency declaration

repeatedly predicated immunity on lawful, voluntary conduct. See Secretary’s

Declaration at 15202 (“I have also determined that, for governmental program

planners only, liability immunity is afforded only to the extent such program

planners obtain Covered Countermeasures through voluntary means . . . .”);

see also id. (conditioning liability immunity for program planners and qualified

persons on their “reasonabl[e] belie[f]” that the recipient was in the geographic area

covered by the declaration).

It is similarly unconvincing to insist that the PREP Act merely displaces the

remedy for a constitutional violation, as opposed to destroying the underlying right.

As this Court has repeated for decades: “Where there is a right, there is a remedy.

This is a foundational principle of every common law legal system, including ours.”

Washington v. Cline, 385 N.C. 824, 825, 898 S.E.2d 667, 668 (2024); see also Von

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Glahn v. Harris, 73 N.C. 323, 332 (1875) (calling this a “time-honored maxim”).

Constitutional rights and constitutional remedies are inseparable. The judiciary has

a sacred duty to ensure it stays that way. See Corum, 330 N.C. at 783, 413 S.E.2d at

290 (“It is the state judiciary that has the responsibility to protect the state

constitutional rights of the citizens; this obligation to protect the fundamental rights

of individuals is as old as the State.”).

Textual interpretation seeks to give statutes their plain and ordinary meaning.

Literalism is not proper textual analysis; we must reject readings that defy our

common sense. See, e.g., Biden v. Nebraska, 143 S. Ct. 2355, 2379 (2023) (Barrett, J.,

concurring) (“Context also includes common sense, which is another thing that ‘goes

without saying.’ Case reporters and casebooks brim with illustrations of why

literalism—the antithesis of context-driven interpretation—falls short.”).

Consider an example from our state constitution: Article I, Section 18 states

in part that “[a]ll courts shall be open.” N.C. Const. art I, § 18. Does this provision

require that the courts operate twenty-four hours a day, seven days a week, and 365

days a year? Does it prohibit courts from closing during severe winter storms? Does

it grant litigants an unconditional right to file, argue, and appeal frivolous claims? Of

course not. Instead, we construe the provision’s words in a manner that effectuates

their plain purpose: to ensure that North Carolinians always have a forum to seek

justice under the law. John V. Orth & Paul Martin Newby, The North Carolina State

Constitution 65–66 (2d ed. 2013) [hereinafter State Constitution] (“Justice would be

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available to all who were injured; to this end, the courts would be ‘open.’ The word

meant not that the judges would sit round-the-clock or that every spectator would

always be welcome, but that legal remedies would not be withheld.”).

We must do the same with the PREP Act. Its plain text, like Article I, Section

18, is extremely broad. But it is not unlimited. “In [a preemption analysis], as in any

field of statutory interpretation, it is our duty to respect not only what Congress wrote

but, as importantly, what it didn’t write.” Va. Uranium, 139 S. Ct. at 1900. We do not

believe that the PREP Act intended to effectively erase deeply engrained and

fundamental constitutional rights.

b. “All Claims for Loss”

Nevertheless, it is unnecessary to fully develop the foregoing point because

plaintiffs have a second convincing argument: that their state constitutional claims

are not “claims for loss.”10 Again, we agree.

We presume that when the legislature enacts a statute, it intentionally

includes and gives meaning to every word therein. See State v. Geter, 383 N.C. 484,

10 A few days after oral argument in this case, the District of Utah issued an in-depth

opinion considering the kinds of claims that satisfy the PREP Act’s causal relationship
element. Dressen v. AstraZeneca AB, No. 2:24-CV-00337, slip op. at 6–27 (D. Utah Nov. 4,
2024). The court held that the text of the PREP Act did not support extending the immunity
to contract claims because contract claims, unlike tort claims, are not “causally related to the
[PREP Act’s] specified set of immunized activities.” Id. at 15. Plaintiffs subsequently filed a
memorandum of additional authority with this Court, citing Dressen. Because we hold that
state constitutional claims are not “claims for loss,” however, we do not address whether
plaintiffs’ claims “relat[e] to” the administration or use of a covered countermeasure. See 42
U.S.C. § 247d-6d(a)(1).

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491, 881 S.E.2d 209, 214 (2022) (explaining the canon against surplusage);

accord Pulsifer v. United States, 144 S. Ct. 718, 731–32 (2024). Although Congress

could have applied the immunity to “all claims,” it instead limited immunity to “all

claims for loss.” 42 U.S.C. § 247d 6d(a)(1) (emphasis added). That choice implies the

existence of some subset of claims outside the immunity’s reach because they are not

“for loss.”

The question therefore becomes what “loss” means. In paragraph (a)(2),

entitled “Scope of Claims for Loss,” the PREP Act itself gives the following definition:

For purposes of this section, the term “loss” means any type
of loss, including—

(i) death;
(ii) physical, mental, or emotional injury,
illness, disability, or condition;
(iii) fear of physical, mental, or emotional
injury, illness, disability, or condition,
including any need for medical
monitoring; and
(iv) loss of or damage to property, including
business interruption loss.

Each of clauses (i) through (iv) applies without regard to
the date of the occurrence, presentation, or discovery of the
loss described in the clause.

Id. § 247d-6d(a)(2)(A). Immediately after this definition, the statute explains that:

[t]he immunity . . . applies to any claim for loss that has a
causal relationship with the administration to or use by an
individual of a covered countermeasure, including a causal
relationship with the design, development, clinical testing
or investigation, manufacture, labeling, distribution,
formulation, packaging, marketing, promotion, sale,
purchase, donation, dispensing, prescribing,

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administration, licensing, or use of such countermeasure.

Id. § 247(d)-6d(a)(2)(B).

“When Congress takes the trouble to define the terms it uses, a court must

respect its definitions as ‘virtually conclusive.’ ” Dep’t of Agric. Rural Dev. Rural Hous.

Serv. v. Kirtz, 144 S. Ct. 457, 472 (2024) (quoting Sturgeon v. Frost, 587 U.S. 28, 56,

139 S. Ct. 1066, 1086 (2019)). Whereas we would normally look to the plain meaning

of “loss” to understand how the legislature intended it, see, e.g., N.C. Farm Bureau

Mut. Ins. Co., Inc. v. Hebert, 385 N.C. 705, 711, 898 S.E.2d 718, 724 (2024), we may

not ignore the PREP Act’s definition “merely because it ‘varies from [the] term’s

ordinary meaning,’ ” Kirtz, 144 S. Ct. at 472 (alteration in original) (quoting Digital

Realty Tr., Inc. v. Somers, 583 U.S. 149, 160, 138 S. Ct. 767, 776 (2018));

accord Sturdivant v. N.C. Dep’t of Pub. Safety, 909 S.E.2d 483, 490 (N.C. 2024) (“[I]t

would be quite abnormal for the General Assembly to define a term and then decline

to use that definition . . . . Doing so undermines the very reason that the General

Assembly would add a statutory definition in the first place.”). The PREP Act’s

definition controls, even if it conflicts with how we might ordinarily understand “loss.”

Here the first part of the statutory definition, “the term ‘loss’ means any type

of loss,” is circular and thus unhelpful. Fortunately, the second part of the definition

provides four examples of losses that tease out the word’s meaning. We therefore

begin with the second part of the definition and work backwards: first using the

examples to understand “loss,” then applying that understanding to interpret “any

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type of loss.”

