# Bates v. United States

> District Court, W.D. Tennessee · September 27, 2023

URL: https://www.frixlaw.com/law-library/cases/10670107

## Case

- **Court:** District Court, W.D. Tennessee
- **Decided:** September 27, 2023
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TENNESSEE
WESTERN DIVISION

ROBERT L. BATES, )
)
Movant, )
) Cv. No. 2:20-cv-02579-SHL-atc
v. ) Cr. No. 2:15-cr-20192-3-SHL
)
UNITED STATES OF AMERICA, )
)
Respondent. )

ORDER DENYING MOTION PURSUANT TO 28 U.S.C. § 2255, DENYING A
CERTIFICATE OF APPEALABILITY, CERTIFYING THAT AN
APPEAL WOULD NOT BE TAKEN IN GOOD FAITH, AND
DENYING LEAVE TO PROCEED IN FORMA PAUPERIS ON APPEAL

Before the Court are the Motion Under 28 U.S.C. § 2255 to Vacate, Set Aside, or Correct
Sentence by a Person in Federal Custody (“§ 2255 Motion”), filed by Movant Robert L. Bates
(“Bates”), Bureau of Prisons register number 27606-076, an inmate at the Federal Correctional
Institution in Memphis, Tennessee (ECF No. 1), and the Response of the United States to Motion
to Vacate, Set Aside, or Correct Sentence Pursuant to 28 U.S.C. § 2255 (“Answer”) (ECF No. 6).
For the reasons stated below, the Court DENIES the § 2255 Motion.
I. BACKGROUND AND PROCEDURAL HISTORY
A. Criminal Case No. 2:15-cr-20192-3-SHL
On August 4, 2015, a federal grand jury in the Western District of Tennessee returned a
forty-four (44) count indictment against Bates, Charles Larry Bates (“Larry Bates”) and Charles
Edward Bates (“Chuck Bates”). (Criminal (“Cr.”) Case No. 2:15-cr-20192-3-SHL, ECF No. 2.)
On May 11, 2016, the grand jury returned a forty-five (45) count superseding indictment against
the three defendants named in the original indictment and Kinsey Brown Bates (“Kinsey Bates”).
(Cr. ECF No. 84.) Bates is Larry Bates’s son, Chuck Bates’s brother, and Kinsey Bates’s
husband. Kinsey Bates was Larry Bates’s personal assistant. The indictment concerned the
Bates family’s operation of First American Monetary Consultants (“FAMC”), a broker for
precious metal transactions. Bates was a salesman. His father was FAMC’s founder, President

and Chief Executive Officer. As the Sixth Circuit Court of Appeals explained,
Larry Bates held himself out to the public as an apocalyptic economist committed
to helping customers safeguard their wealth by purchasing precious metals from
his company, First American Monetary Consultants. The reality was quite
different. First American Monetary Consultants regularly failed to deliver gold
and silver coins to its customers after they had mailed checks or wired money for
their orders, and it ultimately defrauded hundreds of people to the tune of over
twenty million dollars.

United States v. Bates, 784 F. App’x 312, 317 (6th Cir. 2019).
Bates was named in Counts 1, 2, 3, 4, 27, 32, 33 and 41 of the superseding indictment.
Count 1 charged that, beginning at least in or about May 10, 2002, and continuing through in or
about October 21, 2013, all defendants conspired with each other and with other persons to use
the mails and wire communications in execution of a scheme and artifice to defraud and to obtain
money by means of false and fraudulent pretenses, representations, and promises, to induce
members of the public to send them large sums of money for the purported purchase and/or sale
of gold, silver and other precious metals, in violation of 18 U.S.C. § 1349. Counts 2, 4, 27 and
33 charged Bates and his father with specific instances of mail fraud for the purpose of executing
their scheme to defraud, in violation of 18 U.S.C. §§ 1341 and 2. Counts 3, 32 and 41 charged
Bates and his father with specific instances of wire fraud for the purpose of executing their
scheme to defraud, in violation of 18 U.S.C. §§ 1343 and 2.
A jury trial on the charges against all defendants commenced on April 3, 2017. (Cr. ECF
No. 333.) On May 2, 2017, the jury returned guilty verdicts on all counts. (Cr. ECF Nos. 401,
405.) Sentencing hearings were held on August 3, 2017, and September 6, 2017, at the
conclusion of which the Court sentenced Bates to a term of imprisonment of one hundred fifty-
one (151) months, to be served consecutively to the sentence imposed in Case Number 2:16-cr-
20044-JTF and to be followed by a three-year period of supervised release. (Cr. ECF Nos. 572,

