# Coons v. Secretary of Health and Human Services

> United States Court of Federal Claims · April 23, 2024

URL: https://www.frixlaw.com/law-library/cases/10735556

## Case

- **Court:** United States Court of Federal Claims
- **Decided:** April 23, 2024
- **Precedential status:** Unpublished
- **Opinion:** Opinion
- **Judges:** Nora Beth Dorsey
- **Cited by:** 0 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/10735556

## How later opinions describe it (automated extraction)

- explaining that “to require identification and proof of specific biological mechanisms would be inconsistent with the purpose and nature of the vaccine compensation program”
- noting that “close calls” are resolved in Petitioner’s favor

## Opinion text

In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
Filed: March 29, 2024

* * * * * * * * * * * * * * *
KRISTEN COONS, * PUBLISHED
*
Petitioner, * No. 20-1067V
*
v. * Special Master Dorsey
*
SECRETARY OF HEALTH * Entitlement; Tetanus Diphtheria Toxoid
AND HUMAN SERVICES, * (“Td”) Vaccine; Small Fiber Neuropathy.
*
Respondent. *
*
* * * * * * * * * * * * * * *

Andrew Donald Downing, Downing, Allison & Jorgenson, Phoenix, AZ, for Petitioner.
Joseph Adam Lewis, U.S. Department of Justice, Washington, DC, for Respondent.

RULING ON ENTITLEMENT1

On August 25, 2020, Kristen Coons (“Petitioner”) filed a petition for compensation under
the National Vaccine Injury Compensation Program (“Vaccine Act” or “the Program”), 42
U.S.C. § 300aa-10 et seq. (2018),2 alleging that she “developed a severe neurological injury”
following a tetanus diphtheria toxoid (“Td”) vaccination administered on June 23, 2019. Petition
at Preamble (ECF No. 1). Respondent argued against compensation, stating “this case is not
appropriate for compensation under the terms of the Vaccine Act.” Respondent’s Report (“Resp.
Rept.”) at 2 (ECF No. 19).

1
Because this Ruling contains a reasoned explanation for the action in this case, the undersigned
is required to post it on the United States Court of Federal Claims’ website and/or at
https://www.govinfo.gov/app/collection/uscourts/national/cofc in accordance with the E-
Government Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal Management and Promotion of
Electronic Government Services). This means the Ruling will be available to anyone with
access to the Internet. In accordance with Vaccine Rule 18(b), Petitioner has 14 days to
identify and move to redact medical or other information, the disclosure of which would
constitute an unwarranted invasion of privacy. If, upon review, the undersigned agrees that the
identified material fits within this definition, the undersigned will redact such material from
public access.
2
The National Vaccine Injury Compensation Program is set forth in Part 2 of the National
Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755, codified as amended,
42 U.S.C. §§ 300aa-10 to -34 (2018) (“Vaccine Act” or “the Act”). All citations in this Ruling to
individual sections of the Vaccine Act are to 42 U.S.C.A. § 300aa.

1
After carefully analyzing and weighing the evidence presented in accordance with the
applicable legal standards, the undersigned finds Petitioner has provided preponderant evidence
that her Td vaccine caused her neurological condition, small fiber neuropathy, satisfying
Petitioner’s burden of proof under Althen v. Secretary of Health & Human Services, 418 F.3d
1274, 1280 (Fed. Cir. 2005). Accordingly, Petitioner is entitled to compensation.

I. ISSUE TO BE DECIDED

Diagnosis is not at issue. The parties agree that Petitioner’s diagnosis is small fiber
neuropathy and that her symptoms persisted for longer than six months. Joint Submission, filed
Apr. 27, 2023, at 1 (ECF No. 87). The parties dispute causation. The parties disagree as to
whether Petitioner has established that her small fiber neuropathy was caused in fact by the Td
vaccine she received on June 23, 2019.3 See id.

II. BACKGROUND

A. Medical Terminology

Small fiber neuropathy is a “disorder of thinly myelinated and unmyelinated nerve fibers
typically dominated by neuropathic pain and autonomic symptoms.” Pet. Ex. 19 at 1.4 Small
fiber neuropathy “predominantly affects small-diameter peripheral nerve fibers, which include
myelinated Aδ and unmyelinated C fibers” in the peripheral nervous system. Pet. Ex. 18 at 1.5
Patients typically present with pain, tingling, numbness, burning, and coldness sensations in the
lower extremities. Id.

The relatively common neuromuscular disorder can be associated with many medical
conditions including diabetes mellitus, autoimmune diseases, vitamin B12 deficiency, viral
infections, thyroid dysfunctions, sodium channelopathy, paraneoplastic syndrome, and others.

3
Petitioner also received doses of the rabies vaccine on June 23, 2019, June 26, 2019, July 1,
2019, and July 8, 2019. Petitioner’s Exhibit (“Pet. Ex.”) 10 at 68, 173-74. The rabies vaccine is
a non-covered vaccine on the Vaccine Injury Table and therefore, while it is sometimes
discussed by the experts, the undersigned makes no findings regarding Petitioner’s rabies
vaccinations. See 42 C.F.R. § 100.3.
4
C. Han et al., Nav1.7-Related Small Fiber Neuropathy, 78 Neurology 1635 (2012).
5
Lan Zhou, Small Fiber Neuropathy, 39 Seminars Neurology 570 (2019).

2
Pet. Ex. 18 at 1, 4-5. An autoimmune mechanism is often suspected in many patients with small
fiber neuropathy. See Pet. Ex. 46;6 Pet. Ex. 49;7 Pet. Ex. 69.8

B. Procedural History

Petitioner filed her petition and medical records9 on August 25 and 26, 2020. Petition;
Pet. Exs. 1-9. Respondent filed his Rule 4(c) report, arguing against compensation, on May 19,
2021. Resp. Rept. at 2.

Petitioner filed an expert report from Dr. David Axelrod on July 9, 2021 and an expert
report from Dr. Mitchell Gordon Miglis on August 17, 2021. Pet. Exs. 13, 43. Respondent filed
an expert report from Dr. Thomas Leist on October 18, 2021. Resp. Ex. A. Petitioner filed a
supplemental expert report from Dr. Axelrod on November 22, 2021 and a supplemental expert
report from Dr. Miglis on December 27, 2021. Pet. Exs. 53-54. Respondent filed a
supplemental expert report from Dr. Leist on February 11, 2022. Resp. Ex. L.

On April 12, 2022, the undersigned held a Rule 5 conference. Rule 5 Order dated Apr.
13, 2022 (ECF No. 53). The undersigned did not reach a preliminary finding as to causation. Id.
at 2. The parties entertained settlement discussions from May 2022 to January 2023. See ECF
Nos. 56, 72-79.

The parties subsequently agreed to resolve entitlement through a ruling on the record.
Joint Status Rept., filed Feb. 27, 2023 (ECF No. 80). Petitioner filed her motion for a ruling on
the record on April 27, 2023. Pet. Motion for Ruling on the Record (“Pet. Mot.”), filed Apr. 27,
2023 (ECF No. 88). Respondent filed a response on July 5, 2023, and Petitioner filed a reply on
August 1, 2023. Resp. Response to Pet. Mot. (“Resp. Response”), filed July 5, 2023 (ECF No.
93); Pet. Reply in Support of Pet. Mot. (“Pet. Reply”), filed Aug. 1, 2023 (ECF No. 94).

This matter is now ripe for adjudication.

6
Lorena M. Bitzi et al., Small Fiber Neuropathy: Swiss Cohort Characterization, 64 Muscle &
Nerve 293 (2021).
7
Jafar Kafaie et al., Small Fiber Neuropathy Following Vaccination, 18 J. Clinical
Neuromuscular Disease 37 (2016).
8
Vera Bril & Hans D. Katzberg, Acquired Immune Axonal Neuropathies, 20 Continuum 1261
(2014).
9
Petitioner continued to file medical records throughout the course of litigation.

3
C. Factual History

1. Summary of Medical Records

Petitioner was born on February 3, 1983, and was 36 years old at the time of vaccination.
Pet. Ex. 10 at 165. Petitioner’s prior medical history consisted of depression and anxiety,
vitamin B12 deficiency,10 and occasional alcohol use. Id.

On June 20, 2019, three days prior to vaccination, Petitioner had a cognitive behavioral
therapy session with Jennifer Heckler, M.S.W., L.C.S.W. Pet. Ex. 10 at 188. Petitioner reported
that she was feeling drained from work. Id.

On June 23, 2019, Petitioner presented to an urgent care after being bitten by a dog on
her nose the night before. Pet. Ex. 5 at 2. On physical examination, she denied extremity
weakness, numbness in the extremities, and decreased mobility. Id. at 3. Her nose was red and
swollen with several small lacerations/puncture wounds. Id. at 2, 4. The area was cleaned, and a
triple antibiotic ointment (Bacitracin) was placed. Id. at 4. She was prescribed amoxicillin and
instructed to go to the emergency department (“ED”) if her symptoms worsened. Id. at 5.

Later that day, Petitioner presented to the ED for her dog bite injury as there was
drainage coming from one of the puncture sites on her nose. Pet. Ex. 10 at 165. She had normal
physical and neurological examinations. Id. at 166. Petitioner’s culture from the drainage was
positive for small gram-positive bacillus, gram-positive cocci, and she also had an elevated white
blood cell count. Id. at 170-71. Her last tetanus shot was in 2013. Id. at 165; see Pet. Ex. 12 at
3. Therefore, Petitioner received the Td vaccine11 and a rabies vaccine on June 23, 2019.12 Pet.
Ex. 10 at 166-69. The Td vaccine was administered intramuscularly in Petitioner’s left thigh. Id.
at 174. Petitioner also received antibiotics (Rocephin) in the ED and “her wound [was] irrigated
with high pressure sterile saline” and “a little bit of the rabies immunoglobulin [was placed] in
the [two] puncture sites of the intradermal areas of the nose.” Id. at 166. She was discharged
with instructions to apply antibiotic ointment twice daily and return if her symptoms worsened.
Id. at 166-67.

On June 25, 2019, Petitioner followed up with nurse practitioner (“NP”) Lucas Gruwell
for her dog bite injury. Pet. Ex. 10 at 146. Physical examination was normal, and Petitioner
denied any significant changes in pain. Id. at 147, 150. Petitioner was instructed to continue

10
Petitioner was first diagnosed with vitamin B12 deficiency around 2014. Pet. Ex. 10 at 386.
She had been prescribed monthly B12 supplement injections since at least 2015. Pet. Ex. 2 at 11.
11
Petitioner received the Tenivac Td vaccine. Pet. Ex. 10 at 68.
12
Petitioner received rabies immunoglobulin and the Imovax rabies vaccine on June 23, 2019.
Pet. Ex. 10 at 68, 173-74. Petitioner received doses of the Rabavert rabies vaccine on June 26,
July 1, and July 8, 2019. Id. at 68. Petitioner was informed she completed her 14-day rabies
vaccination regimen on July 9, 2019. Id. at 92.

4
caring for the wound to her nose by taking antibiotics and applying the antibiotic ointment. Id. at
150. Petitioner did not report any leg pain or numbness. See id. at 146-50.

On June 28, 2019, Petitioner presented to Michael Jaorasdr, NP, with “[f]atigue, myalgia,
[and] paresthesias.” Pet. Ex. 10 at 114. Petitioner reported that she had been having fatigue for
several months, “but leg pain and numbness x [two] days.” Id. Petitioner described her fatigue
as “sleeping a lot.” Id. Petitioner was concerned about Lyme disease as her dog had previously
tested positive for Lyme disease and they had traveled and camped outdoors. Id. at 114-15. It
was noted Petitioner “did recently suffer from a dog bite to her nose and was treated with
doxycycline which is [also] a treatment for Lyme disease,” but that Petitioner still wanted to be
tested for Lyme disease given her symptoms. Id. at 115. Review of systems was “[p]ositive for
light-headedness, numbness or shooting pain in hands, arms, legs, or feet, excessive daytime
sleepiness, headaches[,] and weakness in arms or legs.” Id. at 117. Petitioner’s dog bite wound
was healing nicely and there were no signs of infection. Id. at 119. Nurse Jaorasdr noted that
Petitioner’s “fatigue and myalgias may be related to her anxiety and depression” which was also
discussed. Id.

Petitioner returned to Nurse Jaorasdr on August 9, 2019 for left leg numbness. Pet. Ex.
10 at 64. Petitioner reported that “this started approximately [six] weeks ago after her [ED]
visit” for treatment of a dog bite to her face. Id. It was noted that she “did get several
vaccinations including rabies [in the] left thigh.” Id. Petitioner reported that “since that time[,]
she had numbness and decreased sensation in her left lower leg. [Petitioner] state[d] that she was
not initially concerned, however, she state[d] that yesterday she had some difficulty walking and
had an antalgic gait that favor[ed] her right side.” Id. Review of systems was “[p]ositive for
numbness or shooting pain in hands, arms, legs, or feet, excessive daytime sleepiness[,] []
weakness in arms or legs,” and “feeling nervous, anxious, or on edge in past two weeks.” Id. at
67. Petitioner’s physical examination revealed “decreased sensation to her left lower leg.” Id. at
68. The diagnosis was numbness lower extremity. Id. at 64, 68. Nurse Jaorasdr “discussed
[Petitioner’s] decreased sensation in her left leg possibly being from nerve damage secondary to
vaccinations.” Id. at 68. The plan was to follow up as needed. Id. at 69.

On August 23, 2019, Petitioner saw physiatrist Dr. Jerry Sobel for left leg numbness.
Pet. Ex. 4 at 8. Petitioner reported that she was treated in the ED on June 23, 2019 for a dog bite
when she received vaccinations in her left thigh. Id. “She noticed [two] days after the [ED] visit
the numbness in the lateral aspect of her left leg.” Id. “Her symptoms got progressively worse
and she saw her primary care physician at the Mayo Clinic on August 9, 2019 because she was
also experiencing a sense of weakness in the left leg.” Id. She described the sense of weakness
as “if she was sitting for a while and went to stand up it was like the left leg did not want to
move and she shuffle[d] along and then it would start to feel better and she could walk
normally.” Id. She only had a few episodes of that. Id. Petitioner reported she felt she had
“plateaued and [was] not getting any better.” Id. There had been no testing or imaging done to
date. Id. On examination, Petitioner had reduced sensation to her left leg. Id. “Manual muscle
testing reveal[ed] normal strength except for the left great toe extensor at 4+/5.” Id. And with
dorsiflexion of her left foot, Petitioner had increased tingling in the lateral aspect of her left leg.

5
Id. at 9. “She had markedly positive Tinel’s[13] over the peroneal nerve at the fibular head with
shooting tingling into the lateral [left] leg.” Id. Dr. Sobel’s assessment was “a left L5
radiculopathy versus a peroneal nerve neuropathy at the fibular head,” but “[i]t [was] [his]
medical opinion that the latter [was] more likely especially as she is a habitual leg crosser
preferring the left leg over the right.” Id. Dr. Sobel ordered an electrodiagnostic evaluation. Id.