Examples help limit the scope of words that might otherwise be subject to a

wider interpretation. See Begay v. United States, 553 U.S. 137, 142, 128 S. Ct. 1581,

1585 (2008) (“If Congress . . . meant the statute to be all encompassing, it is hard to

see why it would have needed to include the examples at all.”), abrogated on other

grounds by Johnson v. United States, 576 U.S. 591, 135 S. Ct. 2551 (2015); cf. Pulsifer,

144 S. Ct. at 731–32 (explaining that the canon against surplusage “applies with

special force” if ignoring it would “render[ ] an entire subparagraph meaningless”

(alteration and quotation omitted)). The Supreme Court of the United States recently

used a football analogy to explain this concept:

[A] football league might adopt a rule that players must not
“grab, twist, or pull a facemask, helmet, or other equipment
with the intent to injure a player, or otherwise attack,
assault, or harm any player.” If a linebacker shouts insults
at the quarterback and hurts his feelings, has the
linebacker nonetheless followed the rule? Of course he has.
The examples of prohibited actions all concern dangerous
physical conduct that might inflict bodily harm; trash talk
is simply not of that kind.

Fischer v. United States, 144 S. Ct. 2176, 2184 (2024).

The above reasoning aligns with a pair of related canons of statutory

construction. First, noscitur a sociis provides that a word is better understood by

considering the meanings of neighboring words. Id. at 2183–84. And second, ejusdem

generis provides that “a general or collective term at the end of a list of specific items

is typically controlled and defined by reference to the specific classes that precede

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it.”11 Id. at 2184 (internal quotation marks and ellipses omitted). Together, these

interpretative canons “track the common sense intuition that Congress would not

ordinarily introduce a general term that renders meaningless the specific text that

accompanies it.” Id.

When we apply that logic to the PREP Act’s examples of loss—e.g., death,

physical injury, and property damage—we conclude that each example is of the

measurable and compensable type ordinarily associated with tort law.

See, e.g., Radiator Specialty Co. v. Arrowood Indem. Co., 383 N.C. 387, 407, 881

S.E.2d 597, 610–11 (2022) (using “loss” to refer to “property damage or bodily injury”

(quoting Thomas M. Jones & Jon D. Hurwitz, An Introduction to Insurance Allocation

Issues in Multiple-Trigger Cases, 10 Vill. Envt’l L.J. 25, 37–38 (1999))); Carey v.

Piphus, 435 U.S. 247, 257–58, 98 S. Ct. 1042, 1049–50 (1978) (discussing how the

common law of torts assigns monetary value to injuries); Loss, Black’s Law Dictionary

(12th ed. 2024) (defining “loss” as a “disappearance or diminution of value”). The “sole

exception” to the PREP Act’s immunity, “an exclusive[ly] Federal cause of action

11 Courts typically limit ejusdem generis to sequences in which a general catch-all term

follows specific examples. See Antonin Scalia & Bryan A. Garner, Reading Law: The
Interpretation of Legal Texts 203–05 (2012). In the PREP Act’s case, however, the general
term “loss” comes before the specific examples. Nonetheless, we apply the canon here in light
of the Supreme Court’s frequent warnings against construing a statute’s preemptive reach
too liberally. See, e.g., Altria, 555 U.S. at 76, 129 S. Ct. at 543; cf. Geier v. Am. Honda Motor
Co., 529 U.S. 861, 868, 120 S. Ct. 1913, 1918 (2000) (“We have found no convincing indication
that Congress wanted to pre-empt, not only state statutes and regulations, but also
common-law tort actions, in such circumstances. Hence the broad reading cannot be
correct.”).

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against a covered person for death or serious physical injury proximately caused by

willful misconduct,” further confirms that Congress viewed the immunity through a

tort law lens, see 42 U.S.C. § 247d-6d(d)(1), as do the myriad examples of the

immunity’s scope, see id. § 247(d)-6d(a)(2)(B) (applying the immunity to claims for

loss causally related to the “design, development, clinical testing or investigation,

manufacture, labeling, distribution, formulation, packaging, marketing, promotion,

sale, purchase, donation, dispensing, prescribing, administration, licensing, or use of”

a covered countermeasure).

This limitation becomes even clearer upon considering the sentence

immediately following the four tort-like examples: “Each of clauses (i) through (iv)

applies without regard to the date of the occurrence, presentation, or discovery of the

loss described in the clause.” Id. § 247(d)-6d(a)(2)(A). It would be highly unusual to

give a non-exhaustive list of examples of covered claims but then provide additional

protection only to those supposedly illustrative examples. Given the tort-like

examples and the subsequent sentence about the statutory scope, it makes more

sense to interpret “all claims for loss” as all claims for tort loss—notwithstanding the

apparently broad sweep of the word “including.” Cf. Samantar v. Yousuf, 560 U.S.

305, 317, 130 S. Ct. 2278, 2287 (2010) (“[The u]se of the word ‘include’ can signal that

the list that follows is meant to be illustrative . . . . But even if the list [here] is merely

illustrative, it still suggests that ‘foreign state’ does not encompass [individuals],

because the types of defendants listed are all entities.”).

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Loss under tort law, though serious in its own right, is not equivalent to loss

in the constitutional sense. Tort law protects the people from each other under a

system of sometimes arbitrary rules created by judges over a span of centuries.

See Carey, 435 U.S. at 257–58, 98 S. Ct. at 1049–50. In contrast, the state constitution

protects the people from their government, Corum, 330 N.C. at 782–83, 413 S.E.2d at

289–90, according to an order of natural rights far older than the document itself,

State Constitution at 45 (“The drafters cautiously refer to the rights being ‘defined

and affirmed,’ rather than created or conferred; the constitution, in other words,

safeguards preexisting human rights, traceable . . . to the divinely ordained order of

things.” (quoting N.C. Const. pmbl.)). Indeed, as we detailed at length earlier in this

opinion, the seriousness of a run-of-the-mill battery claim pales in comparison to the

State’s deliberate deprivation of one’s fundamental constitutional liberties.

Because ordinary tort loss is distinct from constitutional loss, the tort-based

examples included in the PREP Act suggest that Congress did not intend for the

immunity to block state constitutional claims. See Begay, 553 U.S. at 142, 128 S. Ct.

at 1585. Therefore, when the statute defines loss as “any type of loss,” it means any

type of tortious injury: physical injury, property damage, loss of use, and so on.

Although that definition encompasses plaintiffs’ battery claim, it does not cover their

claims under the state constitution. The Court of Appeals erred in holding otherwise.

3. Preemption of State Family Law

The Supreme Court’s historic reluctance to tamper with state family law

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further supports our conclusion that the PREP Act does not preempt plaintiffs’ state

constitutional claims predicated on Happel’s right to control Smith’s upbringing. The

parental right to control the upbringing of one's child lies directly at the intersection

of constitutional law and family law, and family law is “an area that has long been

regarded as a virtually exclusive province of the States.” Sosna v. Iowa, 419 U.S. 393,

404, 95 S. Ct. 553, 559 (1975); see also Haaland v. Brackeen, 599 U.S. 255, 378, 143

S. Ct. 1609, 1687 (2023) (Alito, J., dissenting) (“No one denies that the States, at the

time of the adoption of the Constitution, possessed full power over ordinary family

relations; and the Constitution delegated no authority to the Government of the

United States in this area.” (quotations omitted)).

