# Vazquez v. Wetzel

> District Court, M.D. Pennsylvania · September 30, 2022

URL: https://www.frixlaw.com/law-library/cases/10412328

## Case

- **Court:** District Court, M.D. Pennsylvania
- **Decided:** September 30, 2022
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA

JESUS VAZQUEZ, No. 4:21-CV-00164

Petitioner, (Chief Judge Brann)

v.

JOHN E. WETZEL, et al.,

Respondents.

MEMORANDUM OPINION

SEPTEMBER 30, 2022
Petitioner Jesus Vazquez filed the instant pro se petition for a writ of habeas
corpus pursuant to 28 U.S.C. § 2254. He seeks to overturn his 2015 state-court
conviction and sentence, which were entered after Vazquez pled guilty to one
count of rape of a child. Because Vazquez cannot satisfy the stringent
requirements for habeas corpus relief, the Court will deny his Section 2254
petition.
I. BACKGROUND AND PROCEDURAL HISTORY
In 2013, Vazquez was charged with rape of a child, statutory sexual assault,
aggravated indecent assault of a child, indecent assault of a person less than 13
years of age, unlawful contact with a minor, and corruption of minors.1 On
February 18, 2015, Vazquez pled guilty to one count of rape of a child, 18 PA.

1 Commonwealth v. Vazquez, No. 195 MDA 2020, 2021 WL 603230, at *1 (Pa. Super. Ct. Feb.
CONS. STAT. § 3121(c).2 He was sentenced to 13 to 26 years’ imprisonment.3
Following some procedural hurdles, Vazquez obtained new appointed

counsel and filed a direct appeal, arguing that (1) the trial court erred in finding
that his guilty plea was knowingly, intelligently, and voluntarily made where the
circumstances showed that he did not understand the guilty plea and its

consequences; and (2) that the trial court abused its discretion and imposed an
unreasonable sentence.4 The Superior Court sua sponte vacated Vazquez’s
designation as a Sexually Violent Predator, but otherwise affirmed his judgment of
sentence.5 The Supreme Court of Pennsylvania denied Vazquez’s petition for

allowance of appeal.6
In September 2019, Vazquez filed a petition under Pennsylvania’s Post
Conviction Relief Act (PCRA),7 the state’s corollary to federal habeas relief.8
Vazquez’s PCRA counsel filed a Turner/Finley9 no-merit letter and sought to

withdraw from the case.10 In January 2020, the PCRA court granted counsel’s
motion to withdraw and, two months later, dismissed Vazquez’s claims as

2 Commonwealth v. Vazquez, No. 340 MDA 2017, 2018 WL 1192612, at *1 (Pa. Super. Ct. Mar.
8, 2018) (nonprecedential).
3 Id.
4 Id.
5 Id., at *1, 6.
6 Commonwealth v. Vazquez, No. 228 MAL 2018, 189 A.3d 944 (Pa. 2018) (table).
7 42 PA. CONS. STAT. § 9541 et seq.
8 See Vazquez, No. 195 MDA 2020, 2021 WL 603230, at *2.
9 Commonwealth v. Turner, 544 A.2d 927 (Pa. 1988); Commonwealth v. Finley, 550 A.2d 213
(Pa. Super. Ct. 1988).
meritless without an evidentiary hearing.11 On appeal, Vazquez raised four
issues,12 which mirror the claims raised in his instant Section 2254 petition.13 On

February 16, 2021, the Superior Court denied the claims on the merits.14 Once
again, the Pennsylvania Supreme Court denied Vazquez’s petition for allowance of
appeal.15

Vazquez filed his Section 2254 petition in this Court in January 2021, before
he had exhausted his claims in state court.16 The Court stayed the instant case
while Vazquez pursued state remedies.17
In October 2021, Vazquez notified the Court that he had fully exhausted his

state remedies and requested 120 days to file an amended Section 2254 petition.18
The Court granted Vazquez’s request,19 but no amended petition was filed over the
subsequent 170 days. On March 28, 2022, the Court issued an Order giving

Vazquez an additional month (or until April 28, 2022) to file an amended Section
2254 petition and explaining that, if no amended petition was filed, the Court
would proceed with adjudication of the original petition.20 No amended petition
was filed, so the Court ordered Respondent to file a supplemental response (now

