# Chingo Garcia v. Hatchet Works Corp.

> District Court, E.D. New York · May 22, 2024

URL: https://www.frixlaw.com/law-library/cases/10311824

## Case

- **Court:** District Court, E.D. New York
- **Decided:** May 22, 2024
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/10311824

## How later opinions describe it (automated extraction)

- recognizing that the legislative goal of § 241 to place “ultimate responsibility for safety practices at building construction jobs where such responsibility actually belongs, on the owner and general contractor”
- declining to extend automatic stay where defendant was “not absolutely entitled to indemnity” and claims were “[d]irect”
- discussing indemnification clause that operated “even though the subcontractor has not been negligent”
- finding that “[contractual] indemnification depends on the extent to which [indemnitor’s] negligence is determined to have contributed to the accident”

## Opinion text

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
------------------------------------------------x
ROLANDO CHINGO GARCIA,

Plaintiff,

-against- MEMORANDUM AND ORDER

HATCHET WORKS CORP., Case No. 1:22-CV-03222 (FB) (SJB)
JONATHAN D. SUSSMAN,
RITA BOWLES, and ABC CORP., a
fictitious name
intending to be that of an unknown
contractor,

Defendants.
------------------------------------------------x
HATCHET WORKS CORP.,

Third-Party Plaintiff,

-against-

GGR CONSTRUCTION CORP,

Third-Party Defendant.
------------------------------------------------x
Appearances:
For the Plaintiff: For the Defendant/Third-Party
HOLLY OSTROV RONAI Plaintiff Hatchet Works Corp.:
Ronai & Ronai, LLP JESSICA J. BEAUVAIS, ESQ.
34 Adee Street Perry, Van Etten, Rozanski &
Port Chester, NY 10573 Kutner, LLP
14 Wall Street, Suite 4D
For the Third-Party Defendant GGR New York, NY
Construction Corp:
Christina Falcone
16 Stockton Street
Tinton Falls, NJ 07724
For the Defendants Jonathan D.
Sussman & Rita Bowles:
SYDNEY ALEXIS FETTEN
Gordon Rees Scully Mansukhani
1 Battery Park Plaza
Ste 28th Floor
New York, NY 10004

BLOCK, Senior District Judge:
In this personal injury lawsuit premised on diversity jurisdiction, Plaintiff
Rolando Chingo Garcia (“Plaintiff”), Defendant/Third-Party Plaintiff Hatchet
Works Corporation (“Hatchet Works”), and Defendants Jonathan D. Sussman &
Rita Bowles (together, the “Owners”) have cross-moved for summary judgment.1
Separately, Third-Party Defendant GGR Corporation (“GGR” or the “Debtor”) has
filed for bankruptcy and Hatchet Works has asked the Court to extend the automatic
stay to the claims asserted against it. Plaintiff has also moved to sever Hatchet
Works’ Third-Party action against GGR.
For the following reasons, the motions are granted in part and denied in part,
and the Third-Party action by Hatchet Works against GGR is severed.

1 Since the matter is one of diversity, New York law applies. See, e.g., Klaxon Co.
v. Stentor Elec. Mfg. Co., 313 U.S. 487, 496-97 (1941).

2
I. BACKGROUND
The facts presented here, as well as those in the Discussion section, are taken
from the pleadings, the parties’ Rule 56.1 statements, and the supporting

documentation. The facts are undisputed unless otherwise noted.
Plaintiff was injured while working on a renovation at a single-family home
owned by Defendants Sussman & Bowles. The Owners hired Hatchet Works as

the general contractor in charge of the construction project. Hatchet Works hired
GGR to remove and install vinyl siding on the exterior of the home. And GGR
hired Plaintiff.

Plaintiff was performing this work at the time of his injury. He stated in his
deposition that he fell off a scaffolding platform that was erected four feet above a
sloped front porch roof on the exterior of the home, and twenty feet above the
ground. Pl.’s Ex. I at 63-65, 78, 85-87. Neither the scaffold nor the porch roof had

guardrails. Although GGR had safety harnesses with lifelines for its employees to
use, Plaintiff was not wearing his at the time of his fall. His boss at GGR —
Plaintiff’s brother, the owner of GGR, Gabriel Chingo Garcia — stated in his

deposition that using the safety harness in the area where Plaintiff was working
could present a “hazard” because the long lines could get tangled while Plaintiff
was going up and down the ladders. Hatchet Works Ex. L. at 116-18.

