# People v. Burton

> Appellate Court of Illinois · March 31, 2021 · 2021 IL App (1st) 180815-U

URL: https://www.frixlaw.com/law-library/cases/10489992

## Case

- **Court:** Appellate Court of Illinois
- **Decided:** March 31, 2021
- **Citations:** 2021 IL App (1st) 180815-U
- **Precedential status:** Unpublished
- **Opinion:** Opinion
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

2021 IL App (1st) 180815-U

FIFTH DIVISION
March 31, 2021

No. 1-18-0815

NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the
limited circumstances allowed under Rule 23(e)(1).

IN THE
APPELLATE COURT OF ILLINOIS
FIRST JUDICIAL DISTRICT

PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the Circuit Court of Cook
) County
Respondent-Appellee, )
)
v. ) No. 14 CR 5013
)
AUGUESTE BURTON, )
) Honorable Angela Munari Petrone,
Petitioner-Appellant. ) Judge, presiding.
)

PRESIDING JUSTICE DELORT delivered the judgment of the court.
Justices Cunningham and Rochford concurred in the judgment.

ORDER

¶1 Held: We affirm in part and reverse in part the circuit court’s dismissal of petitioner’s
postconviction petition at the second stage of proceedings. Petitioner failed to
make a substantial showing that he received ineffective assistance of counsel at
trial, but he did make a substantial showing that he received ineffective assistance
of plea counsel.

¶2 Following a jury trial, petitioner Augueste 1 Burton was convicted of attempt murder of a

peace officer, attempt murder while armed with a firearm, and aggravated discharge of a firearm.

1
In our order on direct appeal, we spelled petitioner’s given name “Auguste.” People v. Burton,
2012 IL App (1st) 103007-U. Although that spelling also appears occasionally throughout the record
before us, the record includes several instances of petitioner’s signature, in which he spells his name
“Augueste”. We adopt that spelling.
1-18-0815

Petitioner was sentenced to concurrent prison terms of 52 years, 35 years, and 20 years for the

respective convictions. On direct appeal, this court affirmed petitioner’s attempt murder

convictions and sentences, but vacated the aggravated discharge conviction. People v. Burton,

2012 IL App (1st) 103007-U, ¶ 70. Petitioner then filed a postconviction petition alleging that his

trial counsel had rendered ineffective assistance. The circuit court dismissed the petition at the

second stage of proceedings. We affirm in part, reverse in part, and remand with instructions.

¶3 BACKGROUND

¶4 The facts of petitioner’s trial are fully set forth in this court’s decision on direct appeal.

Id. ¶¶ 4-19. We recite only those facts that are relevant to this appeal.

¶5 During her opening statement, petitioner’s counsel told the jury:

“There was no physical evidence that Augueste Burton ever touched that gun.

You’re not going to hear about fingerprints. And, in fact, what you are going to

hear is that after Augueste Burton was arrested that evening, Chicago police

officers administered a gunshot residue testing kit to his hands to see if Mr.

Burton had gunshot residue on his hands. *** [T]hat kit was then sent to the

Illinois State Police Crime Lab for testing. Mr. Burton had no gunshot residue on

his hands that night, which would indicate that he did not fire a firearm.”

¶6 The State’s first witness was Officer Alfonza Wysinger of the Chicago Police

Department. Wysinger testified that, at about 8 p.m. on the evening in question, he was with his

brother on the front porch of his grandmother’s house. He was dressed in street clothes, and

because it was the height of summer, it was still light out at that hour. He observed two Black

men walk past the house and around the corner. He then saw one of the men, whom he identified

in court as petitioner, walking back the way he had come. Wysinger then saw petitioner stop in

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the middle of an intersection, raise a revolver, and fire several rounds at an unknown target.

Wysinger then heard a barrage of return gunfire, although he could not see where the shots were

coming from. Petitioner then turned, crouched down, and ran away.

