# CASTAGNA v. WEST MIFFLIN AREA SCHOOL DISTRICT

> District Court, W.D. Pennsylvania · November 8, 2022

URL: https://www.frixlaw.com/law-library/cases/10418247

## Case

- **Court:** District Court, W.D. Pennsylvania
- **Decided:** November 8, 2022
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA

DANIEL R. CASTAGNA, )
) Civil Action No. 2:18-cv-00894
Plaintiff, )
) Magistrate Judge Lisa Pupo Lenihan
v. )
) ECF No. 323
WEST MIFFLIN AREA SCHOOL )
DISTRICT, )
)
Defendant. )

MEMORANDUM OPINION ON DEFENDANT’S MOTION
FOR JUDGMENT AS A MATTER OF LAW

I. PENDING MOTION
In the present Motion for Judgment as a Matter Law, ECF No. 323, filed pursuant
to Fed. R. Civ. P. 50(b), Defendant West Mifflin Area School District advances the
following arguments:
Defendant asserts, as to protected speech, that Plaintiff’s (a) lawsuit against School
Board Member, Erin O’Leary White (“White”), (b) formal complaint with the Equal
Employment Opportunity Commission (“EEOC”) alleging that State Representative
William Kortz (“Kortz”) was harassing him for political reasons, and (c) threat of
litigation for asserted rights violations against Defendant through legal counsel - were
each mere private employment disputes, and hence not protected under the First
1
Amendment. It also asserts that Plaintiff’s reports of financial improprieties and thefts
did not relate to “wrongdoing” under Pennsylvania’s Whistleblower Law (“PWL”), 43

P.S. §1423, because they were not couched in terms of violations of particular statutes,
regulations or code. As to causation, Defendant argues that Plaintiff’s speech, political
activity and whistleblowing did not cause his suspension or discharge because there
was insufficient temporal proximity and no pattern of antagonism. It also argues that
Plaintiff was required to show that a majority of the School Board harbored or ratified a
retaliatory animus.

II. STANDARD OF REVIEW/LEGAL STANDARD
Entry of judgment as a matter of law is a narrow inquiry, sparingly invoked, and
“granted only if, viewing the evidence in the light most favorable to the nonmovant and
giving it the advantage of every fair and reasonable inference, there is insufficient
evidence from which a jury reasonably could find liability.” Moyer v. United Dominion

Indus., Inc., 473 F.3d 532, 545 n. 8 (3d Cir. 2007) (quoting Lightning Lube, Inc. v. Witco
Corp., 4 F.3d 1153, 1166 (3d Cir.1993)); see also Marra v. Philadelphia Hous. Auth., 497 F.3d
286, 300 (3d Cir. 2007), as amended (Aug. 28, 2007). See also ECF No. 324 at 5 (citing
Moore v. Susquehanna Area Regional Airport Authority, 2005 U.S. Dist. LEXIS 45023, *7
(M.D. Pa. Sept. 30, 2005) (“The Court is [to ask] whether there is evidence upon which

the jury could properly find a verdict for the prevailing party.”)

2
III. ANALYSIS
A. Protected Speech
1. First Amendment

First, Defendant asserts that Plaintiff’s lawsuit against White, EEOC Complaint
regarding Kortz, and threat of litigation against Defendant were private employment
disputes, and not speech protected by the First Amendment. The Court, however,
instructed the jury that each of those instances constituted speech protected by the First
Amendment.1 It did so because none of these activities were an ordinary part of/within

the scope of Plaintiff’s job duties, each concerned alleged official wrongdoing (i.e., were
of matters of public concern and not purely personal interest), and each clearly
constituted speech protected from retaliation by the First Amendment under the
governing case law.2 See generally Falco v. Zimmer, 767 Fed.Appx. 288, 300-03 (3d Cir.
2019) (discussing private/public elements of protected speech); id. (holding that activity

involves matters of public concern “when it can be fairly considered as relating to any
matter of political, social, or other concern to the community, or when it is a subject of
legitimate news interest; that is, a subject of general interest and of value and concern to

1 Cf. ECF No. 324 at 6 (maintaining that “the jury should not have been charged that Plaintiff’s speech was
protected by the First Amendment and permitted to find in Plaintiff’s favor on that claim”).

2 As reflected in the jury’s instructions, Plaintiff more specifically alleged that Defendant retaliated
against him for (a) filing a lawsuit against White in 2016 regarding her alleged leaking of confidential
information to outside third parties; (b) filing an EEOC complaint alleging that Kortz was harassing him
for political affiliation reasons; and (c) hiring a lawyer who, on various dates during the first six months
of 2018, advised Defendant’s counsel of an intent to file a lawsuit for rights violations.