3
According to Plaintiff, he slipped off the scaffold and fell four feet onto the
sloped porch roof. He then slid off the sloped roof and fell another sixteen feet

onto the ground. One of Plaintiff’s co-workers testified that Plaintiff slipped while
he was on the sloped porch roof rather than the scaffolding. Hatchet Works Ex. N
at 29-30.

Plaintiff sued Hatchet Works and the Owners, raising claims for common
law negligence and violations of N.Y. Lab. Law §§ 200, 240(1), & 241(6). The
Owners crossclaimed against Hatchet Works for apportionment, common law
indemnification, and contractual indemnification. Hatchet Works impleaded GGR,

raising claims of contractual and common law indemnification, breach of contract
for failure to procure insurance, and contribution.
On March 25, 2024, GGR filed a Chapter 7 petition for bankruptcy, thereby

staying all proceedings against it pursuant to 11 U.S.C. § 362(a). On April 25,
2024, Hatchet Works submitted a letter-motion requesting that the Court extend
the automatic stay to halt the proceedings against it, asserting that any judgment
against it would be a judgment against GGR pursuant to Hatchet Works’

indemnification claims. The Court heard oral argument on Hatchet Works’ motion
on May 9, 2024.

4
II. THE AUTOMATIC STAY
a. Positions of the Parties
Hatchet Works argues that GGR’s contractual indemnification obligations

justify extending the automatic stay because any liability Hatchet Works incurs to
Plaintiff will be automatically applied against GGR. As its counsel stated during
oral argument, Hatchet Works is being held “vicariously liable because of the
negligence of the subcontractor.” Furthermore, trying Plaintiff’s claims against

Hatchet Works while GGR is in bankruptcy could produce inconsistent results, as
Hatchet Works will have to re-litigate GGR’s negligence.
In opposition, Plaintiff argues that extending the stay is unnecessary because

Plaintiff has direct causes of action against Hatchet Works that may be adjudicated
without implicating GGR. Moreover, the outcome of Hatchet Works’
indemnification claims is a “fact specific” determination, and cannot be reliably
ascertained while the indemnitor, GGR, is subject to the automatic stay.

Ultimately, Plaintiff argues, granting the stay will “delay this matter for years,” and
unfairly prejudice Plaintiff’s attempt to recover on his independent claims against
Hatchet Works.

5
b. General Principles
It is well-established that automatic stays under § 362(a) are limited to
debtors and do not automatically encompass non-bankrupt third-party plaintiffs,

such as Hatchet Works. See Teachers Ins. And Annuity Ass’n of Am. v. Butler, 803
F.2d 61, 65 (2d Cir. 1986). An automatic stay may be extended to claims against
non-debtors only “where a claim against [a] non-debtor will have an immediate

adverse economic consequence for the debtor’s estate.” Queenie, Ltd. v. Nygard
Int’l, 321 F.3d 282, 287 (2d Cir. 2003). This applies when non-debtors are
“entitled to absolute indemnity by the debtor on account of any judgment that

might result against them in the case.” See In re Durr Mech. Constr., Inc., 604
B.R. 131, 137 (Bankr. S.D.N.Y. 2019) (citing A.H. Robins v. Piccinin, 788 F.2d
994, 999 (4th Cir. 1986)).
Extending an automatic stay is appropriate in that circumstance “because a

judgment against the non-debtor will affect directly the debtor’s assets.” In re N.
Star Contracting Corp., 125 B.R. 368, 371 (S.D.N.Y. 1991); see also In re Durr,
604 B.R. at 137 (extending stay where debtor had “absolute obligation to

indemnify [non-debtor] for its losses should it lose and its legal expenses”).
However, courts have cautioned that extending an automatic stay to non-debtors
should be done only in a “narrow” set of circumstances. Mardice v. Ebony Media
Operations, LLC, No. 19-CV-8910 (VSB), 2021 WL 146358, at *3-4 (S.D.N.Y.

6
Jan. 15, 2021). Moreover, “[t]he movant bears the burden of demonstrating the
need for [extending the automatic stay].” Le Metier Beauty Inv. Partners LLC v.