¶7 Wysinger chased petitioner on foot while repeatedly shouting, “[p]olice, stop, drop the

weapon, police[,] stop, drop the weapon.” At one point, petitioner paused, turned in the direction

of Wysinger, pointed his gun at him, and fired a single shot. Wysinger returned fire with his

service weapon but missed. The chase continued and petitioner once again fired the gun at

Wysinger, this time from about 15 to 20 feet away. At one point, petitioner and Wysinger both

tripped and fell to the ground. Wysinger eventually caught up to petitioner, tackled him, and held

him until uniformed police arrived. Wysinger observed that petitioner no longer had the gun

when he was apprehended.

¶8 Four additional eyewitnesses testified that they saw portions of the chase and identified

petitioner in open court. Of those witnesses, three testified to seeing petitioner fire a gun at

Wysinger. Two of the witnesses saw petitioner throw down the gun during the chase, and both

testified that they then stood by the discarded gun until it could be collected by the police.

¶9 Forensic Investigator Jill Kolssak testified that she recovered several spent cartridge

casings and bullet fragments from the crime scene. She also recovered the revolver that the

witnesses had seen petitioner throw on the ground. Each of the six chambers of the revolver

contained a spent casing. Kolssak also inventoried Wysinger’s semi-automatic handgun and

magazine at the scene.

¶ 10 Kolssak sent the recovered evidence to the Illinois State Police Crime Lab for testing.

After processing the crime scene, Kolssak and her partner inventoried petitioner’s clothes and

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performed a gun shot residue (GSR) test on his hands. Crucially for our present purpose, Kolssak

did not testify about the results of the GSR test.

¶ 11 Forensic Scientist Melissa Nally testified that she inspected the recovered revolver as

well as Wysinger’s semi-automatic service weapon. She determined that the spent casings found

in the revolver were fired by the revolver and that two recovered bullet fragments from the scene

had been fired from the revolver. Nally also determined that three recovered casings were fired

by Wysinger’s gun. Nine other cartridge casings found at the scene were fired from an

unrecovered gun and one was fired from a different, unrecovered gun.

¶ 12 Detective James Gilger testified that he responded to the crime scene. He testified that he

did not request fingerprint analysis on the recovered revolver because it was already established

that petitioner had dropped it. Gilger explained that evidence is usually sent for fingerprinting

when the offender is unknown or has fled the scene. He also testified that a GSR test was

performed on petitioner about 3½ hours after the shooting, but he did not testify as to the results

of that test.

¶ 13 The State then rested. Outside of the presence of the jury, defense counsel requested that

the case be continued until the following Monday, at which time she would call a GSR expert.

The State informed the court that “cross-examination [of the expert] is going to be based on the

fact that there’s numerous ways” that the residue could have been wiped off petitioner’s hands.

On the next court date, defense counsel informed the court that petitioner intended to rest without

putting on any evidence. The court asked, “Why didn’t we do that Friday?” Defense counsel

responded, “There are reasons.”

¶ 14 In her closing argument, defense counsel argued, “gunshot residue results were never

introduced by the prosecution into evidence. Don’t you think that if Augueste tested positive for

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gunshot residue the prosecution would have introduced those gunshot residue results?” She went

on to say, “don’t you think that it’s circumstantial evidence that you heard that Mr. Burton was

administered the gunshot test but you never heard the results of that test? *** Augueste never

shot at [Wysinger], he never fired that gun. There is no science to back up what they’re saying.”

¶ 15 The jury found petitioner guilty of two counts of attempt murder and one count of

aggravated discharge of a firearm. In allocution, petitioner professed his innocence and asserted

that he had been denied a fair trial because, among other things, the jury never saw the GSR

evidence. The court sentenced him to concurrent terms of 52 years, 35 years, and 20 years. In

declining to enter a sentence closer to the statutory minimum, the court stated that a minimum

sentence “would make light of the charges the [petitioner] was convicted of.”