In line with that history, the Supreme Court has explained its approach to

family law preemption as follows:

We have consistently recognized that the whole subject of the domestic
relations of husband and wife, parent and child, belongs to the laws of
the States and not to the laws of the United States. On the rare occasion
when state family law has come into conflict with a federal statute, this
Court has limited review under the Supremacy Clause to a
determination [of] whether Congress has positively required by direct
enactment that state law be pre-empted.

Rose v. Rose, 481 U.S. 619, 625, 107 S. Ct. 2029, 2033 (1987) (emphases added)

(internal punctuation and citations omitted). State family law “must do major

damage to clear and substantial federal interests” before it may be preempted. Id. As

plaintiffs point out, shortly before Smith’s vaccination, our General Assembly enacted

legislation recognizing a parent’s right to control whether her child received a vaccine

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under emergency use authorization.12 Before medical providers may administer that

kind of treatment, state law requires them to obtain written parental consent.

See N.C.G.S. § 90-21.5(a1) (2023). By enacting the statute, the General Assembly

directly exercised this State’s “virtually exclusive” authority to regulate domestic

relations. See Sosna, 419 U.S. at 404, 95 S. Ct. at 559.

It is difficult to see how our State’s parental consent statute “do[es] major

damage” to the “clear and substantial federal interests” contained in the PREP Act.

See Rose, 481 U.S. at 625, 107 S. Ct. at 2033–34. Although the PREP Act clearly

preempts tort law, its application to other areas of the law is at best speculative.

See The PREP Act and COVID-19 at 2 (“This language [about loss] seemingly

includes, at a minimum, most state law tort, medical malpractice, and wrongful death

claims arising from the administration of covered countermeasures.”); Dressen, slip

op. at 19–23 (denying vaccine manufacturer’s motion to dismiss breach-of-contract

case because the PREP Act’s text was limited to “tort-like claims”); Leonard v. Ala.

State Bd. of Pharmacy, 61 F.4th 902, 915 (11th Cir. 2023) (“With the text of the [PREP

Act] pulling in one direction and Congress’s purpose arguably pulling in the other, ‘it

is not absolutely clear to us, i.e., facially conclusive’ that we should resolve this

tension in favor of finding preemption [of an administrative claim].” (quoting Hughes

12 An Act to Authorize Immunizing Pharmacists to Dispense, Deliver, and Administer
Certain Treatment and Medications and to Require Parental Consent for Administration of
Vaccines Under an Emergency Use Authorization to a Minor, S.L. 2021 110, § 9, 2021 N.C.
Sess. Laws 416, 419 (codified as amended at N.C.G.S. § 90-21.5(a1) (2023)).

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v. Att’y Gen. of Fla., 377 F.3d 1258, 1271 (11th Cir. 2004))).13

Indeed, the HHS Secretary’s declaration, which “controls the scope of the

immunity . . . within the confines of the PREP Act,” Maglioli v. All. HC Holdings LLC,

16 F.4th 393, 401 (3d Cir. 2021), only provided tort-like examples of covered claims,

see Secretary’s Declaration at 15200 (“[T]he Act precludes, for example, liability

claims alleging negligence by a manufacturer in creating a vaccine, or negligence by

a health care provider in prescribing the wrong dose” or “a slip-and-fall injury or

vehicle collision by a recipient receiving a countermeasure . . . .”). Nothing in the

PREP Act “positively requires” state family law’s preemption, Rose, 481 U.S. at 625,

107 S. Ct. at 2033, nor is there any evidence in the statute or declaration that the

federal government intended to invade this “virtually exclusive province of the

States,” Sosna, 419 U.S. at 404, 95 S. Ct. at 559. That failure provides even more

reason to conclude that Congress did not intend to preempt the state constitutional

13 The Eleventh Circuit’s opinion in Leonard addressed the clarity of the PREP Act as

it related to Younger abstention, another federal jurisdictional doctrine not at issue in this
case. That court’s Younger abstention caselaw allows it to interfere with state court
proceedings in “only the clearest of federal preemption claims.” Leonard, 61 F.4th at 913
(quoting Hughes, 377 F.3d at 1265). But regardless of the precise reason for the court’s
evaluation of the PREP Act’s preemptive clarity, its ultimate conclusion—that the PREP Act
only clearly preempts tort claims—is relevant here to support our conclusion that the Act
does not demonstrate a clear and substantial interest in preempting state family law. See id.
at 915 (“[T]he few cases to have addressed PREP Act preemption have generally concluded
that state tort law is preempted with respect to the administration of covered
countermeasures.” (citing Parker, 954 N.Y.S.2d 259)).

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claims plaintiffs bring in this case.14

C. Precedents from Other Jurisdictions

Defendants point to several cases from other jurisdictions that they believe to

be on point here and support dismissal. These decisions include the trio of cases cited

by the Court of Appeals—Parker, Cowen, and M.T.—as well as the Vermont Supreme

Court’s ruling in Politella v. Windham Southeast School District, issued in between

the Court of Appeals’ decision and oral argument at this Court. Defendants also cite

Maney v. Brown, in which the Ninth Circuit held that federal constitutional claims

brought under 42 U.S.C. § 1983 were claims “for loss” under the PREP Act. 91 F.4th

1296, 1303 (9th Cir. 2024). None of the cited cases persuade us that the PREP Act

preempts claims brought under our state constitution.

1. Parker, Cowen, and M.T.

First, we consider each of the decisions cited by the Court of Appeals

14 Even in the rare instances where the Supreme Court has held that Congress validly

preempted family law, the statutes in question regulated either “the economic aspects of
domestic relations” or the welfare of Indian children. See Haaland, 143 S. Ct. at 1630
(collecting cases); see also id. at 1687 (Alito, J., dissenting) (“[Until Haaland, the Supreme
Court had] never held that Congress under any of its enumerated powers may regulate the
very nature of [domestic] relations . . . . Nor could we and remain faithful to our founding.”).
Those caveats do not apply here. In Haaland, the Supreme Court upheld the
constitutionality of the Indian Child Welfare Act, a federal law requiring state family courts
“to place an Indian child with an Indian caretaker, if one is available.” Id. at 1622. While the
plaintiffs there made several constitutional arguments, including one based on the Supreme
Court’s traditional reluctance to find family law preempted, Haaland’s reasoning primarily
focused on Congress’s plenary authority to regulate Indian affairs. See id. at 1627 (collecting
cases); see also U.S. Const. art. I, § 8, cl. 3. The Supreme Court did, however, note that “the
Constitution does not erect a firewall around family law.” Haaland, 143 S. Ct. at 1630.

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meaningfully distinguishable from the instant case. The plaintiffs in Parker and

Cowen, for instance, did not bring constitutional claims. Instead, they only brought

tort claims that fit comfortably within the PREP Act’s tort-based examples of loss.

See Parker, 954 N.Y.S.2d at 260–61 (bringing state law claims for negligence and

battery); Cowen, slip op. at 3 (bringing state law claims for negligence and vicarious

liability).