Metier Tribeca, LLC, No. 13 CIV. 4650 JFK, 2014 WL 4783008, at *3 (S.D.N.Y.
Sept. 25, 2014) (citing LaSala v. Needham & Co., Inc., 399 F.Supp.2d 421, 427
(S.D.N.Y. 2005)).

c. Application
Here, Hatchet Works has not met its burden. Extending the automatic stay
to Hatchet Works in not warranted because GGR’s contractual indemnification
obligation is limited to Plaintiff’s injuries “caused in whole or in part by negligent

acts or omissions of the Subcontractor.” Hatchet Works’ Ex. P at 2. Therefore, in
contrast to the authorities that Hatchet Works relies on, it is not entitled to
“absolute” indemnification. See Robert Plan Corp. v. Liberty Mut. Ins. Co., No.
09-08027, 2010 WL 1193151, at *3 (E.D.N.Y. Mar. 23, 2010) (sufficient

indemnification obligation where debtor had “preemptively” informed court that it
would indemnify non-debtors); In re N. Star Contracting Corp., 125 B.R. 368, 371
(S.D.N.Y. 1991) (staying lawsuit against president of debtor, based on actions he

took on behalf of the debtor, because debtor’s indemnification obligations covered
actions taken by its officers on its behalf).
Instead, to obtain indemnification Hatchet Works will have to prove both
that GGR was negligent and that GGR’s negligence caused Plaintiff’s injuries.

7
Compare Hernandez v. Argo Corp., 945 N.Y.S.2d 662, 664 (1st Dep’t 2012)
(finding that “[contractual] indemnification depends on the extent to which

[indemnitor’s] negligence is determined to have contributed to the accident”), with
Brown v. Two Exch. Plaza, 76 N.Y.2d 172, 178 (N.Y. 1990) (discussing
indemnification clause that operated “even though the subcontractor has not been

negligent”). As a practical matter, the underlying facts of that legal determination
may be flushed out in this lawsuit. But the issue itself — GGR’s negligence —
cannot be reached, as a matter of law, because it is not a prerequisite, as will be
seen, infra, to the claims that have survived the automatic stay. See Brown, 76

N.Y.2d at 179 (“A violation of [§ 240(1)] is not the equivalent of negligence and
does not give rise to an inference of negligence.”); Ross v. Curtis-Palmer Hydro-
Elec. Co., 81 N.Y.2d 494, 502 n.4 (N.Y. 1993) (violating “§ 241(6) is merely some

evidence of negligence”).
Thus, courts have found that extending an automatic stay is not appropriate
where a non-debtor’s liability is based “upon his own breach of duty.” See
Variable-Parameter Fixture v. Morpheus, 945 F. Supp. 603, 608 (S.D.N.Y. 1996)

see also Mardice, 2021 WL 146358, at *3 (declining to extend automatic stay
where plaintiff sought to “hold each of the individual [d]efendants directly liable”
(citing In re Metal Center, Inc., 31 B.R. 458, 462 (Bankr. D. Conn. 1983))). Here,

8
Plaintiff has brought a direct negligence claim against Hatchet Works based on its
own conduct, as well as claims for statutory liability predicated upon Hatchet

Works’ nondelegable duties to provide adequate safety devices and comply with
applicable safety rules. As such, it is on the hook for its own alleged breaches of
duty, not GGR’s.

In conclusion, the Court believes that both the apparent lack of an “absolute”
indemnification obligation and the independent nature of Plaintiff’s claims against
Hatchet Works counsel against an extension of the automatic stay. See CAE Indus.
Ltd. v. Aerospace Holdings Co., 116 B.R. 31, 33 (Bankr. S.D.N.Y. 1990)

(declining to extend automatic stay where defendant was “not absolutely entitled to
indemnity” and claims were “[d]irect”). Accordingly, Hatchet Works’ motion is
denied.2

III. PLAINTIFF’S MOTION TO SEVER
Federal Rule of Civil Procedure 21 grants this Court discretion to sever “any
claim against a party.” Fed. R. Civ. P. 21. Severed claims become “entirely

2 Although Hatchet Works has also raised a claim against GGR for common law
indemnification, there is no allegation in the record that Plaintiff suffered a “grave”
injury, as is required by statute. Blackburn v. Wysong & Miles Co., 783 N.Y.S.2d
609, 610 (2d Dep’t 2004). Thus, there can be no automatic liability against GGR
on this ground either.