637.) Bates was also ordered to pay restitution in the amount of $19,571,532.09. (Cr. ECF Nos.
572, 637 at PageID 11349.) Judgment was entered on October 20, 2017. (Cr. ECF No. 614.)
The United States Court of Appeals for the Sixth Circuit affirmed. Bates, 784 F. App’x 312.
B. Bates’s § 2255 Motion
On August 6, 2020, Bates filed his pro se § 2255 Motion, which presents the following
claims:
1. “Severance of case” (ECF No. 1 at PageID 4);

2. “Sufficiency of the Evidence for Conspiracy Conviction” (id. at PageID
5);

3. “Procedural Reasonableness of Sentence” (id. at PageID 7); and

4. “Separate 922G Indictment should have been Superceding [sic] and
Stacking Issue” (id. at PageID 8).

The Court issued an order on August 12, 2020, directing the Government to respond.
(ECF No. 4.) The Government filed its Answer on September 2, 2020, which was accompanied
by the Affidavit of Arthur E. Quinn, Bates’s trial counsel. (ECF No. 6.) Bates did not file a
reply.
II. LEGAL STANDARD
Pursuant to 28 U.S.C. § 2255(a),
[a] prisoner in custody under sentence of a court established by Act of Congress
claiming the right to be released upon the ground that the sentence was imposed
in violation of the Constitution or laws of the United States, or that the court was
without jurisdiction to impose such sentence, or that the sentence was in excess of
the maximum authorized by law, or is otherwise subject to collateral attack, may
move the court which imposed the sentence to vacate, set aside or correct the
sentence.

“A prisoner seeking relief under 28 U.S.C. § 2255 must allege either (1) an error of
constitutional magnitude; (2) a sentence imposed outside the statutory limits; or (3) an error of
fact or law that was so fundamental as to render the entire proceeding invalid.” Short v. United
States, 471 F.3d 686, 691 (6th Cir. 2006) (internal quotation marks omitted).
“In reviewing a § 2255 motion in which a factual dispute arises, the habeas court must
hold an evidentiary hearing to determine the truth of the petitioner’s claims.” Valentine v.
United States, 488 F.3d 325, 333 (6th Cir. 2007) (internal quotation marks omitted). “The
evidentiary hearing is mandatory unless the record conclusively shows that the petitioner is
entitled to no relief.” Pola v. United States, 778 F.3d 525, 532 (6th Cir. 2015) (internal quotation
marks omitted). “[N]o hearing is required if the petitioner’s allegations cannot be accepted as
true because they are contradicted by the record, inherently incredible, or conclusions rather than
statements of fact.” Valentine, 488 F.3d at 333 (internal quotation marks omitted). Where the
judge considering the § 2255 motion also presided over the criminal case, the judge may rely on
his or her recollections of the prior case. Blanton v. United States, 94 F.3d 227, 235 (6th Cir.
1996); see also Blackledge v. Allison, 431 U.S. 63, 74 n.4 (1977) (“[A] motion under § 2255 is
ordinarily presented to the judge who presided at the original conviction and sentencing of the
prisoner. In some cases, the judge’s recollection of the events at issue may enable him [or her]
summarily to dismiss a § 2255 motion . . . .”). Movant has the burden of proving that he is
entitled to relief by a preponderance of the evidence. Pough v. United States, 442 F.3d 959, 964
(6th Cir. 2006).
III. ANALYSIS
A. Severance
Bates’s Claim 1 is titled “Severance of case.” (ECF No. 1 at PageID 4.) The factual
basis is as follows:

As the court already knows, severance of the case was asked for and denied
several times during the trial. It is impossible to say that evidence submitted at
trial not connected or relating to me was not prejudicial to my case. When my
father, Larry Bates[,] testified I asked my attorney Art Quinn about asking my
father questions, but Art told me we did not want to be a part of that and the jury
would hold any association with my father against me. I believe that was
ineffective assistance of counsel.

