# State of New Jersey v. Andrew Pena

> New Jersey Superior Court Appellate Division · February 7, 2025

URL: https://www.frixlaw.com/law-library/cases/10795743

## Case

- **Court:** New Jersey Superior Court Appellate Division
- **Decided:** February 7, 2025
- **Precedential status:** Unpublished
- **Opinion:** Opinion
- **Cited by:** 0 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/10795743

## How later opinions describe it (automated extraction)

- noting "whether any questions from the jury revealed a need for clarification" as one factor in reviewing an error in jury instructions
- holding that a defendant's admission of keeping a gun in his apartment despite not having a firearms permit was not inculpatory in murder prosecution because doing so was not a crime under N.J.S.A. 2C:39-5(b)
- affirming exclusion of allegedly incriminating hearsay statement where there was no evidence that the declarant knew the statement might subject him to criminal prosecution

## Opinion text

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.

SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-2708-21

STATE OF NEW JERSEY,

Plaintiff-Respondent,

v.

ANDREW PENA,

Defendant-Appellant.
________________________

Argued November 28, 2023 – Decided February 7, 2025

Before Judges Gooden Brown and Puglisi.

On appeal from the Superior Court of New Jersey, Law
Division, Morris County, Indictment No. 16-04-0298.

Brian P. Keenan, Assistant Deputy Public Defender,
argued the cause for appellant (Joseph E. Krakora,
Public Defender, attorney; Brian P. Keenan, of counsel
and on the brief).

Robert J. Lombardo, Assistant Prosecutor, argued the
cause for respondent (Robert J. Carroll, Morris County
Prosecutor, attorney; Paula Jordao, Assistant
Prosecutor, on the brief).
The opinion of the court was delivered by

GOODEN BROWN, J.A.D.

Following a 2021 jury trial, defendant was convicted of fourth-degree

obstruction, third-degree corrupting or influencing a jury, and related conspiracy

charges. He

was sentenced to an aggregate term of five years' imprisonment, with a

two-year period of parole ineligibility, to run consecutive to a twenty-nine-year

sentence defendant was already serving on a 2015 aggravated sexual assault

conviction. The obstruction-related charges stemmed from defendant

conspiring with a friend to copy documents that had been excluded from his

then-ongoing 2015 aggravated sexual assault trial and place them on cars parked

in a garage used by jurors and court staff.

The friend later gave a Mirandized 1 statement to police and pleaded guilty

to obstruction. In his statement, the friend confessed to his involvement in the

scheme but denied that defendant had directed him to target jurors specifically.

Unfortunately, the friend died in 2018, before defendant was tried on the

obstruction-related charges. At trial, defendant, who represented himself with

standby counsel, testified on his own behalf and denied targeting jurors in the

1
Miranda v. Arizona, 384 U.S. 436 (1966).
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2
document distribution scheme. However, during deliberations and delivery of

the verdict, defendant was hospitalized due to injuries sustained from a fall in

the courthouse and was unable to return to court.

On appeal, defendant raises the following points for our consideration:

POINT I

THE TRIAL COURT'S DECISION TO EXCLUDE
THE DECEASED CO-DEFENDANT'S
EXCULPATORY STATEMENT TO THE POLICE
DENIED [DEFENDANT] HIS RIGHT TO PRESENT
A DEFENSE.

A. The Co-defendant's Statement to the Police
was Admissible as a Statement Against
Interest Pursuant to N.J.R.E. 803(c)(25).

B. The Co-defendant's Statement was also
Admissible Because he is Deceased, and
the Recorded Statement was the Product of
a Police Interview in Compliance with
Miranda that was the Functional
Equivalent of a Deposition where the State
had the Opportunity and Same Motive to
Elicit Incriminating Evidence, N.J.R.E.
804(b)(1)(A).

....

POINT II

THE TRIAL COURT ERRED IN PROVIDING A
HOPELESSLY CONFUSING WRITTEN AND ORAL
JURY TAMPERING INSTRUCTION THAT
INCLUDED EVERY ALTERNATIVE CHARGE,

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3
AND FAILED TO DIFFERENTIATE THE
ELEMENTS REQUIRED TO FIND ATTEMPT IN
BOTH THE WRITTEN AND VERBAL
INSTRUCTION. (NOT RAISED BELOW).

POINT III

THE TRIAL COURT ERRED BY CONTINUING
DELIBERATIONS IN THE ABSENCE OF PRO SE
DEFENDANT . . . WITHOUT A VALID WAIVER OF
HIS RIGHT TO COUNSEL AT THAT CRITICAL
STAGE, WHEN STANDBY COUNSEL REFUSED
TO STEP IN AT [DEFENDANT'S] REQUEST. (NOT
RAISED BELOW).

POINT IV

THE SENTENCING COURT ERRED IN FAILING
TO AWARD JAIL AND GAP TIME CREDITS,
IMPOSED A MANIFESTLY EXCESSIVE
SENTENCE, AND DID NOT ISSUE THE REQUIRED
EXPLICIT STATEMENT AS TO THE FAIRNESS OF
A CONSECUTIVE SENTENCE UNDER THE
CIRCUMSTANCES.

Based on our review of the record and the applicable legal principles, we affirm

defendant's convictions but remand for further sentencing proceedings

consistent with State v. Torres, 246 N.J. 246 (2021).

I.

We glean these facts from the trial record. On November 4, 2015,

Lieutenant Michael Turkot of the Morris County Sheriff's Office (MCSO) was

leaving his shift at the Morris County Courthouse when he discovered "some

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4
papers in the driver's side door handle" of his "personal vehicle." Turkot's

vehicle was parked in a parking garage that was about "[t]wo minutes" away

from the courthouse by foot. Upon inspecting the papers, Turkot identified them

as "several pages of unredacted police reports from both the Morris County

Prosecutor's Office [(MCPO)] and the Butler Police Department."

The documents, which were admitted into evidence, consisted of three

pages of police reports related to defendant's trial that was then underway at the

Morris County Courthouse (the 2015 trial). 2 The reports stated that the victim

and the only eyewitness identified the assailant as "a [B]lack male." At the

bottom of the last page, a handwritten addition stated that "[t]he prosecutor who

tried the case [was] . . . [defendant's] neighbor, so she should of [sic] stepped

down, conflict of interest." The handwritten notation identified the prosecutor

by name.

2
The 2015 trial was defendant's second trial on charges stemming from a 2007
aggravated sexual assault. See State v. Pena, No. A-2098-15 (App. Div. Apr.
24, 2018) (slip op. at 2-4). The 2015 trial was conducted between October 19
and November 10, 2015. Id. at 3. Defendant represented himself in the 2015
trial and was ultimately convicted on November 10, 2015. Id. at 3, 9. During
the obstruction trial that is the subject of this appeal, defendant admitted during
his testimony that he was previously convicted of first- and second-degree
offenses on November 10, 2015, and sentenced to an aggregate twenty-nine-year
prison term for those offenses. Other than defendant's reference to the charges
as "assault[]" charges during his testimony, the specific nature of the offenses
was never revealed to the jury.
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5
Turkot recognized the reports as "related to" an ongoing proceeding,

namely, the 2015 trial, and "brought them to the [p]rosecutor's [o]ffice" so that

they could be "return[ed] . . . to their originating . . . agency." After Turkot

returned the documents, the MCPO initiated an investigation by sending several

officers to the parking garage to "be[gin] . . . a systematic search of the vehicles"

parked there. Officers ultimately found eight additional vehicles in the parking

garage with copies of the same documents in their driver's side door handles.

The following day, November 5, the MCPO began reviewing security

camera footage from the courthouse in an attempt to identify the individual who

had distributed the documents. As part of the investigation, MCSO Sergeant

Anthony Casale obtained surveillance footage showing "a white male" with a

"bald head, a little bit of a goatee, . . . black tee shirt, . . . jeans and . . . black or

dark-colored sneakers" entering the courthouse. Casale testified that although

he did not know the individual's name at the time he reviewed the footage, he

had been on duty in defendant's courtroom at the 2015 trial on November 4 and

recognized the individual as a member of the public who had attended

defendant's trial that day. There was also footage of an individual matching that

description entering the garage where the documents were found and leaving the

garage shortly thereafter.

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6
The MCSO later identified the individual as Michael Campbell and

confirmed his identity as a suspect from a fingerprint match found on one of the

documents before turning the information over to the MCPO. Following the

identification, MCPO officers proceeded to Campbell's home and placed him

under arrest based on an outstanding traffic warrant. Following an interview, 3

officers transported Campbell back home, where Campbell gave them three

documents defendant had mailed to him from the Morris County Correctional

Facility. Two of these documents were the same three pages of police reports

retrieved from cars parked in the courthouse garage. The third was a letter that

defendant had handwritten to Campbell titled, "Evidence The Judge And The

Prosecutor Does [sic] Not Want You To See. [Defendant] Is A White Male, Not

Black." The letter summarized the contents of the documents and directed

Campbell to "word it however [he] like[d]."

3
While at the MCPO, Campbell was administered Miranda warnings and gave
a statement that was excluded at the trial as inadmissible hearsay. In his
statement, Campbell admitted distributing the documents at defendant's request,
but denied receiving "specific instructions" as to "where to put [the documents]
or who to give them to." He further explained that defendant had mailed the
documents to him from jail a few weeks earlier. Campbell, who was initially
charged as a co-defendant and pleaded guilty to obstruction, died on May 4,
2018, while awaiting sentencing.
A-2708-21
7
In the course of the investigation, MCPO Sergeant Michael Puskas

reviewed fourteen of defendant's phone calls at the Morris County Correctional

Facility, four of which were played for the jury. The four selected phone calls

occurred between defendant and Campbell on October 16, October 23, October

30, and November 2, 2015. In the October 16 call, defendant updated Campbell

on the status of the 2015 trial. Defendant then asked Campbell about some

"reports" and whether Campbell had had a chance to make copies. When

Campbell said he had not, defendant told Campbell that he "wanted to tell

[Campbell] something before [Campbell] made [the copies]."