¶ 16 On direct appeal, petitioner argued that: (1) the State failed to prove beyond a reasonable

doubt that he knew or should have known that Wysinger was a police officer; (2) trial counsel

rendered ineffective assistance by failing to request a jury instruction on imperfect self-defense;

(3) the trial court erred by failing to conduct a Krankel inquiry; (4) petitioner’s sentence was

excessive, and 5) his multiple convictions violated the one-act, one-crime doctrine. This court

vacated the conviction for aggravated discharge of a firearm, but otherwise affirmed. Burton,

2012 IL App (1st) 103007-U, ¶ 70.

¶ 17 In 2014, petitioner filed a pro se petition under the Post-Conviction Hearing Act (the Act)

(725 ILCS 5/122-1 et seq. (West 2012)). The petition argued, among other things, that

petitioner’s trial counsel had rendered ineffective assistance by failing to introduce evidence that

the GSR test came back negative. Petitioner attached two Illinois State Police Laboratory

Reports, each of which concluded that the test results “indicate that the subject may not have

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discharged a firearm.” The reports continued, “If the subject did discharge a firearm, then the

particles were removed by activity, were not deposited, or were not detected by the procedure.”

¶ 18 The Cook County Public Defender’s Office was appointed to represent petitioner on

August 26, 2014. In February, 2015, petitioner filed a pro se motion to supplement his petition.

In the motion, petitioner claimed that, before trial, his attorney told him that the State had offered

a 20-year sentence if petitioner would plead guilty to a single charge of attempt murder. He

alleged that he was prepared to accept that deal, but his attorney “convinced him not to accept

the plea [be]cause the prosecutor would be unable to prove its [sic] case *** [be]cause the

petitioner tested negative for gun shot residue on both hands.” Petitioner’s postconviction

counsel later filed petitioner’s affidavit in support of his motion to supplement his petitioner.

¶ 19 On July 1, 2016, the State filed a motion to dismiss the petition, and on March 16, 2018,

the circuit court granted the State’s motion. This appeal followed.

¶ 20 ANALYSIS

¶ 21 Petitioner argues that the circuit court erred in dismissing his postconviction petition at

the second stage of proceedings. He requests that we reverse the circuit court’s dismissal of his

postconviction petition and remand the case for an evidentiary hearing.

¶ 22 Forfeiture

¶ 23 Before we reach the merits of this appeal, we must address the State’s contention that

each of petitioner’s claims of ineffective assistance has been forfeited. Postconviction

proceedings are limited “ ‘to constitutional matters which have not been, and could not have

been, previously adjudicated.’ ” People v. Scott, 194 Ill. 2d 268, 273-74 (2000) (quoting People

v. Winsett, 153 Ill. 2d 335, 346 (1992)). Accordingly, issues that could have been raised on direct

appeal, but were not, are considered forfeited and, therefore, barred from consideration in a

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postconviction proceeding. People v. Blair, 215 Ill.2d 427, 443-44 (2005). The forfeiture rule

applies only where it was possible to raise an issue on direct appeal; thus, a postconviction claim

that depends on matters outside the record is not ordinarily forfeited, because matters outside the

record may not be raised on direct appeal. See People v. Jones, 364 Ill. App. 3d 1, 5 (2005).

¶ 24 The State argues that petitioner’s contentions regarding the GSR test results are forfeited

because the test results were known to trial counsel and therefore could have been raised in

petitioner’s direct appeal. Petitioner correctly points out, however, that the test results were never

made part of the trial record precisely because of the alleged ineffective assistance. As a result,

the GSR issues could not have been raised on direct appeal and those contentions are not

forfeited.

¶ 25 The State also argues that petitioner’s contentions regarding plea bargaining are forfeited.

The State points out that the motion to supplement in the record bears no file stamp.

Consequently, the State contends that the motion was not actually filed and its contents,

therefore, are beyond the scope of this court’s review. See People v. Jones, 213 Ill. 2d 498, 507

(2004) (“issues not contained in a dismissed postconviction petition cannot be raised for the first

time on appeal”). Moreover, the State argues, neither the circuit court itself nor the argument

section of the motion to dismiss specifically addressed the plea-bargaining issue. The State

contends that these omissions support the theory that the motion to supplement was never filed.