9
independent actions, and judgment entered thereon, independent.” Oram v.
SoulCycle LLC, 979 F. Supp. 2d 498, 502 (S.D.N.Y. 2013). “The decision whether

to grant a severance motion is committed to the sound discretion of the trial court.”
State of N.Y. v. Hendrickson Bros., Inc., 840 F.2d 1065, 1082 (2d Cir. 1988).
Courts in this Circuit typically consider the following factors in determining if

severance is appropriate: (1) whether the claims arise out of the same transaction or
occurrence; (2) whether the claims present some common questions of law or fact;
(3) whether settlement of the claims or judicial economy would be facilitated; (4)
whether prejudice would be avoided if severance were granted; and (5) whether

different witnesses and documentary proof are required for the separate claims.
Oram, 979 F. Supp. 2d at 502.
Having determined that the automatic stay does not extend beyond the third-

party action, logic dictates severance of the claims against GGR. See E.I. Du Pont
De Nemours & Co. v. Fine Arts Reprod. Co., No. 93 CIV. 2462 (KMW), 1995 WL
312505, at *5 (S.D.N.Y. May 22, 1995) (severing claims against non-bankrupt co-
defendant because he was not entitled to extension of automatic stay); see also

Erausquin v. Notz, Stucki Mgmt. (Bermuda) Ltd., 806 F. Supp. 2d 712, 722
(S.D.N.Y. 2011) (recognizing propriety of severance “to avoid delay due to
automatic bankruptcy stay” (citing Cashman v. Montefiore Med. Ctr., 191 B.R.

10
558, 563 (S.D.N.Y.1996))). Judicial economy is facilitated by permitting Plaintiff
to proceed on his direct claims against Hatchet Works, see Cofane Assocs., LLC v.

Long Island City Devs. Grp., LLC, No. 21-CV-7162 (JS) (ST), 2022 WL 4813060,
at *8 (E.D.N.Y. Aug. 29, 2022) (finding that “[j]udicial economy is certainly
facilitated by allowing” claim to proceed rather than waiting for bankruptcy stay to

be lifted), and granting severance avoids the undue prejudice of compelling
Plaintiff to seek a partial judgment or face other related obstacles.3 Satisfaction of
these two factors alone suffices to justify severance. See Ricciuti v. New York City
Tr. Auth., 796 F. Supp. 84, 86 (S.D.N.Y. 1992).

Accordingly, Plaintiff’s motion to sever Hatchet Work’s third-party action
against GGR is granted; that action will be held in abeyance pending resolution of
the bankruptcy proceeding. Plaintiff’s claims against Hatchet Works — to the

extent they survive summary judgment, as discussed infra — shall proceed.

3 In opposing severance, Hatchet Works argues that Plaintiff could only suffer
minimal prejudice if severance were denied, because Hatchet Works or GGR could
move the bankruptcy court to lift the automatic stay and permit a single trial with
damages up to the $1 million insurance policy limit required by GGR’s
subcontract. But Hatchet Works’ argument is undermined by its pending breach of
contract claim against GGR for failure to procure the required insurance coverage.
Whatever the extent of GGR’s alleged insurance policy, the Court declines to hold
GGR’s alleged breach of contract against the Plaintiff or recognize it as a limit on
Plaintiff’s independent right of recovery against Hatchet Works. Particularly
where, as here, the Court has found that Hatchet Works is not entitled to an
extension of the automatic stay as a matter of law.

11
IV. SUMMARY JUDGMENT
a. Legal Standard
Summary judgement is appropriate only if the pleadings, the discovery

materials on file, and any affidavits show “that there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law.” Fed.
R. Civ. P. 56(a). On a motion for summary judgment, the court must “resolv[e] all
ambiguities and draw[] all permissible factual inferences in favor of the party

against whom summary judgment is sought.” Sloley v. VanBramer, 945 F.3d 30,
36 (2d Cir. 2019) (citing Burg v. Gosselin, 591 F.3d 95, 97 (2d Cir. 2010)).
b. New York Labor Law § 200
Hatchet Works and the Owners have both moved for summary judgment to

dismiss Plaintiff’s claims for common law negligence and violation of § 200. Both
motions are granted.
New York Labor Law § 200 is a codification of the common-law duty of

property owners and general contractors to provide workers with a reasonably safe
place to work. Ross, 81 N.Y.2d at 505. Accordingly, liability under the statute is
governed by common-law negligence principles. Chowdhury v. Rodriguez, 867
N.Y.S.2d 123, 128 (2d Dep’t 2008). Thus, Plaintiff’s claims for statutory

negligence and common law negligence are analyzed together. See Comes v. New
York State Elec. & Gas Corp., 592 N.Y.S.2d 478, 479 (3rd Dep’t). Here, the