In the October 23 call, defendant informed Campbell that opening

statements would take place on Monday, October 26, and that trial was "off on

Fridays." Defendant again inquired about "th[e] documents," specifically,

whether Campbell thought he would "be able to distribute any of those."

Campbell answered in the negative, reminding defendant that "[defendant had]

told [Campbell] that [he] wanted to talk to [him] about it" and "not to do nothing

[sic] yet." Defendant told Campbell that "there[ was] a [c]ourt [o]rder trying to

keep this stuff out of there," and asked Campbell to "make a couple of copies

while the trial [was] going on" and "put it in a couple of . . . vehicles in the area."

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Defendant confirmed that he was "giving [Campbell] the go ahead," but urged

Campbell to "be discreet about it."

Defendant also directed Campbell to "put . . . something on there in

regards [to] withholding . . . DNA evidence and [defendant's] relationship with

the [p]rosecutor who handled the case," as well as defendant's belief that "the

State [was] trying not to let anybody know about th[ose] facts." Defendant

identified the prosecutor by name, spelling the name for Campbell.4

Defendant further instructed Campbell to "start spreading those things

out" at "[a]ny time after . . . Monday . . . or Tuesday." Defendant and Campbell

agreed that "the main [target was] that . . . parking garage," and defendant

reminded Campbell to "make sure [he] w[ore] a hat." Defendant directed

Campbell to "post things out . . . between Tuesday and Wednesday," since

"Thursday [was] . . . one of those days [the trial was] going to be off" due to "a

holiday." Near the end of the call, after Campbell assured defendant he would

attend the trial, defendant told Campbell to "take a look at the you know what"

and "the individuals in the . . . so[-]and[-]so that's in there" so that Campbell

4
The same prosecutor was identified in the documents retrieved from the cars
parked in the courthouse garage.
A-2708-21
9
would "know . . . where they're going." Defendant added he "[did not] want to

discuss anything on the—you feel me?"

In the October 30 call, defendant again updated Campbell on the trial's

progress, as Campbell had been unable to attend as promised. Afterwards,

defendant asked Campbell "to hit any of those parking lots with those reports"

at "any time next week," because "it[ was] very important that . . . the parking

lots get hit in a couple of the areas in . . . two or three days." Defendant

suggested that Campbell ask others to "help . . . dump off as many as possible,

especially in that parking lot." Campbell promised defendant that he would

distribute the documents "when [he] c[ame] . . . to see [defendant] in court,"

and, at defendant's suggestion, assured defendant that he would "put [the

documents] in the door handle so they have to grab it." When defendant

reminded Campbell of the target areas, Campbell suggested that he "might even

hand it [out to] a few people" and "give them a little brief" about "what it[ was]

for," with both men agreeing that "[f]reedom of speech" would protect them.

The last call occurred on November 2, which was the Monday before the

discovery of the documents in the parking garage on Wednesday, November 4.

In that call, Campbell apologized for not being able to attend the trial yet but

promised that he would "be able to make it over . . . [on] Wednesday."

A-2708-21
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Defendant dismissed Campbell's apologies, explaining that he was "not worried

about [Campbell] . . . showing up to court," as his "whole thing [was] . . . . to

get that done."

Defendant further informed Campbell that his trial was going badly

because the judge "d[id not] want to allow . . . the jury to see those things that

[he and Campbell] were talking about." As such, defendant stressed to Campbell

that "it[ was] critical that [Campbell] bombard those things, any[ ]time after two

o'clock" because he "want[ed] them to have it . . . right[] when they're leaving."

To that end, defendant expressly directed Campbell to "[b]ombard that whole

area," including "the stores" and "the deli . . . where everybody goes." Campbell

promised that he was "definitely going to do that Wednesday." At the end of

the call, defendant reminded Campbell to begin distributing "after two o'clock"

to avoid being "intercepted," to "burn as many copies as" possible, and to "fold

them nice . . . and tuck them."

During his trial testimony, defendant acknowledged that he had "used

individuals" to expose evidence "that was never introduced during [the 2015

trial] proceedings" that ultimately led to his conviction. However, defendant

claimed that he never targeted "jurors or witnesses." Instead, defendant targeted

"investigative journalists [and] bloggers" as well as his former employees.

A-2708-21
11
Defendant claimed that he was "a major infrastructure developer" and "master

carpenter by trade." He explained that he wanted to disseminate the information

because he "had a number of employees that were African Americans who felt

offended" by defendant's seemingly baseless accusation of a Black man as the

true perpetrator of the "assault[]" for which he was on trial. Defendant further

asserted that inasmuch as "th[e reports] would have shown that" he was innocent

of the charges, he "was not breaking the law" by distributing them, but rather

"exercising [his] First Amendment[ r]ights."

Defendant acknowledged that Campbell was a "good friend" whom he had

met in the county jail. According to defendant, Campbell "was in the county

[jail], not for a violent crime," but because he was in arrears on his child support

obligations. Defendant further confirmed that it was his voice in the recorded

phone conversations, that he had spoken with Campbell "about some

documents," and that he had "told . . . Campbell [he] didn't want those

documents spread around on a weekend" or "on Election Day when the [c]ourts

[were] closed." Defendant explained that Campbell "wanted to help [him]"

correct the erroneous evidentiary rulings the judge had made in the 2015 trial,

but died before he could testify for defendant. Nonetheless, defendant referred

to Campbell's sworn statement during his own testimony, in which Campbell

A-2708-21
12
had said that the document distribution campaign "had nothing to do with the

jury and witnesses."

Defendant also presented testimony from Gregory Deal, who, in 2015,

was the field manager at the Morristown Parking Authority and was responsible

for providing the surveillance footage in the investigation. Deal testified that

there was no "designated area for jurors" in the parking garage, nor was there a

"designated area for [g]rand [j]urors."

Defendant was charged in a four-count indictment with fourth-degree

obstructing the administration of law, N.J.S.A. 2C:29-1(a) (count one); fourth-

degree conspiracy to commit obstruction, N.J.S.A. 2C:5-2(a)(1) and N.J.S.A.

2C:29-1(a) (count two); third-degree corrupting or influencing a jury, N.J.S.A.

2C:29-8(c) (count three); and third-degree conspiracy to corrupt or influence a

jury, N.J.S.A. 2C:5-2(a)(1) and N.J.S.A. 2C:29-8(c) (count four). After a five-

day trial, spanning December 9 to December 16, 2021, the jury returned a verdict

of guilty on all counts.

Defendant was sentenced to an aggregate five-year term, with a two-year

period of parole ineligibility, on counts one and three, which was to run

consecutive to the twenty-nine-year term he was serving on his aggravated

sexual assault conviction. Counts two and four were merged into counts one

A-2708-21
13
and three, respectively. A conforming judgment of conviction was entered on

March 31, 2022, and this appeal followed.

II.

In Point I, defendant argues the trial judge erred in excluding Campbell's

Mirandized statement to police on the ground that it was inadmissible hearsay

because the statement "was clearly exculpatory" and its exclusion deprived

defendant of his right "to present a defense." Defendant asserts that in the

statement, Campbell admitted to his involvement in the scheme but "repeatedly

denied that [defendant] ever explicitly instructed him to try to get the police

reports to jurors during his prior trial, or that the purpose in distributing the

reports was to influence the jury." As such, defendant contends Campbell's

statement "was admissible both as a statement against interest[] pursuant to

N.J.R.E. 803(c)(25)" and "as the functional equivalent of a deposition"

"pursuant to N.J.R.E. 804(b)(1)(A)."

"[A] trial court's evidentiary rulings are entitled to deference absent a

showing of an abuse of discretion, i.e., there has been a clear error of judgment."

State v. Singh, 245 N.J. 1, 12-13 (2021) (alteration in original) (quoting State v.

Nantambu, 221 N.J. 390, 402 (2015)). Under that standard, we "do not reverse

the ruling of the trial court unless it 'was so wide of the mark that a manifest

A-2708-21
14
denial of justice resulted.'" State v. Sanchez, 247 N.J. 450, 465-66 (2021)

(quoting Singh, 245 N.J. at 13).

"Hearsay is 'a statement that: (1) the declarant does not make while

testifying at the current trial or hearing; and (2) a party offers in evidence to

prove the truth of the matter asserted in the statement.'" State v. Williamson,

246 N.J. 185, 199 (2021) (quoting N.J.R.E. 801(c)). "Hearsay is generally

inadmissible unless an exception applies." Ibid.; N.J.R.E. 802. Here, it is

undisputed that Campbell's Mirandized statement constitutes hearsay and that

Campbell is an unavailable declarant.

The right to present a complete defense "is limited and subject to 'the

application of evidentiary rules that themselves serve the interests of fairness

and reliability—even if the defendant would prefer to see that evidence

admitted.'" State v. Rosales, 202 N.J. 549, 562 (2010) (quoting Crane v.

Kentucky, 476 U.S. 683, 690 (1986)). "Hearsay evidence is not admissible at

trial because it is considered untrustworthy and unreliable." State v. Nevius,

426 N.J. Super. 379, 393 (App. Div. 2012). Notwithstanding the general

proscription against hearsay evidence, "some exceptions to the hearsay rule have

been made on the basis that 'the circumstances under which the statements were

A-2708-21
15
made provide strong indicia of reliability.'" Ibid. (quoting State v. Phelps, 96

N.J. 500, 508 (1984)).

One such exception to the rule against hearsay is testimony given by an

unavailable declarant in a prior proceeding pursuant to N.J.R.E. 804(b)(1)(A).

Subject to the notice requirements of
N.J.R.E. 807, N.J.R.E. 804(b)(1)(A) authorizes the
admission of an unavailable declarant's testimony from
a prior proceeding if the testimony

(i) was given by a witness at a prior trial of
the same or a different matter, or in a
hearing or deposition taken in compliance
with law in the same or another
proceeding; and (ii) is now offered against
a party who had an opportunity and similar
motive in the prior trial, hearing or
deposition to develop the testimony by
examination or cross-examination.

[State v. Sims, 250 N.J. 189, 219 (2022) (quoting
N.J.R.E. 804(b)(1)(A)).]

