# Tomlin v. Smith & Nephew, Inc.

> District Court, S.D. Ohio · September 2, 2020

URL: https://www.frixlaw.com/law-library/cases/10376232

## Case

- **Court:** District Court, S.D. Ohio
- **Decided:** September 2, 2020
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION

ROLLIN TOMLIN, :
Plaintiff,
Case No. 3:19-cv-354
Vv. :
JUDGE WALTER H. RICE
SMITH & NEPHEW, INC., et a/,
Defendants. :

DECISION AND ENTRY SUSTAINING IN PART AND OVERRULING
IN PART DEFENDANT SMITH & NEPHEW, INC.’S MOTION TO
DISMISS PLAINTIFF'S COMPLAINT (DOC. #5); PLAINTIFF GIVEN
LEAVE TO AMEND COMPLAINT WITHIN 14 DAYS

Plaintiff Rollin Tomlin had a total knee replacement in 2015. His doctor
used the Journey || Total Knee System, manufactured by Defendant Smith &
Nephew, Inc. Plaintiff continued to suffer severe pain and discomfort, and had
revision surgery in 2017. He then filed suit against Smith & Nephew, alleging
numerous claims of product liability. This matter is currently before the Court on
Defendant Smith & Nephew, Inc.’s Motion to Dismiss Plaintiff's Complaint, Doc.
#5.

I. Background and Procedural History
On October 27, 2015, Rollin Tomlin underwent total knee arthroplasty. His
doctor implanted the Journey II Total Knee System (hereafter the “Product”),

designed, manufactured and distributed by Defendant Smith & Nephew, Inc.
Tomlin continued to experience pain and discomfort in his knee. Two years later,
he had revision surgery.
On October 16, 2019, Tomlin filed suit in the Montgomery County Common
Pleas Court against Smith & Nephew, and against Doe Defendants 1-100. Smith &
Nephew removed the case to federal court on the basis of diversity jurisdiction.
Tomlin essentially argues that Smith & Nephew knew, or should have known, of
problems with the Product that would cause the Product to loosen and fail. The
Complaint asserts twelve causes of action:
(I) Negligence
(Il) © Ohio Product Liability Act (“OPLA”) violations
(Ill) Strict Products Liability: OPLA— Design Defect
(IV) Strict Products Liability: OPLA—Manufacturing Defect
(V) Strict Products Liability: OPLA—Failure to Warn
(VI) Breach of Express Warranty
(VII) Breach of Implied Warranty
(VIII) Fraudulent Misrepresentation
(IX) Fraudulent Concealment
(X) Negligent Misrepresentation
(Xl) Unjust Enrichment
(XII) Punitive Damages
Doc. #3."
Defendant has moved to dismiss the Complaint in its entirety. Doc. #5.
That motion is fully briefed, Docs. ##8, 9, and ripe for decision.

As Defendant points out, the Counts are incorrectly numbered in the Complaint.
There is no Count! or Count IX, but there are two each of Counts Il and XI. The
Court has taken the liberty of renumbering the Counts and will refer to them by
their new numbers throughout this Decision and Entry.

Hl. Fed. R. Civ. P. 12(b)(6)
Federal Rule of Civil Procedure 8(a) provides that a complaint must contain
“a short and plain statement of the claim showing that the pleader is entitled to
relief.” The complaint must provide the defendant with “fair notice of what the

