# Stevens v. City of Oneonta

> District Court, N.D. New York · November 1, 2022

URL: https://www.frixlaw.com/law-library/cases/10315353

## Case

- **Court:** District Court, N.D. New York
- **Decided:** November 1, 2022
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/10315353

## How later opinions describe it (automated extraction)

- noting that "a plaintiff is not required to plead a prima facie case under McDonnell Douglas, at least as the test was originally formulated, to defeat a motion to dismiss"
- applying this pleading standard to an ADA discrimination claim
- holding that "filing a complaint with the DOT is not protected participation under the ADA"
- holding that temporal proximity was insufficient to support the plaintiff's retaliation claim where there was a five-month interval between the plaintiff's complaint with the EEOC and the alleged adverse employment action
- holding that "a workers' compensation claim is not something that is covered by the ADA"

## Opinion text

UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
____________________________________________

MATTHEW M. STEVENS,

Plaintiff,

vs. 6:21-CV-1258
(MAD/ML)
CITY OF ONEONTA,

Defendant.
____________________________________________

APPEARANCES: OF COUNSEL:

MATTHEW M. STEVENS
391 South America Road
Worcester, New York 12197
Plaintiff pro se

COUGHLIN & GERHART, LLP ANGELO D. CATALANO, ESQ.
P.O. Box 2039
99 Corporate Drive
Binghamton, New York 13902-2039
Attorneys for Defendants

Mae A. D'Agostino, U.S. District Judge:

MEMORANDUM-DECISION AND ORDER

I. INTRODUCTION
Plaintiff commenced this action pro se on November 22, 2021, alleging disability
discrimination, failure to accommodate, and retaliation in violation of the Americans with
Disabilities Act ("ADA"), 42 U.S.C. § 12101, et seq. See Dkt. No. 1. Plaintiff filed an amended
complaint with this Court on December 13, 2021. See Dkt. No. 10. Currently before the Court is
Defendant's motion to dismiss the complaint pursuant to Rules 12(b)(1) and 12(b)(6) of the
Federal Rules of Civil Procedure ("FRCP"). See Dkt. No. 31.
II. BACKGROUND
A. Plaintiff's Complaint
Plaintiff began his employment with Defendant, City of Oneonta, on or around July 20,
2009. See Dkt. No. 31-5 at 8. Plaintiff worked for Defendant as a wastewater treatment plant
operator ("WWTPO") for more than a decade. See Dkt. No. 1-4 at 126. Plaintiff suffers from
sarcoidosis of the heart and lungs, an auto-immune disease that causes inflammation and scar
tissue in the afflicted areas. See Dkt. No. 10 at 2. As a result, Plaintiff experiences "shortness of
breath, left chest pains, frequent wheezing, coughing a lot – clear mucus and blood from

coughing, and low oxygen levels." See id.
In October 2018, Plaintiff suffered multiple heart attacks and, as a result, was put on a
twelve-week leave under the Family Medical Leave Act ("FMLA"). See Dkt. No. 1-4 at 126. At
the conclusion of his FMLA leave, Plaintiff remained out of work on involuntary sick leave until
January 2020. See id. at 127. After returning to work on January 6, 2020, Plaintiff continued to
struggle with his health. See id. Between January 9, 2020, and February 3, 2020, Plaintiff was
absent from work on three separate occasions as a result of his medical condition. See Dkt. No. 1-
4 at 56. On February 3, 2020, Defendant placed Plaintiff on medical leave pursuant to New York
State Civil Service Law ("CSL") § 72. See id. Plaintiff was thereafter examined by Dr. John J.
May, MD, at Bassett Medical Center Pulmonology, on March 11, 2020. See Dkt. No. 1-4 at 28.

Dr. May's report stated: "[Plaintiff] is OK to return to customary activities at work. He is NOT
approved for use of a respirator. Job activities requiring a respirator must be deferred to other
workers." See id.
Following this appointment, Plaintiff contested his CSL § 72 leave. See Dkt. No. 1-5 at
31. Plaintiff sought reinstatement to his position as WWTPO subject to an accommodation that
he be excused from all duties requiring the use of a respirator. See id. at 32. Defendant denied
Plaintiff's request and asserted that a WWTPO may be required to wear a respirator at any time,
so Plaintiff could not reasonably be excused of this function in its entirety. See id. The parties
then engaged in a CSL § 72 appeal hearing on June 29, 2020, led by hearing officer Randy Ray.
See Dkt. No. 1-4 at 89–151. Defendant produced two witnesses: Katie Bottger, Personnel
Director and Acting Assistant City Manager, and Greg Mattice, City Engineer. See id. at 105–23.
Both witnesses testified that the ability to wear a respirator is an essential function of the
WWTPO position. See id at 108, 118. Both witnesses also stated that the nature of the work of a