11 Id.
12 Id. at *2-3.
13 See Doc. 1 at 4-5.
14 See Vazquez, No. 195 MDA 2020, 2021 WL 603230, at *3-5.
15 Commonwealth v. Vazquez, No. 200 MAL 2021, 262 A.3d 1255 (Pa. 2021) (table).
16 Doc. 1.
17 Doc. 10.
18 See Doc. 11.
19 Doc. 12.
that state remedies had been exhausted) to the original Section 2254 petition.21
Respondent complied,22 and Vazquez did not file a reply brief. Vazquez’s Section

2254 petition, therefore, is ripe for disposition.
II. STANDARD OF REVIEW
The Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA)23

mandates that petitioners demonstrate that they have “exhausted the remedies
available in the courts of the State” before seeking federal habeas relief.24 An
exhausted claim is one that has been “fairly presented” to the state courts “by
invoking one complete round of the State’s established appellate review process,”

and which has been adjudicated on the merits.25
When a claim is properly exhausted and then raised on federal habeas
review, the level of deference afforded to the state court decision is substantial.26

The AEDPA “does not ‘permit federal judges to . . . casually second-guess the
decisions of their state-court colleagues or defense attorneys.’”27 Accordingly,
under Section 2254(d), federal habeas relief is unavailable for exhausted claims
unless the state-court adjudication “resulted in a decision that was contrary to, or

21 Doc. 14.
22 Docs. 15, 16.
23 28 U.S.C. §§ 2241–2254.
24 Id. § 2254(b)(1)(A).
25 Carpenter v. Vaughn, 296 F.3d 138, 146 (3d Cir. 2002) (quoting O’Sullivan v. Boerckel, 526
U.S. 838, 844-45 (1999)); see also Johnson v. Williams, 568 U.S. 289, 302 (2013).
26 Bey v. Superintendent Greene SCI, 856 F.3d 230, 236 (3d Cir. 2017), cert. denied sub nom.,
Gilmore v. Bey, 138 S. Ct. 740 (2018) (mem.).
27 Collins v. Sec’y of Pa. Dep’t of Corr., 742 F.3d 528, 543 (3d Cir. 2014) (quoting Burt v. Titlow,
involved an unreasonable application of, clearly established Federal law . . . or
resulted in a decision that was based on an unreasonable determination of the facts

in light of the evidence presented in the State court proceeding.”28 An
unreasonable application of Supreme Court precedent includes situations where
“the state court identifies the correct governing legal rule . . . but unreasonably
applies it to the facts of the particular state prisoner’s case.”29

This is an intentionally difficult standard to meet.30 Section 2254(d)
“preserves authority to issue the writ in cases where there is no possibility
fairminded jurists could disagree that the state court’s decision conflicts with”

clearly established Supreme Court precedent.31 Thus, to obtain federal habeas
relief on an exhausted claim, a state prisoner must demonstrate that the state
court’s ruling on the claim “was so lacking in justification that there was an error

well understood and comprehended in existing law beyond any possibility of
fairminded disagreement.”32
Finally, if a state court has ruled on the merits of a claim, a federal habeas
petitioner generally must meet Section 2254(d)’s requirements “on the record that

28 28 U.S.C. § 2254(d).
29 White v. Woodall, 572 U.S. 415, 425 (2014) (quoting Williams v. Taylor, 529 U.S. 362, 407
(2000)).
30 Harrington v. Richter, 562 U.S. 86, 102 (2011).
31 Id.
was before that state court.”33 Absent compelling circumstances,34 district courts
cannot supplement the existing state-court record for claims adjudicated on the

merits.35 “Otherwise, federal habeas petitioners would be able to circumvent the
finality of state court judgments by establishing a new factual record” on federal
habeas review.36

III. DISCUSSION
Vazquez raises four claims for relief in his Section 2254 petition. The Court
must initially note that Vazquez has provided no evidence, argument, or citation to
legal authority to support his Section 2254 petition. Although he filed a

memorandum in support of his motion for a stay,37 he did not provide any such
memorandum or brief to support his actual claims for habeas relief. Nevertheless,
the Court will attempt to review Vazquez’s Section 2254 petition.

Vazquez’s first claim requires only cursory discussion. In this claim, he
contends that the PCRA court erred in concluding that his PCRA petition was
untimely.38 But as the Superior Court explained, “This claim is baseless. The
PCRA court dismissed the petition as meritless. There is no reference to

untimeliness in the court’s order.”39

33 Cullen v. Pinholster, 563 U.S. 170, 185 (2011) (footnote omitted).
34 See 28 U.S.C. § 2254(e)(2).
35 Brown v. Wenerowicz, 663 F.3d 619, 629 (3d Cir. 2011).
36 Id.
37 See Doc. 2.
38 See Doc. 1 at 4.
Vazquez’s remaining three claims all involve allegations concerning the
voluntariness of his guilty plea and the performance of his appointed attorneys.