... Claim is and the grounds upon which it rests.” Be// Atlantic Corp. v. Twombly,
550 U.S. 544, 555 (2007) (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)).
Federal Rule of Civil Procedure 12(b)(6) allows a party to move for dismissal
of a complaint on the basis that it “fail[s] to state a claim upon which relief can be
granted.” The moving party bears the burden of showing that the opposing party
has failed to adequately state a claim for relief. DirecTV, Inc. v. Treesh, 487 F.3d
471, 476 (6th Cir. 2007) (citing Carver v. Bunch, 946 F.2d 451, 454-55 (6th Cir.
1991)). The purpose of a motion to dismiss under Rule 12(b)(6) “is to allow a
defendant to test whether, as a matter of law, the plaintiff is entitled to legal relief
even if everything alleged in the complaint is true.” Mayer v. Mylod, 988 F.2d 635,
638 (6th Cir. 1993). In ruling on a 12(b)(6) motion, a court must “construe the
complaint in the light most favorable to the plaintiff, accept its allegations as true,
and draw all reasonable inferences in favor of the plaintiff.” Handy-Clay v. City of
Memphis, 695 F.3d 531, 538 (6th Cir. 2012) (quoting 7reesh, 487 F.3d at 476).
Nevertheless, to survive a motion to dismiss under Rule 12(b)(6), the
complaint must contain “enough facts to state a claim to relief that is plausible on
its face.” Twombly, 550 U.S. at 570. Unless the facts alleged show that the
plaintiff's claim crosses “the line from conceivable to plausible, [the] complaint

must be dismissed.” /d. Although this standard does not require “detailed factual
allegations,” it does require more than “labels and conclusions” or “a formulaic
recitation of the elements of a cause of action.” /d. at555. “Rule 8... does not
unlock the doors of discovery for a plaintiff armed with nothing more than
conclusions.” Ashcroft v. /qba/, 556 U.S. 662, 678-79 (2009). Legal conclusions
“must be supported by factual allegations” that give rise to an inference that the
defendant is, in fact, liable for the misconduct alleged. /d. at 679.

lil. Analysis
Plaintiff seeks recovery under a wide variety of theories. However, as the
Complaint states, “[e]ach and every one of Plaintiff's claims for damages relate to
Defendants’ design, manufacture, sale, testing, marketing, labeling, advertising,
promotion, and/or distribution of the Product.” Doc. #3, PagelD#66.
A. OPLA Abrogates All Common Law Claims
Defendant argues that Plaintiff’s common law claims of negligence, breach
of express warranty, breach of implied warranty, fraudulent misrepresentation,
fraudulent concealment, negligent misrepresentation, and unjust enrichment
(Counts | and VI-XI) must be dismissed because they are expressly abrogated by
the Ohio Products Liability Act (“OPLA”), Ohio Revised Code § 2307.71(B). That
statute provides that "Sections 2307.71 to 2307.80 of the Revised Code are
intended to abrogate all common law product liability claims or causes of action."
Ohio Rev. Code 8 2307.71(B).

1. Negligence, Fraudulent Misrepresentation, Fraudulent
Concealment, Unjust Enrichment (Count I, VIII, IX, X1)
By not responding to Defendant's argument, Plaintiff impliedly concedes
that the claims for negligence, fraudulent misrepresentation, fraudulent
concealment, and unjust enrichment are abrogated by the OPLA. See Brown v.
VHS of Michigan, Inc., 545 F. App’x 368, 372 (6th Cir. 2013) (“a plaintiff is deemed
to have abandoned a claim when a plaintiff fails to address it in response to a
motion.”). On this basis, the Court SUSTAINS Defendant's Motion to Dismiss
Counts I, VIll, IX and XI, and dismisses these Counts with prejudice.?
2. Breach of Express and Implied Warranty (Counts VI and VII)
Plaintiff concedes that his claims for breach of express and implied
warranty are also subsumed by the OPLA. Nevertheless, he argues that, rather
than dismiss these claims, the Court should grant him leave to amend his
Complaint to assert these claims under Ohio Revised Code 8 2307.77, the OPLA
provision governing products defective due to nonconformance with
manufacturers’ representations.°®

2 Defendant also argues that the claims of fraudulent misrepresentation and
fraudulent concealment must be dismissed because Plaintiff has failed to plead
these claims with the particularity required by Fed. R. Civ. P. 9(b). Given the
Court’s finding that these claims are abrogated by the OPLA, the Court does not
reach this other argument.
3 That statute provides that "[a] product is defective if it did not conform, when it
left the control of its manufacturer, to a representation made by that
manufacturer. A product may be defective because it did not conform to a
representation even though its manufacturer did not act fraudulently, recklessly,
or negligently in making the representation." Ohio Rev. Code 8 2307.77.