Defendant argues that Campbell's Mirandized statement "carries an

equivalent level of reliability as that given at a deposition," and thus "should be

treated as the functional equivalent . . . under N.J.R.E. 804(b)(1)(A)." "[Courts]

interpret an evidence rule, as [they] would a statute, by first looking at its plain

language." State v. Rinker, 446 N.J. Super. 347, 362 (App. Div. 2016) (quoting

State ex rel. J.A., 195 N.J. 324, 338 (2008)). We reject defendant's interpretation

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as it contravenes the plain language of the rule. The rule requires that a

statement be given as testimony "at a prior trial," "in a hearing," or in a

"deposition taken in compliance with law." N.J.R.E. 804(b)(1)(A). A police

interview, as defendant concedes, does not fit into any of those categories.

Turning to N.J.R.E. 803(c)(25), "[i]n both civil and criminal cases,

N.J.R.E. 803(c)(25) prescribes an exception to the hearsay rule for certain

statements that, when made, were against the declarant's interest." Rowe v. Bell

& Gosset Co., 239 N.J. 531, 557 (2019). Under the rule, a hearsay statement

may be admissible if it "so far tended to subject [the] declarant to civil or

criminal liability . . . that a reasonable person in [the] declarant's position would

not have made the statement unless the person believed it to be true." N.J.R.E.

803(c)(25).5 The exception is premised on "the theory that, by human nature,

individuals will neither assert, concede, nor admit to facts that would affect them

unfavorably," making such statements "inherently trustworthy and reliable."

Rowe, 239 N.J. at 558 (quoting State v. Brown, 170 N.J. 138, 148-49 (2001)).

5
The hearsay exception for statements against interest was relocated to N.J.R.E.
804(b)(3) effective July 1, 2024, and now requires declarants to be unavailable
for their statements to be admissible under the exception. Sup. Ct. of N.J.,
Notice to the Bar: Amendments to New Jersey Rules of Evidence 803(c)(25)
and 804(b)(3) (July 1, 2024). We use the rule designation that applied at the
time of defendant's trial. N.J.R.E. 803(c)(25) (2020).
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"The test for the admissibility of a statement under N.J.R.E. 803(c)(25) is

'whether, in the context of the whole statement, the particular remark was

plausibly against the declarant's penal interest, even though it might be neutral

or even self-serving if considered alone.'" State v. Hannah, 248 N.J. 148, 183-

84 (2021) (quoting Rowe, 239 N.J. at 558-59). "The statement, however, must

on the whole be so far against the declarant's interest that a reasonable person in

the declarant's position would not have made the statement unless [the declarant]

believed it to have been true." Nevius, 426 N.J. Super. at 394 (citing State v.

White, 158 N.J. 230, 238 (1999)).

Moreover, though "[t]he rule does not require that each discrete part of

the statement imply involvement in a crime," Hannah, 248 N.J. at 184 (quoting

State v. Abrams, 140 N.J. Super. 232, 235 (App. Div. 1976)), "the statement

must have been against the declarant's interest at the time it was made," Brown,

170 N.J. at 149, and the declarant must be aware that their statements may

subject them to criminal prosecution or penalties, State v. McGuire, 419 N.J.

Super. 88, 138 (App. Div. 2011). "Whether a statement is in fact against the

declarant's interest must be determined from the circumstances of each case."

Ibid.

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Stated differently,

[a] statement against interest is clearly
admissible "if the declarant has admitted [being]
involve[d] in the crime either directly, or indirectly."
White, 158 N.J. at 244-45 (citations omitted). It is
admissible also "if it exculpates a defendant," provided
that the statement is against the "penal interest" of the
declarant. Id. at 244 (quoting Report of the New Jersey
Supreme Court Committee on Evidence (Mar. 1963)).

[Hannah, 248 N.J. at 184 (citation reformatted).]

In his November 5, 2015, Mirandized statement, Campbell readily

confirmed that the day before, November 4, he "went around and handed out a

police report" in connection with an ongoing trial by "put[ting] it in doorknobs

of cars" in "the parking garage across the street from the courthouse." When

asked why he had done it, Campbell asked the detectives if the police report was

"public record" and whether "anybody [could] go on the computer and get [it]."

The detectives answered in the negative and repeated the question.

Campbell responded:

I see I made a mistake, okay? I could be 100 percent
honest with you guys right now and tell you why I did
what I did, you know what I'm saying. I can do that, all
right? Listen, I thought I was helping somebody out. I
thought I was doing something that I couldn't get in
trouble for. I didn't know that I could get in trouble for
this. I really thought that this was public record and me
making a few copies of it and sticking it around so
people see what the police report said when you know

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maybe this isn't allowed, I don't know, maybe if people
seen this, the dude wouldn't be getting in trouble right
now.

Upon questioning, Campbell identified defendant as the person he was

helping and explained that they became friends when they were both confined

at the county jail. Campbell told the detectives that defendant mailed the report

to him "a couple weeks" earlier and asked Campbell to "make some copies of

th[e report] and write a little something in there so that people knew" of the

"illegal stuff that went on in" defendant's sexual assault trial. Campbell

described the illegalities as the fact that the prosecutor who tried the case "was

[defendant's] neighbor," thereby creating "a conflict of interest," and the fact

that the police report that was excluded should have been admitted at the trial.

According to Campbell, defendant asked him if he "could maybe get a

couple of copies and put them around." Campbell denied receiving any

compensation or instructions from defendant regarding "where to put [the

reports] or who to give them to," and specifically denied that defendant "wanted

[him] to hand [the reports] out around the courthouse." Campbell explained that

defendant had only told him to "hand [the reports] around in general, . . .

everywhere," so that "people [would] know what[ was] going on." Campbell

stated that he chose the parking garage because he "want[ed] . . . people [to] see

A-2708-21
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them," and he knew that the "parking garage [was] for the courthouse . . . and

the business[es] around there." Campbell also said that he "only had enough

money to make [ten] copies" of the report, so he "figured [he] would just put

[the reports] in the car[s]" to maximize the possibility that people would "grab

[the report] and sit down with it."

When the detectives pressed Campbell about defendant's intent in asking

Campbell to distribute the reports, Campbell again denied receiving "specific

instruction[s]" from defendant, and stressed that defendant "just said [to] make

copies and hand them out." Upon further questioning, Campbell speculated that

defendant may have asked him to distribute the reports hoping that they would

"come[] back into the court" or "for the jury to be able to see [them]." However,

Campbell maintained that defendant "never said that to [him]."

When the detectives informed Campbell that he "could be charged with

obstruction or corrupting a jury," Campbell acknowledged that defendant "knew

that [Campbell] was going to put [the reports] in the parking garage" and had

expressed approval of that plan. He further confirmed that he distributed the

reports "[b]etween [12:00 p.m.] and 12:30 [p.m.]" after he left the courtroom.

However, Campbell insisted that "all [defendant] asked [him] to do was hand

A-2708-21
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them out," and that defendant "didn't say where to hand them out or anything

like that."

Furthermore, Campbell denied "looking for . . . any kind of Morris County

decal or . . . identifier" when distributing the reports. Instead, he stated that he

chose cars "randomly" and distributed the reports quickly. He also denied that

defendant told him to "approach" the prosecutor named in the handwritten

portion of the documents, or that defendant "asked [him] to approach anybody"

at all. Campbell agreed to turn over the letter defendant had sent him with the

reports, reiterating that if he had known that "[he] could get in trouble for doing

something like this," he would never have done it.

During the trial, defendant sought to introduce Campbell's statement to

prove that defendant did not direct him to target jurors. The State objected on

the ground that the statement was hearsay and there was no applicable hearsay

exception. The judge agreed with the State and ruled that because Campbell

was "not subject to cross-examination," the "prior statement would not be

admissible under the circumstances." We are satisfied that, in its entirety, the

statement was not against Campbell's penal interest sufficient to satisfy N.J.R.E.

803(c)(25). Thus, the judge did not err in excluding it.

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Defendant argues that Campbell's statement was inculpatory because he

"admitted that he agreed with [defendant] to distribute the police reports" and

that "it was his idea to distribute them in the parking lot across from the

courthouse." However, neither admission was against Campbell's penal interest.

First, Campbell was not aware of any potential criminal liability when he

initially made the disclosures. See McGuire, 419 N.J. Super. at 138 (affirming

exclusion of allegedly incriminating hearsay statement where there was no

evidence that the declarant knew the statement might subject him to criminal

prosecution). Second, the admissions alone did not subject Campbell to criminal

liability because he denied targeting the jury. See State v. Gomez, 246 N.J.

Super. 209, 216 (App. Div. 1991) (holding that a defendant's admission of

keeping a gun in his apartment despite not having a firearms permit was not

inculpatory in murder prosecution because doing so was not a crime under

N.J.S.A. 2C:39-5(b)).

Moreover, "[e]xamination of the statement in its entirety reveals a clear

design . . . to exonerate [the declarant] from criminal exposure." Ibid. Although

Campbell speculated that defendant's intent in asking him to distribute the

reports was to influence the outcome of the 2015 trial, Campbell consistently

distinguished that from his own intention, which he maintained was simply "to

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23
do a favor" for a friend. "[T]hese statements, considered either individually or

collectively, are inherently self-serving and obviously tainted by the motive to

exculpate [Campbell] from liability for the . . . charge he was possibly facing."

Nevius, 426 N.J. Super. at 394. But see Abrams, 140 N.J. Super. at 236

("Evidence that [a remark] was possibly tainted by an impure motive

appropriately bears only on its value.").

Under these circumstances, Campbell's statements were not "so far against

[his] interests 'that a reasonable person in [his] position would not have made

the statement unless [he] believed it to be true.'" State v. Norman, 151 N.J. 5,

31 (1997) (quoting N.J.R.E. 803(c)(25) (2020)). But see State v. Weaver, 219

N.J. 131, 158-59 (2014) ("We know of no rule that eviscerates the character of

a statement against penal interest and denies admission of the statement because

it is a mixture of exculpatory and incriminatory statements."). Nonetheless,

even if exclusion of the statement was erroneous, we are satisfied that the judge's

ruling was harmless.