3
the public”); Connick v. Myers, 461 U.S. 138, 147–48 (1983) (forming two-step inquiry as
(1) identification of the statement as implicating a matter of public concern, and (2)

review of the statement’s “content, form and context”) (i.e., a situational evaluation); id.
at 147 (“Because of the nature of their employment, speech by public employees is
deemed to be speech about public concern when it relates to their employment so long
as it is not speech ‘upon matters of only personal interest’”); Snyder v. Phelps, 562 U.S.
443-453 (2011). Cf. Plaintiff’s Trial Brief Regarding Plaintiff’s First Amendment
Protected Free Speech, ECF No. 274. Plaintiff’s testimony and the trial evidence was

that the White litigation was commenced to stem the leaking of confidential information
which had been a long-standing concern to which Defendants were unresponsive. The
EEOC complaint lodged by Plaintiff challenged State Representative Kortz’s
harassment related to his interference with Plaintiff’s public school district employment
in retaliation for his political affiliation, a matter which Plaintiff argued, and the Court

agreed, should be one of public concern. Finally, counsel’s threat of litigation had a
testified to and specific basis in Defendant’s retaliation for Plaintiff’s exercise of his
Constitutionally protected rights). See generally, Plaintiff’s Brief in Opposition, ECF No.
333 at 3-8 (providing relevant case citations). The evidence presented sufficiently
situated public-interest concerns that, in each instance, were “more than a multi-faceted

personal gripe”, were not related to solely personal interest, and were more than a
“personal dispute” between individuals. Cf. ECF No. 324 at 8-9.

4
2. Pennsylvania Whistleblower Law
Defendant also argues that Plaintiff’s reports of financial improprieties and thefts
did not and could not relate to “wrongdoing” under Pennsylvania’s Whistleblower Law

(the “PLW”) because they were not couched in terms of (sufficiently particular)
violations of (sufficiently particular) statutes, regulations or codes. ECF No. 324 at 12-
15. As noted below, reports of wrongdoing are protected under the PWL if the
wrongdoing is a violation of a code of conduct or ethics by school officials. The
reported instances of theft and fraud (and perhaps also the reported disclosure of

confidential information) were reasonably well within the definition of “wrongdoing”
under the PLW (and it is probable that the alleged/evidenced circumstances of reported
instances of theft constituted “waste” as well). Plaintiff’s reports were not factually
“vague”, nor was the asserted wrongfulness of the conduct vague, ambiguous or
“subjective”, nor did the reports want for specificity.3 To the contrary they sufficiently

evidence instances of good faith reporting. Cf. ECF No. 324 at 13-14.
As reflected in the jury instructions on this issue, the applicable law prohibits an
employer from terminating an employee for reporting (orally or in writing), in good
faith, wrongdoing or waste to the employer or an appropriate authority. See 43 P.S.
§1423(a). “Wrongdoing” is defined as: A violation (beyond the technical or minimal), of

3 Plaintiff evidenced reports to Defendant of employee theft of sporting equipment and cafeteria items,
obtaining personal profit by charging student athlete families to use Defendant’s facilities, and other
misconduct such as failure to reimburse tuition payments, as well as White’s disclosure of confidential
information.
5
any political subdivision ordinance or regulation or of a code of conduct or ethics
designed to protect the interest of the public or the employer. See, e.g., Bielewicz v. Penn-

Trafford Sch. Dist., 2011 WL 1486017 at *5 (W.D. Pa. 2011), report and recommendation
adopted, No. CIV.A. 10-1176, 2011 WL 1399839 (W.D. Pa. Apr. 13, 2011). And “Waste”
is defined as: An employer’s conduct or omission that results in substantial abuse,
misuse, destruction or loss of funds or resources belonging to or derived from the
Commonwealth or political subdivision (here, the School District). See also ECF No. 333
at 8-9. Cf. ECF No. 164 at 24 (noting that “the referent of ‘substantial’ is the accused’s

conduct rather than the amount of loss”).
B. Causation
1. Temporality, Proximity, Evidence as a Whole
Defendant argues that Plaintiff’s speech, political activity and whistleblowing
did not cause his suspension or discharge because there was insufficient temporal

proximity and no pattern of antagonism.4 ECF No. 324 at 15-18. However, the record
(particularly as appropriately read, i.e., in the light most favorable to the verdict winner)
amply evidences, e.g., that School Board Members David Marshall, White and Nicholas

4 As also reflected in the jury instructions: One way to find a causal connection is by unusually close
timing between Plaintiff’s protected activity and Defendant’s decision to suspend and/or terminate. A
second way to find a causal connection is by the existence of a pattern of antagonism coupled with timing
that connects Plaintiff’s protected activity and Defendant’s decision to suspend and/or terminate. A third
way to find a causal connection is by inference after reviewing the evidence as a whole. See also ECF No.
333 at 9-10 (citing Lauren W. v. DeFlaminis, 480 F.3d 259, 267 (3d Cir. 2007); Farrell v. Planters Lifesavers Co.,
206 F.3d 271, 281 (3d Cir.2000); Williams v. Phila. Hous. Auth. Police Dep’t, 380 F.3d 751, 760 (3d Cir. 2004));
id. at 11, 15 (providing additional relevant case citations specific to each way to establish causation);
Krouse v. American Sterilizer Co., 126 F.3d 494, 503-04 (3d Cir. 1997).