Petitioner followed up with Dr. Sobel on August 27, 2019. Pet. Ex. 4 at 2. An
electromyography/nerve conduction study (“EMG/NCS”) conducted that day showed decreased
velocity in the left peroneal motor nerve, but there was no evidence of electrical instability in the
examined muscles, and all remaining nerves were within normal limits. Id. Dr. Sobel noted
there was “evidence for a mild left-sided peroneal nerve neuropathy at or around the fibular head
involving motor fibers to both the [extensor digitorum brevis (“EDB”) muscle][14] and tibialis
anterior.” Id. Petitioner was diagnosed with neuropathy of the left peroneal nerve and left leg
numbness and weakness. Id. at 6.

On August 31, 2019, Petitioner sent a message to Nurse Jaorasdr stating that her EMG
revealed myelin nerve damage as well as a blockage in her leg. Pet. Ex. 10 at 46. Petitioner
wrote that the doctor

mentioned that based on results and nerve location affected[,] he’s ruled out
back/spine issues and also said it’s unlikely to be from the injection hitting a
nerve (based on part of leg and nerve that is impacted). He mentioned it could be
an autoimmune reaction from vaccination itself but that he didn’t know enough
about autoimmune diseases to say. [Petitioner was] reaching out to see if [Nurse
Jaorasdr] [thought] vaccine-induced [Guillain-Barré syndrome (“GBS”)][15] could
be a concern?

13
A Tinel sign is “a tingling sensation in the distal end of a limb when percussion is made over
the site of a divided nerve. It indicates a partial lesion or the beginning regeneration of the
nerve.” Tinel Sign, Dorland’s Med. Dictionary Online, https://www.dorlandsonline.com/
dorland/definition?id=106510 (last visited Feb. 14, 2024).
14
The EDB muscle is the “short extensor muscle of toes.” Musculus Extensor Digitorum Brevis,
Dorland’s Med. Dictionary Online, https://www.dorlandsonline.com/dorland/definition?
id=90693 (last visited Mar. 19, 2024).
15
GBS is a “rapidly progressive ascending motor neuron paralysis of unknown etiology,
frequently seen after an enteric or respiratory infection. An autoimmune mechanism following
viral infection has been postulated.” Guillain-Barré Syndrome, Dorland’s Med. Dictionary
Online, https://www.dorlandsonline.com/dorland/definition?id=110689 (last visited Mar. 1,
2024). GBS “begins with paresthesias of the feet, followed by flaccid paralysis of the entire
lower limbs, ascending to the trunk, upper limbs, and face; other characteristics include slight
fever, bulbar palsy, absent or lessened tendon reflexes, and increased protein in the cerebrospinal
fluid without a corresponding increase in cells.” Id. Variant forms include acute autonomic
neuropathy, acute motor axonal neuropathy, and acute motor-sensory axonal neuropathy. Id.

6
Id. Nurse Jaorasdr responded that the GBS question “would be for the provider who did the
EMG testing.” Id.

Petitioner saw orthopedist Dr. Cory Nelson on September 3, 2019 for left knee pain. Pet.
Ex. 6 at 22. Petitioner reported that she started having numbness in her left leg, mainly from the
knee down, two days after receiving a rabies vaccination in the ED. Id. She also reported foot
weakness. Id. She denied any radicular pain and felt her main issue was numbness and
weakness. Id. Examination of the left knee showed no swelling or effusion, normal strength,
and normal range of motion. Id. at 23. “On palpitation, there [was] a positive Tinel’s finding
over the fibular neck/head.” Id. Sensory examination of the left lower extremity showed
diminished sensation in her left lower leg and “subtle” weakness of the left ankle with
dorsiflexion. Id. There was also “some asymmetric diminished sensation at the lateral joint line
and just proximal to the epicondyle, which would be proximal to the peroneal nerve.” Id. Her
gait was normal. Id. An X-ray of her left knee was normal. Id. at 23-24. The assessment was
left knee joint pain, common left peroneal nerve compression, and lumbar disk herniation with
radiculopathy. Id. at 24. Dr. Nelson noted that Petitioner’s diminished sensation proximal to the
left knee led him to believe the symptoms could be “more proximal than at the fibular head.” Id.
He recommended magnetic resonance imaging (“MRI”) to rule out lumbar radiculopathy and
nerve compression. Id. Petitioner was also prescribed a Medrol Dosepak. Id.

On September 6, 2019, Petitioner saw neurologist Dr. Pritish Pawar at Foothills
Neurology for paresthesia and leg numbness. Pet. Ex. 7 at 2-3. History notes indicated
Petitioner “was bitten by an unknown dog on her nose in June 2019. She received rabies and
tetanus vaccination. Few days later, she started having numbness in distal left lower extremity.
She had difficulty walking due to numbness in the left leg below the knee.” Id. at 3. At the time
of this visit, Petitioner reported the numbness in the distal left lower extremity persisted. Id.
Review of symptoms was positive for “numbness/tingling and trouble sleeping.” Id. She did not
have numbness or tingling in any other extremities. Id. Petitioner denied weakness but reported
“impaired temperature everywhere below shoulders.” Id. at 3-4. It was noted that Petitioner’s
recent EMG/NCS “was interpreted as showing electrodiagnostic evidence for a mild left
peroneal neuropathy at or around the fibular head involving motor fibers to both the EDB and
tibialis anterior muscle.” Id. at 3. The assessment was paresthesia and left common peroneal
neuropathy at the fibular head. Id. at 4. MRIs of the brain and cervical spine were ordered as
well as a repeat EMG/NCS. Id.

On September 13, 2019, Petitioner presented to neurologist Dr. David Saperstein at
Center for Complex Neurology. Pet. Ex. 8 at 12. Notes indicated that two days after
vaccination, Petitioner had “long sensation in her lower legs and the back of both thighs.” Id. At
the time of this visit, Petitioner was “still struggling with loss of sensation i[n] lower extremities
and now it [was] present in her arms. At night she [] [had] burning in her hands.” Id. Dr.
Saperstein’s assessment was that Petitioner had “sensory symptoms and multifocal distributions.
This came on surely after tetanus and rabies injections. Possible that there was some immune
response to these.” Id. at 14. Dr. Saperstein questioned where the lesion was. Id. Repeat
EMG/NCS done that day was normal with “no evidence of at least large fiber neuropathy.” Id.
Upon reviewing Petitioner’s prior EMG/NCS, Dr. Saperstein opined the “incorrect placement of
electrodes could have affected the calculation of conduction velocity.” Id. Small fiber

7
neuropathy and a central nervous system process were diagnostic considerations. Id. It was
noted that Petitioner had “diffuse abnormality of vibratory sensation. This would be expected
given her normal nerve conduction findings. Also[,] she ha[d] absent reflexes. The same
applie[d] to this. Perhaps she had injury from previous B12 deficiency. Alternatively, there may
be a B12 deficiently presently.” Id. The plan was to further evaluate small fiber neuropathy
including a skin biopsy and lab tests. Id.

On November 8, 2019, Petitioner went to the ED for nausea and vomiting. Pet. Ex. 12 at
5. Td was listed as an allergy. Id. at 7-8. Petitioner was discharged that day. Id. at 12.

Petitioner followed up with Dr. Saperstein on November 14, 2019. Pet. Ex. 8 at 16. The
skin biopsy from September 27, 2019 showed “[a]bnormal nerve fiber density at the distal site . .
. consistent with a length-dependent neuropathy affecting the small nerve fibers.” Id. at 39. Her
lab results from September 13, 2019 were normal, including a normal level of vitamin B12 at
482 (normal range 232-1245 pg/mL).16 Id. at 16, 34. Petitioner continued to have “persistent
[burning]/tingling pain in various locations of bilateral extremities, with left worse than right.”
Id. at 16. The diagnosis was small fiber neuropathy. Id. at 17. Dr. Saperstein’s wrote, “[g]iven
the onset of symptoms in relation to the timing of receiving the rabies vaccine, this is likely the
result of an autoimmune reaction to the vaccinations.” Id. Dr. Saperstein explained that he
“could not cure [Petitioner’s] condition,” but they could try treatments to reduce discomfort. Id.
She was prescribed amitriptyline. Id.

On February 20, 2020, Dr. Saperstein followed-up with Petitioner. Pet. Ex. 8 at 20. It
was noted that the amitriptyline was not tolerated and while she was prescribed Keppra in
December, it was never filled. Id. The assessment at this visit was neuropathic pain and
nonspecific symptoms in addition to small fiber neuropathy symptoms. Id. at 21. She was given
a three-month trial of Keppra. Id.

Petitioner had a telehealth appointment with Dr. Saperstein on May 4, 2020 for follow-up
of small fiber neuropathy. Pet. Ex. 8 at 28. She continued to have neuropathic pain. Id. at 29.
She recently noticed similar symptoms in her abdomen. Id. at 28. “She had been unable to work
due to pain and her symptoms were continuing to progress.” Id. Petitioner had not yet started
the Keppra due to concerns of side effects. Id. At this visit, Dr. Saperstein prescribed Petitioner
gabapentin for her neuropathic pain. Id. at 29.

No other relevant medical records were filed.

2. Statement of Petitioner

Petitioner wrote a statement dated August 20, 2020. Pet. Ex. 1 at 4. Petitioner recalled
that prior to June 23, 2019, she was healthy and only visited the doctor yearly for routine
checkups. Pet. Ex. 1 at ¶ 13. She “always had good labs, [] never got seasonal cold/flu ([which]
[she] chalked up to having a good immune system), rarely took medications (not even Tylenol)

16
Petitioner’s vitamin B12 level was previously low at 171 (normal range 180-914 ng/L) on July
31, 2018. Pet. Ex. 10 at 305, 428.

8
aside from a [B]12 vitamin, had a healthy vegetarian diet, and was physically active.” Id.
Importantly, prior to receiving the Td vaccine on June 23, 2019, Petitioner “had no issues with
neuropathy or weakness in [her] lower extremities.” Id. at ¶ 2.

On June 22, 2019, Petitioner was bit on the nose by a dog. Pet. Ex. 1 at ¶ 3. Petitioner
stated that the injury became infected and the next day, June 23, 2019, she went to get it checked
out at an urgent care. Id. At that time, Petitioner was mostly concerned about scarring. Id. The
urgent care told her they were unable to close the wound given the amount of time since the dog
bite occurred and instructed her to go to the hospital. Id. Petitioner then went to the ED where
they told her that “due to bacteria[,] they couldn’t close it and administered a tetanus and rabies
vaccination.” Id.

On June 25, 2019, Petitioner recalled that her “leg kept losing feeling,” explaining “it was
almost like when you lay on one side too long and it goes to ‘sleep’ but instead of feeling coming
back[,] [she] just couldn’t feel it at all.” Pet. Ex. 1 at ¶ 4. This had never happened to her before,
and by June 28, she noticed her symptoms were getting worse. Id. at ¶ 5. By August of 2019,
Petitioner “could no longer walk without losing balance.” Id. at ¶ 6. And “[e]ven sitting down,
[she] couldn’t feel anything. Id.

In September 2019, Petitioner had absent reflexes and was “diagnosed with small fiber
neuropathy damage caused by vaccination.” Pet. Ex. 1 at ¶ 7. “[She] couldn’t feel [her] arms or
any vibrations when tested.” Id. Petitioner reported “losing all [her] hair and look[ing] like a
cancer patient.” Id. She was unable to do any of her normal activities. Id. Petitioner reported
having “to go on short-term disability from work because [she] couldn’t even sit for extended
periods.” Id. She described that when she lied down to go to sleep, all she felt was what she
imagined “lava going through veins [would] feel like.” Id. Petitioner further explained “[i]t
burn[t] and [her] extremities [felt] like how you feel when you are in snow and your hands get so
cold then you put them under hot water.” Id.

By November 2019, Petitioner “still felt horrible.” Pet. Ex. 1 at ¶ 9. While Petitioner did
not report losing any weight, “the elasticity of [her] facial skin seem[ed] to be deteriorating. It’s
like [she] aged overnight.” Id. Petitioner “ke[pt] getting sick and throwing up” and recalled it
was “like the muscles [weren’t] working and [she was] choking on [her] own vomit.” Id.
Additionally, she wrote the muscles in her legs had atrophied and looked “like they [were]
wasting away.” Id.

In January 2020, Petitioner still felt “weak” and now she described “pressure on [her]
eyes like they [were] going to bulge out of [her] head.” Pet. Ex. 1 at ¶ 10. She also recalled
painful urination and kept getting referred to neurology and “told it’s all part of this injury.” Id.
By February 2020, Petitioner stated she developed cellulitis and had open wounds on her feet.
Id. at ¶ 11.

Lastly, Petitioner wrote that when this first all started, her initial thought was that her
condition resulted from the rabies vaccine, so that is what she told her doctors. Pet. Ex. 1 at ¶ 14.
She “figured the rabies vaccine is such a unique and rare thing to get, that that must have been
what caused all this. [She] figured it couldn’t possibly be a vaccine that people get normally

9
(like the tetanus vaccine).” Id. Petitioner said she “had no idea that the tetanus vaccine [was]
capable of causing neurological injury like small fiber neuropathy.” Id.

3. Statement of Dr. Saperstein

Dr. Saperstein authored a statement on March 6, 2023. Pet. Ex. 57 at 1. Dr. Saperstein
was Petitioner’s treating neurologist in 2019. Id. He wrote that Petitioner received tetanus and
rabies vaccinations because of a dog bite. Id.

Dr. Saperstein determined that Petitioner developed symptoms of small fiber neuropathy
two days after receiving the vaccinations and “that it was likely the result of an autoimmune
reaction to a vaccination.” Pet. Ex. 57 at 1. He did not take any steps “to determine which
vaccination would have caused the autoimmune reaction and [did] not have an opinion as to
whether the autoimmune reaction and resulting small fiber neuropathy was caused by the tetanus
or the rabies vaccination.” Id.

D. Expert Reports

1. Petitioner’s Expert, Dr. David Axelrod17

a. Background and Qualifications

Dr. Axelrod is a clinical immunologist board-certified in internal medicine, adult
rheumatology, and allergy and immunology. Pet. Ex. 13 at 1. He received his M.D. at the
University of Michigan Medical School, and his master’s degree in Clinical Research Design and
Statistical Analysis at the University of Michigan School of Public Health. Id. Dr. Axelrod
completed a fellowship in allergy, immunology, and rheumatology at McGill University and was
a medical staff fellow in the clinical immunology laboratory at the National Institutes of Health
(“NIH”). Pet. Ex. 82 at 1. Dr. Axelrod has authored or co-authored several publications. Id. at
3-4. He is currently retired from patient healthcare but as a clinician he was “involved with the
diagnosis and treatment of individuals with drugs reactions (including to vaccines).” Pet. Ex. 13
at 1.

b. Opinion

Dr. Axelrod opined Petitioner had a “secondary adaptive immune response” to the
components of the Td vaccine which also reacted to “similar and/or homologous amino acid
sequences of [Petitioner’s] cutaneous small fiber neurons, resulting in stimulation and/or damage
to her cutaneous small fiber neurons.” Pet. Ex. 13 at 14. According to Dr. Axelrod, Petitioner
“developed a protective immune response to the Td booster, which also activated self-reactive
immune cells to produce an immune response to her small peripheral nerve fibers with damage”
resulting in small fiber neuropathy three days after her vaccination. Pet. Ex. 53 at 8.