A plaintiff seeking to recover under 8 2307.77 must prove:
(1) that the manufacturer made a representation as to a
material fact concerning the character or quality of the
manufacturer's product;
(2) that the product did not conform to that representation;
(3) that the plaintiff justifiably relied on that representation; and
(4) that the plaintiff's reliance on the representation was the
direct and proximate cause of the plaintiff's injuries.
Gawloski v. Miller Brewing Co., 96 Ohio App. 3d 160, 165, 644 N.E.2d 731, 734
(1994).
Defendant argues that any such amendment would be futile because
Plaintiff has not alleged sufficient facts indicating that the Product was defective or
how it failed to conform to a representation made by Defendant. The Court
rejects this argument. Plaintiff has alleged that Defendant expressly warranted
that the Product was safe and effective, was of merchantable quality, that it had
no dangerous side effects, and that it was adequately tested and fit for its
intended use. He has further alleged that the Product did not conform to these
representations in that it caused him serious injury, including severe pain and the
need for revision surgery, that he and his physician justifiably relied on
Defendant's representations, and that such reliance was the proximate cause of
his injuries. Doc. #3, PagelD##86-89.
Given that Plaintiff's common law claims of breach of express and implied
warranty are abrogated by the OPLA, the Court SUSTAINS Defendant’s Motion to
Dismiss Counts VI and VIl. Nevertheless, within 14 days of the date of this

Decision and Entry, Plaintiff may amend his Complaint to replead these two
claims under the OPLA, mindful of the strictures of Fed. R. Civ. P. 11.
3. Negligent Misrepresentation (Count X)
In Count X of the Complaint, Plaintiff alleges that Defendant had a duty to
tell the medical community, the FDA and consumers the truth about the safety
and effectiveness of the Product, that Defendant breached this duty by
intentionally concealing the truth and failing to warn about the defective condition
of the Product, that he and his physician justifiably relied on Defendant's
representations, and that he was injured as a result. Doc. #3, PagelD##96-98.
Defendant argues that this negligent misrepresentation claim is abrogated by the
OPLA.
Citing Hogue v. Pfizer, Inc., 893 F. Supp. 2d 914, 918 (S.D. Ohio 2012)
(Watson, J.), vacated in part on other grounds, No. 2:10-cv-805, 2013 WL 12368615
(S.D. Ohio Sept. 5, 2013), Plaintiff argues that, although the OPLA abrogates
negligent misrepresentation claims that are based on a failure to warn, it does not
abrogate negligent misrepresentation claims that are based on active deception.
He maintains that his claim involves active deception in that Defendant made false
representations concerning the Product and failed to disclose material information
concerning the Product's safety and effectiveness.
The Court disagrees. The essence of Plaintiff's claim is a failure to warn
about the risks associated with the Product. As in Hogue, it is “based on a theory
of omission and concealment.” /d. at 919. It is, therefore, abrogated by the OPLA.

On this basis, the Court SUSTAINS Defendant's Motion to Dismiss Count X, the
negligent misrepresentation claim, and dismisses this claim with prejudice.

B. OPLA Claims (Counts Il, Ill, IV, V)
Plaintiff has asserted four claims under the OPLA: (1) Supplier Liability
under Ohio Revised Code § 2307.78 (Count Il); (2) Strict Liability for Design Defect
under Ohio Revised Code § 2307.75 (Count Ill); (3) Strict Liability for
Manufacturing Defect under Ohio Revised Code § 2307.74 (Count IV); and (4) Strict
Liability for Failure to Warn under Ohio Revised Code 8 2307.76 (Count V).
Defendant argues that, under the pleading standards set forth in /gbal//TwombIly,
Plaintiff has failed to state a claim upon which relief may be granted.
1. Supplier Liability (Count Il)
Count Il is broadly entitled “Ohio Product Liability Act Claims.” As
Defendant notes, it appears to encompass a variety of theories of liability,
including negligence. Plaintiff alleges that Defendant failed to exercise reasonable
care in the design, research, manufacture, marketing, testing, advertisement,
supply, promotion, packaging, sale and distribution of the Product. Doc. #3,
PagelD#71. As Defendant notes, these general allegations of negligence appear to
be duplicative of other claims asserted in the Complaint. Plaintiff does not rebut
this argument.
Count Il, however, also alleges that Defendant is liable as a “supplier” of
the Product under Ohio Revised Code § 2307.78(A)(2), because the Product did not