6
Alexandroff repeatedly expressed antagonism toward Plaintiff, and that they moved
against Plaintiff (beginning with suspension) at the first opportunity following their

December 2017 seating to their elected Board positions and Marshall’s election to the
Board Presidency. See Plaintiff’s Brief in Opposition, ECF No. 333 at 12-14. See also
generally, id. at 10-16 (canvassing trial evidence demonstrating compelling basis for
reasonable jury to find causation under each of three alternatives). Cf. Memorandum
Opinion on Defendant’s Motion for Summary Judgment, ECF No. 164 at 14 (citing ECF
No. 141 at 7-9).5

2. Sufficiency of Evidence of Retaliatory Animus
Defendant also argues that Plaintiff was required to show that a majority of the
Board harbored or ratified a retaliatory animus. ECF No. 324 at 19-20. Defendant
misconstrues the caselaw.
First, Azzaro v. County of Allegheny, 110 F.3d 968, 978 (3d Cir. 1997) held that a

plaintiff could recover for First Amendment retaliation despite the absence of evidence
that board members knew of the protected activity, where the board rubber-stamped a
mis-motivated proposal brought by others.6 Defendant erroneously asserts that Azzaro

5 Id. (“Moreover, the evidence includes that of ongoing animosity toward Plaintiff on the part of allegedly
allied Board members between the November 2016 State election and at least the end of 2017); ECF No.
130 at 18 (quoting Flanders v. Dzugan, 156 F.Supp.3d 648, 673 (W.D. Pa. 2016) (“To establish causation
under an antagonism theory, a plaintiff must show actual antagonistic conduct or animus in the
intervening period between the protected activity and the retaliation.”)).

6 See also Bartholomew v. Fischl, 782 F.2d 1148, 1153 (3d Cir. 1986); Suppan v. Dadonna, 203 F.3d 228, 237–38
(3d Cir. 2000) (where retaliatory evaluations by the plaintiff’s superiors resulted in tainted promotion lists
which in turn resulted in the decision-maker (the Mayor) declining to make any promotions, the court
held that the lack of “evidence of any retaliatory animus underlying the Mayor's decision not to make any
7
“does not evaluate municipal liability in the context of a claim filed pursuant to §1983”.
To the contrary, the Azzaro court upheld a § 1983 claim based upon the same

considerations it reviewed at greater length in the context of Title VII. Cf. Zappan v.
Pennsylvania Bd. of Prob. & Parole, 152 F. App'x 211, 217 (3d Cir. 2005) (parenthetically
describing Azzaro as holding the “same facts and considerations relevant in evaluating
causation under Title VII and Section 1983”).
Second, Defendant contends that the “cat’s paw” theory of liability which
(according to Defendant) characterizes Azzaro’s analysis, is unavailable in a § 1983

claims against a municipality. Defendant relies upon (and mis-quotes) a Seventh
Circuit case, Waters v. City of Chicago, 580 F.3d 575, 586 (7th Cir. 2009), which did not
decide but merely questioned (in a footnote response to a “passing reference”) whether
such a theory is applicable to § 1983 municipal liability. See ECF No. 335 at 3-5.
Subsequently, the Seventh Circuit surveyed the caselaw and concluded that “the

substantial weight of authority shows that a cat's paw theory will support entity
liability for retaliation under . . . § 1983, except perhaps when the defendant is a
municipal corporation and the biased or retaliatory subordinate is not a policy-maker.”
Smith v. Bray, 681 F.3d 888, 899 (7th Cir. 2012), overruled on other grounds by Ortiz v.
Werner Enterprises, Inc., 834 F.3d 760 (7th Cir. 2016).

promotions” did not “break the causal connection between plaintiffs' protected conduct and the
defendants' failure to promote them”).