17
Petitioner filed two expert reports from Dr. Axelrod. Pet. Exs. 13, 53.

10
i. Althen Prong One

The mechanistic theory proposed by Dr. Axelrod for how the Td vaccine can cause small
fiber neuropathy was molecular mimicry. Pet. Ex. 13 at 6. Dr. Axelrod provided a general
overview of the role of molecular mimicry in autoimmune diseases with supportive literature.
Id. at 6-7 (citing Pet. Ex. 27;18 Pet. Ex. 28;19 Pet. Ex. 29;20 Pet. Ex. 30;21 Pet. Ex. 31;22 Pet. Ex.
61).23 Molecular mimicry occurs “when similarities between foreign and self-peptides favor an
activation of autoreactive T or B cells by foreign-derived peptides in a susceptible individual.”
Id. at 6 (quoting Pet. Ex. 61 at 1); see also Pet. Ex. 63 (describing molecular mimicry in
autoimmune disease).24 “T cell activation of CD8+ and CD4+ T cells results from the
recognition of antigenic peptides in the context of self MHC class I or class II molecules
respectively.” Pet. Ex. 35 at 1;25 see also Pet. Ex. 32 (describing the adaptive immune
response).26

Dr. Axelrod proposed that molecular mimicry can cause small fiber neuropathy by
directing an “immune response to the elements involved in the development of inflammatory
disease of the small sensory unmyelinated type C-fibers and in the myelinated type Aδ fibers of
the small sensory fibers of the skin.” Pet. Ex. 13 at 6. Dr. Axelrod opined that there is
homology between amino acid sequences of the components of the Td vaccine and various small

18
Jean-Marie Fourneau et al., The Elusive Case for a Role of Mimicry in Autoimmune Diseases,
40 Molecular Immunity 1095 (2004).
19
Darja Kanduc et al., Massive Peptide Sharing Between Viral and Human Proteomes, 29
Peptides 1755 (2008).
20
Brett Trost et al., Bacterial Peptides Are Intensively Present Throughout the Human Proteome,
1 Self/Nonself 71 (2010).
21
Matthew F. Cusick et al., Molecular Mimicry as a Mechanism of Autoimmune Disease, 42
Clinical Rev. Allergy & Immunology 102 (2012).
22
Gerhild Wildner & Maria Diedrichs-Möhring, Molecular Mimicry and Uveitis, 11 Frontiers
Immunology 580636 (2020).
23
Manuel Rojas et al., Molecular Mimicry and Autoimmunity, 95 J. Autoimmunity 100 (2018).
24
Noel R. Rose, Negative Selection, Epitope Mimicry and Autoimmunity, 49 Current Op.
Immunology 51 (2017).
25
Bernhard Hemmer et al., Minimal Peptide Length Requirements for CD4 + T Cell Clones—
Implications for Molecular Mimicry and T Cell Survival, 12 Int’l Immunology 375 (2000).
26
Abdul K. Abbas et al., Properties and Overview of Immune Responses, in Cellular and
Molecular Immunology 1 (9th ed. 2018).

11
fiber nerve receptors. Id. at 9. First, the Tenivac vaccine contains a tetanus toxoid and a
diphtheria toxoid. Id. at 7.

Second, immune-mediated small fiber neuropathy has been found to be related to sodium
and potassium channels and nicotinic-ganglionic receptors. Pet. Ex. 21 at 10-12;27 Pet. Ex. 22 at
2 tbl.1.28 Specifically, peptides relevant to small fiber neuropathy include Transient Receptor
Potential Vanilloid 1 (“TRPV1”) in small sensory type C-fibers and in type Aδ fibers; sodium
channel mutations such as NaV1.7, NaV1.8, and NaV1.9; Dorsal Root Ganglion Alpha-7
nicotinic receptor; and voltage-gated potassium channels such as Contactin-associated protein-
like 2 (“CASPR2”). Pet. Ex. 13 at 8 (citing Pet. Ex. 21 at 10-12 (identifying sodium channels
and CASPR2 in patients with small fiber neuropathy); Pet. Ex. 19 (identifying sodium channels
as being expressed in small fiber neuropathy); Pet. Ex. 24 at 6-7 (stating the Doral Root
Ganglion Alpha-7 nicotinic acetylcholine receptor is present in human dorsal root ganglions);29
Pet. Ex. 25 at 2 (stating the TRPV1 channels “are predominantly expressed in small sensory C-
fiber nerves and . . . Aδ fibers”);30 Pet. Ex. 26 at 8 (same);31 Pet. Ex. 22 at 2 tbl.1; (associating
immune-mediated small fiber neuropathy with potassium channel and nicotinic-ganglionic
receptor antibodies)). Dr. Axelrod explained that these peptides “form parts of the unmyelinated
type C fibers and myelinated type Aδ fibers” that are stimulated and/or damaged in small fiber
neuropathy. Id. at 9.

Next, Dr. Axelrod conducted an Align search on UniProtKB32 to determine whether there
was any similarity, or sequence homology, between the components of the Tenivac Td vaccine
and the relevant peptides in small fiber neuropathy. Pet. Ex. 13 at 8-9; see Pet. Exs. 14-15

27
Christopher H. Gibbons, Small Fiber Neuropathies, 20 Continuum 1398 (2014).
28
Todd D. Levine, Small Fiber Neuropathy: Disease Classification Beyond Pain and Burning, 10
J. Central Nervous Sys. Disease (2018). This is also cited as Pet. Ex. 45.
29
Xiulin Zhang et al., Nicotine Evoked Currents in Human Primary Sensory Neurons, 20 J. Pain
810 (2019).
30
Michael R. Brandt et al., TRPV1 Antagonists and Chronic Pain: Beyond Thermal Perception,
5 Pharmaceuticals 114 (2012).
31
A. Guo et al., Immunocytochemical Localization of the Vanilloid Receptor 1 (VR1):
Relationship to Neuropeptides, the P2X3 Purinoceptor and IB4 Binding Sites, 11 Eur. J.
Neuroscience 946 (1999).
32
UniProt is the Universal Protein Resource—“a comprehensive resource for protein sequence
and annotation data.” About UniProt, UniProt, https://www.uniprot.org/help/about (last visited
Mar. 1, 2024). UniProtKB is the UniProt Knowledgebase. UniProtKB, UniProt,
https://www.uniprot.org/help/uniprotkb (last visited Mar. 1, 2024). The Align function allows
users to “align two or more protein sequences . . . to view their characteristics alongside each
other.” Sequence Alignments, UniProt, https://www.uniprot.org/help/sequence-alignments (last
visited Mar. 1, 2024).

12
(search results from UniProtKB). Dr. Axelrod found the tetanus toxoid shares “3-13 conserved
similar or homologous amino acids with human TRPV1,” “3-7 conserved similar or homologous
amino acids with human NaV1.7,” “3-8 conserved similar or homologous amino acids with
human Dorsal Root Ganglion Alpha-7 nicotinic receptor,” and “3-8 conserved similar or
homologous amino acids with human [CASPR2].” Pet. Ex. 13 at 8; Pet. Ex. 15. He found the
diphtheria toxoid shares “3-7 conserved similar or homologous amino acids with human
TRPV1,” “3-8 conserved similar or homologous amino acids with human NaV1.7,” “3-7
conserved similar or homologous amino acids with human NaV1.8,” “3-9 conserved similar or
homologous amino acids with human Dorsal Root Ganglion Alpha-7 nicotinic receptor,” and “3-
7 conserved similar or homologous amino acids with human [CASPR2].” Pet. Ex. 13 at 8-9; Pet.
Ex. 16.

Dr. Axelrod acknowledged that Ekeruche-Makinde et al.,33 which studied specific MHC
Class I-peptide combinations with respect to activation of CD8+ T-cell receptors, determined the
preferred length for peptides to cross-react is eight to 12 amino acids. Pet. Ex. 13 at 7 (citing
Pet. Ex. 34). But Hemmer et al. “showed that even small peptides ([three to five] amino acids
long) could result in MHC Class II dependent CD4+ T-cell responses.” Id. (citing Pet. Ex. 35).
Dr. Axelrod noted “[t]hese are the responses that allow immune protection from [t]etanus and
[d]iphtheria infection, by reacting to structures of the [t]etanus and [d]iphtheria toxoids, to
protect from infection.” Id. “If there are similar or homologous structures on self-antigens, then
the immune response to the vaccine structures can also react to the self-antigens to cause
functional changes and/or damage.” Id.

Moreover, Franklid et al.34 determined that “amino acid similarity, not identity, is a
predictive measure of cross-reactivity.” Pet. Ex. 13 at 7 (quoting Pet. Ex. 36 at 2). This article is
a study of cytotoxic T cell cross-reactivity, and the authors found that “seemingly distinct T cell
epitopes, i.e., ones with low sequence identity, are in fact more biochemically similar than
expected.” Pet. Ex. 36 at 1. The authors found “that if the first amino acid in a cross-reactive
pair is identical to the original epitope for which the cross-reactive T-cell clone was first
developed, a maximal immune response to the self-antigen would be achieved.” Pet. Ex. 13 at 7
(citing Pet. Ex. 36 at 4). Additionally, “they found that the cross-reactive epitopes shared
conserved amino acids at the remaining positions, not identical amino acids.” Id. (citing Pet. Ex.
36 at 4).

Based on this, Dr. Axelrod opined that “immune responses to the [t]etanus toxoid and the
[d]iphtheria [t]oxoid produce immune responses to the neuronal fibers that are involved in
[s]mall [f]iber [n]europathy.” Pet. Ex. 13 at 9. And in a susceptible host, “these immune

33
Julia Ekeruche-Makinde et al., Peptide Length Determines the Outcome of TCR/Peptide-
MHCI Engagement, 121 Blood 1112 (2013).
34
Sune Franklid et al., Amino Acid Similarity Accounts for T Cell Cross-Reactivity and for
“Holes” in the T Cell Repertoire, 3 PLoS ONE e1831 (2008).

13
responses to the unmyelinated type C fibers and myelinated type Aδ fibers, with stimulation
and/or damage to these neurons, result in [s]mall [f]iber [n]europathy.” Id. (citing Pet. Ex. 60).35

For further support of molecular mimicry as a causal mechanism for small fiber
neuropathy, Dr. Axelrod cited medical literature to posit that small fiber neuropathy is a variant
of GBS, and that molecular mimicry has been shown to be a causal mechanism for GBS. Pet.
Ex. 53 at 6; Pet. Ex. 13 at 6 (citing Pet. Ex. 61).

Seneviratne and Gunasekera36 stated “[t]he existence of sensory [GBS] has now been
established beyond doubt and it is shown to be a demyelinating neuropathy
electrophysiologically.” Pet. Ex. 66 at 1. The authors identified six patients with acute small
fiber sensory neuropathy who satisfied diagnostic criteria for the pure sensory variant of GBS37
and demonstrated clinical features compatible with small fiber neuropathy. Id. They postulated
that acute small fiber sensory neuropathy could be a subset or variant of GBS. Id. at 1, 3. They
suggested that “small sensory [fibers] are a possible target for selective damage by
autoantibodies” and recommended “immunological studies to identify the antibodies involved.”
Id. at 3.

Pan et al.38 studied cutaneous innervation in patients with GBS to investigate the
involvement of small fiber neuropathy in GBS. Pet. Ex. 68 at 1. In the skin of GBS patients,
55% had a reduced number of nerves in both the epidermis and dermis. Id. at 4-5. Pan et al.
found that small fiber neuropathy “exist[s] in a significant proportion of GBS patients, and that
[epidermal nerve density] values [] correlated with functional disabilities” of GBS. Id. at 1. The
authors suggested that GBS should be considered a “global neuropathy” instead of a large fiber
neuropathy, which it is traditionally referred to as, because of the involvement of small-diameter
nerves. Id. at 1, 8; see also Pet. Ex. 69 at 12 (stating small fibers can be involved in GBS). The
authors also suggested that the mechanism for large fiber degeneration in GBS is the same for
small-diameter sensory nerves. Pet. Ex. 68 at 10.

35
Lori J. Albert & Robert D. Inman, Molecular Mimicry and Autoimmunity, 341 New Eng. J.
Med. 2068 (1999).
36
U. Seneviratne & S. Gunasekera, Acute Small Fibre Sensory Neuropathy: Another Variant of
Guillain-Barré Syndrome?, 72 J. Neurology Neurosurgery Psychiatry 540 (2002).
37
The diagnostic criteria for sensory GBS are “acute onset symmetric sensory loss, progression
up to [four] weeks, diminished or absent reflexes, normal muscle power, electrophysiological
evidence of demyelination in at least two nerves, monophasic course, no alternative cause for
neuropathy, no family history of neuropathy, and increased [cerebrospinal fluid] protein (in
some).” Pet. Ex. 66 at 2.
38
Chun-Liang Pan et al., Cutaneous Innervation in Guillain-Barré Syndrome: Pathology and
Clinical Correlations, 126 Brain 386 (2003).

14
Uncini and Yuki39 performed a reference search to identify sensory variants of post-
infectious GBS and proposed a classification based on the size of the fibers involved and the
primary site of damage. Pet. Ex. 67 at 1, 5 fig.1, 6. They identified three different types of
sensory GBS, with two types affecting large nerve fibers and the third type, “acute sensory small
fiber neuropathy-ganglionopathy,” affecting small fibers. Id. at 5 fig.1. Uncini and Yuki
observed ten patients whom they described as having acute sensory small fiber neuropathy-
ganglionopathy, with symptoms including (1) acute onset of numbness and/or burning and pain
in extremities; and (2) distal sensory loss for pain and temperature. Id. at 4. In some of the
patients evaluated with the acute sensory small fiber neuropathy-ganglionopathy variant of GBS,
skin biopsies showed decreased epidermal nerve fiber densities. Id. The authors found “[t]hese
patients may represent cases of post-vaccination GBS involving small fibers.” Id. According to
Dr. Axelrod, Uncini and Yuki suggested that small fiber neuropathy is a variant of GBS. Pet.
Ex. 53 at 6 (citing Pet. Ex. 67 at 1-2, 4, 5 fig.1).

Binder and Baron40 also reviewed small fiber neuropathy in the context of GBS. Pet. Ex.
70 at 1. The authors found GBS can manifest as a chronic neuropathic pain syndrome and the
“finding of small fiber involvement in neuropathic pain syndromes is in line with previous
reports of reduced intraepidermal nerve fiber density in skin biopsies of GBS patients.” Id.

Yuki et al.41 described cases of post-infectious GBS with findings consistent with small
fiber neuropathy. Pet. Ex. 73 at 1, 4. The case series showed that “an acute immune response
can be directed against small fibers and exhibit similarities to [GBS].” Id. at 4.