¶ 26 Petitioner points out that even if the motion to supplement was not properly filed initially,

postconviction counsel incorporated it as an exhibit in a later filing of record, along with

petitioner’s affidavit related to the claims raised. Moreover, the State’s motion to dismiss

specifically requests that the court “dismiss the instant petition for post-conviction relief and

supplemental petition for post-conviction relief.” (Emphasis added.) The fact that the circuit

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court did not specifically address the supplement is of no moment because the court did not

specifically address any issues in its ruling and did not enter a written order. We find that the

issues raised in the motion to supplement were properly before the circuit court, and therefore

fall within the scope of our review. See id.

¶ 27 Standard of Review

¶ 28 The Act allows a petitioner to challenge a conviction or sentence for violations of federal

or state constitutional rights. People v. Pendleton, 223 Ill. 2d 458, 471 (2006). Postconviction

proceedings contain three stages. People v. Tate, 2012 IL 112214, ¶ 9. At the first stage, the

circuit court independently reviews the petition, taking the allegations as true, and determines

whether the petition is frivolous or patently without merit. Id. A petition may be summarily

dismissed as frivolous or patently without merit only if the petition has no arguable basis either

in law or in fact. Id. If the court does not summarily dismiss the petition, it advances to the

second stage, where counsel may be appointed to an indigent petitioner, and where the State may

respond to the petition. Id. ¶ 10. At this stage, the court determines whether the petition and any

accompanying documentation make a substantial showing of a constitutional violation. Id. If no

such showing is made, the petition is dismissed. Otherwise, the petition is advanced to the third

stage for an evidentiary hearing. Id.

¶ 29 Here, the petition was dismissed at the second stage. “Dismissal is warranted at the

second stage where the defendant’s claims, liberally construed in light of the trial record, fail to

make a substantial showing of a constitutional violation.” People v. Turner, 2012 IL App (2d)

100819, ¶ 21. “[A]ll well-pleaded facts that are not positively rebutted by the trial record are to

be taken as true,” and “the court is prohibited from engaging in any fact finding.” (Internal

quotation marks omitted.) People v. Snow, 2012 IL App (4th) 110415, ¶ 15. “[W]hen a

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petitioner’s claims are based upon matters outside the record, the [Act] does not intend such

claims to be adjudicated on the pleadings.” Id. We review the circuit court’s dismissal of a

postconviction petition at the second stage de novo. Pendleton, 223 Ill. 2d at 473 (2006).

¶ 30 Petitioner contends that he made a substantial showing that his trial counsel rendered

ineffective assistance by failing to introduce the results of the GSR test into evidence. He argues

that there is a reasonable probability that the outcome of the trial would have been different had

the jury seen that evidence. Petitioner also contends that he made a substantial showing that his

trial counsel rendered ineffective assistance by advising him not to accept the plea deal offered

by the State. He argues that he would have accepted the plea agreement if not for his attorney’s

unreasonable advice.

¶ 31 Claims of ineffective assistance of counsel are governed by the familiar standard set forth

in Strickland v. Washington, 466 U.S. 668 (1984), and adopted by the supreme court in People v.

Albanese, 104 Ill. 2d 504 (1984). People v. Petrenko, 237 Ill. 2d 490, 496 (2010). To establish

ineffective assistance, a petitioner must show both that (1) counsel’s performance was deficient

and (2) the deficient performance prejudiced the petitioner. Id. Deficient performance is

performance that is objectively unreasonable under prevailing professional norms, and prejudice

is found where there is a “reasonable probability that, but for counsel’s unprofessional errors, the

result of the proceeding would have been different.” Id. at 496-97; Strickland, 466 U.S. at 690,

694. The failure to establish either prong of the Strickland test is fatal to the claim. People v.

Clendenin, 238 Ill. 2d 302, 317-18 (2010) (citing Strickland, 466 U.S. at 697).