Similarly, while the plaintiff in M.T. alleged a violation of her parental rights,

she did not raise a constitutional issue, nor did the court there consider one. M.T.,

528 P.3d at 1084 (“Because this case can be decided on the text of the Act and [the

plaintiff] never advanced any constitutional claim, we adhere to the long-standing

doctrine of judicial self-restraint known as constitutional avoidance.”). Moreover, the

minor in M.T., unlike Smith, wanted to be vaccinated. Id. at 1071. Defendants

particularly stress one sentence from M.T.: “In other words, [immunity from] ‘all

claims’ means all claims, not ‘all claims except for those based on a violation of a

fundamental right.’ ” Id. at 1083. As discussed above, however, the PREP Act does

not cover “all claims.” It covers “all claims for loss.” In sum, these three cases do not

support dismissal of plaintiffs’ constitutional claims here.

2. Politella

Nor do we believe the Vermont Supreme Court’s decision in Politella to be on

point. That case, like this one, involved a lawsuit brought by the parents of a child

whose school vaccinated him against the parents’ will. Politella, 325 A.3d at 92. The

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plaintiffs asserted various tort claims against their son’s school district and later

added a state constitutional claim in an amended complaint. Id. In holding that the

PREP Act completely immunized the defendants, the court did not distinguish the

plaintiffs’ constitutional claim from their other state law claims. See id. at 97–98. As

justification, the court summarily cited the PREP Act’s preemption provision and the

decisions of “[o]ther state courts faced with similar facts”—specifically, M.T., Parker,

and our Court of Appeals’ Happel opinion. See id. at 98. But as previously noted, M.T.

and Parker do not apply here because they did not consider constitutional claims. And

given our de novo standard of review, we afford no independent weight to the opinion

of our Court of Appeals. Defendants’ reliance on Politella is misplaced.

3. Maney

Finally, we are unpersuaded by the Ninth Circuit’s decision in Maney for

several reasons. First, and perhaps most importantly, Maney did not address

preemption of state law. The plaintiffs there brought federal constitutional claims via

a federal procedural vehicle, section 1983,15 and the defendants asserted immunity

under another federal statute, the PREP Act. Maney, 91 F.4th at 1302.

“Congress . . . may specifically foreclose a remedy under [section] 1983,” id.

(alteration and quotation omitted), much like it can preempt state law. But courts

15 Section 1983 permits a plaintiff whose federal constitutional rights have been
harmed by a person acting “under color of” state law to hold that person liable “in an action
at law, suit in equity, or other proper proceeding for redress . . . .” 42 U.S.C. § 1983. “The law
regarding the interpretation of [s]ection 1983 is labyrinthine,” as this Court once noted.
Corum, 330 N.C. at 770, 413 S.E.2d at 282.

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analyze these actions differently. See id. (discussing how courts determine whether

“Congress intended to preclude reliance on [section] 1983 as a remedy for the

deprivation of a federally secured right” (emphasis added) (quoting Price v. City of

Stockton, 390 F.3d 1105, 1114 (9th Cir. 2004))). Because Congress enacted both

section 1983 and the PREP Act, the latter statute can restrict the former without

raising preemption concerns.

The same is not true of this case. This Court has explained that our state

constitution confers a direct cause of action to remedy constitutional harms. Corum,

330 N.C. at 782, 413 S.E.2d at 289. North Carolinians seeking to vindicate their state

constitutional rights do not need to rely on a procedural mechanism like section 1983

to enter the courthouse doors; if state law does not already provide an “adequate

remedy” for a constitutional violation, the judicial branch will use its “inherent

constitutional power” to fashion one. Id. at 784–85, 413 S.E.2d at 291; see also N.C.

Const. art. IV (describing the judicial power). Indeed, we have explicitly noted that

Corum claims are “not [the] state law equivalent of [section] 1983” in numerous

respects. Washington, 385 N.C. at 830, 898 S.E.2d at 672. “Simply put, Corum is the

embodiment of ‘where there is a right, there is a remedy.’ . . . [It] creates a common

law cause of action.” Id.

Moreover, Maney couched its reasoning and conclusion in less-than-definite

terms. It first noted that the PREP Act covers “all claims for loss,” Maney, 91 F.4th

at 1302, and then asserted that “[t]he use of ‘all’ indicates a sweeping statutory

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reach,” id. (quoting AK Futures LLC v. Boyd St. Distro, LLC, 35 F.4th 682, 690–91

(9th Cir. 2022)). Its language, however, became progressively less forceful: “Of course,

the PREP Act limits the scope of covered claims to those related to the administration

or use of covered countermeasures. But that limitation does not categorically exclude

constitutional claims.” Id. at 1302–03 (emphasis added). The opinion then stated that

the PREP Act’s one exception to immunity—the exclusive federal cause of action in

section 247d-6d(a)—“may provide a remedy for [federal] constitutional claims that

involve willful misconduct, as defined by the Act. But that exception does not

categorically exempt federal constitutional claims from the Act’s protection.” Id. at

1303 (emphases added).

This Court understands the statute’s lack of a categorical exemption for

constitutional claims to mean something much different, and Maney is far from a

definitive rejection of this Court’s theory. The PREP Act’s inclusion of the words “for

loss” must be given meaning; the plain text of the statute leads us to conclude that

Congress did not intend to preempt state constitutional claims.

III. Conclusion

We hold that the plain text of the PREP Act does not bar claims brought under

our state constitution. On remand, the Court of Appeals should decide the remaining

state constitutional issues raised by the parties in their briefs to that court. These

questions include whether plaintiffs’ complaint sufficiently alleged that defendant

ONSMS was a state actor and whether plaintiffs have an adequate state remedy

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available for their constitutional claims. See generally Corum, 330 N.C. 761, 413

S.E.2d 276; see also, e.g., Craig ex rel. Craig v. New Hanover Cnty. Bd. of Educ., 363

N.C. 334, 340, 678 S.E.2d 351, 355 (2009); Deminski, 377 N.C. at 413, 858 S.E.2d at

793; Washington, 385 N.C. at 829–30, 898 S.E.2d at 671–72; Kinsley, 904 S.E.2d at

729–30.

“The [state] constitution is our foundational social contract and an agreement

among the people regarding fundamental principles.” Harper, 384 N.C. at 297, 886

S.E.2d at 398. “The people speak through the express language of their state

constitution . . . .” Id. In Article I, Section 18 of their state constitution, the people

declared, “All courts shall be open; every person for an injury done him in his lands,

goods, person, or reputation shall have remedy by due course of law; and right and

justice shall be administered without favor, denial, or delay.” N.C. Const. art. I, § 18.

The express language of this provision unambiguously demands that we allow

plaintiffs to seek constitutional remedies here. We lack evidence of the clear and

manifest congressional intent that would require us to do otherwise.

The decision of the Court of Appeals is affirmed with respect to plaintiffs’

battery claim, reversed with respect to their state constitutional claims, and

remanded for further proceedings consistent with this opinion.

AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.

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Berger, J., concurring

Justice BERGER concurring.

I concur fully in the majority opinion as “forced medication [is] a battery, and

the[re is a] long legal tradition protecting the decision to refuse unwanted medical

treatment.” Washington v. Glucksberg, 521 U.S. 702, 703 (1997). That legal tradition

is rooted in the Lockean notion of self-ownership – that bodily autonomy is the height

of personal freedom and fundamental property rights, provided however that your

actions do not harm others. See John Locke, Two Treatises of Government (each

individual “has a Property in his own Person. This no Body has any Right to but

himself.”).