conform, when it left the control of Defendant, to representations made by
Defendant, and because that representation and the failure to conform to it, were
a proximate cause of Plaintiff's damages.
Plaintiff has alleged that Defendant is both a manufacturer and a supplier of
the Product. Defendant correctly points out, however, that Plaintiff cannot
proceed against a manufacturer under a theory of supplier liability. Ohio Revised
Code § 2307.71(A)(15)(b)(i) states that a “supplier” does not include a
“manufacturer.” See a/so Frey v. Novartis Pharm. Corp., 642 F. Supp. 2d 787, 795
(S.D. Ohio 2009) (Weber, J.) (holding that, because plaintiffs alleged that Novartis
was the manufacturer, they could not proceed under a theory of supplier liability).
On this basis, the Court SUSTAINS Defendant’s Motion to Dismiss Count Il, and
dismisses that claim with prejudice.
2. Design Defect (Count III)
Count Ill alleges a design defect under Ohio Revised Code 8 2307.75. That
statute provides that "a product is defective in design or formulation if, at the time
it left the control of its manufacturer, the foreseeable risks associated with its
design or formulation... exceeded the benefits associated with that design or
formulation. .." Ohio Rev. Code 8 2307.75.
Defendant argues that Plaintiff has failed to plead the necessary elements of
a product liability claim: “(1) the existence of a defect in the product at issue, (2)
that the defect existed at the time the product left the hands of the manufacturer,
and (3) the defect was the direct and proximate cause of the plaintiff's injury.”

Jones v. Statibli Motor Sports Div. of Statibli Am. Corp., 897 F. Supp. 2d 599, 607
(S.D. Ohio 2012) (Frost, J.). Defendant maintains that the Complaint is devoid of
factual allegations concerning how the Product was allegedly defective and how
the alleged defect was the direct and proximate cause of his injuries.
The Court rejects this argument. Plaintiff alleges that the Product is
defective in design because it uses oxidized zirconium rather than cobalt or
titanium. The oxidized zirconium combines metal and ceramic. Plaintiff alleges
that the ceramic is weak and brittle and difficult to fabricate into the necessary
shapes, causing the Product to have poor shock resistance, be easily damaged
and easily wear out. Doc. #3, PagelD#77. Plaintiff further alleges that this defect
existed when the Product left the hands of the manufacturer, and that it was the
direct and proximate cause of his personal injuries. /d, at PagelD##76, 78.
The Court concludes that Plaintiff has stated a plausible claim of a design
defect under Ohio Revised Code § 2307.75. Defendant’s Motion to Dismiss Count
Ill is OVERRULED.
3. Manufacturing Defect (Count IV)
Count IV of the Complaint alleges a manufacturing defect under Ohio
Revised Code § 2307.74. The statute provides that "[a] product is defective in
manufacture or construction if, when it left the control of its manufacturer, it
deviated in a material way from the design specifications, formula, or
performance standards of the manufacturer, or from otherwise identical units