WWTPO is subject to the respiratory safety standards promulgated by the United States
Occupational Safety and Health Administration ("OSHA"). See id. at 108, 120. Ms. Bottger
testified:
[T]he ability to wear a respirator is part of an OSHA standard based
on the type of operation at the wastewater treatment plant, and also
given the nature of the operation, we have a small crew of people.
They don't work in teams. Oftentimes they work in different parts
of the plant, you know, on their own so it's important that they are
wearing a respirator.
See id. at 108. In response, Plaintiff testified that wearing a respirator was not an essential
function of his position as a WWTPO. Plaintiff testified that:
[T]he other 90 percent of what I [do] down there I do not wear a
respirator . . . I can do everything else but wear a respirator and
that's only for the one task, the chemical transfer, which only takes
a half hour to 45 minutes in one month and we only do it from
October to April[.]
See id. at 142. After reviewing the evidence, the hearing officer found that Defendant's decision
to place Plaintiff on CSL § 72 leave because of his inability to wear a respirator was supported by
substantial evidence. See Dkt. No. 31-7 at 6. The Mayor of Oneonta, Gary Herzig (the "Mayor"),
formally adopted the hearing officer's findings on September 15, 2020, and Plaintiff remained on
medical leave pursuant to CSL § 72. See Dkt. No. 1-5 at 42-43.
On August 10, 2021, Plaintiff was notified that his employment with Defendant would
terminate on August 13, 2021, following more than one consecutive year of absence pursuant to
CSL § 73. See Dkt. No. 1-4 at 156. Plaintiff requested a pre-termination hearing to further
contest the facts surrounding his CSL § 72 leave and CSL § 73 termination. See Dkt. No. 31-8 at
2–3. Plaintiff met with Mayor Herzig for a pre-termination meeting on November 5, 2021. See
id. Plaintiff reiterated the same arguments that he presented at the CSL § 72 appeal hearing, and

Mayor Herzig concluded that Plaintiff was unable to perform the job duties of a WWTPO. See id.
Plaintiff's employment with Defendant terminated on November 12, 2021. See id.
Plaintiff previously filed a federal claim against Defendant, and two individual defendants
who are not a party to this action, alleging ADA discrimination and failure to promote due to his
sarcoidosis. See Dkt. No. 31-4. Plaintiff urges that although the instant action involves the same
employer, Defendant City of Oneonta, this claim is different than the first case. See Dkt. No. 32
at 13. Plaintiff alleges that this case is about Defendant's failure to accommodate and his
subsequent termination due to his inability to use a respirator. See id.
B. Procedural History
On March 1, 2019, Plaintiff filed an initial charge ("2019 Charge") with the New York

State Division of Human Rights ("DHR"), charging Defendant with violating the ADA. See Dkt.
No. 31-2. Plaintiff authorized the DHR to accept the 2019 Charge on behalf of the U.S. Equal
Employment Opportunity Commission ("EEOC"). See id. at 1. After an investigation, the DHR
found no probable cause for finding discrimination by Defendant and dismissed the 2019 Charge.
See Dkt. No. 31-3. The EEOC adopted the DHR's findings on December 26, 2019. See Dkt. No.
31-4 at 14. On March 20, 2020, Plaintiff filed his first lawsuit in this Court alleging that
Defendant violated the ADA for failure to promote and retaliation based on Plaintiff's disability.
See id. at 2. The action was dismissed by this Court on October 6, 2020, and the dismissal was
affirmed by the Second Circuit on September 30, 2021. See Stevens v. City of Oneonta, et al., No.
20-3672, 2021 WL 4472494 (2d Cir. Sept. 30, 2021).
On January 8, 2021, Plaintiff filed a second charge ("2021 Charge") with the DHR,
charging Defendant with violating the ADA once more. See Dkt. No. 31-5. After an
investigation, the DHR found no probable cause for finding discrimination and dismissed the

2021 Charge. See Dkt. No. 31-6. The EEOC adopted the DHR's findings on September 20, 2021.
See Dkt. No. 1-3. On November 22, 2021, Plaintiff filed another lawsuit before this Court
alleging that Defendant violated the ADA for termination of employment, failure to
accommodate, and retaliation based on Plaintiff's disability. See Dkt. No. 1 at 2. Plaintiff filed an
amended complaint on December 13, 2021. See Dkt. No. 10.
In its motion to dismiss, Defendant first argues that the Court should dismiss because
Plaintiff has failed to prove a prima facie case of discrimination under the ADA. See Dkt. No.
31-9 at 12. Next, Defendant contends that Plaintiff's ADA claims are barred by the statute of
limitations because the 2021 Charge with the DHR was filed more than 300 days after the last
alleged discriminatory act. See id. at 16. Defendant also contends that Plaintiff failed to exhaust