Min et al.42 described two cases of sensory GBS following Covid-19 vaccination. Pet.
Ex. 71 at 1. The second patient demonstrated positive findings of small fiber neuropathy on skin
biopsy, but sensory GBS was considered the most probable diagnosis for both patients. Id. at 3.
Finsterer43 subsequently argued that the second patient in Min et al. had small fiber neuropathy,
rather than pure sensory GBS. Pet. Ex. 72 at 1. Finsterer concluded that the second patient in
Min et al. “more likely” had distal small fiber neuropathy than small fiber ganglionopathy. Id.
They reasoned small fiber neuropathy was a reported side effect of the vaccine and noted the

39
Antonino Uncini & Nobuhiro Yuki, Sensory Guillain-Barré Syndrome and Related Disorders:
An Attempt at Systemization, 45 Muscle & Nerve 464 (2012).
40
Andreas Binder & Ralf Baron, Size Matters—Small Fiber Neuropathy in the Guillain-Barré
Syndrome, 151 Pain 9 (2010).
41
Nobuhiro Yuki et al., Acute Painful Autoimmune Neuropathy: A Variant of Guillain-Barré
Syndrome, 57 Muscle & Nerve 320 (2018).
42
Young Gi Min et al., Sensory Guillain-Barre Syndrome Following the ChAdOx1 nCov-19
Vaccine: Report of Two Cases and Review of Literature, 359 J. Neuroimmunology 577691
(2021).
43
Josef Finsterer, SARS-CoV-2 Vaccinations May Not Only Be Complicated by GBS but Also
by Distal Small Fibre Neuropathy, 360 J. Neuroimmunology 577703 (2021).

15
partial effectiveness to treatment. Id. Dr. Axelrod opined Finsterer “suggest[ed] that [s]mall
[f]iber [n]europathy is part of [GBS].” Pet. Ex. 53 at 6.

After explaining that small fiber neuropathy is a variant of GBS, Dr. Axelrod cited
literature reporting GBS after vaccination with tetanus and diphtheria component vaccines. Pet.
Ex. 53 at 7 (citing Pet. Ex. 75 (noting a possible safety signal for GBS and a meningococcal
vaccine containing diphtheria toxoid);44 Pet. Ex. 76 (finding 10 cases of GBS following tetanus,
diphtheria, and acellular pertussis (“Tdap”) vaccination);45 Pet. Ex. 78 (reporting a patient who
developed GBS after a pure tetanus toxoid vaccination);46 Pet. Ex. 79 (reporting two cases of
GBS following a meningococcal vaccine containing diphtheria toxoid)).47

Dr. Axelrod also noted that the Institute of Medicine (“IOM”) in 1994 “found that
evidence favored acceptance of a causal relationship between diphtheria and tetanus toxoids and
GBS.” Pet. Ex. 53 at 7 (quoting Pet. Ex. 74 at 1).48 However, in 2012, the IOM “did not find
credible relationships” between Td and GBS. Id. (citing Pet. Ex. 65 at 63).49 Dr. Axelrod stated
this was because “[t]he number of subjects available was insufficient to make any comment
regarding a relationship between Td and [GBS].” Id.

Dr. Axelrod admitted that there are no epidemiological studies showing the Td
vaccination results in autoimmune small fiber neuropathy. Pet. Ex. 53 at 5-6. However, he
opined the Td vaccine is “incredibly safe” and therefore, the number of afflicted subjects
between the vaccinated and unvaccinated in a prospective study is “likely to be incredibly
small.” Id. And because the required number of subjects in each group must be incredibly large,
such “clinical trials or cohort studies are not feasible.” Id. Therefore, Dr. Axelrod opined “it is

44
Tanya R. Myers et al., Adverse Events Following Quadrivalent Meningococcal Diphtheria
Toxoid Conjugate Vaccine (Menactra®) Reported to the Vaccine Adverse Event Reporting
System (VAERS), 2005–2016, 38 Vaccine 6291 (2020).
45
Soju Chang et al., U.S. Postlicensure Safety Surveillance for Adolescent and Adult Tetanus,
Diphtheria and Acellular Pertussis Vaccines: 2005–2007, 31 Vaccine 1447 (2013).
46
Norris Newton, Jr. & Abdorassoi Janati, Guillain-Barré Syndrome After Vaccination with
Purified Tetanus Toxoid, 80 S. Med. J. 1053 (1987).
47
Ctrs. Disease Control & Prevention, Update: Guillain-Barré Syndrome Among Recipients of
Menactra® Meningococcal Conjugate Vaccine—United States, October 2005-February 2006, 55
Morbidity & Mortality Wkly. Rep. 364 (2006).
48
Kathleen R. Stratton et al., Adverse Events Associated with Childhood Vaccines Other Than
Pertussis and Rubella, 271 JAMA 1602 (1994).
49
Inst. of Med., Diphtheria Toxoid-, Tetanus Toxoid-, and Acellular Pertussis-Containing
Vaccines, in Adverse Effects of Vaccines: Evidence and Causality 525 (Kathleen Stratton et al.
eds., 2012).

16
not surprising that even simple observational studies have not addressed a relationship of Td
vaccination and [s]mall [f]iber [n]europathy.” Id. at 6.

For example, the IOM does not address a relationship between small fiber neuropathy
and Td vaccination. Pet. Ex. 53 at 6 (citing Pet. Ex. 65). The IOM only addressed small fiber
neuropathy in connection to varicella and flu vaccines. Id. (citing Pet. Ex. 65). It found the
“epidemiologic evidence insufficient or absent to assess an association between varicella vaccine
and small fiber neuropathy.”50 Pet. Ex. 65 at 30.

Dr. Axelrod cited several case reports regarding small fiber neuropathy and vaccination
generally, although none involved the Td vaccine. See Pet. Ex. 53 at 6-7. The first, authored by
Kafaie et al., described a previously healthy 14-year-old girl who developed small fiber
neuropathy after a human papillomavirus (“HPV”) vaccine. Pet. Ex. 49 at 1. Kafaie et al. stated
“[v]accination has been speculated as a possible etiology of [small fiber neuropathy]” and noted
that in an effort to identify possible etiologies of small fiber neuropathy, literature has described
vaccine-associated polyneuropathies following flu, Lyme, varicella zoster virus (“VZV”), HPV,
and rabies vaccinations. Id. at 1, 4. While various pathological mechanisms have been proposed
for vaccine-associated polyneuropathies including immune-mediated hypersensitivity to the
solvents/adjuvants, the authors concluded that “the possible association between vaccinations
and [small fiber neuropathy] is not well defined.” Id. at 4.

Souayah et al.51 discussed five previously healthy individuals who developed small fiber
neuropathy following vaccination for rabies, varicella, and Lyme. Pet. Ex. 50 at 1. A causal
association was presumed “based on the temporal relationship between vaccination and symptom
onset and the exclusion of more common causes of small fiber neuropathy such as diabetes.” Id.
at 2. The authors noted that while the pathogenesis of post-vaccination neuropathy is unclear,
molecular mimicry is one potential mechanism. Id. at 3.

In summary, Dr. Axelrod opined that the Td vaccine can cause small fiber neuropathy
because there is sequence homology between components of the Td vaccine and various small
fiber nerve receptors which produces an immune response, and in a susceptible host, the immune
response to the unmyelinated type C fibers and myelinated type Aδ fibers causes stimulation
and/or damage resulting in small fiber neuropathy. Pet. Ex. 13 at 6-9.

ii. Althen Prong Two

Dr. Axelrod opined Petitioner developed a protective immune response to the Td vaccine.
Pet. Ex. 13 at 9. He stated that her immune response to both the tetanus and diphtheria toxoids
“represented immune responses to similar conserved, as well as homologous, amino acid
sequences found on her unmyelinated type C fibers and myelinated type Aδ fibers, with

50
Petitioner did not file the portion of the 2012 IOM report on flu vaccines and small fiber
neuropathy.
51
Nizar Souayah et al., Small Fiber Neuropathy Following Vaccination for Rabies, Varicella or
Lyme Disease, 27 Vaccine 7322 (2009).

17
subsequent stimulation and/or damage to these neurons, with resultant [s]mall [f]iber
[n]europathy.” Id.

However, Dr. Axelrod stated that the vast majority of individuals who receive Td
vaccines do not develop small fiber neuropathy. Pet. Ex. 13 at 9. He explained that “the theory
of molecular mimicry as a cause of autoimmune disease requires not only homologous/highly
conserved[] amino acid sequences between the vaccine and the small nerve fibers, but also a
susceptibility of the host to develop such a disease.” Pet. Ex. 53 at 5 (citing Pet. Exs. 30, 60-61).
Dr. Axelrod posited that Petitioner “must have the susceptibility factors” required to develop
autoimmune small fiber neuropathy via molecular mimicry, “including an aberrant immune
system,” because she did in fact develop small fiber neuropathy and therefore, by definition, “she
was susceptible to the disease.” Id. at 5, 7; Pet. Ex. 13 at 9. He stated Petitioner “has, at the very
least, an aberrant peripheral regulatory network, in addition to the presence of self-reactive B-
cells and T-cells as part of her peripheral immune system.” Pet. Ex. 53 at 5 (citing Pet. Ex. 63).
In addition, he added Petitioner may also have “other predisposing factors that have not yet been
identified in subjects with autoimmune [s]mall [f]iber [n]europathy.” Id.

Dr. Axelrod admitted he is not a neurologist and thus he left the issue of alternative cause
to Dr. Miglis. Pet. Ex. 13 at 9; Pet. Ex. 53 at 1. He noted that small fiber neuropathy may be
associated with other conditions. Pet. Ex. 13 at 9-10. However, based on Petitioner’s medical
records, he eliminated other potential causes including HPV, diabetes, metabolic syndrome, low
vitamin B12 levels, abnormal thyroid function tests, hepatitis C infection, and medications
Petitioner was taking as alternate causes. Id. at 10-11. Accordingly, Dr. Axelrod opined there
was no alternative cause of Petitioner’s small fiber neuropathy. Id. at 11. “The only proximate
new environmental factor” was the Td vaccine. Id.

iii. Althen Prong Three

Dr. Axelrod summarized that the “time frame between the Td injection of June 23, 2019
and the onset of the symptoms (June 26, 2019) that lead to [Petitioner’s] diagnosis of small fiber
neuropathy[] is consistent with a secondary adaptive immune response to the Td booster that she
received.” Pet. Ex. 53 at 2.

Petitioner received the Tenivac Td vaccine on June 23, 2019. Pet. Ex. 13 at 1 (citing Pet.
Ex. 10 at 68, 166, 169). Dr. Axelrod opined Petitioner developed a “protective immune
response” to both the tetanus and diphtheria toxoids contained in Tenivac. Id. at 9. Importantly,
Dr. Axelrod noted that Petitioner previously received a Tdap vaccine, which also contains the
tetanus and diphtheria toxoids, on September 25, 2013; therefore, she was not naïve to the
components. Id. at 9, 14 (citing Pet. Ex. 12 at 3). He opined Petitioner “likely developed a
primary adaptive immune response to the tetanus toxoid and diphtheria toxoid that she received
on September 25, 2013, with the development of persistent memory cells.” Pet. Ex. 53 at 1
(citing Pet. Ex. 32 at 9); see also Pet. Ex. 13 at 9 (opining Petitioner “was primed to develop
protective secondary adaptive immune responses to both toxoids”). Therefore, Dr. Axelrod
averred “[t]his allowed her to develop a secondary adaptive immune response” to the Tenivac Td
vaccine she received on June 23, 2019, resulting in small fiber neuropathy. Pet. Ex. 13 at 14.

18
Abbas et al. explained that “[e]xposure of the immune system to a foreign antigen
enhances its ability to respond to that antigen again.” Pet. Ex. 32 at 9. “Responses to second and
subsequent exposures to the same antigen” are called “secondary immune responses.” Id.
“Immunologic memory occurs because each exposure to an antigen generates long-lived
memory cells specific for the antigen.” Id. After a primary adaptive immune response,
“[m]emory cells remain, ready to respond vigorously” if the same antigen returns. Id. at 17.

In his first expert report, Dr. Axelrod stated that Petitioner first experienced symptoms
related to her small fiber neuropathy on June 26, 2019, three days after receiving her Td booster
vaccine on June 23. Pet. Ex. 53 at 1, 7. While Petitioner also received rabies vaccinations
around the same time she received her Td vaccine,52 Dr. Axelrod opined it was the Td vaccine
that caused her small fiber neuropathy. Id. at 7-8. His reasoning was based on the fact that
Petitioner was naïve to the rabies vaccine and that the time frame for onset is “most consistent
with a secondary adaptive immune response” or a “booster response” to the Td vaccine. Id. at 1,
7; Pet. Ex. 13 at 14.

Dr. Axelrod explained that because there is no evidence Petitioner previously received
any rabies vaccinations, she would most likely not develop a secondary immune response to
those antigens in June 2019. Pet. Ex. 53 at 1. Instead, it would be expected she would first have
a primary adaptive immune response to the rabies vaccines, which can take 10 to 25 days to
manifest. Id. at 1, 7-8 (citing Pet. Ex. 81).53 But he opined the onset of Petitioner’s symptoms
was too short to be a primary adaptive immune response as would be expected from the rabies
vaccines. Id. at 1-2, 4, 7-8. “Therefore, it is unlikely that Petitioner’s condition, which
developed three days following these exposures, ha[d] anything to do with the rabies
[vaccinations] or rabies treatments.” Id. at 8. “However, as [Petitioner] had prior exposure to
both the tetanus toxoid and the diphtheria toxoids, a secondary adaptive immune response to re-
exposure to the tetanus toxoid and diphtheria toxoid (the booster received on June 23, 2019)
would be likely.” Id. at 2.

Citing Abbas et al., Dr. Axelrod explained a secondary adaptive immune response can
peak two to three days following a booster immunization. Pet. Ex. 13 at 11; Pet. Ex. 53 at 2
(citing Pet. Ex. 32 at 8 fig.1.2). Similarly, Miller et al.54 “studied the secondary adaptive
immune response using a tetanus toxoid probe. They found that the secondary adaptive immune
response began to rise between [two] and [four] days following the booster injection.” Pet. Ex.

52
Petitioner received rabies immunoglobulin and the Imovax rabies vaccine on June 23, 2019.
Pet. Ex. 10 at 68, 173-74. Petitioner received her first dose of the Rabavert rabies vaccine on
June 26, 2019. Id. at 68.
53
Thomas J. Lawley et al., A Prospective Clinical and Immunological Analysis of Patients with
Serum Sickness, 311 New Eng. J. Med. 1407 (1984).
54
John J. Miller et al., The Speed of the Secondary Immune Response to Tetanus Toxoid with a
Review of War Reports and Observations on Simultaneous Injection of Toxoid and Antitoxin, 3
Pediatrics 64 (1949).

19
13 at 12; Pet. Ex. 53 at 3 (citing Pet. Ex. 40 at 8 fig.4). And Wyatt and Levy55 found that “full
activation of the immune system, including memory T cells, should occur during the first couple
of days following a booster immunization.” Pet. Ex. 13 at 13; Pet. Ex. 53 at 4 (citing Pet. Ex. 41
at 19 fig.12).

Therefore, Dr. Axelrod opined “the time interval between the Tenivac injection and the
development of [Petitioner’s] [s]mall [f]iber [n]europathy of about [three] days is consistent with
a secondary adaptive immune response to the Tenivac injection. The time interval is too short
for a primary adaptive immune response, which would be expected from the rabies treatments.”
Pet. Ex. 53 at 4.