(Id.)
Bates raised the Court’s denial of the motions to sever on direct appeal. (6th Cir. Case
No. 17-6284, ECF No. 46 at 2, 10–18.) The Sixth Circuit held that the Court “did not abuse its
discretion in denying the defendants’ motions for severance.” Bates, 784 F. App’x at 328; see
also id. at 328–30. The court reasoned that “Larry Bates’ conduct and trial testimony were not
so prejudicial as to warrant severance.” Id. at 328. “[A] § 2255 motion may not be employed to
relitigate an issue that was raised and considered on direct appeal absent highly exceptional
circumstances, such as an intervening change in the law.” Jones v. United States, 178 F.3d 790,
796 (6th Cir. 1999) (citations omitted). No such circumstances exist here. Bates cannot
relitigate the Sixth Circuit’s decision on the severance issue.
In this claim, Bates also contends that his attorney was ineffective in failing to properly
cross examine his father. A claim that ineffective assistance of counsel has deprived a movant of
his Sixth Amendment right to counsel is controlled by the standards stated in Strickland v.
Washington, 466 U.S. 668, 687 (1984), which require a showing that “counsel’s performance
was deficient” and that “the deficient performance prejudiced the defense.” To demonstrate
deficient performance, a movant must demonstrate that “counsel’s representation fell below an
objective standard of reasonableness.” Id. at 688.
A court considering a claim of ineffective assistance must apply a strong
presumption that counsel’s representation was within the wide range of
reasonable professional assistance. The challenger’s burden is to show that
counsel made errors so serious that counsel was not functioning as the counsel
guaranteed the defendant by the Sixth Amendment.

Harrington v. Richter, 562 U.S. 86, 104 (2011) (internal quotation marks and citations omitted).
To demonstrate prejudice, a prisoner must establish “a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding would have been different.”
Strickland, 466 U.S. at 694. “A reasonable probability is a probability sufficient to undermine
confidence in the outcome.” Id. “It is not enough to show that the errors had some conceivable
effect on the outcome of the proceeding. Counsel’s errors must be so serious as to deprive the
defendant of a fair trial, a trial whose result is reliable.” Harrington, 562 U.S. at 104 (internal
quotation marks and citation omitted); see also id. at 111–12 (“In assessing prejudice under
Strickland, the question is not whether a court can be certain counsel’s performance had no effect
on the outcome or whether it is possible a reasonable doubt might have been established if
counsel acted differently. . . . The likelihood of a different result must be substantial, not just
conceivable.”) (citations omitted); Wong v. Belmontes, 558 U.S. 15, 27 (2009) (per curiam)
(“But Strickland does not require the State to ‘rule out’ [a more favorable outcome] to prevail.
Rather, Strickland places the burden on the defendant, not the State, to show a ‘reasonable
probability’ that the result would have been different.”).
Bates has not established either that his attorney’s performance was deficient or that he
suffered any prejudice. In his affidavit, Quinn notes that “the Petition is not specific as to what
questions [Bates] wanted me to ask that I did not ask.” (ECF No. 6-1 at PageID 36.) Quinn
further explained his handling of Larry Bates’s testimony:
[A]t the end of the government’s proof, I made a Motion to sever using as the
grounds that my client was willing to rest his case at that particular point without
putting on defense proof. I further had information that Dr. [Larry] Bates was
going to testify and based on my then approximate 40 years of criminal
experience, I knew a case can get worse when a defendant testifies. I anticipated
that the case would get worse if Dr. Bates testified. I had called Dr. Bates as a
witness in my client’s 922(g) trial a few months earlier, and he was not a good
witness. In my opinion, after listening to Dr. Bates testify, I do believe the case
against my client got worse.

In his Petition, [Bates] indicated that I did not ask his father some
questions that he wanted me to ask. The record shows that I did in fact ask Dr.
Bates questions. They were questions which were asked with the idea of laying
the groundwork for our arguments that Robert Bates repaid any advances or loans
made to him through the compensation he earned. Considering the testimony
elicited by other lawyers, I am not aware of any other information which would
have been helpful that could have been credibly elicited from Dr. Bates.