¶ 32 GSR Evidence

¶ 33 Petitioner argues that his counsel rendered ineffective assistance by not introducing the

results of the GSR tests into evidence, even though she had “promised” the jury that they would

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see GSR evidence in her opening statement. Moreover, he contends, she asked for a continuance

so that she could call a GSR expert, but then “inexplicably” rested without calling the expert. His

argument is essentially two-fold; (1) by promising the jury that it would hear GSR evidence, but

failing to deliver on that promise, the credibility of the defense was irreparably compromised,

and (2) the failure to present the exculpatory GSR evidence could not have been the result of

competent trial strategy.

¶ 34 Matters of trial strategy are generally immune from claims of ineffective assistance of

counsel. People v. West, 187 Ill. 2d 418, 432-33 (1999). In other words, the effective assistance

of counsel merely refers to “competent, not perfect,” representation. People v. Stewart, 104 Ill.

2d 463, 491-92 (1984). Thus, mistakes in trial strategy, tactics, or judgment will not “of

themselves” render a trial counsel’s representation constitutionally defective. Id. For these

reasons, we must be highly deferential to trial counsel as to trial strategy, and we must evaluate

counsel’s performance from his perspective at the time and not “through the lens of hindsight.”

Id. A defendant bears the burden of overcoming the strong presumption that his counsel’s

decision was the product of sound trial strategy. People v. Gacy, 125 Ill. 2d 117, 126 (1988).

¶ 35 Generally, whether to call a particular witness is a matter of trial strategy (People v.

Flores, 128 Ill. 2d 66, 85-86 (1989)), and strategic choices made after thorough investigation of

law and facts relevant to plausible options are “virtually unchallengeable” (Strickland, 466 U.S.

at 690). A defense attorney may choose not to call a witness who could be subject to severe

impeachment (People v. Smado, 322 Ill. App. 3d 329, 335 (2001)), or if he reasonably believes

that under the circumstances the individual’s testimony would likely have been harmful to the

defendant (Flores, 128 Ill. 2d at 106).Promising the jury that it will hear specific evidence, but

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then failing to introduce that evidence may be the basis for a claim of ineffective assistance.

People v. Briones, 352 Ill. App. 3d 913, 918 (2004).

¶ 36 In his brief, petitioner overstates trial counsel’s “promise” and relies on distinguishable

cases. In Briones, trial counsel said in her opening statement, “[the defendant is] going to get up

here on this witness stand and he’s going to testify and he’s going to tell you the truth and he’s

going to subject himself to rigorous cross-examination by the State and he’s going to do that

because he’s going to tell you the truth.” Id. at 915. Ultimately, however, the defendant did not

testify, and this court held that trial counsel “set the defense up to be discredited by promising

the jury that the defendant would testify to the truth and, inexplicably, failing to call him.” Id. at

918.

¶ 37 Petitioner also relies on Harris v. Reed (894 F.2d 871 (7th Cir. 1990)) in support of this

theory. In that case, trial counsel told the jury in her opening statement that a previous suspect

“would figure quite prominently in the trial” and that “they would hear evidence supporting an

account of the shooting different from that offered by the prosecution.” Id. at 873. However, the

defense rested without presenting any evidence. Id. at 877. In holding that trial counsel’s

performance was deficient, the Harris court pointed out that “[w]hen counsel failed to produce

the witnesses to support [her] version [of events], the jury likely concluded that counsel could

not live up the claims made in the opening.” Id. at 879.

¶ 38 Briones and Harris are distinguishable from this case. In those cases, the attorneys made

very specific promises about evidence that the defenses would introduce and then left the juries

cold, with no explanation for not following through. In this case, however, trial counsel told the

jury, “Chicago police officers administered a gunshot residue testing kit to his hands to see if Mr.