To determine whether an evidentiary ruling constitutes harmless error,

"the relevant inquiry is whether the purported error 'is of such a nature as to have

been clearly capable of producing an unjust result.'" State v. Hedgespeth, 249

N.J. 234, 252 (2021) (quoting State v. Kuchera, 198 N.J. 482, 501 (2009)).

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24
Under that standard, there must "be 'some degree of possibility that [the error]

led to an unjust result.'" State v. Ingram, 196 N.J. 23, 49 (2008) (alteration in

original) (quoting State v. R.B., 183 N.J. 308, 330 (2005)). "The possibility

must be real, one sufficient to raise a reasonable doubt as to whether [it] led the

jury to a verdict it otherwise might not have reached." R.B., 183 N.J. at 330

(alteration in original) (quoting State v. Bankston, 63 N.J. 263, 273 (1973)).

Here, we are satisfied the purported error did not lead to an unjust result.

The crucial evidence presented by the State at trial was the four recorded phone

calls between defendant and Campbell, during which the document distribution

scheme was concocted and discussed. Through those calls, which provided

substantial support for defendant's convictions, the jurors were able to discern

for themselves defendant's plan and intent in distributing the documents. Thus,

even if the statement was excluded in error, we are convinced based on the

strength of the State's case that the error was harmless.

III.

In Point II, defendant argues for the first time on appeal that the judge's

jury instructions were flawed. According to defendant, although the judge

"followed the model charge, . . . [he] did so mechanically." As a result,

defendant contends the judge failed to limit the instructions on count three,

A-2708-21
25
which charged defendant with third-degree corrupting or influencing a jury,

N.J.S.A. 2C:29-8, to the portions "applicable to the State's theory and evidence

presented." Instead, defendant asserts the judge erroneously included

"instructions on the completed versions of the offense," notwithstanding the fact

that "the State's theory was . . . attempt."

The governing legal principles that guide our analysis are well settled.

"Appropriate and proper charges to a jury are essential for a fair trial." State v.

Lora, 465 N.J. Super. 477, 501 (App. Div. 2020) (quoting State v. Green, 86

N.J. 281, 287 (1981)). "Jury charges must provide a 'comprehensible

explanation of the questions that the jury must determine, including the law of

the case applicable to the facts that the jury may find.'" State v. Singleton, 211

N.J. 157, 181-82 (2012) (quoting Green, 86 N.J. at 287-88).

If a defendant does not object when a charge is given, as here, "there is a

presumption that the charge was not error and was unlikely to prejudice the

defendant's case." State v. Montalvo, 229 N.J. 300, 320 (2017) (quoting

Singleton, 211 N.J. at 182). When there is no objection, we review for plain

error and "disregard any alleged error 'unless it is of such a nature as to have

been clearly capable of producing an unjust result.'" State v. Funderburg, 225

N.J. 66, 79 (2016) (quoting R. 2:10-2); see State v. Adams, 194 N.J. 186, 206-

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26
07 (2008) ("Generally, a defendant waives the right to contest an instruction on

appeal if [the defendant] does not object to the instructions as required by Rule

1:7-2.").

Plain error in a jury charge is "[l]egal impropriety in the charge

prejudicially affecting the substantial rights of the defendant [and] sufficiently

grievous to justify notice by the reviewing court and to convince the court that

of itself the error possessed a clear capacity to bring about an unjust result."

State v. Camacho, 218 N.J. 533, 554 (2014) (first alteration in original) (quoting

Adams, 194 N.J. at 207). "Nevertheless, because clear and correct jury

instructions are fundamental to a fair trial, erroneous instructions in a criminal

case are 'poor candidates for rehabilitation under the plain error theory.'"

Adams, 194 N.J. at 207 (quoting State v. Jordan, 147 N.J. 409, 422-23 (1997)).

To determine whether there is reversible error in a jury charge, it is

axiomatic that "[t]he charge must be read as a whole." State v. Torres, 183 N.J.

554, 564 (2005) (citing Jordan, 147 N.J. at 422). We "must not look at portions

of the charge alleged to be erroneous in isolation; rather, 'the charge should be

examined as a whole to determine its overall effect,' and 'whether the challenged

language was misleading or ambiguous.'" State v. McKinney, 223 N.J. 475, 494

(2015) (citation omitted) (first quoting Jordan, 147 N.J. at 422; and then quoting

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27
State v. Nelson, 173 N.J. 417, 447 (2002)). In addition, the error "must be

evaluated in light 'of the overall strength of the State's case.'" State v. Walker,

203 N.J. 73, 90 (2010) (quoting State v. Chapland, 187 N.J. 275, 289 (2006)).

Although model jury charges "are not binding authority," State v. Bryant,

419 N.J. Super. 15, 28 (App. Div. 2011), "a jury charge is presumed to be proper

when it tracks the model jury charge because the process to adopt model jury

charges is 'comprehensive and thorough.'" State v. Cotto, 471 N.J. Super. 489,

543 (App. Div. 2022) (quoting R.B., 183 N.J. at 325). As such, "[i]n general,

'[i]t is difficult to find that a charge that follows the [m]odel [c]harge . . . closely

constitutes plain error.'" State v. Berry, 254 N.J. 129, 145 (2023) (second

alteration in original) (quoting State v. Ramirez, 246 N.J. 61, 70 (2021)); see

also R.B., 183 N.J. at 325 (instructing trial courts to follow the model jury

charges and read them "in their entirety to the jury").

Turning to the elements of the pertinent offense, N.J.S.A. 2C:29-8

provides in relevant part:

Any person who, directly or indirectly, corrupts,
influences or attempts to corrupt or influence a jury or
juror to be more favorable to the one side than to the
other by promises, persuasions, entreaties, threats,
letters, money, entertainment or other sinister means;
or any person who employs any unfair or fraudulent
practice, art or contrivance to obtain a verdict, or
attempts to instruct a jury or juror beforehand at any

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28
place or time, or in any manner or way, except in open
court at the trial of the cause, by the strength of the
evidence, the arguments of the parties or their counsel,
or the opinion or charge of the court is guilty of a crime.

Under certain circumstances not applicable here, corrupting or influencing a jury

is a crime of the first or second degree if "the actor employs force or threat of

force." N.J.S.A. 2C:29-8(a), (b). "Otherwise, corrupting or influencing a jury

is a crime of the third degree . . . ." N.J.S.A. 2C:29-8(c).

Consistent with the statutory language, the model jury charge for the

offense offers two definitions for a completed crime:

(1a) that the defendant, directly or indirectly,
corrupted [or] influenced [or attempted to corrupt or
influence] a jury or juror to be more favorable to one
side than to the other by promises, persuasions,
entreaties, threats, letters, money, entertainment or
other sinister means;

(and/or)

(1b) that defendant employed any unfair or
fraudulent practice, art or contrivance to obtain a
verdict, [or attempted to instruct a jury or juror
beforehand] at any place or time, or in any manner or
way, except in open court during the course of the trial,
by the strength of the evidence, the arguments of the
parties or their counsel or the opinion or charge of the
court; and

(2a) that defendant acted knowingly.

(and/or)

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29
(2b) that defendant attempted to corrupt or
influence the jury.

[Model Jury Charges (Criminal), "Corrupting or
Influencing a Jury (N.J.S.A. 2C:29-8)," at 1-2 (rev.
June 13, 2011).]

Because an attempt to corrupt a jury is sufficient to support guilt of the

third-degree offense, the model charge sets forth two different instructions:

Alternative I, which is "[t]o be used when [a] defendant is charged with

Attempt," and Alternative II, which is used when a defendant is not charged with

Attempt but "the facts raise the question [of] whether the crime was completed."

Id. at 3. Alternative I instructs jurors that "[t]he second element that the State

must prove beyond a reasonable doubt is that the defendant attempted to corrupt

or influence a jury." Ibid. If Alternative II is charged, jurors are told that "[t]he

second element that the State must prove beyond a reasonable doubt is that the

defendant acted knowingly," and are instructed accordingly. Id. at 2-3. But,

"[i]f the facts raise the question [of] whether the crime was completed,"

Alternative II directs the jury to "consider whether an attempt to commit the

crime has been established." Id. at 3. The jury then receives instructions

distinguishing between "knowledge" and "purpose," the different theories of

attempt, and the elements of an attempt to commit corrupting or influencing a

jury under each applicable theory. Id. at 3-9.

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30
During the charge conference, relying on the model charge, the State

proposed the removal of the terms "promises," "threats," "money,"

"entertainment," and "art" from both the statutory language and the definition of

each element. The State also proposed the removal of the phrase "corrupted [or]

influenced" from subsection 1a. However, those terms were retained throughout

the remainder of the instructions. Additionally, the State proposed the removal

of the word "and" throughout the model charge, so that the jurors would have to

choose between the alternatives presented instead of "combin[ing] both

charges." The parties further agreed that "Alternative II w[ould] be read."

Defendant did not object to any of the proposed changes and the judge accepted

all of the State's recommendations.

However, while reading the charge to the jury, the judge omitted several

portions that the State had not deleted. For example, while instructing the jury

on the different types of attempt, the judge omitted subsection two, which

defines attempt "[w]hen [c]ausing a [p]articular [r]esult is an [e]lement of the

[c]rime." Model Jury Charges (Criminal), "Corrupting or Influencing a Jury

(N.J.S.A. 2C:29-8)," at 4. Nevertheless, the judge included the elements of that

type of attempt alongside his instructions regarding the elements of subsections

one and three, which set forth attempt by impossibility and substantial step,

A-2708-21
31
respectively. The judge further omitted the instructions regarding renunciation

of purpose.

The judge also included instructions that were seemingly inapplicable to

the facts presented. Specifically, the judge included some, but not all, of the

instructions pertaining to the first-degree offense, which requires the additional

elements of use or threat of force in connection with an official proceeding

involving enumerated crimes. N.J.S.A. 2C:29-8(a). The judge omitted the

portions defining "use of force" and "threat of force" and listing the qualifying

crimes but retained the portion defining "official proceeding."