(Id. at PageID 36–37.) “Strategic choices made after thorough investigation of law and facts
relevant to plausible options are virtually unchallengeable . . . .” Strickland, 466 U.S. at 690. And
Bates makes no argument that Quinn was not fully familiar with the facts or the applicable law.
Bates has not filed a reply and, consequently, has not responded to Quinn’s affidavit. He
has not explained what additional questions he contends Quinn should have asked and has made
no argument that, if only he had done so, there is a reasonable probability that the outcome of his
trial would have been different.
Claim 1 is without merit and is DENIED.
B. Sufficiency of the Evidence (Claim 2)
Bates’s Claim 2 is titled “Sufficiency of the Evidence for Conspiracy Conviction.” (ECF
No. 1 at PageID 5.) The factual basis is as follows:
The Appeals Court stated the government said I knew FAMC was
insolvent. How could I know that FAMC was insolvent when I was never an
owner, director, or an executive at FAMC, just a salesman. I never signed checks
nor was I ever privy to account balances or ledger sheets until we were indicted
and headed to trial. The government also stated I should have known something
was amiss since the delays in clients receiving orders was so long. I was
employed with FAMC from 1998–2013, twelve of those years as a
consultant/salesman. At least twice before in those years as a consultant/salesman
there were periods of long delivery times (Around a year) for clients to receive
their orders. I always presumed clients would receive their orders. When
delivery times exceeded 18 months around 2011 I stopped selling precious metals
outside of IRA’s which were bullion coins and were not subject to delay. As far
as any advances I received from FAMC, they were all paid back but Mr. Quinn
did not want [to] address this at trial. I believe this is ineffective assistance of
counsel.

(Id.)
Bates argued on direct appeal that the evidence was insufficient to convict him on Count
1, the conspiracy to defraud. (6th Cir. Case No. 17-6284, ECF No. 46 at 27–30.) Specifically,
Bates argued that no evidence was presented that he was aware of FAMC’s financial condition.
The Court of Appeals denied relief, reasoning as follows:
The Government presented sufficient circumstantial evidence of Bob
Bates’ knowledge of and participation in the conspiracy to defraud, and a rational
trier of fact could have accordingly found Bob Bates guilty on the conspiracy
count. Customers testified that Bob Bates continued to advise them to buy coins
with [FAMC], even after he knew that their prior orders remained unfulfilled.
There was also testimony from both customers and former [FAMC] employees
demonstrating that Bates knew about the unfulfilled orders, with one economist
claiming that Bates told him to “leave it alone” in response to a question about a
customer complaint. Bob Bates and his wife, Kinsey Bates, both withdrew
money from [FAMC] for their personal use while the company was insolvent and
owed money to its customers. Based on this evidence, a rational trier of fact
could conclude that Bates had knowledge of the conspiracy and voluntarily joined
it, despite [FAMC’s] poor record-keeping.

. . . [M]ultiple facts supported an inference that Bob Bates had knowledge
of [FAMC’s] unfulfilled customer orders, including the fact that Bob Bates was
Larry Bates’ son, that he was married to Larry Bates’ personal assistant, and that
he had access to the executive suite. When codefendants are immediate family
members and business partners, we have determined that their close relationship
“raises a permissible inference that they might share information concerning their
business activities.” United States v. Warshawsky, 20 F.3d 204, 209 n.2 (6th Cir.
1994). Viewing the evidence in the light most favorable to the Government, there
was sufficient evidence for the jury to draw such an inference and find Bob Bates
guilty of conspiracy to commit mail and wire fraud.

Bates, 784 F. App’x at 327. Bates cannot relitigate the Sixth Circuit’s decision in this action.
Bates also argues that Quinn rendered ineffective assistance by failing to establish that he
repaid the advances he had taken from FAMC. In his affidavit, Quinn states that he presented
proof that Bates repaid the advances and that, at some point, he stopped selling gold coins and
emphasized IRAs instead. (ECF No. 6-1 at PageID 37–38.) In its opinion, the Sixth Circuit
noted the advances for the benefit of Bates and his wife and stated that “[a]t least some of the
money was paid back by crediting the advances against sales commissions.” (6th Cir. Case No.
17-6284, ECF No. 70-2 at 7.) FAMC’s court-appointed receiver testified, however, that the
transactions were “‘unusual’ because the company had been insolvent since 2007, and a
‘significant number’ of customer orders remained unfulfilled while members of the Bates family
were using [FAMC] funds.” (Id.) The personal advances also had a deleterious effect on
customers, testified the receiver: “The withdrawals would have also exacerbated [FAMC’s]
inability to fulfill precious metal orders because the price of gold had risen between 2008 and
2011.” (Id. at 7–-8.)
Bates has, again, failed to show deficient performance or prejudice. The additional
evidence he contends that Quinn should have elicited was actually presented, and he does
establish that, had Quinn presented even more evidence, there is a reasonable probability that he