his administrative remedies. See id. at 17. Finally, Defendant contends that Plaintiff has failed to
comply with Rule 8 of the Federal Rules of Civil Procedure. See id. at 18.
III. DISCUSSION
A. Standard of Review
"A court faced with a motion to dismiss pursuant to both Rules 12(b)(1) and 12(b)(6) must
decide the jurisdictional question first because a disposition of a Rule 12(b)(6) motion is a
decision on the merits and, therefore, an exercise of jurisdiction." Dutrow v. New York State
Gaming Commission, No. 13-cv-996, 2014 WL 11370355, *3 (E.D.N.Y. July 29, 2014), aff'd,
607 Fed. Appx. 56 (2d Cir. 2015). "[A] federal court generally may not rule on the merits of a
case without first determining that it has jurisdiction over the category of claim in suit ([i.e.,]
subject-matter jurisdiction)." Sinochem Int'l Co., Ltd. v. Malaysia Int'l Shipping Corp., 549 U.S.
422, 430-31 (2007) (citation omitted). "A case is properly dismissed for lack of subject matter

jurisdiction under Rule 12(b)(1) when the district court lacks the statutory or constitutional power
to adjudicate it." Makarova v. United States, 201 F.3d 110, 113 (2d Cir. 2000).
When subject matter jurisdiction is challenged, the plaintiff "bear[s] the burden of
'showing by a preponderance of the evidence that subject matter jurisdiction exists.'" APWU v.
Potter, 343 F.3d 619, 623 (2d Cir. 2003) (quoting Lunney v. United States, 319 F.3d 550, 554 (2d
Cir. 2003)). "In resolving a motion to dismiss for lack of subject matter jurisdiction under Rule
12(b)(1) a district court may consider evidence outside the pleadings." Morrison v. Nat'l
Australia Bank Ltd., 547 F.3d 167, 170 (2d Cir. 2008) (citing Makarova, 201 F.3d at 113).
In reviewing a motion to dismiss under Rule 12(b)(1), the court "must accept as true all
material factual allegations in the complaint, but [is] not to draw inferences from the complaint

favorable to plaintiffs." J.S. ex rel. N.S. v. Attica Cent. Sch., 386 F.3d 107, 110 (2d Cir. 2004).
The court "may consider affidavits and other materials beyond the pleadings to resolve the
jurisdictional issue, but [ ] may not rely on conclusory or hearsay statements contained in the
affidavits." Id. In resolving a Rule 12(b)(1) motion, a court may also "consider 'matters of which
judicial notice may be taken.'" Greenblatt v. Gluck, No. 03 Civ. 597, 2003 WL 1344953, *1 n.1
(S.D.N.Y. Mar. 19, 2003) (quoting Hertz Corp. v. City of New York, 1 F.3d 121, 125 (2d Cir.
1992)).
A motion to dismiss for failure to state a claim pursuant to Rule 12(b)(6) of the Federal
Rules of Civil Procedure tests the legal sufficiency of the party's claim for relief. See Patane v.
Clark, 508 F.3d 106, 111-12 (2d Cir. 2007) (citation omitted). In considering the legal
sufficiency, a court must accept as true all well-pleaded facts in the pleading and draw all
reasonable inferences in the pleader's favor. See ATSI Commc'ns, Inc. v. Shaar Fund, Ltd., 493
F.3d 87, 98 (2d Cir. 2007) (citation omitted). This presumption of truth, however, does not

extend to legal conclusions. See Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citation omitted).
Although a court's review of a motion to dismiss is generally limited to the facts presented in the
pleading, the court may consider documents that are "integral" to that pleading, even if they are
neither physically attached to, nor incorporated by reference into, the pleading. See Mangiafico v.
Blumenthal, 471 F.3d 391, 398 (2d Cir. 2006) (quoting Chambers v. Time Warner, Inc., 282 F.3d
147, 152-53 (2d Cir. 2002)).
To survive a motion to dismiss, a party need only plead "a short and plain statement of the
claim," see Fed. R. Civ. P. 8(a)(2), with sufficient factual "heft to 'sho[w] that the pleader is
entitled to relief[,]'" Bell Atl. Corp. v. Twombly, 550 U.S. 544, 557 (2007) (quotation omitted).
Under this standard, the pleading's "[f]actual allegations must be enough to raise a right of relief

above the speculative level," see id. at 555 (citation omitted), and present claims that are
"plausible on [their] face," id. at 570. "The plausibility standard is not akin to a 'probability
requirement,' but it asks for more than a sheer possibility that a defendant has acted unlawfully."
Iqbal, 556 U.S. at 678 (citation omitted). "Where a complaint pleads facts that are 'merely
consistent with' a defendant's liability, it 'stops short of the line between possibility and
plausibility of "entitlement to relief."'" Id. (quoting [Twombly, 550 U.S.] at 557). Ultimately,
"when the allegations in a complaint, however true, could not raise a claim of entitlement to
relief," Twombly, 550 U.S. at 558, or where a plaintiff has "not nudged [its] claims across the line
from conceivable to plausible, the[ ] complaint must be dismissed[,]" id. at 570.
"[I]n a pro se case, the court must view the submissions by a more lenient standard than
that accorded to 'formal pleadings drafted by lawyers.'" Govan v. Campbell, 289 F. Supp. 2d 289,
295 (N.D.N.Y. 2007) (quoting Haines v. Kerner, 404 U.S. 519, 520 (1972)) (citations omitted).
The Second Circuit has held that courts are obligated to "make reasonable allowances to protect