Furthermore, the judge's oral instructions omitted the descriptive headings

between the elements for each theory of attempt. The written copies of the

instructions, provided to the jury pursuant to Rule 1:8-8(b)(2), were identical to

those read by the judge, except that the written copy retained the descriptive

headings for attempt by impossibility and by substantial step. 6 There were no

objections to the charge by either party.

6
Nevertheless, the judge instructed the jury not to "rely on the subheadings in
the written instructions" as they did "not add to any explanation . . . given" and
"their only purpose" was "to help . . . find the appropriate topics covered in the
instructions."
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32
We acknowledge that there were several internal errors in both the judge's

oral and written instructions on corrupting or influencing a jury that could have

caused confusion to the jury. However, we are satisfied that under the

circumstances, this is a case where the "jury instructions are not incorrect but

merely capable of being improved." State v. Tierney, 356 N.J. Super. 468, 481

(App. Div. 2003).

First, the judge committed no error in instructing the jury in both types of

conduct. Contrary to defendant's argument, subsection 1a of the model charge

is not solely focused on the use of threats and inducements. See Model Jury

Charges (Criminal), "Corrupting or Influencing a Jury (N.J.S.A. 2C:29-8)," at

1. Rather, the charge also includes "persuasions, entreaties, . . . letters," or

"other sinister means," all of which was consistent with the State's theory that

defendant and Campbell "wanted th[e] documents on cars so that he could get

the word out about what he wanted the jurors to know." Consequently, the

inclusion of both 1a and 1b "was consistent with the factual theories advanced

by the parties," and therefore does not constitute plain error. State v. White, 326

N.J. Super. 304, 315 (App. Div. 1999).

Second, contrary to defendant's contention, the judge did not err by

including "both the completed crime[] and attempt language." Alternative II,

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33
which the parties agreed was appropriate, assumes the jury has been instructed

on the completed crime. Model Jury Charges (Criminal), "Corrupting or

Influencing a Jury (N.J.S.A. 2C:29-8)," at 3. Moreover, the record shows that

the judge prefaced the instructions regarding attempt by distinguishing between

the two, particularly the different states of mind applicable to each. Thus, the

jury was specifically informed about the differences between the completed

crime and attempt, undermining defendant's argument that including both

"surely confused the jury." Critically, the jury did not ask for clarification

regarding the charge, which also suggests that it was not confused by the

inclusion of both instructions. State v. Docaj, 407 N.J. Super. 352, 365-66 (App.

Div. 2009) (noting "whether any questions from the jury revealed a need for

clarification" as one factor in reviewing an error in jury instructions).

Lastly, the inclusion of instructions regarding the elements of all three

types of attempt does not rise to the level of plain error. Contrary to defendant's

arguments, the evidence presented at trial could have supported a conviction

under any one of those theories of attempt. At trial, the State presented evidence

that defendant mailed the reports to Campbell from jail with instructions

regarding what to write on them. Defendant's phone calls showed him

formulating the plan with Campbell over the course of several weeks, speaking

A-2708-21
34
in euphemism or otherwise avoiding discussion regarding the intended

recipients on the phone, and urging Campbell to complete the distribution as

soon as possible. The jury could reasonably have concluded that these actions

constituted a substantial step toward corrupting or influencing the jury. See

State v. Jones, 242 N.J. 156, 176 (2020) (explaining that a defendant satisfied

the substantial step requirement where his "verbal demands" that others commit

the crime "corroborated the firmness of his purpose to have the crime carried

out").

The jury also heard defendant instruct Campbell to "take a look at [the]

you know what" and "the individuals in the . . . so and so that's in there" so that

Campbell would "know . . . where they're going." Based on that direction, the

jury could have found that defendant reasonably believed Campbell would target

the jurors in the 2015 trial, thus supporting an attempt by impossibility theory.

See State v. Kuhn, 415 N.J. Super. 89, 100 (App. Div. 2010) (explaining that

attempt by impossibility requires jury to find purpose and reasonable belief

under the circumstances).

Defendant also told Campbell that the 2015 trial was going poorly since

the judge "d[id not] want to allow . . . the jury to see" the police reports and, as

a result, stressed that "it[ was] critical that [Campbell] bombard those things,

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35
any[ ]time after two o'clock" because he "want[ed] them to have it . . . right[]

when they're leaving." From this evidence, the jury could have found that

defendant's purpose in giving the directions was for Campbell to leave the

documents in the door handles shortly before the jurors left the courthouse

because defendant could not do so himself from prison. See State v. Kornberger,

419 N.J. Super. 295, 302 (App. Div. 2011) (explaining that attempt under

N.J.S.A. 2C:5-1(a)(2) concerns a nearly complete act that requires an additional

step beyond the actor's control).

In other words, "[w]hile it would have been preferable had the judge more

precisely related the facts to the law in his instructions, the charge given, as a

whole, was consistent with the factual theories advanced by the parties." White,

326 N.J. Super. at 315 (citations omitted). Moreover, "[d]efendant's failure to

submit a request to charge or interpose a timely objection constitutes strong

evidence that the error belatedly raised here was actually of no moment." Ibid.

IV.

In Point III, defendant argues the judge erroneously "continue[d]

deliberations and replace[d] a juror outside [his] presence" after defendant was

hospitalized from injuries sustained in a fall. Defendant asserts that given his

medical condition at the time, his decision "to allow the trial to continue . . . was

A-2708-21
36
not a valid waiver of his right to be present," particularly since he was

representing himself and his standby counsel was not present as he had been

assured.

"The right to be present at trial is protected by the Sixth Amendment to

the United States Constitution as applied to the states through the Fourteenth

Amendment, and by Article I, paragraph 10 of the New Jersey Constitution."

State v. Dellisanti, 203 N.J. 444, 453 (2010) (citing United States v. Gagnon,

470 U.S. 522, 526 (1985)). The right includes "a criminal defendant's right to

be present in the courtroom during every 'critical stage' of the trial," and is

additionally protected by the Fourteenth Amendment's Due Process Clause "'to

the extent that a defendant's absence would hinder a fair and just hearing.'" State

v. Reevey, 417 N.J. Super. 134, 149 (App. Div. 2010) (first quoting State v.

Zenquis, 251 N.J. Super. 358, 363 (App. Div. 1991); and then quoting State v.

Finklea, 147 N.J. 211, 216 (1996)).

A defendant's right to be present attaches "whenever . . . [the defendant's]

presence has a relation, reasonably substantial, to the fullness of [the

defendant's] opportunity to defend against the charge." State v. A.R., 213 N.J.

542, 557-58 (2013) (quoting Dellisanti, 203 N.J. at 453). That said, presence at

trial

A-2708-21
37
affords a defendant the ability to
communicate with counsel during trial,
[and to] assist in presentation of a defense[]
and in the process of cross-examination. It
includes the independent right of a
defendant to represent himself or herself at
all stages of a criminal proceeding, if he or
she elects to do so. Institutionally, the
defendant's right to be present at trial
ensures public confidence in the courts as
instruments of justice.

[Dellisanti, 203 N.J. at 454 (quoting State v. Hudson,
119 N.J. 165, 172 (1990)).]

A criminal defendant's right to be present during trial is "so vital to the

proper and fair functioning of the criminal justice system," ibid., that it is further

protected by Rule 3:16, which provides that a defendant "must be present for

every scheduled event unless excused by the court for good cause shown."

R. 3:16(a). The rule also requires a defendant's presence "at every stage of the

trial." R. 3:16(b). "Nothing in th[e rule], however, shall prevent a defendant

from waiving the right to be present at trial." Ibid.

Indeed, pursuant to the rule,

A waiver may be found either from (a) the defendant's
express written or oral waiver placed on the record, or
(b) the defendant's conduct evidencing a knowing,
voluntary, and unjustified absence after (1) the
defendant has received actual notice in court or has
signed a written acknowledgment of the trial date, or
(2) trial has commenced in defendant's presence.

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38
[Ibid.]

"Although the right to be present at trial is a matter of constitutional

imperative, that right is not absolute." State v. Whaley, 168 N.J 94, 100 (2001).

On the contrary, "[t]he right of the accused to be present must be anchored to

the reason for its existence," and "is not guaranteed 'when presence would be

useless, or the benefit but a shadow.'" Zenquis, 251 N.J. Super. at 364 (quoting

Snyder v. Massachusetts, 291 U.S. 97, 106-07 (1934), overruled on other

grounds, Malloy v. Hogan, 378 U.S. 1, 6 (1964)). In line with that principle,

our Supreme Court has held that the improper exclusion of a defendant from a

trial proceeding "does not [automatically warrant reversal] and that each case is

subject to a harmless error analysis." State v. W.A., 184 N.J. 45, 64 (2005).

Where "[t]he traditional justifications underlying [a] defendant's right to be

present, specifically the right to assist counsel in [defending the case], to assist

in the cross-examination of witnesses, and to influence the jury psychologically

by [being] presen[t], [are] absent," a defendant's presence is not constitutionally

required. State v. Morton, 155 N.J. 383, 445 (1998) (citation omitted) (citing

Hudson, 119 N.J. at 172). Nor is a defendant's presence required in proceedings

"centered on questions of law." Ibid.

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39
Here, on December 14, 2021, the judge gave the jury the final instructions

and it began deliberating. After deliberating for less than an hour, the jury sent

a note to the judge asking to "hear the phone calls again." The jury also asked

for "transcript[s]" of the "four calls." Because it was the end of the day, the

judge discharged the jury for the day to further discuss the jury's requests with

the parties. During the discussions, the prosecutor objected to providing the jury

with a transcript, while defendant believed the jury should be given a transcript.

The following day, December 15, in the presence of the prosecutor and

standby counsel, the judge placed on the record that after the court proceedings

concluded the day before, defendant fell down the stairs while being escorted

back to his holding cell and sustained injuries that required hospitalization. The

judge advised that he had notified the jurors that there was a delay in the

proceedings and that they should not report until 9:00 a.m. the next day,

December 16. The judge also postponed any further proceedings with the parties

for the day until he was able to ascertain the status of defendant's medical

condition.