I write separately to note that the sweeping grant of immunity in the PREP

Act seems contrary to this basic understanding. The government’s reading of the Act

appears to override state consent laws such that intentional torts may be cloaked

with immunity when the harm inflicted falls short of death or serious physical injury.

See 42 U.S.C. § 247d-6d(d)(1). But shouldn’t immunity under the PREP Act be

predicated on a lawful administration of a covered countermeasure?

Consider the following: you’re waiting for your morning coffee at the local café.

While standing with other customers, a healthcare official authorized to administer

a covered countermeasure walks in and injects everyone in the coffee shop without

asking or otherwise obtaining consent. All have been the victim of a battery. But

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under the government’s reading of the PREP Act, unless death or serious physical

injury results, the healthcare worker has blanket immunity for these intentional acts.

Common sense tells us that although the grant of immunity under the Act is

broad, it is not limitless. The statute on its face appears to encourage beneficial

conduct. However, the PREP Act could be understood as immunizing forcible

administration of medication similar to the scenario described above, if not worse.

Given the fundamental principles articulated by Locke and echoed in Glucksberg, it

is difficult to concede that the PREP Act confers immunity for outright wrongful acts.

Justice BARRINGER joins in this concurring opinion.

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Justice RIGGS dissenting.

Self-described textualists and originalists have historically professed to avoid

“turn[ing] somersaults” to reach particular interpretations of the written law. Riegel

v. Medtronic, Inc., 552 U.S. 312, 325 (2008). The majority here should abandon any

such pretense; through a series of dizzying inversions, it explicitly rewrites an

unambiguous statute to exclude state constitutional claims from the broad and

inclusive immunity “from suit and liability under Federal and State law with respect

to all claims for loss” established by the Public Readiness and Emergency

Preparedness Act (PREP Act). 42 U.S.C. § 247d-6d(a)(1). The majority also

recognizes two implied fundamental state constitutional rights—one arbitrarily

defined without any apparent principle—a right to bodily integrity divorced from

bodily autonomy—and the other defined in principle but applied arbitrarily—the

right of parents to direct the raising of their children. So, while I agree that the

constitution protects rights to bodily integrity and those of parents to care for their

children, I cannot concur in their articulation here. Because I find both the PREP Act

and constitutional analyses fundamentally unsound, I respectfully dissent.

In the first of many backflips, the majority starts by assuming—and then,

questionably, by announcing—the existence of two unenumerated state

constitutional rights before turning to the question of whether the PREP Act

establishes immunity from claims under Corum v. Univ. of N.C., 330 N.C. 761 (1992).

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See majority supra Section II (starting its substantive analysis by “assum[ing]

without deciding that plaintiffs present adequate ‘Corum claims’ for violations of

their constitutional rights” before explicitly recognizing two such constitutional

rights, detailing their contours, and proceeding to exempt them from immunity under

the PREP Act). I will begin where the majority should have started: first addressing

whether the PREP Act immunizes defendants from the “suit and liability” asserted

in this case. 42 U.S.C. § 247d-6d(a)(1); see majority supra Section II.B. (recognizing

that “if defendants are correct that Congress fully barred plaintiffs’ claims, the state

constitution would have no practical effect on this case’s outcome.”). And, because I

believe that the PREP Act does so immunize the defendants, the analysis would

ordinarily stop there. See, e.g., Anderson v. Assimos, 356 N.C. 415, 416 (2002) (“[T]he

courts of this State will avoid constitutional questions, even if properly presented,

where a case may be resolved on other grounds.”). But, because the majority

erroneously decides that question and goes further to resolve these constitutional

issues, I will then explain my disagreement with its treatment of those rights.

I. PREP Act Applicability

I agree with the majority that “congressional purpose [is] ‘the ultimate

touchstone’” in determining whether the PREP Act’s grant of immunities is intended

to preclude state constitutional claims. See Cipollone v. Liggett Group, Inc., 505 U.S.

504, 545 (1992) (Scalia, J., concurring in the judgment in part and dissenting in part)

(“The ultimate question in each [pre-emption] case, as we have framed the inquiry, is

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one of Congress’s intent, as revealed by the text, structure, purposes, and subject

matter of the statutes involved.” (citations omitted)). Shockingly absent from the

majority opinion’s interpretive analysis, however, is any substantive engagement

with what the PREP Act was intended to achieve or accomplish and, between its

prefatory praise of implied constitutional rights and the genius of federalism,1 one

might come away from that opinion with the impression that Congress’s primary

concern was with protecting state constitutional rights from federal intrusion. This,

however, is manifestly not the case.

A. The PREP Act’s Purposes and Full Context

The 109th Congress and the George W. Bush administration had one key

objective in passing and signing the PREP Act:

Congress enacted the PREP Act in 2005 “[t]o encourage the
expeditious development and deployment of medical
countermeasures during a public health emergency” by
allowing the HHS Secretary “to limit legal liability for
losses relating to the administration of medical
countermeasures such as diagnostics, treatments, and
vaccines.”

Cannon v. Watermark Ret. Cmtys., Inc., 45 F.4th 137, 139 (D.C. Cir. 2022) (alteration

in original) (quoting Kevin J. Hickey, Cong. Rsch. Serv., LSB10443, The PREP Act

and Covid-19, Part 1: Statutory Authority to Limit Liability for Medical

1 After recounting the factual and procedural background of the case, the majority

engages in a remarkable 18 pages of discussion of these subjects before returning to any
analysis of the PREP Act—the act that, by the majority’s own recognition, presents the
dispositive issue in this appeal.

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Countermeasures 1 [hereinafter The PREP Act and COVID-19]). The PREP Act’s

“scope of immunity is broad,” Maglioli v. Alliance HC Holdings LLC, 16 F.4th 393,

401 (3d Cir. 2021), and for good reason: “In the PREP Act, Congress made the

judgment that, in the context of a public health emergency, immunizing certain

persons and entities from liability was necessary to ensure that potentially life-saving

countermeasures will be efficiently developed, deployed, and administered,” The

PREP Act and COVID-19 at 1 (emphasis added).

The text of the PREP Act makes clear that Congress intended this protection

to apply in an almost universal2 fashion. In describing the laws preempted under its

provisions, the PREP Act provides, in relevant part:

[A]t any time with respect to conduct undertaken in
accordance with [an emergency] declaration, no State or
political subdivision of a State may establish, enforce, or
continue in effect with respect to a covered countermeasure
any provision of law or legal requirement that—

(A) is different from, or is in conflict with, any
requirement applicable under this section; and

(B) relates to . . . the prescribing, dispensing, or
administration by qualified persons of the covered
countermeasure, or to any matter included in a
requirement applicable to the covered countermeasure
under this section . . . .

42 U.S.C. § 247d-6d(b)(8) (emphases added). Usage of the unambiguous word “any”

throughout this section shows a plain and clear intention to preempt and immunize

2 As detailed herein, “[t]here is one exception to this statutory immunity.” Maglioli,
16 F.4th at 401 (emphasis added).

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against all causally linked State law claims for loss that conflict with the PREP Act,

regardless of whether they sound in tort, equity, a state constitution, or any other

source of redressable rights. The terms of art employed by Congress are likewise

expansive; as the Supreme Court of the United States has recognized, the federal

legislature resorts to the term “requirement” to describe “a rule of law that must be

obeyed,” Bates v. Dow Agrosciences LLC, 544 U.S. 431, 445 (2005), a meaning which

“reaches beyond positive enactments, such as statutes and regulations, to embrace

common-law duties,” id. at 443. See also Cipollone, 505 U.S. at 521 (plurality opinion)

(“The phrase ‘no requirement or prohibition’ sweeps broadly.” (cleaned up)); id. at

548–49 (Scalia, J., concurring in the judgment in part and dissenting in part). The

same is true of other language here and elsewhere in the PREP Act. See, e.g.,

Coventry Health Care of Mo., Inc. v. Nevils, 581 U.S. 87, 95–96 (2017) (“Congress’ use

of the expansive phrase ‘relate to’ shores up that understanding. We have repeatedly

recognized that the phrase ‘relate to’ in a preemption clause expresses a broad pre-

emptive purpose.” (cleaned up)).