pro se litigants" from inadvertently forfeiting legal rights merely because they lack a legal
education. Id. (quoting Traguth v. Zuck, 710 F.2d 90, 95 (2d Cir. 1983)).
B. Timeliness
A plaintiff asserting a claim under the ADA must bring a complaint of workplace
discrimination to the EEOC within 300 days of an incident's occurrence, and then file a related
lawsuit within 90 days of receiving a notice of right to sue from the EEOC. See Bowens v. Corr.
Ass'n of New York, No. 19-CV-1523, 2019 WL 1586857, *5 (E.D.N.Y. Apr. 12, 2019); Tiberio v.
Allergy Asthma Immunology of Rochester, 664 F.3d 35, 38 (2d Cir. 2011). This filing period
operates as a statute of limitations, so the failure to file a timely administrative complaint will bar
a plaintiff's claims. See Nat'l R.R. Passenger Corp. v. Morgan, 536 U.S. 101, 113 (2002).

"[D]iscrete discriminatory acts are not actionable if time barred, even when they are related to
acts alleged in timely filed charges. Each discrete discriminatory act starts a new clock for filing
charges alleging that act. The charge, therefore, must be filed within the 180- or 300-day time
period after the discrete discriminatory act occurred." Id.
In the present matter, Plaintiff filed his 2021 Charge with the DHR, and the EEOC, on
January 8, 2021. See Dkt. No. 31-5 at 2. Thus, any alleged acts of discrimination prior to March
14, 2020, are time-barred. Plaintiff's requests for relief for his involuntary sick leave from March
14, 2020, dating back to October of 2018 are therefore beyond the statute of limitations.
Plaintiff was placed on CSL § 72 medical leave on February 3, 2020, see Dkt. No. 1-4 at
56, and was examined by Dr. May on March 11, 2020, for a medical evaluation to determine his
fitness for work, see id. at 28. These events also occurred outside the applicable 300-day
window. However, on March 19, 2020, Defendant denied Plaintiff's request to return to work

subject to an accommodation that he be excused of all respirator-related activities. See Dkt. No.
1-5 at 32. This discrete act was within the 300-day period prior to Plaintiff's filing of the 2021
Charge. Thus, Plaintiff's claim regarding Defendant's decision to keep Plaintiff on CSL § 72
medical leave following his examination with Dr. May, and Defendant's subsequent decision to
terminate Plaintiff after more than one year elapsed pursuant to CSL § 73, are timely.
C. Failure to Exhaust
"[T]he ADA's administrative exhaustion requirement mandates that district courts have
'jurisdiction to hear [discrimination] claims that either are included in an EEOC charge or are
based on conduct subsequent to the EEOC charge which is "reasonably related" to that alleged in
the EEOC charge.'" Cable v. N.Y. State Thruway Auth., 4 F. Supp. 2d 120, 126 (N.D.N.Y. 1998)

(quoting Butts v. City of New York Dep't of Hous. Pres. & Dev., 990 F.2d 1397, 1401 (2d Cir.
1993)). Claims are considered to be reasonably related when "(1) they would fall within the
scope of the EEOC investigation which reasonably could be expected to arise from the original
charge of discrimination; or (2) the later claim alleges that the employer is retaliating against
plaintiff for filing the original EEOC charge; or (3) the plaintiff 'alleges further incidents of
discrimination carried out in precisely the same manner alleged in the EEOC charge.'" Id.
(quoting Butts, 990 F.2d at 1402-03). However, "[t]he EEOC cannot be expected to investigate
mere generalizations of misconduct, nor can defendants adequately respond to them." Choi v.
Chem. Bank, 939 F. Supp. 304, 312 (S.D.N.Y. 1996) (citations omitted). "Thus, if Plaintiff's
claims of discrimination, subsequent to the filing of the EEOC charge, would reasonably be
expected to fall within the scope of the EEOC investigation, this Court may properly consider
them." Id. (citation omitted).
Defendant alleges that Plaintiff's ADA claim with respect to his termination of