would not have been convicted on Count 1.
Claim 2 is without merit and is DENIED.
C. Procedural Reasonableness of the Sentence (Claim 3)
In Claim 3, Bates complains that his sentence was procedurally unreasonable. (ECF No.
1 at PageID 7.) He explains:
The only unearned financial gain that I received was my commission of
less than $30,000 for my clients whose orders were unfulfilled. (This was typical
because all salesmen at FAMC received their commissions when the clients’
monies were received not when the clients received their orders.) My total former
clients’ unfulfilled orders are less than $900,000 if my memory serve[s] me right,
but my sentence was enhanced based on client losses of $19 million plus. Sherry
Barnett who actually stole at least $420,000 of client’s monies received 1 year and
1 day in prison while I was sentenced to 12 years and 7 months. Ms. Barnett was
also privy to ledgers and balance sheets I knew nothing about. During my
sentencing the court commented that I was at least guilty of willful ignorance or
sticking my head in the sand. This comment has stuck with me for the past
couple of years. I have stated many times that I was never privy to FAMC’s
financial records. I still believe my Dad was stating the truth. He has been an
honest man all my life and an important and upstanding member of the
community as well. Maybe I am too trusting or some may say gullible but I did
not willfully stick my head in the sand. I do know I never any [sic] from my
former clients much less $19 million. I believe I had ineffective assistance of
counsel throughout the case.

(Id.)
As a preliminary matter, despite the title, the substance of Bates’s argument does not
address the procedural reasonableness of his sentence.1 Instead, Bates is challenging the
substantive reasonableness of his sentence, including the fact that he was found jointly and
severally liable for the forfeiture and restitution amounts.2 On direct appeal, Bates argued that
he should not have been held jointly and severally liable for the forfeiture loss amount. (6th Cir.

1 Bates challenged the procedural reasonableness of his sentence on direct appeal,
arguing that the Court misapplied a sentence enhancement. (6th Cir. Case No. 17-6284, ECF
No. 46 at 3, 30–37.) The Sixth Circuit denied relief, Bates, 784 F. App’x at 337–38, and that
issue may not be relitigated here.
2 Determining whether a sentence is procedurally reasonable looks at whether “[t]he court
properly calculate[d] the guidelines range, treat[ed] that range as advisory, consider[ed] the
sentencing factors in 18 U.S.C. § 3553(a), refrain[ed] from considering impermissible factors,
select[ed] the sentence based on facts that are not clearly erroneous, and adequately explain[ed]
why it chose the sentence.” United States v. Rayyan, 885 F.3d 436, 440 (6th Cir. 2018).
Analyzing a claim that a sentence is substantively unreasonable evaluates whether “a sentence is
too long (if a defendant appeals) or too short (if the government appeals). . . . It’s a complaint
that the court placed too much weight on some of the § 3553(a) factors and too little on others in
sentencing the individual.” Id. at 442.
Case No. 17-6284, ECF No. 46 at 2, 37–39.) In his appellate brief, Bates emphasized that he
received commissions of only $27,371 on unfilled orders. (Id. at 38–39.) The Sixth Circuit
denied relief, holding that Bates was properly held jointly and severally liable and that there was
no violation of the Eighth Amendment. Bates, 784 F. App’x at 339–41. Bates cannot relitigate

this issue here.
Bates raised no objection to his custodial sentence on direct appeal. A § 2255 motion is
not a substitute for a direct appeal. See Ray v. United States, 721 F.3d 758, 761 (6th Cir. 2013).
“[N]onconstitutional errors ordinarily are not cognizable on collateral review. Defendants must
assert their claims in the ordinary course of trial and direct appeal.” Grant v. United States, 72
F.3d 503, 506 (6th Cir. 1996). Errors in the application of the sentencing guidelines are also not
cognizable under § 2255. Id.; see also Snider v. United States, 908 F.3d 183, 191 (6th Cir. 2018)
(“a defendant cannot use a § 2255 motion to vindicate non-constitutional challenges to advisory
guideline calculations”); Hunter v. United States, 160 F.3d 1109, 1115 (6th Cir. 1998) (“Relief is
not available in a section 2255 proceeding for a claim of nonconstitutional, sentencing-guideline