The text of the immunity provision reinforces the PREP Act’s wide preemptive

and inoculating reach. It broadly provides that:

[A] covered person shall be immune from suit and liability
under Federal and State law with respect to all claims for
loss caused by, arising out of, relating to, or resulting from
the administration to or the use by an individual of a
covered countermeasure if a declaration . . . has been
issued with respect to such countermeasure.

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42 U.S.C. § 247d-6d(a)(1) (emphases added). From there, in subsection (a)(2), titled

“Scope of claims for loss,” it continues to define “loss” in outright expansive and strictly

inclusive terms:

(A) Loss

For purposes of this section, the term “loss” means any type
of loss, including—

(i) death;

(ii) physical, mental, or emotional injury, illness,
disability, or condition;

(iii) fear of physical, mental, or emotional injury,
illness, disability, or condition, including any need
for medical monitoring; and

(iv) loss of or damage to property, including business
interruption loss.

Each of clauses (i) through (iv) applies without regard to
the date of the occurrence, presentation, or discovery of the
loss described in the clause.

Id. § 247d-6d(a)(2)(A) (emphases added); see also Fed. Land Bank v. Bismarck

Lumber Co., 314 U.S. 95, 100 (1941) (“[T]he term ‘including’ is not one of all-

embracing definition, but connotes simply an illustrative application of the general

principle.” (emphasis added)).

It is the next subsection, subsection (a)(2)(B), “Scope,” that limits the reach of

the expansive immunities against any losses—albeit, and importantly, in a very

proscribed fashion—by imposing a causality requirement:

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The immunity under paragraph (1) applies to any claim for
loss that has a causal relationship with the administration
to or use by an individual of a covered countermeasure,
including a causal relationship with the design,
development, clinical testing or investigation,
manufacture, labeling, distribution, formulation,
packaging, marketing, promotion, sale, purchase,
donation, dispensing, prescribing, administration,
licensing, or use of such countermeasure.

Id. § 247d-6d(a)(2)(B) (emphases added).3

This clear trend towards the expansive continues in the identification of those

granted immunity. Anyone, anywhere, connected in any way to the development,

deployment, and administration of the covered countermeasure pursuant to the

declaration is covered by the PREP Act. A “covered person” is defined as:

(A) the United States; or

(B) a person or entity that is-

(i) a manufacturer of such countermeasure;

(ii) a distributor of such countermeasure;

(iii) a program planner of such countermeasure;

(iv) a qualified person who prescribed, administered,
or dispensed such countermeasure; or

(v) an official, agent, or employee of a person or
entity described in clause (i), (ii), (iii), or (iv).

3 This singular causality limitation is reinforced by the subsection that immediately

follows, which states that immunity only applies to covered countermeasures when: (1)
delivered during a declaration, (2) in connection with the public health threat identified
therein, and (3) in the case of program planners or countermeasure administrators, to a
population and geographic area subject to the declaration. 42 U.S.C. § 247d-6d(a)(3), (4).

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Id. § 247d-6d(i)(2). Driving the point home that the PREP Act is intended to cut

across all jurisdictions and through any divisions between the public and private

sectors, Congress also expressly eliminated any distinctions between natural persons,

private corporations and entities, and government agents of any level: “The term

‘person’ includes an individual, partnership, corporation, association, entity, or public

or private corporation, including a Federal, State, or local government agency or

department.” Id. § 247d-6d(i)(5).

Notwithstanding “the breadth of the preemption clause[,] . . . the sweeping

language of the statute’s immunity provision,” Parker v. St. Lawrence Cnty. Pub.

Health Dep’t, 954 N.Y.S.2d 259, 262 (N.Y. App. Div. 2012), and the obvious

expansiveness of the other provisions discussed supra, Congress included “one

exception to this statutory immunity,” Maglioli, 16 F.4th at 401 (emphasis added),

where the desire to ensure robust participation—across the public and private sectors

and between all levels of government—in response to a nationwide public health

emergency gave way to the need to punish bad actors and allow recovery for injured

parties. That “sole exception to the immunity from suit and liability . . . [is] an

exclusive Federal cause of action against a covered person for death or serious

physical injury proximately caused by willful misconduct,” 42 U.S.C. § 247d-6d(d)(1),

and it denotes not only the obvious expansiveness of the PREP Act’s intended reach,

but also the extremely limited nature of the intended exclusion. Congress enacted

this singular narrow exception alongside another form of relief—the Covered

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Riggs, J., dissenting

Countermeasure Process Fund, 42 U.S.C. § 247d-6e—plainly weighing the need to

enact a sweeping immunity and preemption regime against a limited avenue for full

litigatory redress and the availability of compensation through the Fund.

The majority functionally ignores most of these provisions, and it’s easy to see

why: “The text of the preemption provision must be viewed in context, with proper

attention paid to the history, structure, and purpose of the regulatory scheme in

which it appears.” Lorillard Tobacco Co. v. Reilly, 533 U.S. 525, 529 (2001) (Stevens,

J., concurring in part, concurring in the judgment in part, and dissenting in part); see

also Cipollone, 505 U.S. at 545 (Scalia, J., concurring in the judgment in part and

dissenting in part). That context includes both the intention behind the act and the

preemption clause’s presence in the wider legislative scheme. See Riegel, 552 U.S. at

324–25 (refusing to narrowly construe a preemption provision to exclude common law

claims because, “in the context of this legislation excluding common-law duties from

the scope of pre-emption would make little sense”); id. at 325 (“That perverse

distinction [between regulatory laws and common law claims] is not required or even

suggested by the broad language Congress chose in the [act].”); Util. Air Regul. Grp.

v. EPA, 573 U.S. 302, 320 (2014) (recognizing “the fundamental canon of statutory

construction that the words of a statute must be read in their context and with a view

to their place in the overall statutory scheme” (cleaned up)).