employment is subject to dismissal for failure to exhaust administrative remedies. See Dkt. No.
31-9 at 17. Defendant asserts that because Plaintiff never alleged any claim relating to his
termination before the EEOC, such a claim must be dismissed. See id. Defendant argues,
unpersuasively, that Plaintiff's termination "is not necessarily connected to his involuntary leave
in February 2020." See id. at 18. Plaintiff was placed on involuntary leave pursuant to CSL § 72
on February 3, 2020. See Dkt. No. 1-4 at 56. Under CSL § 72(4), "[i]f an employee placed on
leave pursuant to this section is not reinstated within one year after the date of commencement of
such leave, his or her employment status may be terminated in accordance with the provisions of
section seventy-three of this article." N.Y. Civ. Serv. Law § 72(4). Plaintiff was thereafter
terminated on November 12, 2021, pursuant to CSL § 73 for having been on CSL § 72

involuntary medical leave for more than one consecutive year. See Dkt. No. 31-8 at 2. The
allegations contained in Plaintiff's 2021 Charge are almost entirely the same allegations that
ultimately gave rise to his termination in November 2021. Despite Defendant's attempt to dilute
the relationship between Plaintiff's involuntary leave and his subsequent termination, the Court
finds Plaintiff's termination reasonably related to the alleged discrimination in the 2021 Charge,
and therefore sufficiently within the Court's jurisdiction. See Lohf v. Runyon, 176 F.3d 488 (10th
Cir. 1999); Ziemba v. Slater, 36 F. Supp. 2d 81, 85 (D. Conn. 1999) (citing cases).
D. Res Judicata
The doctrine of res judicata, or claim preclusion, "preclude[s] later litigation if the earlier
decision was (1) a final judgment on the merits, (2) by a court of competent jurisdiction, (3) in a
case involving the same parties or their privies, and (4) involving the same cause of action." In re
Teltronics Servs., Inc., 762 F.2d 185, 190 (2d Cir. 1985) (quoting Comm'r v. Sunnen, 333 U.S.
591, 597 (1948)). Additionally, once a final judgment has been entered by a court of competent

jurisdiction, "the parties to the suit and their privies are thereafter bound not only as to every
matter which was offered and received to sustain or defeat the claim or demand, but as to any
other admissible matter which might have been offered for that purpose." Id. (internal quotation
marks omitted). "Such a judgment precludes the subsequent litigation both of issues actually
decided in determining the claim asserted in the first action[ ] and of issues that could have been
raised in the adjudication of that claim." Colonial Acquisition P'ship v. Colonial at Lynnfield,
Inc., 697 F. Supp. 714, 717-18 (S.D.N.Y. 1988) (quoting Nat'l Labor Relations Bd. v. United
Techs. Corp., 706 F.2d 1254, 1259 (2d Cir. 1983)).
Issue preclusion prevents the "relitigation of issues actually litigated and necessary to the
outcome of a prior action." Alfadda v. Fenn, 966 F. Supp. 1317, 1325 (S.D.N.Y. 1997) (citing

Parklane Hosiery Co. v. Shore, 439 U.S. 322, 326 (1979)). This doctrine brings an end to
litigation "once the party to be bound has had a fair opportunity to litigate the issue," and
promotes judicial economy. Id. at 1327.
While Plaintiff supplements some of his 2021 Charge with facts dating back to 2016 that
were previously alleged in Plaintiff's first lawsuit, see Dkt. No. 31-5 at 11, the Court agrees with
Plaintiff that the substantive issue in the present action is different and arises out of a separate set
of facts than those outlined in Plaintiff's first lawsuit, see Dkt. No 1-4 at 13. The present claim
deals with the Defendant's decision to keep Plaintiff on CSL § 72 leave, which subsequently led
to Plaintiff's termination pursuant to CSL § 73, because of his inability to wear a respirator. See
id. This issue was not a subject of Plaintiff's prior lawsuit, and as such, the doctrine of claim
preclusion does not apply.
E. ADA Disability Discrimination Claim
The ADA provides that "no covered entity shall discriminate against a qualified individual

on the basis of disability in regard to job application procedures, the hiring, advancement, or
discharge of employees, employee compensation, job training and other terms, conditions, and
privileges of employment." 42 U.S.C. § 12112(a). "Claims alleging disability discrimination in
violation of the ADA are subject to the burden-shifting analysis originally established by the
Supreme Court in McDonnell Douglas Corp. v. Green[.]" McBride v. BIC Consumer Prods. Mfg.
Co., 583 F.3d 92, 96 (2d Cir. 2009) (citing McDonnell Douglas Corp. v. Green, 411 U.S. 792,
802 (1973)). However, "the survival of a complaint under Rule 12(b)(6) scrutiny in an
employment discrimination case 'does not rest on whether it contains specific facts establishing a
prima facie case.'" Figueroa v. RSquared NY, Inc., 89 F. Supp. 3d 484, 489 (E.D.N.Y. 2015)
(quoting Lax v. 29 Woodmere Blvd. Owners, Inc., 812 F. Supp. 2d 228, 236 (E.D.N.Y. 2011)).