error when that error was procedurally defaulted through the failure to bring a direct appeal.”).
Even constitutional claims that could have been raised on direct appeal, but were not, will be
barred by procedural default unless the defendant demonstrates cause and prejudice sufficient to
excuse his failure to raise these issues previously. El-Nobani v. United States, 287 F.3d 417, 420
(6th Cir. 2002) (withdrawal of guilty plea); Peveler v. United States, 269 F.3d 693, 698–99 (6th
Cir. 2001) (new Supreme Court decision issued during pendency of direct appeal); Phillip v.
United States, 229 F.3d 550, 552 (6th Cir. 2000) (trial errors). Bates’s objection to his custodial
sentence was available to him on direct appeal. It is now barred by procedural default.
Finally, Bates argues that Quinn was ineffective throughout the case. As Quinn pointed
out, however, Bates failed to specify what he believes should have been argued. (ECF No. 6-1 at
PageID 38.) Quinn filed a position paper in which he argued that Bates’s relevant conduct
should be limited to $843,005.65, the total losses incurred by his clients. (Cr. ECF No. 485 at

PageID 7777–78.) Quinn also argued strenuously against joint and several liability for forfeiture
and restitution. (Cr. ECF Nos. 430-1, 433.) Bates fails to establish that Quinn’s performance
was deficient or that he suffered prejudice.
Claim 3 is without merit and is DENIED.
D. Separate § 922(g) Indictment (Claim 4)
Claim 4, titled “Separate 922G Indictment should have been Super[s]eding and Stacking
Issue,” provides as follows:
I was indicted for Mail & Wire Fraud on 8/6/15 and separately indicted on
a 922G charge on 3/18/16. This 2nd indictment should have been a superseding
indictment instead of a new one. During the 922G pretrial hearing when asked
where the case and evidence originated from, the US Atty. Mr. Pritchard stated he
could not remember exactly, but it was either the plaintiff’s attorney or the
receiver in the civil case. That case is what led to this case and conviction so they
are most certainly connected and the 922G case would not exist without this case.
Granted adding the 922G charge to this case would have made for an even more
confusing and complicated case and trial than the 5 week trial that took place, but
it should have been included in the mail and wire fraud case. In doing so my
criminal history points would have decreased as well since I had only been in
trouble once before and that case was set aside (AZ remedy for expungement) and
all my rights restored.

Since my sentencing in 2017 they have come out with new laws against
stacking sentences particularly 922G convictions. This occurred in my sentencing
when the 151 months for mail & wire fraud was to run consecutive to the 24
month 922G sentence for a total of 175 months. They must and should run
concurrent with each other for a total of 151 months.

(ECF No. 1 at PageID 8.)
Bates is referring to his second federal criminal case, where Bates was indicted on March
17, 2016, on eight counts of possession of a firearm by a convicted felon, in violation of 18
U.S.C. § 922(g). (United States v. Bates, No. 16-20044-JTF (W.D. Tenn.), ECF No. 2.) Bates
was represented by Quinn in that case. On November 2, 2016, the jury returned a guilty verdict

on all counts of the indictment. (Id., ECF Nos. 58, 60.) On February 23, 2017, the trial judge
sentenced Bates to a term of imprisonment of twenty-four (24) months, to be followed by a
three-year period of supervised release. (Id., ECF No. 73.) The Sixth Circuit Court of Appeals
affirmed. United States v. Bates, 730 F. App’x 281 (6th Cir. 2017). Bates filed a § 2255 motion
addressing that conviction, which was denied on August 11, 2020, three days after the
commencement of this action. (Bates v. United States, No. 2:18-cv-02817-JTF (W.D. Tenn.),
ECF No. 6.)
Claim 4 cannot be addressed in this action insofar as Bates contends that his 922(g)
indictment should have been a superseding indictment to his mail and wire fraud case.
However, that issue has no bearing on the validity of Bates’s conviction in Case Number 15-

20192.
The only portion of Claim 4 that is cognizable here is the argument that the sentence in
this case should not have run consecutively to that imposed in Case Number 16-20044. Because
Bates could have challenged his consecutive sentences on direct appeal, this aspect of Claim 4 is
barred by procedural default. There has been no post-sentencing change in the law that affects
Bates’s consecutive sentences.
In his affidavit, Quinn states that he argued for concurrent sentences in this case but was
unsuccessful. (ECF No. 6-1 at PageID 39.) Quinn made that argument in his position paper and
at the sentencing hearing. (Cr. ECF Nos. 485 at 7782–83, 637 at PageID 11322–25.) Bates
makes no claim that this aspect of Quinn’s representation was ineffective.
Claim 4 is without merit and is DENIED.
* * * *