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Indeed, it is not possible to square the majority’s reading with the purposes of

the PREP Act and the almost uniformly broad language used to effectuate it.4

Allowing plaintiffs to skirt around the immunity granted by the PREP Act by simply

recasting their otherwise-preempted claims as state constitutional injuries would

create a glaring loophole that undermines the very protections Congress intended to

provide.5 Elevating a claim’s form over its substance to avoid the application of a

preemption provision—especially when it frustrates the purpose of the overall act—

is plainly contrary to law. See Riegel, 552 U.S. at 325 (declining to adopt a distinction

between state regulatory and tort law for purposes of an express preemption

provision because “[s]tate tort law . . . [could] disrupt[ ] the federal scheme no less

than state regulatory law”). To analogize to the Supreme Court of the United States’

4 The majority suggests, in citing to and relying on Leonard v. Ala. State Bd. of
Pharmacy, 61 F.4th 902, 915 (11th Cir. 2023), that recognizing a broad grant of immunity
somehow works against the aims of the PREP Act. Contrary to the majority’s assertion,
Leonard’s very limited reference to tort claims is distinguishable and not persuasive here for
more reasons than just the involvement of Younger abstention. In that case, the Eleventh
Circuit recognized that the PREP Act seeks to “encourage the administration of covered
countermeasures,” and yet the state was attempting to impose licensing discipline on a
medical provider for actions involving administration of those covered countermeasures.
Leonard, 61 F.4th at 915 (cleaned up). The Leonard court therefore acknowledged that it
“would seem odd for Congress to immunize covered persons from private suits for damages,
while still subjecting them to government administrative actions seeking to revoke their
licenses for the same conduct.” Id. That tension—where “the text of the statute [is] pulling
in one direction and Congress’s purpose [is] arguably pulling in the other,” id.—is simply not
present in this case.
5 Consider, for example, our state constitution’s Fruits of Their Own Labor Clause.

Allowing a party to recast an injury otherwise preempted by the PREP Act under that
constitutional clause would run headlong into the PREP Act’s bar against suit and recovery
for “loss of or damage to property, including business interruption loss.” 42 U.S.C. § 247d-
6d(a)(2)(A)(iv) (emphasis added).

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interpretation of another federal preemption statute in the Airline Deregulation Act,

which sought to curtail state and federal regulation of the airline industry:

Exempting common-law claims would also disserve the
central purpose of the ADA. . . . What is important . . . is
the effect of a state law, regulation, or provision, not its
form, and the ADA’s deregulatory aim can be undermined
just as surely by a state common-law rule as it can by a
state statute or regulation.

Northwest, Inc. v. Ginsberg, 572 U.S. 273, 283 (2014) (citation omitted). Likewise,

constitutional claims—just as much as tort claims—frustrate Congress’s intent in

enacting the PREP Act to “immuniz[e] certain persons and entities from liability” in

order to “ensure that potentially life-saving countermeasures will be efficiently

developed, deployed, and administered.” The PREP Act and COVID-19 at 1. That

the majority would allow such a result for a constitutional right to bodily integrity

that it explicitly ties to “common-law battery” and “the American tort law rule that

medical treatment generally requires the patient’s informed consent,” only heightens

the absurdity.

B. The Majority’s Reversed Reading and Misapplied Presumptions

Rather than confront this reality, the majority quite literally reasons

backwards to avoid it. It does so, it says, because “the first part of the statutory

definition, “ ‘loss’ means any type of loss,’ is circular and thus unhelpful.” But this

attempt at lawyerly sleight of hand is as clumsy as it is unconvincing.

Black’s Law Dictionary has historically “defined over 30 types of loss, including

‘capital loss,’ ‘economic loss’ and ‘passive loss.’ ” United States v. Boler, 115 F.4th 316,

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330 n.1 (4th Cir. 2024) (Quattlebaum, J., dissenting) (quoting Black’s Law Dictionary

(6th ed. 1990)). By my count, the definition of “Loss” from Black’s Law Dictionary

cited by the majority identifies 42 different types of loss. Loss, Black’s Law Dictionary

(12th ed. 2024). And this generally assumes that “loss” is being used as a term of art,

Boler, 115 F.4th at 330 n.1 (Quattlebaum, J., dissenting); the ordinary meaning of

“loss” further expands the word’s potential reach, and the “multiple and varied

[ordinary] definitions . . . demonstrate that ‘loss’ could mean a number of different

things depending on the dictionary of one’s choice,” id. at 324–25. “[T]here is no single

right answer to the meaning of ‘loss’ based on its plain reading.” Id. at 325. Congress

resolved this ambiguity in the simplest, most straightforward way possible: by stating

“loss means any type of loss.” 42 U.S.C. § 247d-6d(a)(2)(A) (emphasis added). With

this ambiguity eliminated by the PREP Act’s plain language, there’s no need to

reinject uncertainty into the statutory text by reading the clause in reverse.6

The majority’s solutions to its entirely reinvented ambiguity are, for those of a

certain generation, reminiscent of Homer Simpson’s declaration—famously shouted

from the bottom of a hole—that “we’ll dig our way out!” The majority first asserts

that the entire (and entirely unnecessary) interpretive exercise should begin with the

“starting presumption that Congress does not intend to supplant state law.” Majority

6 There is no meaningful analytical analogy between this section of the PREP Act—

which expressly and unambiguously defines “loss,” 42 U.S.C. § 247d-6d(a)(2)(A)—and the
undefined usage of the term “open” in our state constitution, N.C. Const. art I, § 18. And, as
explained below, the purported nonsensical results that the majority rely upon to draw its
connection simply do not exist in this case.

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supra Section II.B.1. (quoting N.Y. State Conf. of Blue Cross & Blue Shield Plans v.

Travelers Ins. Co., 514 U.S. 645, 654 (1995)). But the Supreme Court’s more recent

precedents clarify that such presumptions do not apply where the act contains an

express preemption clause. See Puerto Rico v. Franklin Cal. Tax-Free Tr., 579 U.S.

115, 125 (2016) (“[B]ecause the statute ‘contains an express pre-emption clause,’ we

do not invoke any presumption against pre-emption.” (cleaned up) (emphasis added));

Dialysis Newco, Inc. v. Cmty. Health Sys. Grp. Health Plan, 938 F.3d 246, 258 (5th

Cir. 2019) (recognizing that “the Supreme Court has since changed its position on the

presumption against preemption where there is an express preemption clause”). In

other words, where there is an express preemption clause and a court is tasked with

discerning whether it applies to a particular law, we now engage in a “textual analysis

without any presumptive thumb on the scale for or against preemption.” Cal. Rest.

Ass’n v. City of Berkeley, 89 F.4th 1094, 1101 (9th Cir. 2024) (cleaned up); see also

Daniels v. Exec. Dir. of Fla. Fish and Wildlife Conservation Comm’n, No. 23-13577,

slip op. at 16 (11th Cir. Feb. 6, 2025) (observing that under current Supreme Court

precedent, “where Congress has enacted an express-preemption provision, we

identify the state law that it preempts according to ordinary principles of statutory

interpretation, and no presumption against preemption applies” (cleaned up)). It

makes little sense, then for the majority to depart from traditional limitations on

ejusdem generis—which ordinarily constrain the doctrine “to sequences in which a

general catch-all term follows specific examples”—because of now-outdated Supreme

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Court decisions’ “frequent warnings against construing a statute’s preemptive reach

too liberally.”7

The majority also purports to rely on a presumption against preemption of

family law and, because the parental consent in N.C.G.S. § 90-21.5(a1) (2023)

apparently does not seriously impede the PREP Act, the Act should thus not be read