10

manufactured to the same design specifications, formula, or performance
standards." Ohio Rev. Code 8 2307.74.
Although Plaintiff generally alleges that the Product “deviated from
manufacturing standards when it came off the production line,” and that it “failed
to perform in its intended manner,” resulting in Plaintiff's injuries, he fails to
identify what the manufacturing defect is. Defendant argues that Plaintiff has
failed to state a plausible claim for relief.
Citing Jones, 897 F. Supp. 2d at 610, Plaintiff argues that a manufacturing
defect may be inferred from the Product's unsafe, unexpected performance. In
Jones, however, there was evidence of a specific manufacturing defect. As
designed, a socket in a race car re-fueling system should have disengaged when
the plaintiff released the handle, but it did not. See /d. In contrast, Plaintiff has
not alleged how the Product implanted in his knee deviated from any
manufacturing standards.
Plaintiff also cites to Creech v. Emerson Climate Techs., Inc., No. 3:15-cv-14,
2015 U.S. Dist. LEXIS 147087, at *8 (S.D. Ohio Oct. 28, 2015) (Rice, J.), in which
this Court noted that, even though plaintiff had not yet identified a specific
manufacturing defect, details concerning the exact nature of such a defect are
typically in the defendant's exclusive control, making them difficult to ascertain
prior to discovery. Nevertheless, in Creech, the Court granted leave to amend
because the plaintiff had already hired an expert witness who opined that a
manufacturing defect existed.

1]

The Court agrees with Defendant that Plaintiff's allegations of a
manufacturing defect are simply too conclusory to state a plausible claim under
Ohio law. The Complaint contains no factual allegations to support a claim that
the Product implanted in Plaintiff deviated in a material way from Defendant's
design specifications or performance standards, or from otherwise identical units
manufactured to the same design specifications or performance standards. See,
e.g., Frey, 642 F. Supp. 2d at 795 (dismissing manufacturing defect claim where
plaintiffs did “nothing more than provide a formulaic recitation of the elements of
a claim under the statute” and “failed to allege any facts that would permit the
Court to conclude that a manufacturing defect occurred and that the defect was
the proximate cause of [the] alleged injuries.”).
The Court therefore SUSTAINS Defendant's Motion to Dismiss Count IV, but
dismisses this claim without prejudice. Given that the Court is already giving
Plaintiff the opportunity to amend his Complaint to assert an OPLA claim under
Ohio Revised Code 8 2307.77 (product defective due to nonconformance with
manufacturers’ representations), the Court will likewise give Plaintiff the
opportunity to amend his manufacturing defect claim within 14 days, if he can do
so within the bounds of Fed. R. Civ. P. 11.
4. Failure to Warn (Count V)
Count V of the Complaint asserts a claim of failure to warn under Ohio
Revised Code § 2307.76(A). That statute provides:

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(A) Subject to divisions (B) and (C) of this section, a product is
defective due to inadequate warning or instruction if either of the
following applies:
(1) It is defective due to inadequate warning or
instruction at the time of marketing if, when it left the
control of its manufacturer, both of the following
applied:
(a) The manufacturer knew or, in the
exercise of reasonable care, should have
known about a risk that is associated with
the product and that allegedly caused harm
for which the claimant seeks to recover
compensatory damages;
(b) The manufacturer failed to provide the
warning or instruction that a manufacturer
exercising reasonable care would have
provided concerning that risk, in light of the
likelihood that the product would cause
harm of the type for which the claimant
seeks to recover compensatory damages
and in light of the likely seriousness of that
harm.
(2) It is defective due to inadequate post-marketing
warning or instruction if, at a relevant time after it left
the control of its manufacturer, both of the following
applied:
(a) The manufacturer knew or, in the
exercise of reasonable care, should have
known about a risk that is associated with
the product and that allegedly caused harm
for which the claimant seeks to recover
compensatory damages;
(b) The manufacturer failed to provide the
post-marketing warning or instruction that a
manufacturer exercising reasonable care
would have provided concerning that risk,
in light of the likelihood that the product
would cause harm of the type for which the
claimant seeks to recover compensatory
damages and in light of the likely
seriousness of that harm.