Vazquez essentially contends that he was misinformed by trial counsel about the
consequences of his guilty plea. He avers that his attorney misled him by telling
him that, by pleading guilty, he would be immediately deported rather than having
to serve a term of incarceration in state prison prior to his deportation.40 He further

contends that his appellate counsel was ineffective for failing to investigate and
raise the issues surrounding the voluntariness of his guilty plea and trial counsel’s
alleged misconduct.41

A collateral attack based on ineffective assistance of counsel is governed by
the familiar two-pronged test set forth in Strickland v. Washington.42 To prevail on
such a claim, a defendant must demonstrate that (1) counsel’s representation fell

below an objective level of reasonableness based on prevailing professional norms,
and (2) the deficient representation was prejudicial.43 The defendant bears the
burden of proving both prongs.44
In determining whether counsel has satisfied the objective standard of

reasonableness under the first prong, courts must be highly deferential toward

40 See Doc. 1 at 5.
41 Id.
42 466 U.S. 668 (1984).
43 Strickland, 466 U.S. at 687-88.
counsel’s conduct.45 There is a strong presumption that counsel’s performance
falls within the wide range of reasonable professional assistance.46 Only a “rare

claim” of ineffectiveness of counsel should succeed “under the properly deferential
standard to be applied in scrutinizing counsel’s performance.”47
To satisfy the prejudice prong, the defendant must establish a reasonable

probability that, but for counsel’s errors, the outcome of the proceeding would
have been different.48 The district court need not conduct its analysis of the two
prongs in a particular order or even address both prongs of the inquiry if the
defendant makes an insufficient showing on one.49

When a claim of ineffective assistance of counsel has been exhausted in
state court, review of that claim by a federal habeas court is significantly
circumscribed. The federal court does not review the ineffectiveness claim de

novo; rather, “[t]he pivotal question is whether the state court’s application of the
Strickland standard was unreasonable.”50 Under this “doubly” deferential
standard, “so long as fairminded jurists could disagree on the correctness of the
state court’s decision,” a state court’s determination that a Strickland claim lacks

merit precludes federal habeas relief.51

45 Id. at 689.
46 See United States v. Gray, 878 F.2d 702, 710 (3d Cir. 1989).
47 Id. at 711 (citing Strickland, 466 U.S. at 689-90).
48 Strickland, 466 U.S. at 694.
49 See id. at 697; United States v. Lilly, 536 F.3d 190, 196 (3d Cir. 2008).
50 Richter, 562 U.S. at 101 (emphasis added); Collins, 742 F.3d at 547-48.
Vazquez’s second and third habeas claims are interrelated. In his second
claim, he argues that he was “led into a [p]lea of [g]uilty by being promised

immediate deportation” and was only informed—by the interpreter—at the
sentencing hearing that he would have to serve his state sentence first (before
deportation).52 He additionally alleges that he was “not properly informed of the
consequences of a guilty plea” by a criminal defendant facing deportation.53 In

other words, Vazquez claims that his guilty plea was rendered involuntary by his
attorney’s misinformation.
In his third claim, Vazquez similarly asserts that trial counsel was

“ineffective in leading [him] to enter a plea of guilty and misleading [him]
regarding deportation.”54 Vazquez maintains that his trial attorney was
constitutionally deficient because he misled Vazquez into pleading guilty by

incorrectly telling him that, if he pled guilty, he would be immediately deported
rather than having to serve his state sentence prior to deportation.
These claims are essentially one claim of ineffective assistance of trial
counsel. That is, the purported deficient performance was Vazquez’s trial counsel