At the pleading stage, the court "considers only whether the complaint includes factual
allegations sufficient 'to raise a right to relief above the speculative level.'" Gonzalez v.
Carestream Health, Inc., 520 Fed. Appx. 8, 10 (2d Cir. 2013) (quoting Twombly, 550 U.S. at
555). "In other words, the [c]ourt asks only whether a plaintiff has pled a prima facie case, not
whether a plaintiff has established that case." Laface v. E. Suffolk BOCES, 349 F. Supp. 3d 126,
145 (E.D.N.Y. 2018) (quoting Figueroa, 89 F. Supp. 3d at 489); see also Vega v. Hempstead
Union Free Sch. Dist., 801 F.3d 72, 84 (2d Cir. 2015) (noting that "a plaintiff is not required to
plead a prima facie case under McDonnell Douglas, at least as the test was originally formulated,
to defeat a motion to dismiss"); Dooley v. JetBlue Airways Corp., 636 Fed. Appx. 16, 21 (2d Cir.
2015) (applying this pleading standard to an ADA discrimination claim).
A prima facie case of discrimination under the ADA requires that the plaintiff demonstrate
that "(1) [his] employer is subject to the ADA; (2) [he] is disabled within the meaning of the
ADA; (3) [he] is otherwise qualified to perform the essential functions of [his] job with or without

accommodation; and (4) [he] suffered an adverse employment action because of [his] disability."
Harvin v. Manhattan & Bronx Surface Transit Operating Auth., 767 Fed. Appx. 123, 127 (2d Cir.
2019) (citing Jacques v. DiMarzio, Inc., 386 F.3d 192, 198 (2d Cir. 2004)).
Defendant does not contest the first, second, or fourth elements of Plaintiff's prima facie
case in its motion to dismiss. Defendant's motion takes issue with the third element of Plaintiff's
prima facie case, claiming that Plaintiff is not a "qualified individual with a disability seeking a
reasonable accommodation" under the ADA. See Dkt. No. 31-9 at 11. "[T]he determination of
whether a person is 'qualified' [to perform the essential functions of his job] should be made at the
time of the discriminatory employment action." Smith v. Town of Ramapo, 745 Fed. Appx. 424,
426 (2d Cir. 2018). To determine a particular job's "essential functions," this Court "must

conduct 'a fact-specific inquiry into both the employer's description of a job and how the job is
actually performed in practice.'" Stevens v. Rite Aid Corp., 851 F.3d 224, 229 (2d Cir. 2017)
(quoting McMillan v. City of New York, 711 F.3d 120, 126 (2d Cir. 2013)). Factors to consider
include, inter alia, "the employer's judgment, written job descriptions, the amount of time spent
on the job performing the function, . . . and the work experience of current employees in similar
positions." Stevens, 851 F.3d at 229 (quoting McMillan, 711 F.3d at 126) (citations omitted); see
also 29 C.F.R. § 1630.2(n)(3).
Defendant asserts that the ability to wear a respirator at any moment is an essential
function of the WWTPO position. See Dkt. No. 31-9 at 14. Ms. Bottger testified at Plaintiff's
CSL § 72 appeal hearing that there are a limited number of WWTPOs that work for the City of
Oneonta, so it is important that each be able to wear a respirator. See id. at 7. She also testified
that Defendant is subject to OSHA standard operating procedures, which require the ability to use
a respirator. See id. Given Plaintiff's admission that he cannot wear a respirator because of his

disability, see Dkt. No. 1-4 at 11, Defendant argues that Plaintiff is unable to perform the essential
functions of a WWTPO and therefore, Plaintiff cannot be an "otherwise qualified individual[,]"
see Dkt. No. 31-9 at 14.
In contrast, Plaintiff pleads that the ability to use a respirator is not an essential function of
the WWTPO position. See Dkt. No. 1-4 at 11. Plaintiff asserts that respirator-related work
comprises a negligible fraction of the actual daily job responsibilities of a WWTPO. See id. at 6.
Plaintiff also claims that the respirator-related work is not highly specialized, and therefore, could
easily be delegated to other employees at the plant without creating undue hardship for
Defendant. See id. Plaintiff specifically notes that the written job description for a WWTPO does
not state that the employee must be able to use a respirator. See id. at 9.