2. Petitioner’s Expert, Dr. Mitchell Gordon Miglis56

a. Background and Qualifications

Dr. Miglis is a board-certified neurologist. Pet. Ex. 44 at 1. He received his M.D. from
the University of Florida College of Medicine and subsequently completed an internship in
internal medicine at Washington Hospital Center/Georgetown University, a neurology residency
at New York University Hospitals, and a fellowship in Clinical Neurophysiology/Autonomic
Disorders at Beth Israel Deaconess Medical Center of Harvard Medical School. Id. During his
time in practice, Dr. Miglis estimated that he has managed “over three hundred unique patients
with small fiber neuropathy.” Pet. Ex. 43 at 2. Dr. Miglis is currently a faculty member in the
Neurology Department at Stanford University during which he supervises the autonomic testing
of patients in the autonomic laboratory at Stanford University and interprets the results to aid in
the proper diagnosis of autonomic disorders, including small fiber neuropathy. Id. He also
teaches within the scope of autonomic neurology on a regular basis to medical students,
residents, fellows, and other physicians. Id. Dr. Miglis has authored or co-authored numerous
publications and serves on the editorial board for a peer-reviewed autonomic journal. Id.; Pet.
Ex. 44 at 8-14.

b. Opinion

Dr. Miglis opined that Petitioner’s “diagnosis of small fiber neuropathy is related to the
Tenivac vaccination that she received.” Pet. Ex. 43 at 7; Pet. Ex. 54 at 5.

i. Althen Prong One

Dr. Miglis reviewed Dr. Axelrod’s expert reports and opined that the mechanism
proposed by Dr. Axelrod, molecular mimicry “given the homology between amino acid
sequences of the tetanus and diphtheria toxoid present in the Tenivac Td vaccine and various
small nerve fiber receptors such as TRPV1, NaV1.7 and NaV1.8,” is sound and reliable. Pet. Ex.

55
Asia Wyatt & Doron Levy, Modeling the Effect of Memory in the Adaptive Immune
Response, 82 Bull. Mathematical Biology 124 (2020).
56
Petitioner filed two expert reports from Dr. Miglis. Pet. Exs. 43, 54.

20
43 at 4 (citing Pet. Ex. 13 at 9). Accordingly, Dr. Miglis “agree[d] with the details of [Dr.
Axelrod’s expert] report in its entirety.” Id.

He described small fiber neuropathy and noted that because “the small nerve fibers are
long, thin, and minimally protected by the myelin sheath that surrounds large nerve fibers, they
are especially vulnerable to inflammatory injury, as seen in autoimmune disease.” Pet. Ex. 43 at
3. He added that autoimmune disease is often triggered by molecular mimicry. Pet. Ex. 54 at 2.

Dr. Miglis also recognized that “sequence homology by itself does not demonstrate
causation.” Pet. Ex. 54 at 3. He explained that “sequence homology provides the foundation for
molecular mimicry to occur. Thus, in a predisposed individual, autoimmune disease simply
needs an environmental trigger and host tissue with the same or similar sequence homology for
cross-reactivity to occur.” Id. He acknowledged that little is known about genetic or
environmental susceptibility factors that predispose individuals to autoimmune diseases resulting
in neurological complications. Id. at 2. Dr. Miglis added that this is true for not only small fiber
neuropathy and GBS, but also diseases of the central nervous system. Id.

Like Dr. Axelrod, Dr. Miglis cited case reports of small fiber neuropathy after
vaccination to show an association and to further support an autoimmune mechanism. Pet. Ex.
43 at 3-4 (citing Pet. Ex. 48;57 Pet. Ex. 49; Pet. Ex. 50; Pet. Ex. 51).58 He added that “up to 1982,
14 cases of peripheral neuropathy after tetanus toxoid injection were reported in publications
worldwide.” Id. at 4 (quoting Pet. Ex. 48 at 2).

As to epidemiologic evidence, Dr. Miglis agreed with Dr. Axelrod that “performing a
prospective study evaluating this association would not be feasible due to the rarity of vaccine
injury and the extremely large sample sizes needed to demonstrate significant results.” Pet. Ex.
54 at 1. Dr. Miglis opined “establishing a causal relationship between vaccination and
autoimmune disease is especially difficult because vaccines induce disease in a limited number
of genetically susceptible individuals, thus limiting the power of epidemiological studies to
detect such a signal.” Id. This is especially true with vaccine-induced injuries that are rare,
difficult to diagnose, and “may not be reflected in epidemiological studies using non-specific
ICD codes.”59 Id.

57
John D. Holden, Benefits and Risks of Childhood Immunisations in Developing Countries,
294 Brit. Med. J. 1329 (1987).
58
Waqar Waheed et al., Post COVID-19 Vaccine Small Fiber Neuropathy, 64 Muscle & Nerve
E1 (2021).
59
ICD-9 codes (the International Classification of Diseases, Ninth Revision) “is the official
system of assigning codes to diagnoses and procedures associated with hospital utilization in the
United States.” International Classification of Diseases, Ninth Revision, Clinical Modification
(ICD-9-CM), Ctrs. for Disease Control & Prevention: Nat’l Ctr. for Health Stats.,
https://www.cdc.gov/nchs/icd/icd9cm.htm (last visited Mar. 19, 2024).

21
Here, Dr. Miglis explained that small fiber neuropathy can be difficult to diagnose as the
symptoms are non-specific. Pet. Ex. 54 at 1. Moreover, there is no ICD-9 code for small fiber
neuropathy. Id. at 2. “The ICD-9 code most often used, 356.9, is that of ‘unspecified idiopathic
peripheral neuropathy,’ and does not discriminate between large or small fiber disease.” Id.
Therefore, Dr. Miglis opined that Yih et al.,60 which Dr. Leist relied on, “was not designed to
detect cases of [small fiber neuropathy] after Tdap vaccination, as they relied on ICD-9 codes for
outcome measures.” Id. (citing Resp. Ex. K).

ii. Althen Prong Two

Given that Petitioner had no pre-existing symptoms of small fiber neuropathy and
developed a non-length-dependent small fiber neuropathy after her Tenivac Td vaccination, “in
the absence of a more plausible explanation,” Dr. Miglis opined that Petitioner’s “diagnosis of
small fiber neuropathy is related to the Tenivac vaccination that she received.” Pet. Ex. 43 at 7;
Pet. Ex. 54 at 5.

Dr. Miglis disagreed that the alternative etiologies proposed by Dr. Leist would be “more
likely triggers than the Td vaccination [Petitioner] received three days prior to symptom onset.”
Pet. Ex. 54 at 4.

First, Dr. Miglis acknowledged that while Petitioner had a documented history of vitamin
B12 deficiency, her B12 levels were normal at the time of her small fiber neuropathy diagnosis
on September 13, 2019. Pet. Ex. 54 at 4 (citing Pet. Ex. 8 at 34).

Second, Dr. Miglis explained that “alcoholic neuropathy only occurs in very heavy
drinkers.” Pet. Ex. 54 at 4 (citing Pet. Ex. 55). While Petitioner was drinking alcohol the night
prior to receiving her Td vaccine, “there are no reports of consistent heavy drinking or concerns
of alcoholism in her record.” Id. (citing Pet. Ex. 8 at 13).

Third, while Dr. Miglis admitted glucose intolerance can cause small fiber neuropathy,
and Petitioner had several mildly elevated glucose levels, Dr. Miglis explained that small fiber
neuropathy “due to glucose intolerance is typically subacute and progressive in nature, as
opposed to [Petitioner’s] acute presentation, which is more consistent with an immune-mediated
process.” Pet. Ex. 54 at 4. Further, Dr. Miglis explained that small fiber neuropathy due to
glucose intolerance “is most commonly length-dependent (affecting distal areas such as the feet
before proximal areas such as the thighs or hands), and [Petitioner’s] [small fiber neuropathy]
was non-length dependent, which is also more commonly seen in immune-mediated etiologies.”
Id.

Instead, Dr. Miglis opined Petitioner’s “decline from her pre-vaccine state of functioning
is striking, and there are many features to suggest an autoimmune mechanism.” Pet. Ex. 43 at 7;
Pet. Ex. 54 at 5. As such, he opined there is no other plausible explanation and that there is a

60
W. Katherine Yih et al., An Assessment of the Safety of Adolescent and Adult Tetanus–
Diphtheria–Acellular Pertussis (Tdap) Vaccine, Using Active Surveillance for Adverse Events in
the Vaccine Safety Datalink, 27 Vaccine 4257 (2009). This is also cited as Pet. Ex. 59.

22
logical sequence of cause and effect between the Td vaccine and her development of small fiber
neuropathy. Pet. Ex. 54 at 5.

iii. Althen Prong Three

Dr. Miglis agreed with Dr. Axelrod that the onset of Petitioner’s symptoms was
approximately three days from her Td vaccination and that this timeframe is consistent with a
secondary adaptive immune response. Pet. Ex. 54 at 3, 5; Pet. Ex. 43 at 7. He stated this was
particularly reasonable for an autoimmune response with a vaccine to which Petitioner was not
naïve. Pet. Ex. 43 at 7; Pet. Ex. 54 at 5.

He further agreed that “the timeframe of manifestation of symptoms after the initial
rabies vaccination is too rapid to posit causation.” Pet. Ex. 54 at 3. He explained Petitioner “was
naïve to this vaccination, and thus would have had a primary immune response to this antigen—a
process taking longer to occur.” Id. Therefore, Dr. Miglis posited Petitioner’s “autoimmune
disease [was] far more likely to be due to the Td vaccination.” Id.

3. Respondent’s Expert, Dr. Thomas P. Leist61

a. Background and Qualifications

Dr. Leist is a board-certified neurologist that specializes in neuroimmunology. Resp. Ex.
A at 1. He received his Ph.D. in biochemistry at the University of Zurich in Switzerland and
received his M.D. from University of Miami in Florida, where he also completed an internship in
internal medicine. Resp. Ex. B at 1. Thereafter he completed a residency in neurology at
Cornell Medical Center/Sloan Kettering Memorial Cancer Center in New York. Id. He also was
a fellow in the Department of Microbiology and Immunology at the University of California, Los
Angeles. Id. As a member of the neurology faculty at Thomas Jefferson University, Dr. Leist
participates in classroom instruction and clinical education of medical students, as well as
teaching and supervising residents and directing the fellowship program in clinical
neuroimmunology. Resp. Ex. A at 1. Dr. Leist is “regularly involved in the care of patients with
neuroimmunological conditions including multiple sclerosis, neuromyelitis optica spectrum
disorder, transverse myelitis, [GBS], chronic inflammatory demyelinating polyneuropathy[,] and
other autoimmune conditions of the nervous system.” Id. He has authored or co-authored
numerous publications in neuroimmunology. Resp. Ex. B at 6-17.

b. Opinion

Dr. Leist opined Petitioner did not experience an adverse event following the Td
vaccination on June 23, 2019. Resp. Ex. A at 9; Resp. Ex. L at 4. He reasoned the Td vaccine is
not known to cause small fiber neuropathy, that a time interval of three days is too short to infer
vaccine causation, and that Petitioner had other conditions that are associated with small fiber
neuropathy. Resp. Ex. A at 9; Resp. Ex. L at 4.

61
Respondent filed two expert reports from Dr. Leist. Resp. Exs. A, L.

23
i. Althen Prong One

Dr. Leist interpreted Dr. Axelrod’s theory as representing (1) “that Td is a known cause
of immune mediated small fiber neuropathy,” (2) “that the mere presence of limited sequence
homologies between administered and endogenous proteins [] suffices as evidence that a
pathobiologically relevant cross reactive immune response can occur,” and (3) that Petitioner had
“identified ‘predisposing factors’ which rendered her vulnerable to the allegedly [Td] induced
small fiber neuropathy.” Resp. Ex. A at 5. Dr. Leist had objections to each of these
propositions.

First, Dr. Leist opined that “there is no literature that supports a causal association
between the Tdap vaccine [and] small fiber neuropathy.” Resp. Ex. A at 6 (citing Resp. Ex. E at
1).62 “Absent reputable evidence,” Dr. Leist opined that “Dr. Axelrod’s claim of a Td/Tdap
vaccine inducing an immune response against cutaneous small fibers is speculative.” Id.

While Dr. Leist opined that “GBS is distinct from small fiber neuropathy and vice versa,”
he acknowledged that the vaccine-induced mechanisms of injury for both conditions would
“share common mechanistic elements.” Resp. Ex. A at 6. As such, he cited the 2012 IOM
report which “reviewed mechanic considerations regarding an association between [GBS], an
acute inflammatory disease of the peripheral nerves, and diphtheria toxoid, tetanus toxoid, or
acellular pertussis-containing vaccines.” Id. Dr. Leist explained that while the IOM wrote that
“‘[a]utoantibodies, complement activation, immune complexes, T cells, and molecular mimicry
may contribute to the symptoms of GBS[,]’ the literature reviewed for the report ‘did not provide
evidence linking these mechanisms to diphtheria toxoid–, tetanus toxoid–, or acellular pertussis–
containing vaccine[s].’” Id. (quoting Pet. Ex. 65 at 64). Thus, Dr. Leist concurred with the 2012
IOM’s assessment. Id. Dr. Leist did not address the fact that the IOM previously reached a
different outcome. See Pet. Ex. 74 at 1.

Dr. Leist cited literature to support his position that tetanus and diphtheria components do
not cause small fiber neuropathy. Resp. Ex. A at 6-7. He cited Yih et al., which studied the
safety of the Tdap vaccine compared to the Td vaccine. Resp. Ex. K at 1. They studied 660,000
individuals who received the Tdap vaccine and used previous data on 890,000 individuals who
received the Td vaccine as comparison. Id. at 1-2. The authors only selected encephalopathy-
encephalitis-meningitis, paralytic syndromes, seizures, cranial nerve disorders, and GBS (based
on their respective ICD-9 codes) as outcomes to focus on in the study. Id. at 1, 2 tbl.1. The
authors found no evidence of an association between the Tdap vaccine and the predefined
adverse events, confirming that the Tdap vaccine does not increase the risk of those predefined
events any more than the Td vaccine. Id. at 5. However, the authors did not study small fiber
neuropathy as an adverse event. See id. at 1, 2 tbl.1.

62
Scott A. Halperin et al. Randomized Controlled Trial of the Safety and Immunogenicity of
Revaccination with Tetanus-Diphtheria-Acellular Pertussis Vaccine (Tdap) in Adults 10 Years
After a Previous Dose, 8 J. Pediatric Infectious Diseases Soc’y 105 (2019). This is also cited as
Pet. Ex. 58.

24
Daley et al.63 studied more than 200,000 children who received a diphtheria, tetanus,
acellular pertussis and inactivated polio virus combined vaccine (“DTaP–IPV”). Resp. Ex. D at
1. Ninety-seven percent of the DTaP-IPV recipients also received other vaccines that same day,
typically measles-mumps-rubella (“MMR”) and varicella vaccines. Id. Again using ICD-9
codes, the study focused on eight potential adverse events: meningitis/encephalitis, seizures,
stroke, GBS, Stevens-Johnson syndrome, anaphylaxis, serious allergic reactions other than
anaphylaxis, and serious local reactions. Id. at 1, 2 tbl.1. The authors found “no evidence of
increased risk for any of the pre-specified adverse events monitored” when compared to the
historical incidence rates; however, they suggested continued surveillance for rare events such as
GBS. Id. at 1, 5. But like Yih et al., Daley et al. did not study small fiber neuropathy as an
adverse event. See id. at 1, 2 tbl.1. Thus, Dr. Leist did not cite any study that specifically
evaluated small fiber neuropathy as an adverse event of vaccination.