7 As the majority notes, there is a disagreement—an overwhelmingly lopsided one—

as to the full effect of Franklin. With a single exception, every federal circuit to have
addressed the question, including our own, has given the text of Franklin its full due by
declining to employ any presumptions regarding preemption when a federal statute contains
an express preemption clause. See Atay v. County of Maui, 842 F.3d 688, 699 (9th Cir. 2016)
(recognizing no presumptions when an express preemption clause exists); EagleMed LLC v.
Cox, 868 F.3d 893, 903 (10th Cir. 2017) (same); Watson v. Air Methods Corp., 870 F.3d 812,
817 (8th Cir. 2017) (same); Air Evac EMS, Inc. v. Cheatham, 910 F.3d 751, 762 n.1 (4th Cir.
2018) (same); Dialysis Newco, 938 F.3d at 258 (same); Medicaid and Medicare Advantage
Prods. Ass’n of P.R., Inc. v. Emanuelli Hernández, 58 F.4th 5, 11–12 (1st Cir. 2023) (same);
Carson v. Monsanto Co., 72 F.4th 1261, 1267 (11th Cir. 2023) (same); Ye v. GlobalTranz
Enters., 74 F.4th 453, 465 (7th Cir. 2023) (same); Buono v. Tyco Fire Prods., LP, 78 F.4th 490,
495 (2nd Cir. 2023) (same). But see Shuker v. Smith & Nephew, PLC, 885 F.3d 760, 771 n.9
(3d Cir. 2018) (declining, in a footnote, to extend Franklin outside the bankruptcy context);
Lupian v. Joseph Cory Holdings, LLC, 905 F.3d 127, 131 n.5 (3d Cir. 2018) (same).
State court caselaw is similarly imbalanced in favor of a broad application of Franklin.
See Conklin v. Medtronic, Inc., 431 P.3d 571, 504 (Ariz. 2018) (recognizing Franklin
extinguished any presumptions against preemption where the statute contains an express
preemption clause); Griffioen v. Cedar Rapids and Iowa City Ry. Co., 914 N.W.2d 273, 281
(Iowa 2018) (same); Snyder v. Prompt Med. Transp., Inc., 131 N.E.3d 640, 652 (Ind. Ct. App.
2019) (same); BNSF Ry. Co. v. Eddy, 459 P.3d 857, 865 (Mont. 2020) (same); X-Gen Pharm.,
Inc. v. Dep’t of Fin. and Prof’l Regulation, 224 N.E.3d 825, 829 (Ill. App. Ct. 2022) (same);
Quishenberry v. UnitedHealthcare, Inc., 532 P.3d 239, 243 (Cal. 2023) (same). Cf. City of
Weyauwega v. Wis. Central Ltd., 919 N.W.2d 609, 617 (Wis. Ct. App. 2018) (declining to
address whether Franklin squarely extinguished presumptions against preemption, but
noting that the presumption applies “with considerably reduced (if any) force in cases in
which there is an express preemption clause” (citations omitted)); Hendrix v. United
Healthcare Ins. Co. of the River Valley, 327 So.3d 191, 204 (Ala. 2020) (noting, without
deciding, that other courts have extended Franklin beyond the bankruptcy context). But see
FMS Nephrology Partners N. Cent. Ind. Dialysis Ctrs., LLC v. Meritain Health, Inc., 144
N.E.3d 692, 702 (Ind. 2020) (declining to expressly extend Franklin to ERISA preemption).
Indeed, no state court has relied on Shuker or Lupian as the majority does here.

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preemptively here. But this fundamentally confuses the issue presented by this case.

The PREP Act does not expressly seek to preempt the state constitutional rights of

parents to care for their children, but it does explicitly seek to foreclose any vehicle

to sue or recover for violation of those rights when caused by a covered person

administering a covered countermeasure in connection with a PREP Act declaration.

See 42 U.S.C. § 247d-6d(a)(1) (“[A] covered person shall be immune from suit or

liability under Federal and State law with respect to all claims for loss . . . .”). Of

course N.C.G.S. § 90-21.5(a1) does no violence to the immunity provisions of the

PREP Act—the state statute does not purport to convey any private right of action

whatsoever. As for whether that law statutorily reflects a state constitutional right

of parents, that right is only vindicated through litigation pursuant to Corum. Said

differently, this case does not ask us to determine whether covered persons were still

legally required by state law to seek parental consent in light of the PREP Act;

instead, we have been asked to decide whether plaintiffs can sue to recover for any

conduct that violated state constitutional law. So, what’s actually preempted in this

case is not state family law, but Corum. To the extent the statute also provides a

basis for common law battery—as pleaded by plaintiffs in their complaint—that claim

is barred even under the majority’s interpretation, see majority supra Section II.B.2.b.

(holding the majority’s definition “encompasses plaintiffs’ battery claim”).

As to whether N.C.G.S. § 90-21.5(a1)’s requirement for parental consent could

be preempted by the other provisions of the PREP Act, we need not decide that

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question. But, contrary to the majority’s representations, there are certainly

instances in which that state statute could manifestly frustrate the Act, such as a

PREP Act declaration in response to a nationwide medical emergency that was

particularly deadly or dangerous to children. Moreover, it is not entirely clear that

the statute is of the type of state “family law” that is generally seen as the exclusive

province of the states as opposed to a statute that is principally related to medical

treatment. Indeed, the federal government already legislates in the arena of medical

treatment, including in the context of minors’ consent for treatment and the

confidentiality thereof. See, e.g., 42 C.F.R. § 59.10(b) (2022) (“Title X projects may

not require consent of parents or guardians for the provision of services to minors.”);

45 C.F.R. § 164.502(g)(5) (2022) (establishing certain circumstances in which HIPAA

precludes parents from accessing medical records of their unemancipated children).

And N.C.G.S. § 90-21.5 is not located in our family law or juvenile welfare statutes,

see, e.g., N.C.G.S. §§ 7B-100 through -4002 & 50-2 through -11 (2023), but in Chapter

90, which regulates “Medicine and Allied Occupations,” N.C.G.S. §§ 90-1 through -

747 (2023).

C. The Majority’s Backwards Understanding of “Including”

No more convincing is the majority’s claim that treating a list of expressly

illustrative examples as such somehow serves to render those examples meaningless.

Again, Congress may use explanatory, illustrative lists without presumptively

constraining the broader category it intends to illustrate. See Fed. Land Bank, 314

-65-
HAPPEL V. GUILFORD CNTY. BD. OF EDUC.

Riggs, J., dissenting

U.S. at 100 (“[T]he term ‘including’ is not one of all-embracing definition, but connotes

simply an illustrative application of the general principle.”). Indeed, “the word

‘including’ does not lend itself to such destructive significance.” Phelps Dodge Corp.

v. NLRB, 313 U.S. 177, 189 (1941). And when Congress does intend the word

“including” to have some limiting effect, it generally does so by constraining the

illustrated items, not the broader category that precedes them. See Massachusetts v.

EPA, 549 U.S. 497, 556–57 (2007) (Scalia, J., dissenting) (“The word ‘including’ can

indeed indicate that what follows will be an ‘illustrative’ sampling of the general

category that precedes the word. Often, however, the examples standing alone are

broader than the general category, and must be viewed as limited in light of that

category.” (citation omitted)).

Even treating the inclusive list as surplusage does not lead the majority to the

result it wants. “Sometimes the better overall reading of the statute contains some

redundancy.” Rimini Street, Inc. v. Oracle USA, Inc., 586 U.S. 334, 346 (2019). This

is particularly true when, as here, the proponent of a particular interpretation uses

the canon against surplusage to insert ambiguity into otherwise plain text rather

than to resolve any inherent lack of clarity. For example, in a case interpreting the

statutory term “attorney,” the Supreme Court observed:

Where there are two ways to read the text—either attorney
is surplusage, in which case the text

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10827569. Public record. Not legal advice.