The following morning, December 16, outside the presence of the jury but

in the presence of the prosecutor and standby counsel, defendant appeared

virtually from his hospital bed. After defendant was sworn, the judge asked

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40
defendant a series of questions to assess defendant's "condition" in light of the

fall. To that end, the judge asked defendant about the medications defendant

was taking, his injuries, and the treatment he had received to that point.

Defendant responded that he was taking a number of medications, including

OxyContin, and gave a detailed account of his injuries and his treatment.

According to defendant, he had "received . . . a number of MRI[s]," and was

"being transferred to another hospital" for "emergency" surgery. He stated that

he had "no sensation from the waist down," "a torn rotator cuff in [his] right

shoulder," "a blood clot in [his] eye," and the "loss of one tooth." Although

defendant stated that he "d[id not] remember anything after the fall," he recalled

that he was "still in the courthouse" when he fell and was transported to the

hospital "by way of ambulance."

After discussing defendant's medical condition, the judge turned to

substantive matters, beginning with the jury's request to hear the four phone calls

that the parties had been discussing before defendant's fall. Defendant corrected

the judge, accurately recalling that the jury had also requested transcripts of the

calls in addition to the audio recordings, and reiterated his position that both the

transcripts and the audio recordings should be given to the jury. Upon

acknowledging that he would not be able to return to the courtroom because of

A-2708-21
41
his injuries, defendant sought to reinstate standby counsel as his attorney of

record.

In response to defendant's request, standby counsel stated:

I will not stand in. I am not the attorney of record. I
will not be the attorney of record. . . . [I]f Your Honor
orders me, . . . you're going to put me into a position
where I am going to refuse the [c]ourt's order. I'm
telling you right now, I will not step into a case that I
have not been the attorney of record and I have not tried
before this jury. I will not do it under any
circumstances.

....

I will sit where I have been sitting for the entire trial.
Counsel table is reserved for the attorneys. . . . I will
not sit at counsel table regardless of what [defendant]
wants. I am standby counsel and only standby counsel.
I am not going to get put into this case when the jurors
are deliberating[.] I don't know what their verdict is
going to be. I am not going to set myself up for some
type of future proceedings where it's alleged[,] whether
there's a basis or there's not a basis, that I did something
or did not do something as counsel.

The judge retorted that he was not ordering standby counsel to appear as

the attorney of record but to continue in his role as standby counsel. In that

regard, the judge and defendant had the following exchange:

THE COURT: All right. As for the obligations
of standby counsel, . . . the purpose of standby counsel
is to assist . . . defendant. . . . Mr. Pena, you've heard
the position of [standby counsel]. . . . I have options

A-2708-21
42
that I can ask you, Mr. Pena, and it's certainly up to you
on how you wish this [c]ourt to proceed. . . . [U]nder
the circumstances, certainly you have the right
to . . . waive your appearance at this time, . . . and I will
. . . order the jurors not to consider your absence. I will
order [standby counsel] to be in the courtroom . . . as
he's been in the courtroom throughout the proceedings.
. . . [Y]our thoughts regarding same, Mr. Pena?

[DEFENDANT]: Judge, there's no objection.

THE COURT: All right. And I will tell you,
also, under the circumstances, any communications that
we get from the jury . . . regarding questions, . . . I
will . . . ensure that you are informed of the question,
and I will await your response before I respond to any
questions. Your thoughts regarding same, Mr. Pena?

[DEFENDANT]: . . . I agree with the position of
the [c]ourt, Judge.

Following additional colloquy, defendant expressed his desire to "finish

[the trial] out" and agreed to waive his right to be present. The judge accepted

defendant's waiver, noting:

And I certainly note that you . . . have been
communicative, you've certainly answered all of my
questions. . . . I do note that, as you've stated, you're
under medication, . . . but you've certainly been
communicative. Frankly, your memory was . . . more
accurate . . . than the [c]ourt's regarding the specifics of
the note . . . and how to proceed.

....

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For the record, I do find that . . . defendant has
been responsive. He has answered all questions posed
to him by the [c]ourt. He has certainly followed the
direction of the [c]ourt. Quite candidly, I
asked . . . defendant to show me his tooth . . . not,
frankly, so that I c[ould] evaluate his dental . . .
condition, but rather whether he was able to follow
instructions . . . and orders of the [c]ourt, . . . and he
certainly was able to do so and displayed his teeth . . .
to the [c]ourt.

. . . [H]e corrected the [c]ourt's misstatements
regarding the specificity of the note. His memory,
frankly, was . . . a hundred percent accurate . . . as to
the note that was sent out [by] the jury.

The jury resumed deliberations later in the day and returned a guilty verdict in

defendant's absence, but in the presence of standby counsel and the prosecutor.

Defendant now argues that his "request to have standby counsel present

during his absence clearly show[ed] that he was not willing to waive his right to

counsel." Furthermore, because the judge undertook "no inquiry . . . as to

whether [defendant] was aware of what he would be giving up by agreeing to

allow the trial to continue outside his presence," defendant contends that there

is "no evidence that his waiver was knowing, intelligent and voluntary."

Consequently, according to defendant, his "decision . . . to allow trial to continue

outside his presence was not a valid waiver of his right to be present as the

defendant or his right to counsel during this critical stage of the proceedings."

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Based on our consideration of the record in its entirety, we are satisfied

defendant voluntarily, knowingly, and intelligently waived his right to be

present. Even if defendant's express waiver was inadequate, his conduct

evidenced a knowing and voluntary absence. See R. 3:16(b).

In Dellisanti, our Supreme Court considered whether a defendant's

constitutional right to be present was violated under similar circumstances. 203

N.J. at 449-50, 459-60. There, the defendant "was not in the courtroom when,

during the jury's deliberations, the trial court responded to two questions posed

by the jury and when the jury returned its verdict." Id. at 447. Defendant's

"absence was due to a medical problem that resulted in his removal to a local

hospital for attention." Id. at 448. "Defendant's counsel acquiesced to the trial

court's brief explanation to the jury to that effect." Ibid. Although "[n]o further

relief was requested during trial, and no motion for a new trial was made by

defendant," on appeal, defendant raised "a deprivation of his right to be present

at his trial." Ibid.

The Court concluded that the defendant effectively waived his right to be

present and declined to reverse the defendant's convictions because "counsel's

agreement to the trial court's procedure and to the court's explanation to the jury

sufficed to demonstrate to the trial court, and now to us, that at the time [the]

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defendant was acquiescing to his absence from the closing events of his trial."

Id. at 461. Additionally, the Court cited "[the d]efendant's failure to advance

any post-trial motion in that regard" as "further evidence" in support of its

conclusion. Ibid.

Lastly, the Court held that

defendant has demonstrated no prejudice from his lack
of participation in the court's response to the brief,
simple factual questions posed by the jury. And, we
further discern no per se, or otherwise demonstrable,
prejudice to defendant from his apparent acquiescence
to his absence from the return of the jury's verdict.
Therefore, we reject defendant's argument that he is
entitled to reversal of his conviction based on an
asserted violation of his right to presence under Rule
3:16.

[Ibid.]

Just as in Dellisanti, the jury in this case had only deliberated for a short

period of time before defendant's medical issue arose. Moreover, just as the

defendant's attorney in Dellisanti agreed to the procedures outlined by the court,

here, defendant, acting as his own counsel, expressed his "agreement to the trial

court's procedure and to the court's explanation to the jury." Ibid. Defendant's

acquiescence is further evidenced by his "failure to request a delay of the trial

. . . or to raise the issue of an 'involuntary' absence in a post-trial motion." Id.

at 460.

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Furthermore, whereas the defendant in Dellisanti was absent for the

resolution of several substantive jury questions concerning evidentiary issues,

here, no such questions were posed in defendant's absence. Id. at 450. In fact,

defendant was an active participant in resolving the jury's requests for the audio

recordings and related transcripts. Although the judge determined that the

transcripts could not be provided to the jury because they were not admitted into

evidence, the judge allowed the audio recordings of the phone calls to go into

the jury room. The jury had no other questions regarding the evidence.

Therefore, at the time he became absent, "defendant's ability to influence the

course of events was complete." A.R., 213 N.J. at 559. Under these

circumstances, "the procedure utilized cannot be said to [have] undermine[d] the

trial process" because it "simply did not implicate either defendant's right to

confront evidence or witnesses against him or to assure a fair trial process." Id.

at 558-59.

Defendant argues he was denied his constitutional right to counsel "when,

after assuring him that . . . standby counsel would be present during all

proceedings while [defendant] was absent, the trial court unilaterally replaced a

juror during deliberations." By electing to represent himself, defendant waived

his right to counsel. "[O]nce waived, the Sixth Amendment right to counsel is

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no longer absolute." United States v. Leveto, 540 F.3d 200, 207 (3d Cir. 2008).

Instead, "once the right has been properly waived, as is the case here, . . . the

consideration of a defendant's post-waiver request for counsel is well within the

discretion of the [trial] court." Ibid. We discern no abuse of discretion by the

judge in the circumstances presented here.

In any event, the judge's decision to replace the juror is supported by the

record and consistent with the principles governing such substitutions. It is well

settled that "[appellate] review of a trial court's decision to remove and substitute

a deliberating juror because of an 'inability to continue,' pursuant to Rule 1:8-

2(d)(1), is deferential." State v. Terrell, 452 N.J. Super. 226, 271 (App. Div.

2016) (quoting State v. Musa, 222 N.J. 554, 564-65 (2015)). That said, "trial

courts do not have unbridled discretion to reconstitute deliberating juries in the

face of a jury crisis." State v. Hightower, 146 N.J. 239, 253 (1996).

However, Rule 1:8-2(d)(1) permits the substitution of a juror after the jury

has begun its deliberations "if . . . a juror dies or is discharged by the court

because of illness or other inability to continue." The rule is "intended to strike

a balance between a defendant's right to a fair trial . . . and judicial economy."

Musa, 222 N.J. at 565. To that end, before substituting a juror, a trial court must

first "determine the cause of the juror's concern and assess the impact of the

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juror's departure on the deliberative process." State v. Ross, 218 N.J. 130, 147

(2014). Then, "in light of the timing of the juror's dismissal and other relevant

considerations, the trial court must ascertain whether a reconstituted jury will

be in a position to conduct open-minded and fair deliberations." Ibid.