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Ohio Rev. Code 8 2307.76(A).
Plaintiff alleges that, despite knowing of the defective condition of the
Product, Defendant failed to adequately warn the medical community and
consumers about the risks associated with the use of the Product. Plaintiff further
alleges that, if he had received an adequate warning, he would not have used the
Product and would not have suffered harm. Doc. #3, PagelD##82-85.
Defendant cites to the “learned intermediary” doctrine, codified in Ohio
Revised Code 8 2307.76(C):
An ethical drug is not defective due to inadequate warning or
instruction if its manufacturer provides otherwise adequate warning
and instruction to the physician or other legally authorized person
who prescribes or dispenses that ethical drug for a claimant in
question and if the federal food and drug administration has not
provided that warning or instruction relative to that ethical drug is to
be given directly to the ultimate user of it.
Ohio Rev. Code 8 2307.76(C). This “learned intermediary” doctrine has been
extended to warnings about medical devices. Vaccariello v. Smith & Nephew
Richards, Inc., 94 Ohio St. 3d 380, 384, 763 N.E.2d 160, 164 (2002).
Defendant maintains that Plaintiff's claim is subject to dismissal because he
failed to plead how the warning given was inadequate for his physician, what
warnings were provided to his physician, what different warning to his physician
would have been appropriate or adequate, and whether the physician had any
independent knowledge of the risks associated with the Product.

14

The Court disagrees. Under Ohio law, the “learned intermediary” doctrine
is a defense to a failure-to-warn claim. Boyd v. Lincoln Elec. Co., 179 Ohio App.3d
559, 2008-Ohio-6143, 902 N.E.2d 1023, at 953. Because a plaintiff is “not required
to plead around all potential defenses,” dismissal at this stage would be
premature. See McDaniel v. Upsher-Smith Labs., Inc., 893 F.3d 941, 950-51 (6th
Cir. 2018) (Cole, C.J., concurring in part and dissenting in part). Accordingly, the
Court OVERRULES Defendant's Motion to Dismiss Count V.
C. Punitive Damages (Count XIl)
Plaintiff also seeks punitive damages. Defendant argues that because an
award of punitive damages is derivative, and all other counts are subject to
dismissal, this claim must be dismissed as well. Given that some of Plaintiff's
claims survive the Motion to Dismiss, the Court OVERRULES Defendant's Motion
to Dismiss Count XIl.

IV. Conclusion
For the reasons set forth above, the Court SUSTAINS IN PART and
OVERRULES IN PART Defendant Smith & Nephew, Inc.’s Motion to Dismiss
Plaintiff's Complaint. Doc. #5.
The Court DISMISSES WITH PREJUDICE Plaintiff's claims of negligence
(Count |), fraudulent misrepresentation (Count VIII), fraudulent concealment
(Count IX), negligent misrepresentation (Count X) and unjust enrichment (Count
because they are abrogated by the OPLA. Although Plaintiff's claims of

15

breach of express and implied warranty (Counts VI and VII) are also abrogated by
the OPLA, they are DISMISSED WITHOUT PREJUDICE. Within 14 days of the date
of this Decision and Entry, Plaintiff is given leave to amend his Complaint to
replead these claims under the OPLA if he can do so within the bounds of Fed. R.
Civ. P. 11.
Although Plaintiff has failed to state a plausible claim of a manufacturing
defect under the OPLA (Count IV), the Court DISMISSES this claim WITHOUT
PREJUDICE. Again, within 14 days of the date of this Decision and Entry, Plaintiff
may amend his Complaint to cure the insufficiencies discussed above, but only if
he can do so within the strictures of Fed. R. Civ. P. 11.
The Court SUSTAINS Defendant's Motion to Dismiss the claim of supplier
liability under the OPLA (Count Il) and DISMISSES this claim WITH PREJUDICE.
The Court OVERRULES the Motion to Dismiss the OPLA claims of design
defect (Count Ill) and failure to warn (Count V). The Court also OVERRULES the
Motion to Dismiss the claim for punitive damages (Count XIl).
To summarize, subject to the filing of an Amended Complaint on those
claims dismissed herein without prejudice, Plaintiff may proceed on his claims of
design defect (Count Ill), manufacturing defect (Count IV), failure to warn (Count
V), breach of express warranty (Count VI), breach of implied warranty (Count VII)
and punitive damages (Count XIl).

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LJotune >). Rie
Date: September 2, 2020
WALTER H. RICE
UNITED STATES DISTRICT JUDGE

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10376232. Public record. Not legal advice.