Second, Dr. Leist appeared to posit that the mere presence of limited sequence homology
is insufficient for a relevant cross reactive immune response to occur. Resp. Ex. A at 5. For
support, he cited literature which noted that “short sequence homologies “exist, and the vast
majority of these are not associated with biologically relevant autoimmune phenomena or actual
human disease.” Resp. Ex. L at 2 (citing Resp. Ex. J at 2);64 see also Resp. Ex. A at 7. Dr. Leist
agreed that Dr. Axelrod identified sequence homologies between tetanus and/or diphtheria toxoid
and peptides allegedly relevant to small fiber neuropathy. Resp. Ex. L at 2. But he asserted that
neither Dr. Axelrod nor Dr. Miglis “provide[d] information that links tetanus and/or [diphtheria]
toxoid to induction of T cells specific for antigens of small nerve fibers or B cells secreting
pathologically relevant auto-antibodies that cross reacts with small nerve fibers.” Id.

Dr. Leist cited Chan et al.65 to identify the relevant autoantibodies in small fiber
neuropathy. Resp. Ex. L at 2 (citing Resp. Ex. P). “Chan et al. tested sera from patients
diagnosed with idiopathic small fiber neuropathy against more than 1,600 immune related
antigens.” Id. (citing Resp. Ex. P at 1). The authors “detected nine autoantibodies against the
antigens they tested.” Id. (citing Resp. Ex. P at 1, 7 fig.4). Dr. Leist opined that Chan et al.
showed that “it is testable whether tetanus and/or diphtheria toxoid contain vaccines induce
autoantibodies against small fiber neurons.” Id. According to Dr. Leist, Chan et al. supported
(1) the finding that “autoantibodies can be detected in select patients with small fiber neuropathy,
but it is not known whether these autoantibodies occur in response to nerve injury, or precede it,
and it is not known whether or not they cause injury to the small nerve cells or are just an
epiphenomenon;” and (2) the “hypothesis of whether tetanus and/or pertussis containing

63
Matthew F. Daley et al., Safety of Diphtheria, Tetanus, Acellular Pertussis and Inactivated
Polio Virus (DTaP–IPV) Vaccine, 32 Vaccine 3019 (2014).
64
Inst. of Med., Evaluating Biological Mechanisms of Adverse Events, in Adverse Effects of
Vaccines: Evidence and Causality, supra note 49, at 57.
65
Amanda C.Y. Chan et al., Novel Autoantibodies in Idiopathic Small Fiber Neuropathy, 91
Annals Neurology 66 (2022).

25
vaccines induce autoantibodies reactive with constituents of small fiber neurons can be tested[66]
but there are no reports showing that this occurs.” Id. Additionally, Dr. Leist opined that “Chan
et al. does not report autoantibodies against the proteins identified by Dr. Axelrod based on
sequence homologies.” Id.

Lastly, while Dr. Axelrod proposed that sequence homology can result in injury to
individuals with predisposing factors, Dr. Leist agreed that “[m]arkers of susceptibility that . . .
render an individual vulnerable to [Td] vaccine induced small fiber neuropathy are not known.”
Resp. Ex. A at 7. He explained there is “no literature that informs on characteristics that, if
present, put the individual at risk for small fiber neuropathy in response to a Td/Tdap vaccine,”
and that Dr. Axelrod did not provided evidence of or a method of determining such predisposed
factors. Id.

ii. Althen Prong Two

Dr. Leist opined “there are no findings or measures in [Petitioner’s] case that show a
clinically apparent immune response following administration of Td vaccine” on June 23, 2019.
Resp. Ex. L at 1. He reasoned that if the Td vaccine “had initiated a significant early secondary
immune response to Td . . . there would likely have been signs of inflammation at the site of
inoculation, the area of greatest concentration of vaccine components.” Id. However, he did not
believe this was documented in the records. Id. Dr. Leist did not cite any medical literature or
other evidence to support this opinion.

Next, Dr. Leist discussed “possible alternate causes of small fiber neuropathy.” Resp.
Ex. A at 5. First, he noted that in addition to the Td vaccine, Petitioner also received four doses
of rabies vaccines around the same time. Id. Dr. Leist opined that Petitioner’s experts did not
show what “pathologic considerations” led them to eliminate the rabies vaccines as a cause of
Petitioner’s immune-mediated small fiber neuropathy. Id. at 5, 7. Despite Dr. Leist criticizing
Petitioner’s experts for opining sequence homology is sufficient to prove molecular mimicry as a
mechanism of disease, he noted that there are sequence homologies between rabies virus and
endogenous protein sequences. Id. at 7 (citing Pet. Ex. 28). He also faulted Petitioner’s experts
for failing to “explain why sequence homologies between rabies virus, rabies vaccines
contain[ing] inactivated rabies virus, and endogenous proteins would be less relevant to
[Petitioner’s] theory of causation than those [] listed for tetanus and diphtheria toxin.” Id.

Second, Dr. Leist averred Petitioner had “preexisting conditions known to cause small
fiber neuropathy,” including elevated blood glucose levels and vitamin B12 deficiency as
documented in the medical records. Resp. Ex. L at 4 (citing Resp. Ex. C;67 Resp. Ex. M).68

66
Petitioner was not tested for such antibodies.
67
B.T.A. de Greef et al., Associated Condition in Small Fiber Neuropathy – A Large Cohort
Study and Review of the Literature, 25 Eur. J. Neurology 348 (2018).
68
Hafize Nalan Güneş et al., The Histopathological Evaluation of Small Fiber Neuropathy in
Patients with Vitamin B12 Deficiency, 118 Acta Neurologica Belgica 405 (2018).

26
While de Greef et al. did not identify associated conditions in 53% of their patients with small
fiber neuropathy, they noted that autoimmune diseases, sodium channel gene mutations, diabetes
mellitus including glucose intolerance, and vitamin B12 deficiencies were the most prevalent
findings. Id. (citing Resp. Ex. C at 1). Dr. Leist noted that Petitioner was not tested to see if she
carried the sodium channel gene mutations known to cause small fiber neuropathy. Id.

As for Petitioner’s B12 deficiency, although Petitioner’s B12 levels were normal at the
time of her small fiber neuropathy diagnosis, Dr. Leist noted Petitioner was also taking B12
supplements at that time. Resp. Ex. L at 4. Dr. Leist seemed to posit that small fiber neuropathy
associated with B12 deficiency is not reversed with B12 supplementation. Id. He cited Güneş et
al. for the proposition that “vitamin B12 deficiency causes symptomatic as well as asymptomatic
small fiber loss like diabetes mellitus.” Id. (quoting Resp. Ex. M at 1).

iii. Althen Prong Three

Dr. Leist opined that “[i]n absence of a known relationship between the Tdap vaccine and
small fiber neuropathy, it is not possible to know what the biologically plausible time interval for
this complication to occur would be.” Resp. Ex. A at 8. But even if there was an established
relationship, Dr. Leist opined Petitioner’s symptoms consistent with peripheral neuropathy
occurred outside the biologically plausible timeframe for a vaccine-induced process. Id. at 7.

Relying on contemporary records, Dr. Leist wrote that Petitioner “developed symptoms
suggestive of small fiber neuropathy no later than June 26, 2019.” Resp. Ex. A at 8.

Petitioner received her Td vaccination on June 23, 2019, and Dr. Leist noted that on June
28, 2019, Petitioner endorsed a two-day history of left leg pain and numbness. Resp. Ex. A at 8.
Review of symptoms included “fatigue and night sweats, sinus congestion, abdominal pain,
light-headedness, arthralgia, muscle stiffness, light-headedness, numbness or shooting pain in
hands, arms, legs or feet, excessive daytime sleepiness, and excessive worrying.” Id. (quoting
Pet. Ex. 10 at 117). Dr. Leist pointed out that the “contemporary records do not stipulate
whether the listed symptoms had been present for more than two days.” Id.

Dr. Leist criticized Dr. Axelrod’s use of Abbas et al. to show that a secondary adaptive
immune response may peak by two to three days. Resp. Ex. L at 2. He explained the “unit value
of the x-axis of Figure 1.2 of Abbas [et al.] is ‘weeks’ and antibody titers to the recall antigen
appear to peak around days [seven] to 10 not [two to three] days as Dr. Axelrod note[d].” Id.
(citing Pet. Ex. 32 at 8 fig.1.2). Moreover, he added that neither Abbas et al. nor Miller et al.
“inform whether tetanus or toxoid containing vaccines induce an immune response against small
fiber neurons, under what conditions this might occur, or when clinical symptoms would be
expected following a booster dose of the vaccine.” Id. (citing Pet. Ex. 53 at 2-3; Pet. Ex. 32 at 8
fig.1.2; Pet. Ex. 40 at 8 fig.4).

27
Instead, Dr. Leist cited Hahn et al.69 and Mausberg et al.,70 which “studied aspects of the
kinetics of onset of [experimental autoimmune neuritis (“EAN”)] following adoptive transfer of
T cells reactive with peripheral nerve components.” Resp. Ex. L at 3 (citing Resp. Exs. N-O).
According to Dr. Leist, this “experimental model can serve to inform on the minimal time
interval between administration of a preformed immune response against peripheral nerves and
onset of clinical disease.” Id. Hahn et al. found that “recipients became sick [four to eight] days
post transfer and the degree of disability correlated directly with the dose of T cells
administered.” Resp. Ex. N at 1. Mausberg et al. found “[c]linical signs of neuritis were
observed only after day [three] to [four] days post-adoptive transfer of neuritogenic T cells.”
Resp. Ex. O at 4. Dr. Leist summarized that “Hahn et al. and Mausberg et al. found that even
when preformed and activated autoreactive T cells were transferred into [] susceptible hosts[,]
clinical signs of neuritis, i.e. autoimmune neuropathy, [were] observed not earlier than starting
on day [four] after adoptive transfer of autoreactive T cells.” Resp. Ex. L at 3.

Applying the observations of Hahn et al. and Mausberg et al. here, Dr. Leist opined “the
time interval of at most [three] days between administration of the Td-booster is outside of the
biologically plausible time interval for a putative preformed, autoreactive immune response
stimulated by a recall antigen (Td vaccine) to cause small fiber neuropathy.” Resp. Ex. L at 3.
Moreover, he opined Dr. Axelrod’s theory of causation “requires the existence of immune cells
cross-reactive with small fiber neurons” prior to receipt of Petitioner’s Td vaccine. Id. But
according to Dr. Leist, Dr. Axelrod did “not provide information as to how a Td booster could
activate a putative dormant autoreactive T cells and cause small fiber neuropathy within [three]
days following vaccination when the overt clinical disease can only be observed on day[] [four]
and after following administration of activated autoreactive T cells.” Id. at 3-4.

In conclusion, Dr. Leist averred Petitioner’s “alleged symptoms of small fiber neuropathy
occurred less than three days following administration of the [Td] vaccine . . . which is a shorter
onset than would generally be accepted for immune mediated peripheral neuropathy in the
Vaccine Program.” Resp. Ex. A at 8.

III. DISCUSSION

A. Standards for Adjudication

The Vaccine Act was established to compensate vaccine-related injuries and deaths. §
10(a). “Congress designed the Vaccine Program to supplement the state law civil tort system as
a simple, fair and expeditious means for compensating vaccine-related injured persons. The
Program was established to award ‘vaccine-injured persons quickly, easily, and with certainty

69
A.F. Hahn et al. Adoptive Transfer of Experimental Allergic Neuritis in the Immune
Suppressed Host, 86 Acta Neuropathologica 596 (1993).
70
Anne K. Mausberg et al., Trapped in the Epineurium: Early Entry into the Endoneurium is
Restricted to Neuritogenic T Cells in Experimental Autoimmune Neuritis, 15 J.
Neuroinflammation 217 (2018).

28
and generosity.’” Rooks v. Sec’y of Health & Hum. Servs., 35 Fed. Cl. 1, 7 (1996) (quoting
H.R. Rep. No. 908 at 3, reprinted in 1986 U.S.C.C.A.N. at 6287, 6344).

Petitioner’s burden of proof is by a preponderance of the evidence. § 13(a)(1). The
preponderance standard requires a petitioner to demonstrate that it is more likely than not that the
vaccine at issue caused the injury. Moberly v. Sec’y of Health & Hum. Servs., 592 F.3d 1315,
1322 n.2 (Fed. Cir. 2010). Proof of medical certainty is not required. Bunting v. Sec’y of Health
& Hum. Servs., 931 F.2d 867, 873 (Fed. Cir. 1991). Petitioner need not make a specific type of
evidentiary showing, i.e., “epidemiologic studies, rechallenge, the presence of pathological
markers or genetic predisposition, or general acceptance in the scientific or medical communities
to establish a logical sequence of cause and effect.” Capizzano v. Sec’y of Health & Hum.
Servs., 440 F.3d 1317, 1325 (Fed. Cir. 2006). Instead, Petitioner may satisfy her burden by
presenting circumstantial evidence and reliable medical opinions. Id. at 1325-26.

In particular, a petitioner must prove that the vaccine was “not only [the] but-for cause of
the injury but also a substantial factor in bringing about the injury.” Moberly, 592 F.3d at 1321
(quoting Shyface v. Sec’y of Health & Hum. Servs., 165 F.3d 1344, 1352-53 (Fed. Cir. 1999));
see also Pafford v. Sec’y of Health & Hum. Servs., 451 F.3d 1352, 1355 (Fed. Cir. 2006). The
received vaccine, however, need not be the predominant cause of the injury. Shyface, 165 F.3d
at 1351. A petitioner who satisfies this burden is entitled to compensation unless Respondent
can prove, by a preponderance of the evidence, that the vaccinee’s injury is “due to factors
unrelated to the administration of the vaccine.” § 13(a)(1)(B). However, if a petitioner fails to
establish a prima facie case, the burden does not shift. Bradley v. Sec’y of Health & Hum.
Servs., 991 F.2d 1570, 1575 (Fed. Cir. 1993).

“Regardless of whether the burden ever shifts to the [R]espondent, the special master
may consider the evidence presented by the [R]espondent in determining whether the [P]etitioner
has established a prima facie case.” Flores v. Sec’y of Health & Hum. Servs., 115 Fed. Cl. 157,
162-63 (2014); see also Stone v. Sec’y of Health & Hum. Servs., 676 F.3d 1373, 1379 (Fed. Cir.
2012) (“[E]vidence of other possible sources of injury can be relevant not only to the ‘factors
unrelated’ defense, but also to whether a prima facie showing has been made that the vaccine
was a substantial factor in causing the injury in question.”); de Bazan v. Sec’y of Health & Hum.
Servs., 539 F.3d 1347, 1353 (Fed. Cir. 2008) (“The government, like any defendant, is permitted
to offer evidence to demonstrate the inadequacy of the [P]etitioner’s evidence on a requisite
element of the [P]etitioner’s case-in-chief.”); Pafford, 451 F.3d at 1358-59 (“[T]he presence of
multiple potential causative agents makes it difficult to attribute ‘but for’ causation to the
vaccination. . . . [T]he Special Master properly introduced the presence of the other unrelated
contemporaneous events as just as likely to have been the triggering event as the vaccinations.”).