52 Doc. 1 at 5.
53 Id. As the Superior Court concluded, this additional assertion is patently meritless. During
the guilty plea colloquy, Vazquez’s trial counsel specifically noted that he had informed
Vazquez of the immigrations consequences of pleading guilty to a serious violent felony as
required by Padilla v. Kentucky, 559 U.S. 356 (2010). See Vazquez, No. 195 MDA 2020, 2021
WL 603230, at *3-4 & n.12. And Vazquez acknowledged on the record that he understood
the immigration ramifications (i.e., deportation) at that time. Id., at *4 n.12.
allegedly misleading him about the deportation ramifications of pleading guilty,
and the prejudice was that Vazquez entered a guilty plea without the requisite

voluntariness and knowledge required to plead guilty.
The Superior Court, adopting its analysis from direct appeal, concluded that
Vazquez’s allegations of involuntarily pleading guilty and being misled by trial
counsel were “unsupported” and “disingenuous.”55 Specifically, the panel

explained that—at the guilty plea hearing—the parties “outlined the potential
sentence in light of the plea, including the amount of the fine, the fact that
[Vazquez] would be required to register as a sex offender, and the time of

incarceration.”56 The Superior Court reasoned, “If [Vazquez] were not required to
serve the sentence, such discussion would not have taken place, and [Vazquez]
would have been advised that he was being deported.”57 The panel further

explained that Vazquez had neither objected during the plea colloquy, nor filed a
motion to withdraw his guilty plea after learning that he would be required to serve
his prison sentence prior to deportation.58 It also noted that, at sentencing, trial
counsel specifically explained that “Vazquez is going to be deported back to

Mexico upon the conclusion of his sentence.”59

55 Vazquez, No. 195 MDA 2020, 2021 WL 603230, at *3-5.
56 Id., at *4 (alterations in original).
57 Id. (alterations in original).
58 Id.
As set forth above, this Court does not review exhausted Strickland claims
de novo. If it did, the Court would prefer to develop the record by receiving

testimony from trial counsel regarding Vazquez’s allegations of being misled into
pleading guilty by promises of immediate deportation. But this Court’s habeas
review of exhausted ineffective-assistance claims is extremely limited, and the

Court cannot say that the Superior Court’s determination on this claim was an
unreasonable application of the Strickland standard. Fairminded jurists could
agree with the Superior Court’s reasoning and conclusions regarding Vazquez’s
post-hoc complaints about his trial counsel’s alleged conduct, which only surfaced

on appeal after Vazquez was sentenced to 13 to 26 years’ imprisonment.60
In his fourth and final claim, Vazquez asserts that his appellate counsel was
ineffective for failing to investigate and raise the issues asserted in claims two and

three regarding his allegedly illegal guilty plea. The Superior Court analyzed this
claim together with the other allegations of ineffective assistance and found it to be
meritless.61 This determination was a reasonable application of Strickland.
Because the Superior Court had determined that Vazquez’s allegations were

unsupported and disingenuous, appellate counsel could not have been ineffective
for failing to raise the issues on appeal.62

60 At the sentencing hearing, Vazquez’s trial counsel had argued for a sentence at the low end of
the guidelines, around the 72-month range. See Doc. 16-3, Sentencing Tr. 11:6-13:15.
61 Vazquez, No. 195 MDA 2020, 2021 WL 603230, at *3-5.
62 See Preston v. Superintendent Graterford SCI, 902 F.3d 365, 379 (3d Cir. 2018) (explaining
This Court further notes that Vazquez’s appellate counsel did challenge the
legality of the guilty plea on direct appeal, but it was determined that this claim

had been waived because no objection had been raised during the plea colloquy,
nor had a motion to withdraw the plea been filed following sentencing.63 Thus,
any alleged error would lie with trial counsel, not appellate counsel. Moreover, in

Pennsylvania, a claim of ineffective assistance of counsel generally must be raised
in a PCRA petition rather than on direct appeal.64 As such, the Superior Court’s
determination on this Strickland claim was not unreasonable, and Vazquez’s fourth
claim does not warrant habeas relief.

IV. CONCLUSION
For the foregoing reasons, the Court must deny Vazquez’s petition for a writ
of habeas corpus under 28 U.S.C. § 2254. The Court will likewise deny a

certificate of appealability, as Vazquez has failed to make a substantial showing of
the denial of a constitutional right.65 An appropriate Order follows.
BY THE COURT:

s/ Matthew W. Brann
Matthew W. Brann
Chief United States District Judge

63 Vazquez, No. 340 MDA 2017, 2018 WL 1192612, at *2 (citing Commonwealth v. Lincoln, 72
A.3d 606, 609-10 (Pa. Super. Ct. 2013); PA. R. CRIM. P. 720(A)(1); Commonwealth v.
Monjaras-Amaya, 163 A.3d 466, 469 (Pa. Super. Ct. 2017)).
64 See Commonwealth v. Holmes, 79 A.3d 562, 620 (Pa. 2013).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10412328. Public record. Not legal advice.