Burton had gunshot residue on his hands. *** [T]hat kit was then sent to the Illinois State Police

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Crime Lab for testing. Mr. Burton had no gunshot residue on his hands that night, which would

indicate that he did not fire a firearm.” The evidence at trial did show that the GSR test was

administered and sent to the crime lab, and counsel clearly and compellingly argued to the jury

in closing that the test must have been negative, or the State would have presented the results.

This case simply does not present the “broken promise” scenario contemplated in Briones and

Harris.

¶ 39 Moreover, the decision not to present the GSR test results was the product of a

reasonable, if unsuccessful, trial strategy. As noted above, matters of trial strategy are generally

immune from claims of ineffective assistance of counsel. West, 187 Ill. 2d at 432-33. Petitioner

contends that there is no strategic reason not to have presented the negative GSR test results to

the jury. However, the State points out that the test results themselves include a disclaimer that

“[i]f the subject did discharge a firearm, then the particles were removed by activity, were not

deposited, or were not detected by the procedure.” Had trial counsel introduced the test results

through an expert, the expert would have been subject to cross-examination on this very issue. In

fact, shortly after trial counsel requested a continuance so that she could call a GSR expert, the

State informed the court that it was prepared to cross-examine the expert on the “numerous

ways” that the GSR could have been wiped from petitioner’s hands before the test was

administered. By not presenting an expert or the GSR test results, trial counsel was able to

clearly convey to the jury that the GSR test results were negative without allowing the State to

undermine the strength of the test results in cross-examination. Because trial counsel’s strategic

decision was not unreasonable, petitioner’s claim fails to satisfy the first prong of Strickland

analysis.

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¶ 40 Even if trial counsel’s decision not to present the GSR test results to the jury had been

objectively unreasonable under prevailing professional norms, petitioner cannot show that he

was prejudiced. As discussed above, trial counsel left the jury with an unqualified inference that

the GSR tests came back negative, so the actual reports would have added very little to

petitioner’s case. In fact, the impression on the jury may have been stronger without the test

results before it, because the State was denied the opportunity to undermine and qualify the

negative test results.

¶ 41 Moreover, the evidence presented by the State was overwhelming. Five eyewitnesses

testified that they saw some or all of the relevant events. Besides Wysinger himself, three

witnesses testified to seeing petitioner fire a gun at Wysinger. Two of those witnesses saw

petitioner throw down the gun, and both then stood by the discarded gun until it could be

collected by the police. Forensic evidence revealed that the gun that petitioner threw down held

six spent casings, and two bullet fragments from the scene were determined to have been fired

from that gun. In light of all this evidence, we cannot say that the introduction of the negative

GSR test results—rather than the clear and unqualified inference of their existence—could have

changed the result of the trial. Petitioner therefore has failed to show a “reasonable probability

that, but for counsel’s unprofessional errors, the result of the proceeding would have been

different.” Petrenko, 237 Ill. 2d at 496-97.

¶ 42 Plea Bargaining

¶ 43 Petitioner also alleges that his attorney rendered ineffective assistance by convincing him

to turn down a possible 20-year sentence for a guilty plea. He claims that his counsel convinced

him that, considering the negative GSR test results, the State would be unable to prove its case.

Petitioner contends (1) that such advice was unreasonable, and (2) that he was prejudiced by the

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advice because he otherwise would have accepted the plea deal and received a much lighter

sentence than he ultimately received.

¶ 44 A defendant has a constitutional right to the effective assistance of counsel in plea

negotiations with the State. People v. Hale, 2013 IL 113140, ¶ 16. “This right to effective

assistance of counsel extends to the decision to reject a plea offer, even if the defendant

subsequently receives a fair trial.” Id. Whether to accept or reject a plea offer is a decision only

the defendant can make. People v. Blommaert, 237 Ill. App. 3d 811, 816 (1992). For this

decision to be knowing and voluntary, defense counsel must fully inform himself of the facts and

the law relevant to the State’s offer and candidly advise his client as to the direct consequences

of accepting or rejecting the offer. Id. at 817.