B. Causation

To receive compensation through the Program, Petitioner must prove either (1) that she
suffered a “Table Injury”—i.e., an injury listed on the Vaccine Injury Table—corresponding to a
vaccine that she received, or (2) that she suffered an injury that was actually caused by a
vaccination. See §§ 11(c)(1), 13(a)(1)(A); Capizzano, 440 F.3d at 1319-20. Petitioner must

29
show that the vaccine was “not only a but-for cause of the injury but also a substantial factor in
bringing about the injury.” Moberly, 592 F.3d at 1321 (quoting Shyface, 165 F.3d at 1352-53).

Because Petitioner does not allege she suffered a Table Injury, she must prove a vaccine
she received actually caused her injury. To do so, Petitioner must establish, by preponderant
evidence: “(1) a medical theory causally connecting the vaccination and the injury; (2) a logical
sequence of cause and effect showing that the vaccination was the reason for the injury; and (3) a
showing of a proximate temporal relationship between vaccination and injury.” Althen, 418 F.3d
at 1278.

The causation theory must relate to the injury alleged. Petitioner must provide a sound
and reliable medical or scientific explanation that pertains specifically to this case, although the
explanation need only be “legally probable, not medically or scientifically certain.” Knudsen v.
Sec’y of Health & Hum. Servs., 35 F.3d 543, 548-49 (Fed. Cir. 1994). Petitioner cannot
establish entitlement to compensation based solely on his assertions; rather, a vaccine claim must
be supported either by medical records or by the opinion of a medical doctor. § 13(a)(1). In
determining whether Petitioner is entitled to compensation, the special master shall consider all
material in the record, including “any . . . conclusion, [or] medical judgment . . . which is
contained in the record regarding . . . causation.” § 13(b)(1)(A). The special master must weigh
the submitted evidence and the testimony of the parties’ proffered experts and rule in Petitioner’s
favor when the evidence weighs in her favor. See Moberly, 592 F.3d at 1325-26 (“Finders of
fact are entitled—indeed, expected—to make determinations as to the reliability of the evidence
presented to them and, if appropriate, as to the credibility of the persons presenting that
evidence.”); Althen, 418 F.3d at 1280 (noting that “close calls” are resolved in Petitioner’s
favor).

Testimony that merely expresses the possibility—not the probability—is insufficient, by
itself, to substantiate a claim that such an injury occurred. See Waterman v. Sec’y of Health &
Hum. Servs., 123 Fed. Cl. 564, 573-74 (2015) (denying Petitioner’s motion for review and
noting that a possible causal link was not sufficient to meet the preponderance standard). The
Federal Circuit has made clear that the mere possibility of a link between a vaccination and a
petitioner’s injury is not sufficient to satisfy the preponderance standard. Moberly, 592 F.3d at
1322 (emphasizing that “proof of a ‘plausible’ or ‘possible’ causal link between the vaccine and
the injury” does not equate to proof of causation by a preponderance of the evidence); Boatmon
v. Sec’y of Health & Hum. Servs., 941 F.3d 1351, 1359-60 (Fed. Cir. 2019). While certainty is
by no means required, a possible mechanism does not rise to the level of preponderance.
Moberly, 592 F.3d at 1322; see also de Bazan, 539 F.3d at 1351.

IV. ANALYSIS

A. Althen Prong One

Under Althen prong one, Petitioner must set forth a medical theory explaining how the
received vaccine could have caused the sustained injury. Andreu v. Sec’y of Health & Hum.
Servs., 569 F.3d 1367, 1375 (Fed. Cir. 2009); Pafford, 451 F.3d at 1355-56. Petitioner’s theory
of causation need not be medically or scientifically certain, but it must be informed by a “sound

30
and reliable” medical or scientific explanation. Boatmon, 941 F.3d at 1359; see also Knudsen,
35 F.3d at 548; Veryzer v. Sec’y of Health & Hum. Servs., 98 Fed. Cl. 214, 257 (2011) (noting
that special masters are bound by both § 13(b)(1) and Vaccine Rule 8(b)(1) to consider only
evidence that is both “relevant” and “reliable”). If Petitioner relies upon a medical opinion to
support her theory, the basis for the opinion and the reliability of that basis must be considered in
the determination of how much weight to afford the offered opinion. See Broekelschen v. Sec’y
of Health & Hum. Servs., 618 F.3d 1339, 1347 (Fed. Cir. 2010) (“The special master’s decision
often times is based on the credibility of the experts and the relative persuasiveness of their
competing theories.”); Perreira v. Sec’y of Health & Hum. Servs., 33 F.3d 1375, 1377 n.6 (Fed.
Cir. 1994) (stating that an “expert opinion is no better than the soundness of the reasons
supporting it” (citing Fehrs v. United States, 620 F.2d 255, 265 (Ct. Cl. 1980))).

The undersigned finds Petitioner has set forth a sound and reliable medical theory,
molecular mimicry, to explain how the Td vaccine can cause small fiber neuropathy. The
medical literature shows persuasive evidence of the similarity between GBS and small fiber
neuropathy, that molecular mimicry is an appropriate causal mechanism of GBS, and therefore
by analogy, is sound and reliable here. Further, the undersigned finds, independently of the
relation to GBS, support for Dr. Axelrod’s opinion that the Td vaccine can cause small fiber
neuropathy via molecular mimicry.

First, the medical literature and opinions of Dr. Axelrod provide evidence of the
similarities between small fiber neuropathy and GBS. See, e.g., Pet. Ex 73 at 4 (suggesting that
“an acute autoimmune response can be directed against small fibers and exhibit similarities to
[GBS]”); Pet. Ex. 68 at 8 (finding diminished epidermal innervation in some GBS patients,
suggesting that “small-[fiber] sensory neuropathy is also an important manifestation of GBS, and
that GBS should be considered a global neuropathy instead of a pure large-[fiber] neuropathy”);
Pet. Ex. 67 at 1 (recognizing cases in which patients diagnosed with acute sensory neuropathy
may in fact have GBS); Pet. Ex. 66 at 1 (postulating small fiber neuropathy may be a subtype of
sensory GBS); Pet. Ex. 61 at 1 (indicating “autoimmune disorders share common
immunopathogenic mechanisms”).

While Dr. Leist opines that GBS and small fiber neuropathy are distinct from each other,
he admits that the vaccine-induced mechanisms of injury for both conditions would “share
common mechanistic elements,” and accordingly cites literature involving GBS. Resp. Ex. A at
6.

Other special masters have concluded that small fiber neuropathy can be seen as a variant
of GBS. In Fiske, the special master found preponderant evidence that small fiber neuropathy is
a variant of GBS where the petitioner presented much of the same literature filed here. Fiske v.
Sec’y of Health & Hum. Servs., No. 17-1378V, 2023 WL 8352761, at *26-28 (Fed. Cl. Spec.
Mstr. Nov. 13, 2023); see also Swaiss v. Sec’y of Health & Hum. Servs., No. 15-286V, 2019 WL
6520791, at *13 (Fed. Cl. Spec. Mstr. Nov. 4, 2019) (finding the petitioner had “adequately
supported the existence of an immune-mediated small fiber neuropathy, which may be referred
to as a small fiber GBS variant”).

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In other cases, special masters have found that small fiber neuropathy is sufficiently
similar to GBS such that the mechanisms are analogous. See, e.g., Doe v. Sec’y of Health &
Hum. Servs., No. [redacted]V, 2007 WL 3120297, at *7-8 (Fed. Cl. Spec. Mstr. Oct. 18, 2007)
(finding the petitioner had preponderantly shown that the flu vaccine caused her serum sickness
and small fiber neuropathy, accepting the petitioner’s evidence that GBS and small fiber
neuropathy were sufficiently similar to be analogous for purposes of her theory of causation);
Quirino v. Sec’y of Health & Hum. Servs., No. 17-989V, 2023 WL 9229145, at *19-21 (Fed. Cl.
Spec. Mstr. Dec. 18, 2023) (finding the petitioner’s small fiber neuropathy was consistent with
GBS); Jones v. Sec’y of Health & Hum. Servs., No. 15-1239V, 2018 WL 7139212, at *13-14
(Fed. Cl. Spec. Mstr. Dec. 21, 2018) (finding the petitioner’s argument that GBS and small fiber
neuropathy were sufficiently similar to be persuasive).

Although, the decisions of other special masters are not binding on the undersigned, she
agrees generally with the reasoning of her colleagues in this Ruling. See Boatmon, 941 F.3d at
1358; Hanlon v. Sec’y of Health & Hum. Servs., 40 Fed. Cl. 625, 630 (1998), aff’d, 191 F.3d
1344 (Fed. Cir. 1999).

Here, while the undesigned does not find that small fiber neuropathy is a variant of GBS,
she does find the pathophysiology of small fiber neuropathy analogous to GBS, and that
molecular mimicry is an appropriate causal mechanism of GBS.

The experts agree, and many of the medical articles filed, establish that GBS is known to
be an autoimmune condition, and that molecular mimicry is a likely causal mechanism. For
example, Rojas et al. provides a comprehensive analysis of the relevant immunological theories
of causation in GBS, specifically molecular mimicry. Mausberg et al. states that molecular
mimicry is the leading pathophysiological factor in GBS. Cusick et al. and Fourneau et al. also
sufficiently describe molecular mimicry in autoimmune diseases such as GBS and small fiber
neuropathy.

Further, literature supports an association between vaccines containing tetanus and
diphtheria toxoids and GBS. See, e.g., Pet. Ex. 76 (finding 10 cases of GBS following Tdap
vaccination); Pet. Ex. 78 (reporting a patient who developed GBS after a pure tetanus toxoid
vaccination).

Moreover, in the Vaccine Program, molecular mimicry has been accepted as a sound and
reliable theory in many demyelinating conditions, including GBS, and those conditions that
cause damage to unmyelinated small neurons, which is what occurs in small fiber neuropathy.
See, e.g., Barone v. Sec’y of Health & Hum. Servs., No. 11-707V, 2014 WL 6834557, at *8-9
(Fed. Cl. Spec. Mstr. Nov. 12, 2014) (noting molecular mimicry “has been accepted in other
Program cases as a reliable medical explanation for how various autoimmune conditions could
develop after the receipt of different kinds of vaccinations”); Conte v. Sec’y of Health & Hum.
Servs., No. 17-403V, 2020 WL 5743696, at *57 (Fed. Cl. Spec. Mstr. July 27, 2020) (noting the
theory of molecular mimicry in a GBS case is “well-established and well-settled in the Vaccine
Program”); E.M. v. Sec’y of Health & Hum. Servs., No. 14-753V, 2021 WL 3477837, at *36-39
(Fed. Cl. Spec. Mstr. July 9, 2021) (finding molecular mimicry a sound and reliable theory for
how the flu vaccine can cause small fiber neuropathy).

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The undersigned also finds that there is scientific support for Dr. Axelrod’s theory that
illustrates how molecular mimicry could cause small fiber neuropathy without relying on the
similarity with GBS. First, Petitioner provided preponderant evidence that small fiber
neuropathy can result from autoimmunity. Both Dr. Axelrod and Dr. Miglis cite medical
literature to opine small fiber neuropathy can be autoimmune and that Petitioner here has the
autoimmune type. See, e.g., Pet. Ex. 69 at 12 (indicating small fiber neuropathy is immune-
mediated); Pet. Ex. 22 at 2 tbl.1 (suggesting small fiber neuropathy is sometimes immune-
mediated); Pet. Ex. 46 at 3, 7 (identifying autoimmunity as a cause for small fiber neuropathy).
And Cusick et al. and Fourneau et al. describe molecular mimicry as a trigger for autoimmune
diseases.

Next, Dr. Axelrod identified components of the Td vaccine that can initiate the
development of antibodies, cross-react with small fiber nerve receptors, and trigger an
autoimmune response. Consistent with the medical literature filed herein, Dr. Axelrod explains
that TRPV1, CASPR2, sodium channels (NaV1.7 and NaV1.8), and nicotine receptors “form
parts of the unmyelinated type C fibers and myelinated type Aδ fibers” that are stimulated and/or
damaged in small fiber neuropathy. Pet. Ex. 13 at 9. Dr. Axelrod conducted a UniProtKB
search to determine there is sequence homology between the human peptides associated in small
fiber neuropathy and tetanus and/or diphtheria toxoids, present in the Td vaccine at issue. And
Hemmer et al. provides that small peptide sequences can result in T-cell responses.

Dr. Leist does not dispute the results of Dr. Axelrod’s UniProt KB search. Instead, he
opines that evidence of homology is not enough evidence of molecular mimicry to induce
autoimmune disease. Dr. Leist argues Petitioner’s experts “do not provide information that links
tetanus and/or pertussis toxoid to induction of T cells specific for antigens of small nerve fibers
or B cells secreting pathologically relevant auto-antibodies that cross reacts with small nerve
fibers.” Resp. Ex. L at 2.

But although demonstrated here, Petitioner need not make a specific type of evidentiary
showing or require identification of homology to prove that molecular mimicry is a sound and
reliable theory by preponderant evidence. Given the state of current scientific knowledge, there
is no way that a petitioner could satisfy such a requirement. Further, requiring proof of specific
homology or proof of identical protein sequences between the Td vaccine and the peripheral
nervous system to prove causation would require scientific certainty, which is a bar too high.
See Knudsen, 35 F.3d at 549 (explaining that “to require identification and proof of specific
biological mechanisms would be inconsistent with the purpose and nature of the vaccine
compensation program”).

Dr. Leist relies on GBS literature to show that in 2012, the IOM did not find a causal
relationship between the tetanus toxoid or diphtheria toxoid and GBS. However, Dr. Leist does
not address the fact that the IOM previously reached the opposite conclusion. Regardless, the
lack of epidemiological evidence is not dispositive. It is difficult to use epidemiology to
determine whether a vaccine is implicated in causation. Because while adverse reactions like
this do not appear in the newest epidemiological evidence cited by Dr. Leist, it may be that
events are too rare to be captured, as suggested by Petitioner’s experts. Moreover, “[r]equiring

33
epidemiologic studies . . . or general acceptance in the scientific or medical communities . . .
impermissibly raises a claimant’s burden under the Vaccine Act and hinders the system created
by Congress, in which close calls regarding causation are resolved in favor of injured claimants.”
Andreu, 569 F.3d at 1378 (quoting Capizzano, 440 F.3d at 132-26); see also Althen, 418 F.3d at
1280 (noting that “close calls” are resolved in Petitioner’s favor). The undersigned does not find
the lack of epidemiological literature to be determinative in this regard.

Thus, Dr. Axelrod produced literature to show that small fiber neuropathy involves
TRPV1, CASPR2, sodium channels, and nicotine receptors, and evidence of homology with the
tetanus and diphtheria toxoids. He has shown that vaccines containing tetanus and diphtheria
toxoids can induce an autoimmune response leading not only to GBS, but to stimulation and/or
damage to unmyelinated type C fibers and myelinated type Aδ fibers resulting in small fiber
neuropathy. And he establishes the Td vaccine at issue here, contains the components that cross-
react with the neuronal fibers. For each aspect of his theory, Petitioner has provided scientific
support through medical literature.