A trial court cannot replace a deliberating juror with an alternate "unless

the record 'adequately establish[es] that the juror suffers from an inability to

function that is personal and unrelated to the juror's interaction with the other

jury members.'" State v. Jenkins, 182 N.J. 112, 124-25 (2004) (alteration in

original) (quoting Hightower, 146 N.J. at 254). However, where those

requirements are met and the record contains no "indicia that a reconstituted jury

cannot engage in meaningful deliberations, our courts have consistently upheld

the substitution of an alternate for a juror excused for personal reasons unrelated

to the case." Ross, 218 N.J. at 147.

In considering whether deliberations have progressed too far to permit the

substitution of an alternate, there is "[n]o bright line rule." Ross, 218 N.J. at

149 (quoting State v. Williams, 171 N.J. 151, 169 (2002)). The judge should

instead engage in a fact-sensitive analysis, considering factors such as "the

timing of the juror's departure, [the juror's] explanation of the problem

prompting the inquiry, and communications from the jury that may indicate

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whether deliberations have progressed to the point at which a reconstituted and

properly charged jury will be unable to conduct open and mutual deliberations."

Ibid.

If the court permits the substitution of an alternate for an excused juror,

the court must "instruct the jury to recommence deliberations and . . . give the

jury such other supplemental instructions as may be appropriate." R. 1:8-

2(d)(1). At a minimum,

[t]he trial court should charge the jury that the excused
juror's departure was prompted by personal issues,
rather than by [the juror's] view of the case or
relationships with other jurors, that the reconstituted
jury should not speculate on the reasons for the juror's
departure, and that the jury should begin deliberations
anew by setting aside their previous discussions so that
the reconstituted jury may conduct full and complete
deliberations.

[Ross, 218 N.J. at 152.]

See also Model Jury Charges (Criminal), "Judge's Instructions When Alternate

Juror Empaneled After Deliberations Have Begun" (rev. Mar. 14, 2016) (setting

forth consistent instructions).

Here, before the jury returned to resume deliberations on December 16,

the judge received a "communication" from juror 14, which the judge read into

the record. The juror "informed the [c]ourt that he was identified as having close

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contact" with two coworkers who "both tested positive for COVID" that

morning. Although juror 14 had taken "a home test and tested negative," he had

been "directed to self-quarantine by his employer" for ten days. In accordance

with the parties' prior agreement that only the judge would be present when the

jury returned to resume deliberations, neither the prosecutor nor standby counsel

was present when the judge received and addressed the note.

Based on the note, the judge "f[ound] that the juror . . . [was] unable . . .

to continue because of illness" as contemplated by Rule 1:8-2(d)(1) and required

substitution. The judge also considered whether deliberations had progressed

too far to permit the substitution, noting that the jury had only deliberated "for

less than an hour" when deliberations halted while the parties considered the

jury's request to hear the phone calls again. The judge explained:

The deliberations certainly have not been going
on for any length of time. This [c]ourt certainly does
not find that the deliberations have proceeded so far
towards completion that a reconstituted jury . . . would
be . . . incapable of considering . . . defendant's guilt or
innocence. Certainly[,] they can start anew based on
the limited time that they had been deliberating. . . . I
do find it is a permissible option to replace the juror. I
will instruct [the jury] as [per] the model jury
charge . . . to start their deliberations anew.

When the jury returned at approximately 1:30 p.m. on December 16, the

judge apologized for the delay and instructed the jury "not to speculate" about

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the cause of the delay. Next, the judge issued the following instruction regarding

juror 14's absence:

As you can see, [j]uror 14 is not present. Juror
14 has been excused by the [c]ourt. Juror 14 was
excused from the jury [and] an alternate will be
selected . . . to replace [j]uror 14.

....

. . . The reason that [juror 14] has been excused
was entirely personal to him, and has nothing to do with
his views on the case or his relationship with the other
members of [the] deliberating jury. Please do not
speculate as to the reason why the juror was excused.

At this moment, you are a new jury and you must
start your deliberations over again. The parties have a
right to have the verdict reached by [twelve] jurors who
have had the full opportunity to deliberate from start to
finish. The alternate juror has no knowledge of the
earlier deliberations. Consequently, the new . . .
deliberating jury must start over at the very beginning
of the deliberations. Each member of the original
deliberating jury must set aside and disregard whatever
may have occurred in anything which may have been
said in the jury room following my instructions to you.

You must give no weight to any opinion
expressed by [j]uror 14 during deliberations before that
juror was excused. Together, as a new jury, you must
consider all of the evidence presented at trial as part of
your full and complete deliberations until you reach a
verdict.

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After addressing the jury's pending questions regarding the phone calls

and transcripts in accordance with the parties' prior discussions on December 14

and 15, the judge instructed the jury "to start their deliberations anew."

Although neither the prosecutor nor standby counsel was present during the

judge's interactions with the jury in connection with the substitution of juror 14,

both the prosecutor and standby counsel were present when the jury returned a

verdict later that same day.

We discern no abuse of discretion in the judge's handling of and

interactions with the jury. "A physical illness is recognized in the text of Rule

1:8-2(d)(1) to constitute a basis for removal and replacement of a juror." Ross,

218 N.J. at 147-48. "[A] juror suffering from a purely personal problem," such

as COVID exposure, "c[an] be removed and replaced by an alternate without

fear that the ultimate verdict's validity has been compromised." Jenkins, 182

N.J. at 130. Under the circumstances, it was not an abuse of discretion for the

judge to opt for juror substitution, instead of declaring a mistrial. See Musa,

222 N.J. at 565 ("Declaring a mistrial imposes enormous costs on our judicial

system . . . ." (quoting Jenkins, 182 N.J. at 124)). The record also shows that

the judge thoroughly considered the status of the jury's deliberations to that

point. Under the circumstances, there was nothing to suggest "that any juror had

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53
reached a determination on a factual or legal issue," nor that "the jury was unable

to engage in open-minded discussions after the substitution." Ross, 218 N.J. at

152.

In addition, after the jury returned, the judge issued the proper instruction

regarding a juror's substitution. The judge's instruction mirrored the model jury

instruction regarding the empaneling of an alternate juror after the beginning of

deliberations. See Jenkins, 182 N.J. at 135 ("We find that the court did not err

by instructing the jury consistent with the [m]odel [c]riminal [c]harge."); Model

Jury Charges (Criminal), "Judge's Instructions When Alternate Juror Empaneled

After Deliberations Have Begun." Thus, the judge's substitution of an alternate

in place of juror 14 was entirely consistent with the procedures set forth in Rule

1:8-2(d)(1) and the governing case law.

Defendant contends that the judge erred because "defense counsel could

have made arguments . . . about whether substitution was appropriate under the

circumstances or whether alternatives[] such as a delay in deliberations would

have been appropriate." We acknowledge that such decisions are better made

in the presence of counsel. See State v. Morgan, 217 N.J. 1, 11 (2013) ("[J]udges

must be especially careful about their own contacts with the jury and should not

interact with jurors outside the presence of counsel."). However, failure to do

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so "does not automatically require the reversal of defendant's convictions ."

State v. Brown, 275 N.J. Super. 329, 332 (App. Div. 1994). This is especially

the case where, as here, the communication was preserved on the record, and

"the record affirmatively discloses 'that the communication had no tendency to

influence the verdict.'" Morgan, 217 N.J. at 12 (quoting State v. Auld, 2 N.J.

426, 432 (1949)).

Thus, although the better practice would have been to consult the parties

before empaneling the alternate, the judge's failure to do so does not require

reversal of defendant's convictions in the circumstances of this case. The judge

read the entirety of juror 14's note into the record, thereby documenting the

reason for the juror's absence. See ibid. ("[A]n adequate record of the contact

may be able to dispel a presumption of prejudice."). Even if defendant had been

able to oppose the substitution, "the death and illness standards are clear and

narrow," and the precipitating event—juror 14's COVID exposure—clearly

precluded him from further service. Hightower, 146 N.J. at 254. The record

also shows that the judge did consider the possibility of delaying deliberations

as an alternative to substitution but rejected it because of the time frame that had

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been provided to the jury for the completion of the case.7 See Musa, 222 N.J. at

571 ("A court is not required to postpone a trial for an indefinite period because

a deliberating juror has not returned for service."). In the absence of any specific

prejudice identified by defendant that resulted from the judge's failure to consult

the parties beforehand, we discern no basis to intervene.

V.

In Point IV, defendant argues that the imposition of the maximum

sentence based on "aggravating factors three, six, and nine" was "manifestly

excessive." Defendant asserts the error "was compounded by running that

sentence consecutive to the twenty-nine-year sentence [defendant] was already

serving without an explicit statement as to the fairness of the overall sentence "

in accordance with State v. Torres, 246 N.J. 246 (2021). Further, defendant

contends the judge "failed to award the jail and gap[-]time credits [defendant]

was due." Consequently, he urges us to vacate the sentence and remand for

resentencing.

We review sentences "in accordance with a deferential standard," State v.

Fuentes, 217 N.J. 57, 70 (2014), and are mindful that we "should not 'substitute

7
The judge apparently told the jury that the trial would conclude before the
"Christmas recess," which meant that it would conclude by Friday, December
23, 2021.
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[our] judgment for those of our sentencing courts,'" State v. Cuff, 239 N.J. 321,

347 (2019) (quoting State v. Case, 220 N.J. 49, 65 (2014)). Thus, we will

affirm the sentence unless (1) the sentencing guidelines
were violated; (2) the aggravating and mitigating
factors found by the sentencing court were not based
upon competent and credible evidence in the record; or
(3) "the application of the guidelines to the facts of [the]
case makes the sentence clearly unreasonable so as to
shock the judicial conscience."

[Fuentes, 217 N.J. at 70 (alteration in original) (quoting
State v. Roth, 95 N.J. 334, 364-65 (1984)).]