¶ 45 As discussed above, we apply the Strickland standard to such claims. See Hale, 2013 IL

113140, ¶ 15. To satisfy the second Strickland prong, a petitioner must not only “establish that

there is a reasonable probability that, absent his attorney’s deficient advice, he would have

accepted the plea offer,” he “must also demonstrate a reasonable probability that the plea would

have been entered without the prosecution canceling it or the trial court refusing to accept it” Id.,

¶¶ 18-19 (quoting Missouri v. Frye, 566 U.S. 134, 147 (2012)). That showing must rely on

“independent, objective confirmation that defendant’s rejection of the proffered plea was based

upon counsel’s erroneous advice,” rather than other considerations. Id., ¶ 18 (quoting People v.

Curry, 178 Ill. 2d 509, 532 (1997)).

¶ 46 It bears repeating that the circuit court was to take all well-pleaded facts not positively

rebutted by the record as true, and that claims related to matters outside the trial record should

generally not be resolved on the pleadings. Snow, 2012 IL App (4th) 110415, ¶ 15. A trial record

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is typically silent “as to what a defendant was told about rejecting or accepting a guilty-plea offer

from the State.” People v. Williams, 2016 IL App (4th) 140502, ¶ 33.

¶ 47 As to the first Strickland prong, petitioner alleged that plea counsel “convinced him not

to accept the plea [be]cause the prosecutor would be unable to prove its [sic] case *** [be]cause

the petitioner tested negative for gun shot residue on both hands.” In his supporting affidavit,

petitioner alleged that plea counsel “advise[d]” him that “the A.S.A. wouldn’t be able to prove its

case beyond a reasonable doubt due to the G.S.R. results.”

¶ 48 Initially, the State contends that petitioner’s description of his counsel’s statements as

“advice” is a tacit admission that counsel was merely offering a reasonable professional opinion.

Attorneys in both criminal and civil matters are constantly giving advice. Occasionally, that

advice is objectively unreasonable under prevailing professional norms. As such, we reject the

State’s contention that petitioner has pleaded himself out of court by using the word “advice.”

¶ 49 Relying primarily on People v. La Pointe, 2015 IL App (2d) 130451, the State argues that

plea counsel’s advice was merely an honest, though erroneous, assessment of the evidence. In La

Pointe, plea counsel advised the defendant that “[he] did not believe the evidence or the facts

would permit a Judge to find [the charged crime] exceptionally brutal and heinous.” Id., ¶ 55.

Based on this assessment, the defendant chose not to accept a plea agreement. Id., ¶ 36. After

trial, the defendant was given an extended sentence based on a finding that the evidence showed

“exceptionally brutal or heinous behavior indicative of wanton cruelty.” Id., ¶ 20. After a third-

stage hearing on the defendant’s subsequent postconviction petition, the trial court found that

plea counsel had given “a factual piece of advice” rather than making a mistake of law. Id., ¶ 65.

¶ 50 As defendant points out, La Pointe deals with the denial of a postconviction petition after

an evidentiary hearing. Id., ¶ 48. It was from a fully developed record, therefore, that the La

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Pointe court was able to determine that the defendant’s plea counsel had made an honest

assessment of the evidence rather than a mistake of law. Id., ¶ 89. Indeed, the La Pointe court

pointed out that it was the trial court’s prerogative to weigh the respective testimony of the

defendant and the attorney. Id. In this case, the trial record contains virtually no discussion of the

plea bargaining and certainly nothing to positively rebut petitioner’s allegation that his attorney

made the unqualified statement that the negative GSR test results precluded conviction. Whether

that statement was an honest assessment of the evidence or a mistake of law is a factual question

that cannot be resolved on the record before us. Petitioner’s unrebutted, well-pleaded allegation

therefore satisfies the first prong of Strickland.

¶ 51 As to the second prong, petitioner alleges that, but for his attorney’s advice, he would

have accepted the plea deal. Moreover, had he accepted the plea agreement, he would have

received a prison sentence well under half the duration of the sentence that he ultimately

received.