Lastly, vaccine causation has been found in several cases of immune-mediated small
fiber neuropathy. See, e.g., Fiske, 2023 WL 8352761, at *28-30 (finding the flu vaccine caused
small fiber neuropathy via molecular mimicry); E.M., 2021 WL 3477837, at *36-39 (finding the
petitioner developed small fiber neuropathy following a recall response to the flu vaccine with a
theory of molecular mimicry); Doe, 2007 WL 3120297, at *6-7 (finding an immune response
after the flu vaccine caused small fiber neuropathy); Swaiss, 2019 WL 6520791, at *24-27
(finding small fiber neuropathy is a variant of GBS, and that the Tdap vaccine can and did cause
the petitioner’s condition via molecular mimicry); Jones, 2018 WL 7139212, at *13-14 (finding
the petitioner succeeded in establishing vaccinations could cause small fiber neuropathy with a
theory of molecular mimicry but denying entitlement based on Althen prongs two and three).
The undersigned generally agrees with the reasoning of her colleagues in these cases as to Althen
prong one.

Other special masters denied entitlement but not based on Althen prong one. McGill v.
Sec’y of Health & Hum. Servs., No. 15-1485V, 2023 WL 3813524 (Fed. Cl. Spec. Mstr. May
11, 2023) (denying compensation where onset was only eight hours); Todd v. Sec’y of Health &
Hum. Servs., No. 15-860V, 2020 WL 727973 at *21 (Fed. Cl. Spec. Mstr. Jan. 8, 2020)
(determining the petitioner did not suffer from small fiber neuropathy); Fantini v. Sec’y of
Health & Hum. Servs., No 15-1332V, 2022 WL 1760730, at *19-21 (Fed. Cl. Spec. Mstr. May 2,
2022) (finding the petitioner did not preponderantly establish small fiber neuropathy as the likely
injury); Lapierre v. Sec’y of Health & Hum. Servs., No. 17-227V, 2019 WL 6490730, at *18-19
(Fed. Cl. Spec. Mstr. Oct. 18, 2019) (determining the record did not support a diagnosis of small
fiber neuropathy).

For these reasons, the undersigned finds that Petitioner has provided preponderant
evidence of a sound and reliable causal theory, satisfying Althen prong one.

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B. Althen Prong Two71

Under Althen prong two, Petitioner must prove by a preponderance of the evidence that
there is a “logical sequence of cause and effect showing that the vaccination was the reason for
the injury.” Capizzano, 440 F.3d at 1324 (quoting Althen, 418 F.3d at 1278). “Petitioner must
show that the vaccine was the ‘but for’ cause of the harm . . . or in other words, that the vaccine
was the ‘reason for the injury.’” Pafford, 451 F.3d at 1356 (internal citations omitted).

In evaluating whether this prong is satisfied, the opinions and views of the vaccinee’s
treating physicians are entitled to some weight. Andreu, 569 F.3d at 1367; Capizzano, 440 F.3d
at 1326 (“[M]edical records and medical opinion testimony are favored in vaccine cases, as
treating physicians are likely to be in the best position to determine whether a ‘logical sequence
of cause and effect show[s] that the vaccination was the reason for the injury.’” (quoting Althen,
418 F.3d at 1280)). Medical records are generally viewed as trustworthy evidence, since they are
created contemporaneously with the treatment of the vaccinee. Cucuras v. Sec’y of Health &
Hum. Servs., 993 F.2d 1525, 1528 (Fed. Cir. 1993). While the medical records and opinions of
treating physicians must be considered, they are not binding on the special master. § 13(b)(1)(B)
(specifically stating that the “diagnosis, conclusion, judgment, test result, report, or summary
shall not be binding on the special master or court”).

The undersigned finds that Petitioner provided preponderant evidence of a logical
sequence of cause and effect showing that her vaccination was the cause of her small fiber
neuropathy. First, Petitioner’s clinical course is consistent with the medical literature and case
reports of small fiber neuropathy following vaccination.

Petitioner received the Td vaccine on June 23, 2019. The first medical record
documenting Petitioner’s symptoms was on June 28, 2019, when Petitioner presented to her
physician with leg pain and numbness for the past two days. By August 2019, Petitioner’s
symptoms worsened and she had difficulty walking. Physical examination revealed “decreased
sensation to her left lower leg.” Pet. Ex. 10 at 68. The diagnosis was numbness lower extremity.
Nurse Jaorasdr “discussed [Petitioner’s] decreased sensation in her left leg possibly being from
nerve damage secondary to vaccinations.” Id. Petitioner further reported left leg weakness and
was diagnosed with neuropathy of the left peroneal nerve and left leg numbness and weakness.
Petitioner had subsequent testing and eventually presented to neurologist Dr. Saperstein whose
assessment was that Petitioner had “sensory symptoms and multifocal distributions. This came
on surely after tetanus and rabies injections. Possible that there was some immune response to
these.” Pet. Ex. 8 at 14. A skin biopsy on September 27, 2019 showed “[a]bnormal nerve fiber
density at the distal site . . . consistent with a length-dependent neuropathy affecting the small
nerve fibers.” Pet. Ex. 8 at 39. Dr. Saperstein’s assessment was that “this [was] likely the result
of an autoimmune reaction to the vaccinations.” Id. Dr. Saperstein also submitted a letter stating
Petitioner’s small fiber neuropathy was “likely the result of an autoimmune reaction to a
vaccination.” Pet. Ex. 57 at 1

71
Both Dr. Axelrod and Dr. Leist appear to agree that Petitioner had a predisposition or
susceptibility that played a role in causation, although the individual markers of such are not
known. See Pet. Ex. 13 at 6, 9; Resp. Ex. A at 7.

35
As evidenced in this summary of the evidence, some of Petitioner’s healthcare providers
attributed her condition to an immune response from vaccination. Generally, treating physician
statements are typically “favored” as treating physicians “are likely to be in the best position to
determine whether a ‘logical sequence of cause and effect show[s] that the vaccination was the
reason for the injury.’” Capizzano, 440 F.3d at 1326 (quoting Althen, 418 F.3d at 1280).
However, no treating physician’s views bind the special master, per se; rather, their views are
carefully considered and evaluated. § 13(b)(1); Snyder, 88 Fed. Cl. at 746 n.67. “As with expert
testimony offered to establish a theory of causation, the opinions or diagnoses of treating
physicians are only as trustworthy as the reasonableness of their suppositions or bases.” Welch
v. Sec’y of Health & Hum. Servs., No. 18-494V, 2019 WL 3494360, at *8 (Fed. Cl. Spec. Mstr.
July 2, 2019). The undersigned finds Dr. Saperstein’s statements on an autoimmune cause of her
small fiber neuropathy persuasive as they align with Petitioner’s expert reports.

Further, the undersigned finds there is no alternative cause to Petitioner’s autoimmune
small fiber neuropathy. Respondent’s expert Dr. Leist offers opinions as to alternate causes for
Petitioner’s small fiber neuropathy, namely her vitamin B12 deficiency. Dr. Leist opines that
while Petitioner was taking B12 supplements, “vitamin B12 deficiency causes symptomatic as
well as asymptomatic small fiber loss.” Resp. Ex. L at 4 (quoting Resp. Ex. M at 1). However,
Petitioner’s B12 levels were normal at the time of her small fiber neuropathy diagnosis and Dr.
Leist acknowledges that.

Moreover, Dr. Leist fails to state his opinion as to an alternative cause to a reasonable
degree of probability. He discusses possible alternate causes of small fiber neuropathy based on
Petitioner’s past medical history, including a controlled vitamin B12 deficiency, and her rabies
vaccinations, but he does not express the opinion, more likely than not, that either the B12
deficiency or the rabies vaccine was the cause of Petitioner’s small fiber neuropathy.
Accordingly, the undersigned finds that Dr. Leist’s opinions do not carry sufficient weight to
support alternative causation.

Thus, the undersigned finds that Petitioner provided preponderant evidence of a logical
sequence of cause and effect, satisfying Althen prong two.

C. Althen Prong Three

Althen prong three requires Petitioner to establish a “proximate temporal relationship”
between the vaccination and the injury alleged. Althen, 418 F.3d at 1281. That phrase has been
defined as a “medically acceptable temporal relationship.” Id. A petitioner must offer
“preponderant proof that the onset of symptoms occurred within a timeframe for which, given
the medical understanding of the disorder’s etiology, it is medically acceptable to infer
causation-in-fact.” de Bazan, 539 F.3d at 1352. The explanation for what is a medically
acceptable time frame must also coincide with the theory of how the relevant vaccine can cause
the injury alleged (under Althen Prong One). Id.; see also Koehn v. Sec’y of Health & Hum.
Servs., 773 F.3d 1239, 1243-44 (Fed. Cir. 2014); Shapiro, 101 Fed. Cl. at 542.

36
At the outset, the undersigned notes that it is difficult to determine the date of onset here.
Petitioner’s experts opine that Petitioner’s onset of symptoms began on June 26, 2019, three days
post-vaccination. Dr. Leist opines Petitioner’s symptoms began “less than” three days after her
vaccination and “no later than” June 26, 2019. Resp. Ex. A at 8.

Petitioner received her Td vaccination on June 23, 2019. The earliest-in-time medical
record documenting Petitioner’s symptoms was on June 28, 2019, when Petitioner presented to
her physician with leg pain and numbness for the past two days. This places onset on June 26,
three days after her vaccination. The subsequent records documenting onset are inconsistent.

For example, at Petitioner’s next appointment, on August 9, 2019, Nurse Jaorasdr noted
that Petitioner’s left leg numbness “started approximately [six] weeks ago,” which would be June
28, 2019. Pet. Ex. 10 at 64. And on August 23, 2019, Petitioner saw Dr. Sobel who wrote that
Petitioner noticed left leg numbness two days after her June 23 ED visit, which would be June
25, 2019.

The neurologists’ records are also inconsistent as to date of onset. On September 6,
2019, at Petitioner’s initial neurology consultation, Dr. Pawar wrote that Petitioner started having
symptoms a “[f]ew days later” after her vaccination, which the undersigned interprets to be three
days, or June 26, 2019.72 Pet. Ex. 7 at 3. On September 13, 2019, Dr. Saperstein noted
Petitioner’s symptoms began two days after her June 23 ED visit and vaccination, which would
be June 25, 2019.73

Further, Petitioner’s statement from 2020 is inconsistent with the medical records.
Petitioner wrote that on June 25, 2019, her “leg kept losing feeling” and by June 28, she noticed
her symptoms getting worse. Pet. Ex. 1 at ¶¶ 4-5. However, this is inconsistent with the earliest-
in-time medical record on June 28, documenting leg pain and numbness for two days (starting on
June 26). Moreover, on June 25, 2019, Petitioner had an appointment with Nurse Gruwell and
did not report any symptoms such as leg pain or numbness. See Pet. Ex. 10 at 146-150.

As the Federal Circuit has stated, although “it [is] not erroneous to give greater weight to
contemporaneous medical records than to later, contradictory testimony,” it is also not the case
that “medical records are presumptively accurate and complete. Nor did we state that when a
person is ill, he reports all his problems to his doctor, who then faithfully records everything he
is told.” Kirby v. Sec’y of Health & Hum. Servs., 997 F.3d 1378, 1382-83 (Fed. Cir. 2022)
(citing Cucuras, 993 F.2d 1525). The undersigned does not rely solely on the lack of symptoms
reported on June 25, 2019. Rather, the absence of reported symptoms on June 25 in conjunction
with Petitioner endorsing symptoms for two days on June 28, and Dr. Leist’s agreement that

72
See Jewell v. Sec’y of Health & Hum. Servs., No. 16-0670V, 2017 WL 7259139, at *3 (Fed.
Cl. Spec. Mstr. Aug. 4, 2017) (finding “a few days” after vaccination to be within 72 hours);
Taylor v. Sec’y of Health & Hum. Servs., No. 16-1403V, 2020 WL 6706078, at *16 (Fed. Cl.
Spec. Mstr. Oct. 20, 2020) (finding “few” to mean two or three days).
73
Dr. Saperstein also wrote in his statement on March 6, 2023, that Petitioner’s small fiber
neuropathy “started two days after receiving” the Td and rabies vaccines. Pet. Ex. 57 at 1.

37
onset of Petitioner’s symptoms occurred no later than June 26, 2019, all weigh heavily in the
undersigned’s decision to find onset was June 26, 2019, or three days after vaccination. See
Hargrove ex rel. A.F.M. v. Sec’y of Health & Hum. Servs., No. 17-233V, 2023 WL 8071917, at
*30 (Fed. Cl. Spec. Mstr. Oct. 27, 2023) (finding the earlier-in-time records more reliable where
subsequent records were inconsistent).

Having determined onset to be no more than three days, the next question is whether
there is “preponderant proof that the onset of symptoms occurred within a time frame for which,
given the medical understanding of the disorder’s etiology, it is medically acceptable to infer
causation-in-fact.” de Bazan, 539 F.3d at 1352.

Dr. Axelrod and Dr. Miglis opine the medically acceptable timeframe for molecular
mimicry here is two to three days. Importantly, they opine Petitioner developed a secondary
adaptive immune response rather than a primary adaptive immune response. Petitioner’s experts
reason that because Petitioner previously received a Tdap vaccine in 2013, she was not naïve to
the tetanus and diphtheria components. Specifically, Dr. Axelrod explains Petitioner “likely
developed a primary adaptive immune response to the tetanus toxoid and diphtheria toxoid that
she received on September 25, 2013, with the development of persistent memory cells.” Pet. Ex.
53 at 1. This allowed her to be “primed to develop” a “secondary adaptive immune response” to
the Td vaccine on June 23, 2019, resulting in small fiber neuropathy. Pet. Ex. 13 at 9, 14. Dr.
Leist does not dispute that Petitioner received a Tdap vaccine in 2013 or that she likely
developed persistent memory cells.

Dr. Axelrod relies on Abbas et al. for the proposition that a secondary adaptive immune
response can peak two to three days following a booster immunization.74 Abbas et al. describes
how after primary exposure to an antigen and a primary immune response, if memory cells
remain, then exposure to the same antigen can “respond vigorously” in a secondary adaptive
immune response. Pet. Ex. 32 at 17, 8 fig.1.2. Wyatt and Levy state that memory cells drive the
secondary response, resulting in an immune response “that is faster and of greater magnitude”
than a primary response.75 Pet. Ex. 41 at 4.

While Dr. Leist argues that Figure 1.2 in Abbas et al. is measured in weeks not days,
none of the studies cited by Dr. Leist support his position that “the time interval of at most
[three] days between administration of the Td-booster is outside of the biologically plausible
time interval for a putative preformed, autoreactive immune response stimulated by a recall
antigen (Td vaccine) to cause small fiber neuropathy.” Resp. Ex. L at 3. Dr. Leist’s reliance on
Hahn et al. is insufficient. Hahn et al. studied EAN in animals. Given the difference in

74
Dr. Axelrod also cites Miller et al. for the proposition that the immune system can activate two
to four days following immunization. However, it is unclear whether the information is
applicable given the age of this study. Moreo

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10735556. Public record. Not legal advice.