In State v. Yarbough, 100 N.J. 627, 643-44 (1985), our Supreme Court set

forth guidelines for evaluating the threshold question of whether to impose

concurrent or consecutive sentences pursuant to N.J.S.A. 2C:44-5(a). The

Yarbough Court enumerated five specific facts sentencing courts should

consider, including whether or not:

(a) the crimes and their objectives were predominantly
independent of each other;

(b) the crimes involved separate acts of violence or
threats of violence;

(c) the crimes were committed at different times or
separate places, rather than being committed so closely
in time and place as to indicate a single period of
aberrant behavior;

(d) any of the crimes involved multiple victims;

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(e) the convictions for which the sentences are to be
imposed are numerous[.]

[Yarbough, 100 N.J. at 644.]

"The Yarbough factors serve much the same purpose that aggravating and

mitigating factors do in guiding the court toward a sentence within the statutory

range," State v. Abdullah, 184 N.J. 497, 514 (2005), and "should be applied

qualitatively, not quantitatively," State v. Carey, 168 N.J. 413, 427 (2001); see

also State v. Molina, 168 N.J. 436, 442 (2001) (affirming consecutive sentences

although "the only factor that support[ed] consecutive sentences [was] the

presence of multiple victims").

In Abdullah, the Court reminded trial judges "that when imposing either

consecutive or concurrent sentences, '[t]he focus should be on the fairness of the

overall sentence,' and that they should articulate the reasons for their decisions

with specific reference to the Yarbough factors." 184 N.J. at 515 (alteration in

original) (quoting State v. Miller, 108 N.J. 112, 122 (1987)). In Torres, the

Court directed that when imposing lengthy consecutive sentences, "an

explanation for the overall fairness of a sentence by the sentencing court is

required" in order to curtail and, if necessary, correct "'arbitrary or irrational

sentencing.'" 246 N.J. at 272 (quoting State v. Pierce, 188 N.J. 155, 166-67

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58
(2006)). Thus, consideration of the fairness of the overall sentence is "a

necessary feature in any Yarbough analysis." Cuff, 239 N.J. at 352.

Here, defendant was sentenced to an aggregate five-year term, with a two-

year period of parole ineligibility, on counts one and three. In imposing the

sentence, the judge found aggravating factors three, six, and nine based on the

high risk of re-offense, the extent of defendant's prior criminal record, and the

need for deterrence, respectively. See N.J.S.A. 2C:44-1(a)(3), (6), (9). The

judge found no mitigating factors and was "clearly convinced" that the

aggravating factors "substantially outweigh[ed] the non[-existent] mitigating

factors," justifying a maximum sentence for the offenses.8

We discern no abuse of discretion in the judge's decision, which is amply

supported by credible evidence in the record. We reject defendant's baseless

argument that "the imposition of the maximum sentence based on those

ubiquitous aggravating factors alone[] is manifestly excessive[,] warranting

reversal." See Fuentes, 217 N.J. at 73 ("[R]eason suggests that when the

mitigating factors preponderate, sentences will tend toward the lower end of the

range, and when the aggravating factors preponderate, sentences will tend

8
Defendant received a five-year sentence, with a two-year period of parole
ineligibility, on count three, and a concurrent eighteen-month sentence on count
one.
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59
toward the higher end of the range." (quoting State v. Natale, 184 N.J. 458, 488

(2005))).

Next, the judge addressed whether the sentence should be concurrent or

consecutive to the sentence defendant was already serving on his 2015

conviction. Relying on Yarbough and its "progeny," the judge explained that

consecutive sentences were appropriate because the offenses were nearly ten

years apart and involved different victims and different locations. Additionally,

according to the judge, the present offense evidenced "ongoing behavior . . . that

[was] continual[ and] escalating."

Although the judge carefully explained why consecutive sentences were

appropriate, he did not provide "an explanation for the overall fairness of [the]

sentence" as mandated under Torres, 246 N.J. at 272-74. See also id. at 271

("The mere identification of Yarbough factors as present when recounting the

facts of defendant's offenses is no substitute for the required fairness

assessment."). Consequently, we are constrained to order a limited remand "to

allow the judge to provide '[a]n explicit statement, explaining the overall

fairness' of the sentences imposed.'" State v. Amer, 471 N.J. Super. 331, 359

(App. Div. 2022) (alteration in original) (quoting Torres, 246 N.J. at 268), aff'd

as modified on other grounds, 254 N.J. 405, 410 (2023). We stress that the

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remand is limited to a Torres analysis, not a complete resentencing. Thus,

"evidence of defendant's post-sentencing rehabilitation" is "outside the scope of

th[is] remand order." State v. Randolph, 210 N.J. 330, 353 (2012).

Turning to defendant's argument that the judge erred in calculating his jail

credit and gap-time credit, "Rule 3:21-8 provides that '[a] defendant shall

receive credit on the term of a custodial sentence for any time served in custody

in jail or in a state hospital between arrest and the imposition of sentence.'"

State v. Hernandez, 208 N.J. 24, 36 (2011) (quoting R. 3:21-8(a)). "These

credits for pre-sentence custody are referred to as 'jail credits.'" State v. C.H.,

228 N.J. 111, 117 (2017) (quoting State v. Rawls¸ 219 N.J. 185, 192 (2014)).

"Jail credits are 'day-for-day credits' that are applied to the 'front end' of a

defendant's sentence, meaning that [the defendant] is entitled to credit against

the sentence for every day defendant was held in custody for that offense prior

to sentencing." Hernandez, 208 N.J. at 37 (citation omitted) (first quoting

Buncie v. Dep't of Corr., 382 N.J. Super. 214, 217 (App. Div. 2005); and then

quoting Booker v. N.J. State Parole Bd., 136 N.J. 257, 260-63, 265 (1994)).

"When the [rule] preconditions for the application of jail credits are satisfied,

the award of such credits is mandatory, not discretionary." Rawls, 219 N.J. at

192-93 (quoting Hernandez, 208 N.J. at 37).

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On the other hand, "[g]ap-time credit applies 'when a defendant, who has

been sentenced previously to a term of imprisonment, is sentenced again for a

different offense committed prior to the imposition of the earlier sentence."

State v. Joe, 228 N.J. 125, 131 (2017) (quoting State v. Carreker, 172 N.J. 100,

103 (2002)). Such credits are awarded pursuant to N.J.S.A. 2C:44-5(b), which

provides, in pertinent part:

When a defendant who has previously been sentenced
to imprisonment is subsequently sentenced to another
term for an offense committed prior to the former
sentence, other than an offense committed while in
custody:

....

(2) Whether the court determines that the terms
shall run concurrently or consecutively, the defendant
shall be credited with time served in imprisonment on
the prior sentence in determining the permissible
aggregate length of the term or terms remaining to be
served[.]

Thus, after the first sentence is imposed, "a defendant is entitled to gap -

time credits when sentenced on the other pending charges if '(1) the defendant

has been sentenced previously to a term of imprisonment, (2) the defendant is

sentenced subsequently to another term, and (3) both offenses occurred prior to

the imposition of the first sentence.'" State v. Rippy, 431 N.J. Super. 338, 349

(App. Div. 2013) (quoting State v. Franklin, 175 N.J. 456, 462 (2003)). "If the

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defendant meets those requirements, the sentencing court is obligated to award

gap-time credits." Hernandez, 208 N.J. at 38. Additionally, "our courts have

occasionally refrained from awarding gap-time credit in situations where there

was little or no risk of manipulation by the prosecutor." State v. L.H., 206 N.J.

528, 532 (2011) (Long, J., concurring).

Here, the judge correctly concluded that defendant was only entitled to

thirty days of jail credit for the period beginning November 18, 2015, the day

he was charged with the instant offenses, and ending December 17, 2015, the

day before he was sentenced on the aggravated sexual assault conviction.

Defendant asserts he is "entitled to an additional [twenty-nine] days of jail

credit," which equals the length of time he spent awaiting resentencing for the

2015 conviction. "'[O]nce the first sentence is imposed, a defendant awaiting

imposition of another sentence accrues no more jail credit under Rule 3:21-8'"

absent "the reversal of the convictions for which the first sentence was

imposed." Rippy, 431 N.J. Super. at 349 (quoting Hernandez, 208 N.J. at 50).

Although defendant's sentence for the 2015 conviction was vacated, his

conviction was not. Pena, slip op. at 44. Therefore, defendant was not entitled

to have that time credited towards this sentence. See also Rippy, 431 N.J. Super.

at 350 ("[I]t is well-settled that a defendant who is serving a sentence on one

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charge is not entitled to jail credits for that time served on another pending

charge.").

Further, the judge's denial of gap-time credits was entirely proper. First,

the present offenses were committed while defendant was in custody during the

2015 trial. Therefore, by the plain terms of N.J.S.A. 2C:44-5(b), the jury

tampering convictions are not gap-time eligible. The judge also correctly denied

gap-time credit on the ground that "there has been absolutely no manipulation

by the State" in prosecuting the aggravated sexual assault charges before the

tampering charges. See State v. Boykins, 447 N.J. Super. 213, 222 (App. Div.

2016) (noting that the risk for manipulation of sequence of trials was "minimal,

if not non-existent" where subsequent offenses were committed two days before

jury selection began in trial for earlier indictment). As the judge astutely

observed, defendant committed the present offenses while the 2015 trial was

ongoing, and there was "no way [the present offenses] could have been tried and

sentenced before the . . . sentence . . . was imposed . . . on [the aggravated sexual

assault conviction]." Thus, "the impossibility of prosecutorial manipulation"

serves as a "separate rationale for denying gap-time credits" in this case. L.H.,

206 N.J. at 528 (Long, J., concurring).

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In sum, we affirm defendant's convictions and remand for the limited

purpose of "allow[ing] the judge to provide '[a]n explicit statement, explaining

the overall fairness' of the sentences imposed" consistent with Torres. Amer,

471 N.J. Super. at 359 (second alteration in original) (quoting Torres, 246 N.J.

at 268). To the extent we have not addressed any specific arguments, it is

because they lack sufficient merit to warrant discussion. R. 2:11-3(e)(2).

Affirmed as to defendant's convictions and remanded for further

sentencing proceedings consistent with this opinion. We do not retain

jurisdiction.

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65

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10795743. Public record. Not legal advice.