¶ 52 The State argues that the record positively rebuts petitioner’s claim that he would have

accepted the offered plea but for his attorney’s advice. The State points to pre-trial statements by

the circuit court that petitioner “wanted to go to trial.” and to petitioner’s own statements in

allocution, in which he professed his innocence. The State also contends that the record

positively rebuts petitioner’s claim that the court would probably have accepted his plea. In

sentencing, the court stated that a minimum sentence “would make light of the charges the

[petitioner] was convicted of.”

¶ 53 Petitioner argues that his professions of innocence are not dispositive because, as our

supreme court has observed, various considerations may induce an innocent defendant to enter a

guilty plea. See People v. Reed, 2020 IL 124940, ¶ 33 (discussing the cost-benefit analysis that

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may lead innocent defendants to plead guilty). He also argues that the court’s statements at

sentencing were made after the court had seen the presentation of the State’s evidence, and

therefore do not bear on whether the court would have accepted a plea before trial. Additionally,

he points out that his concurrent 52-year and 35-year prison sentences are dramatically disparate

from the offered 20-year sentence, a fact which may support his claim. See Hale, 2013 IL

113140, ¶ 18.

¶ 54 Petitioner’s most compelling argument is that the authorities cited by the State are all

procedurally dissimilar from this case. In Hale, for example, our supreme court’s ruling came

after a Krankel hearing in which both the defendant and his counsel testified. Id., ¶ 28. In La

Pointe, on which the State also relies, this court’s decision came after a third-stage evidentiary

hearing. La Pointe, 2015 IL App (2d) 130451, ¶ 48.

¶ 55 A more analogous case is People v. Williams. In that case, the trial court dismissed a

postconviction petition at the second stage, finding that the petitioner had failed to demonstrate

that his plea counsel’s advice was unreasonable or how the allegedly unreasonable advice

prejudiced him. Williams, 2016 IL App (4th) 140502, ¶ 8. After recounting the history of our

supreme court’s jurisprudence on allegations of ineffective assistance of plea counsel, (see id.

¶¶ 18-34,) the Williams court reversed the dismissal of the petition and remanded for an

evidentiary hearing. Id. ¶ 44. “[P]ostconviction challenges based on a claim that the defendant

was denied his constitutional right to the effective assistance of counsel during guilty-plea

negotiations with the State are almost always based on matters that occur de hors the record,”

observed the Williams court. Id. Without a developed record, and “[w]hen [petitioner’s] well-

pleaded facts allege a substantial constitutional violation—as in this case—the court must

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advance the postconviction petition to the third stage of postconviction proceedings for an

evidentiary hearing.” Id.

¶ 56 As was the case in Williams, petitioner here alleged that he received unreasonable advice

which led him to reject a proposed plea bargain. Likewise, the records in both this case and

Williams lack any indications—one way or the other—about the court’s disposition to accept the

offer, the State’s inclination to rescind the offer, or counsel’s advice to plaintiff about the offer.

All that we have before us is petitioner’s well-pleaded allegations that counsel unreasonably

advised him that “the prosecutor would be unable to prove its [sic] case,” and that, but for his

counsel’s ineffective assistance, he would have accepted a plea deal for well under half the total

prison time than he ultimately received. Those allegations are not positively rebutted by the

record. Because the circuit court was required to accept those allegations as true, it was error to

dismiss the petition without an evidentiary hearing. See id.

¶ 57 CONCLUSION

¶ 58 We affirm the dismissal of petitioner’s claim with respect to trial counsel’s decision not

to introduce GSR evidence. We reverse the dismissal of petitioner’s claim of ineffective

assistance of plea counsel and remand with directions that, pursuant to section 122-6 of the Act

(725 ILCS 5/122-6 (West 2018)), the court conduct a third-stage evidentiary hearing on that

claim only.

¶ 59 Affirmed in part, reversed in part, remanded with instructions.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10489992. Public record. Not legal advice.