Because every claim asserted is without merit, the Court DENIES the § 2255 Motion.
The § 2255 Motion is DISMISSED WITH PREJUDICE. Judgment shall be entered for the
United States.
IV. APPEAL ISSUES
Twenty-eight U.S.C. § 2253(a) requires the district court to evaluate the appealability of
its decision denying a § 2255 motion and to issue a certificate of appealability (“COA”) “only if
the applicant has made a substantial showing of the denial of a constitutional right.” 28 U.S.C.
§ 2253(c)(2); see also Fed. R. App. P. 22(b). The COA must indicate the specific issue or issues
that satisfy the required showing. 28 U.S.C. §§ 2253(c)(2) & (3). No § 2255 movant may
appeal without this certificate.

A “substantial showing” is made when the movant demonstrates that “reasonable jurists
could debate whether (or, for that matter, agree that) the petition should have been resolved in a
different manner or that the issues presented were adequate to deserve encouragement to proceed
further.” Miller-El v. Cockrell, 537 U.S. 322, 336 (2003) (internal quotation marks omitted).
Where a district court has rejected a constitutional claim on the merits, the
showing required to satisfy § 2253(c) is straightforward: The petitioner must
demonstrate that reasonable jurists would find the district court’s assessment of
the constitutional claims debatable or wrong. . . . When the district court denies a
habeas petition on procedural grounds without reaching the prisoner’s underlying
constitutional claim, a COA should issue when the prisoner shows, at least, that
jurists of reason would find it debatable whether the petition states a valid claim
of the denial of a constitutional right and that jurists of reason would find it
debatable whether the district court was correct in its procedural ruling.
Slack v. McDaniel, 529 U.S. 473, 484 (2000). “In short, a court should not grant a certificate
without some substantial reason to think that the denial of relief might be incorrect.” Moody v.
United States, 958 F.3d 485, 488 (6th Cir. 2020). “To put it simply, a claim does not merit a
certificate unless every independent reason to deny the claim is reasonably debatable.” Id.; see

also id. (“Again, a certificate is improper if any outcome-determinative issue is not reasonably
debatable.”).
In this case, there can be no question that the issues raised in Movant’s § 2255 Motion are
meritless for the reasons previously stated, therefore the Court DENIES a certificate of
appealability.
The Sixth Circuit has held that the Prison Litigation Reform Act of 1995, 28 U.S.C.
§§ 1915(a)–(b), does not apply to appeals of orders denying § 2255 motions. Kincade v.
Sparkman, 117 F.3d 949, 951 (6th Cir. 1997). Rather, to appeal in forma pauperis in a § 2255
case, and thereby avoid the appellate filing fee required by 28 U.S.C. §§ 1913 and 1917, the
prisoner must obtain pauper status pursuant to Federal Rule of Appellate Procedure 24(a). Id. at

952. Rule 24(a) provides that a party seeking pauper status on appeal must first file a motion in
the district court, along with a supporting affidavit. Fed. R. App. P. 24(a)(1). However, if the
district court certifies that an appeal would not be taken in good faith, or otherwise denies leave
to appeal in forma pauperis, the prisoner must file a motion to proceed in forma pauperis in the
appellate court. See Fed. R. App. P. 24(a) (4)–(5).
In this case, for the same reasons the Court denies a COA, the Court determines that any
appeal would not be taken in good faith. It is therefore CERTIFIED, pursuant to Federal Rule
of Appellate Procedure 24(a), that any appeal in this matter would not be taken in good faith, and
leave to appeal in forma pauperis is DENIED.3
IT IS SO ORDERED, this 27th day of September, 2023.

s/ Sheryl H. Lipman
SHERYL H. LIPMAN
CHIEF UNITED STATES DISTRICT JUDGE

3 If Movant files a notice of appeal, he must also pay the full $505 appellate filing fee or
file a motion to proceed in forma pauperis and supporting affidavit in the Sixth Circuit Court of
Appeals within thirty (30) days of entry of this Order. See Fed. R. App. P. 24(a)(5).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10670107. Public record. Not legal advice.