Presumed to be true, Plaintiff has alleged sufficient facts to satisfy the third element of his
ADA claim. In support of its motion to dismiss, Defendant relied heavily upon the statements
made by Ms. Bottger and Mr. Mattice during the CSL § 72 appeal hearing, including Ms.
Bottger's reference to an unidentified OSHA standard governing the operation of the wastewater
treatment plant. See Dkt. No. 31-9 at 7. Defendant's attempts to analogize the present case to the
recent Second Circuit decision in Bey v. City of New York are unpersuasive. See Bey v. City of
New York, 999 F.3d 157 (2d Cir. 2021). First, the parties in Bey cross-moved for summary
judgment following a period of discovery. See id. at 162. Second, in its defense to the plaintiffs'
ADA claim, the defendant pointed to a specific OSHA regulation that prohibited employees who
wear tight-fitting face pieces to have facial hair between the sealing surface of the face and
facepiece. See id. at 166. The court found that this regulation was unambiguous and clearly
applied to the plaintiff firefighters in that action. See id.
Here, Defendant did not identify any specific OSHA regulation at issue, nor did Defendant

present any data or evidence regarding the conditions of the daily operations at the wastewater
plant that would necessitate the adherence to said regulation. Although "[i]t may be a defense to a
charge of discrimination under this part that a challenged action is required or necessitated by
another Federal law or regulation," see 29 C.F.R. § 1630.15(e), Defendant erroneously presumes
that there is enough information contained in the pleadings for this Court to conclusively
determine that defense on a motion to dismiss. While Defendant may ultimately prove and
persuade the Court as to this potential defense, the information is insufficient and not properly
considered on a motion to dismiss, since it is outside the pleadings and not information of which
the Court can take judicial notice. Accordingly, making all reasonable inferences in Plaintiff's
favor, as it must, the Court concludes that Plaintiff plausibly alleges that the ability to wear a

respirator was not an essential function of his position as a WWTPO, and thus he was qualified
for his job with a reasonable accommodation at the time of his involuntary leave, and subsequent
termination. See ATSI Commc'ns, Inc., 493 F.3d at 98 (citation omitted).
Based on the foregoing, the Court denies Defendant's motion to dismiss as to Plaintiff's
disability discrimination claim.
F. Failure to Accommodate Claim
"An employer may . . . [also] violate the ADA by failing to provide a reasonable
accommodation" for an employee's disability. Dominelli v. N. Country Acad., No. 1:16-CV-203,
2016 WL 6833992, *2 (N.D.N.Y. Nov. 18, 2016) (quoting McMillan, 711 F.3d at 125). To state
a claim under the failure to accommodate framework, a plaintiff must show that "(1) [p]laintiff is
a person with a disability under the meaning of the ADA; (2) an employer covered by the statute
had notice of [his] disability; (3) with reasonable accommodation, plaintiff could perform the
essential functions of the job at issue; and (4) the employer has refused to make such

accommodations." Harvin v. Manhattan and Bronx Surface Transit Operating Auth., 767 Fed.
Appx. 123, 126 (2d Cir. 2019) (quoting McBride, 583 F.3d at 96-97).
"Reasonable accommodations may include adjustments to work schedules or other job
restructuring." McMillan, 711 F.3d at 127 (citing 45 C.F.R. § 84.12(b) (2005)). However, "an
accommodation is reasonable only if its costs are not clearly disproportionate to the benefits that
it will produce." Borkowski v. Valley Cent. Sch. Dist., 63 F.3d 131, 138 (2d Cir. 1995) (citing
Vande Zande v. Wis. Dep't of Admin., 44 F.3d 538, 542 (7th Cir. 1995)). Furthermore, "[t]he
accommodation must allow the employee to perform the essential functions of [his] job at the
same level as the rest of the workforce." Fowler v. Kohl's Dep't Stores, Inc., No. 1:07-CV-1197,
2009 WL 2155481, *5 (N.D.N.Y. July 16, 2009) (citing Borkowski, 63 F.3d at 138 n.3).

In the present matter, Plaintiff has plausibly alleged a prima facie failure to accommodate
claim under the ADA. Defendant does not appear to contest elements one or two of Plaintiff's
failure to accommodate claim. Defendant contends that the accommodation that Plaintiff seeks is
unreasonable as it would require the removal of an essential function of Plaintiff's position. See
Dkt. No. 31-9 at 14. As discussed in the discriminatory discharge analysis directly above, the
Court has already found that Plaintiff plausibly alleged facts sufficient to challenge Defendant's
assertion that the ability to wear a respirator is an essential function of the WWTPO position.
Construed in Plaintiff's favor, an accommodation to be excused of respirator-related duties could
be reasonable if the need to be able to wear a respirator is not an essential function of a WWTPO.
Both the essential function inquiry and the reasonableness of Plaintiff's proposed accommodation
are issues which cannot presently be resolved without further discovery.
Based on the foregoing, the Court denies Defendant's motion to dismiss as to Plaintiff's
failure to accommodate cause of action.