Cf. ECF No. 333 at 17 (noting trial record evidence that (a) Board member and newly-elected President,
Marshall, demonstrated extreme animus and (b) at least three members were closely aligned and
expressed retaliatory intent).
8
Third, the cases Defendant relies upon for the proposition that “a decision-
making body cannot be liable when less than a majority of its members act with an

impermissible purpose” are patently distinguishable. More specifically, in LaVerdure v.
Cnty. of Montgomery, 324 F.2d 123, 125 (3d Cir. 2003), the plaintiff did not challenge the
Board of Commissioners’ vote to terminate her. Instead, the adverse action at issue was
a subsequent public rebuke by a single commissioner. The court held that absent
delegated authority or ratification, the act of a single commissioner could not bind the
county; the presence or absence of an impermissible purpose was not material, and was

not mentioned in the court’s opinion. And in Watson v. Borough of Susquehanna, 532 Fed.
Appx. 233, 234 (3d Cir. 2013), the jury found that, of six Council members who voted to
terminate the plaintiff, only one acted for an impermissible purpose; and the court
found “no evidence that he influenced other Council members”.7
Fourth, although Defendant contends that its position necessarily follows from

the Supreme Court’s rejection of respondeat superior liability under § 1983 in Monell v.
New York City Dep't of Social Servs., 436 U.S. 658 (1978) and St. Louis v. Proprotnik, 485
U.S. 112 (1988), the Third Circuit has explicitly rejected that contention:
Rutgers next argues that San Filippo is inappropriately seeking to impute
to the members of the Board of Governors the improper motives of those
responsible for bringing charges against him. Rutgers contends that,
under [Monell] and [Praprotnik], the University can only be held liable if
the Board members personally determined to dismiss San Filippo on the
basis of his first amendment activities or knowingly acquiesced in the

7 In the present case, in contrast, there is evidence that at least three of the six Board members who voted
for termination harbored an impermissible retaliatory animus, which is plainly sufficient to “play[ ] some
substantial role in the relevant decision.” Watson, 532 Fed. Appx. 234 (quoting Suppan).
9
decision to do so by approving both the decision and the allegedly
improper basis for it. But . . . in San Filippo's view, the University should
be held liable if the fact-finder concludes that (a) the charges against San
Filippo were initiated in retaliation for the exercise of his first amendment
rights and (b) the Board members were “deliberately indifferent” to that
fact.
. . . .
[T]he deliberate indifference standard . . . is most consistent with the
“admonition in Monell that a municipality can be liable under § 1983 only
where its policies are the moving force [behind] the constitutional
violation.” (citations omitted). Nor is this use of the deliberate
indifference standard inconsistent with . . . Praprotnik [, which] recognized
that final decision-making power may be delegated, and that a local
governing body may be held liable based upon the exercise of this
delegated power.

San Filippo v. Bongiovanni, 30 F.3d 424, 444-45 (3d Cir. 1994), abrogated on other grounds
by Borough of Duryea, Pa. v. Guarnieri, 564 U.S. 379 (2011).
Fifth, Defendant contends that “[e]ach instance of protected activity must be
viewed separately, and Plaintiff must establish that the District took action against him
because of a particular activity”; and that “the alleged retaliatory intent must relate to
the same conduct at issue in each of Plaintiff’s claims.” In support, Defendant relies
upon Baloga v. Pittston Area Sch. Dist., 927 F.3d 742 (3d Cir. 2019), which held that free
speech and pure union association claims must be analyzed separately (because the
“public concern” element is automatically satisfied in the latter claim). But Baloga does
not purport to require separate analysis of causation with respect to different types or
instances of protected conduct, and indeed the Third Circuit has expressed a contrary
view. See Bongiovanni, 30 F.3d at 444 (where a plaintiff repeatedly engages in protected
10
activity, “a fact-finder may reasonably infer that it was the aggregate of the protected
activities that led to retaliatory dismissal”).®
IV. CONCLUSION
For these reasons, Defendant’s Motion for Judgment as a Matter of Law, ECF No.
323, will be denied.? An appropriate Order will follow.

Dated: November 8, 2022 By the Court:

FOP
Lisa Pupo Lenihan
United States Magistrate Judge

8 The point is significant because Defendant concedes that “[a]t best, Plaintiff established that one Board
member retaliated against him because of his political affiliation, and one Board member retaliated
against him because of his speech.” ECF No. 324 at 22, Even under Defendant's misguided statements of
the law, reversal of those two retaliatory votes would be enough to reverse the outcome (i.e., to convert
the six-three Board vote in favor of adverse action to four-five against).
Cf. ECF No. 164 at 12-13 (“The Court also rejects Defendant's attempts to advance an argument that
Plaintiff is required to establish that each of the other five (5) Board members voting in favor of his
termination were aware of Marshall’s improper motivation (ECF No. 130 at 16) and that each of them
voted in favor of termination with a substantial or motivating factor being Plaintiff's protected conduct
(id. at 31). Indeed, not even Defendant appears committed to this assertion. Compare id.
at 30 (“Plaintiff must show that two (2) or more Board members retaliated against him
on the basis of his political affiliation or his speech.”)).
° Defendant has also filed, in the alternative, a Motion for New Trial pursuant to Fed. R. Civ. P. 59(b), ECF
No. 325. See ECF No. 324 at 1 n. 1. The Court has taken the additional issues raised therein under
advisement and will address them in due course.
11

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10418247. Public record. Not legal advice.