G. Retaliation Claim
The ADA also prohibits employment "discriminat[ion] against any individual because
such individual has opposed any act or practice made unlawful by this chapter or because such
individual made a charge, testified, assisted, or participated in any manner in an investigation,
proceeding, or hearing under this chapter." 42 U.S.C. § 12203(a). ADA retaliation claims are
also analyzed under the McDonnell Douglas burden-shifting framework. See Wagner v. Cty. of
Nassau, No. 11-CV-1613, 2014 WL 3489747, *8 (E.D.N.Y. July 11, 2014). Accordingly, "the
[c]ourt asks only whether a plaintiff has pled a prima facie case, not whether a plaintiff has
established that case." Laface, 349 F. Supp. 3d at 145 (quoting Figueroa, 89 F. Supp. 3d at 489).
A prima facie case for retaliation under the ADA requires that a plaintiff show that "'(1)

[he] engaged in protected activity; (2) the employer was aware of that activity; (3) the employee
suffered a materially adverse [employment] action; and (4) there was a causal connection between
the protected activity and that adverse action.'" Kelly v. Howard I. Shapiro & Assocs. Consulting
Eng'rs, P.C., 716 F.3d 10, 14 (2d Cir. 2013) (quoting Lore v. City of Syracuse, 670 F.3d 127, 157
(2d Cir. 2012)).
"The ADA is not, however, a catchall statute creating a cause of action for any workplace
retaliation, but protects individuals only from retaliation for engaging in, or aiding another who
engages in, activity covered by the ADA." Rorrer v. City of Stow, 743 F.3d 1025, 1046 (6th Cir.
2014) (citing 42 U.S.C. § 12203(a)). "The ADA's retaliation provision only prohibits retaliation
against a person because the person 'opposed any act or practice made unlawful by this chapter' or
'made a charge, testified, assisted or participated in any manner in an investigation, proceeding, or
hearing under this chapter.'" Reynolds v. Am. Nat'l Red Cross, 701 F.3d 143, 154 (4th Cir. 2012)
(holding that "a workers' compensation claim is not something that is covered by the ADA")

(emphases in original); see also Skinner v. City of Amsterdam, 824 F. Supp. 2d 317, 332
(N.D.N.Y. 2010) (holding that "filing a complaint with the DOT is not protected participation
under the ADA").
In the present matter, Plaintiff's complaint fails to set forth a plausible claim for retaliation
under the ADA. In his complaint, Plaintiff alleges that he was placed on involuntary medical
leave and terminated from his job because of his disability. See Dkt. No. 10 at 6. He makes no
claim that these adverse employment actions were the result of his participation in protected
actions under the ADA, and the complaint provides no additional facts in support of his retaliation
claim. Although temporal proximity between filing a claim with the EEOC and an adverse
employment action can often support an inference of retaliation, no such inference can be drawn

from the complaint in the present matter. Plaintiff filed his first claim with the EEOC on March
1, 2019, see Dkt. No. 31-2 at 3, and his second claim on December 28, 2020, see Dkt. No. 31-5 at
2. Plaintiff was not notified of his official termination pursuant to CSL § 73 until August 10,
2021, which was not finalized until November 12, 2021, after Plaintiff engaged in a pre-
termination meeting with the mayor's office. See Dkt. No. 31-8. This was nearly a year after the
second DHR charge was filed. Courts have generally found that, when relying on temporal
proximity, the protected activity must be "very close" to the adverse employment action, "which
ordinarily means closer in time than a few months." Cortez v. Connecticut, Dep't of Transp., 606
F. Supp. 2d 246, 251 (D. Conn. 2009) (quoting Clark Cnty. Sch. Dist. v. Breeden, 532 U.S. 268,
273 (2001)); see also Chamberlin v. Principi, 247 Fed. Appx. 251, 254 (2d Cir. 2007) (holding
that temporal proximity was insufficient to support the plaintiff's retaliation claim where there
was a five-month interval between the plaintiff's complaint with the EEOC and the alleged
adverse employment action).

Having failed to plausibly allege a causal connection between any protected activity and
the adverse employment action, the Court grants Defendant's motion to dismiss as to Plaintiff's
ADA retaliation claim.1
IV. CONCLUSION
After carefully reviewing the entire record in this matter, the parties' submissions and the
applicable law, and for the reasons set forth herein, the Court hereby
ORDERS that Defendants' motion to dismiss is GRANTED in part and DENIED in
part; and the Court further

1 As to Defendant's Rule 8 contentions, the Court is unconvinced that Defendant seriously
struggled to discern the substance of Plaintiff's complaint. Defendant has been aware of, and
actively defending against, the allegations in Plaintiff's complaint since he first contested his CSL
§ 72 leave and was denied his request for reinstatement on March 19, 2020. Although Plaintiff's
accompanying documents to the complaint were voluminous and unconventional, given Plaintiff's
pro se status, the Court finds no reason to compel the Plaintiff to provide additional statements
w ith respect to the pleadings.
ORDERS that the Clerk of the Court shall serve a copy of this Memorandum-Decision
and Order on the parties in accordance with the Local Rules.
IT ISSO ORDERED.
Dated: November 1, 2022 J) di ye DP (Sper te,
Albany, New York Mae A. D’ Agostino 27
U.S. District Judge

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10315353. Public record. Not legal advice.