12
parties agree that Plaintiff’s injury involves the manner of work performed, and so
liability may attach only if the owner or general contractor exercised some

supervisory control over Plaintiff’s work. Ross, 81 N.Y.2d at 505.
Plaintiff argues that summary judgment is not warranted because the
appropriate test under New York law is whether Hatchet Works or the Owners had

the authority to direct Plaintiff’s work. But as this Court has previously
recognized:
[E]vidence of exercise of direct supervisory control over the manner
in which the activity alleged to have caused the injury was performed,
rather than mere possession of contractual authority, is necessary to
trigger Section 200 liability.
Gonzalez v. Gotham Org. Inc., No. 16-CV-607 (FB) (ST), 2023 WL 6214544, at
*3 (E.D.N.Y. Sept. 25, 2023) (cleaned up & emphasis in original) (collecting
cases). As the New York Court of Appeals has explained, this rule is an outgrowth
of the basic common-law principle that “an owner or general contractor [sh]ould
not be held responsible for the negligent acts of others over whom [the owner or

general contractor] had no direction or control.” Ross, 81 N.Y.2d at 505 (citation
omitted).
The cases Plaintiff relies on do not warrant a different rule because at bottom
they recognize the same proposition — i.e., that “mere general supervisory

authority at a worksite for the purpose of overseeing the progress of the work and

13
inspecting the work product is insufficient to impose liability under Labor Law
§ 200.” Ortega v. Puccia, 866 N.Y.S.2d 323, 330 (2d Dep’t 2008).

The only evidence of control proffered by Plaintiff is the contract between
Hatchet Works and the Owners, which established that Hatchet Works:
Shall supervise and direct the Work using [its] best skill and attention
. . . and shall be solely responsible for and have control over
construction means, methods, techniques, sequences, and procedures,
and for coordinating all portions of the Work.
Ex. O. at 6. But from this, the Court can only find a right “to generally supervise
the work.” Robinson v. Cnty. of Nassau, 923 N.Y.S.2d 135, 137 (2d Dep’t 2011);
see also Ross, 81 N.Y.2d at 506 (insufficient to find § 200 liability where general
contractor undertook to “supervise” the construction work). The remainder of the
record is devoid of any evidence that anyone from Hatchet Works, or either of the

Owners, actually supervised Plaintiff in the course of his work. Accordingly,
Hatchet Works’ and the Owners motions for summary judgment on Plaintiff’s
claims under § 200 and common law negligence are both granted, and the claims

are dismissed.
c. Homeowner’s Exemption
The Owners have moved to dismiss Plaintiff’s claims for statutory liability
against them pursuant to the homeowner’s exemption. See, e.g., Chowdhury, 867

N.Y.S.2d at 127 (“Labor Law § 240(1) and § 241(6) contain identical language

14
exempting from the statutes ‘owners of one and two-family dwellings who contract
for but do not direct or control the work.’”). Plaintiff argues that the Owners

waived this defense by not raising it in their Answer and are thereby precluded
from asserting it for the first time in their summary judgment papers.
Neither party disputes that the homeowner exemption is an affirmative

defense that must be pleaded under Federal Rule of Civil Procedure 8(c).
Nonetheless, a failure to plead an affirmative defense does not necessarily result in
waiver. Rose v. AmSouth Bank of Fla., 391 F.3d 63, 65 (2d Cir. 2004). The
Second Circuit has permitted district courts to entertain previously unpled

affirmative defenses at the summary judgment stage “in the absence of undue
prejudice to the plaintiff, bad faith or dilatory motive on the part of the defendant,
futility, or undue delay of the proceedings.” Id.

Here, the Court declines to find that the Owners have waived the
homeowner exemption defense for several reasons. First, counsel for the Owners
asserts that she raised the exemption during her first phone call with Plaintiff’s
counsel, and in every subsequent conference in this case, whether with the parties

or the Court. The Owners’ pre-motion letter submitted in advance of the parties’
summary judgment briefing also laid out their intention to rely on the defense in
their briefing. Thus, there can be no prejudice or any evidence of bad faith that

15
would warrant precluding the assertion of this affirmative defense.
Second, the homeowner exemption arises from the plain text of both

underlying statutes. Chowdhury, 867 N.Y.S.2d at 127. In the context of a Rule
8(c) requirement, which is fundamentally a notice provision, Plaintiff cannot
credibly claim surprise that its lawsuit against homeowners would require litigating

the statutory exception that excludes that very class of party.
Last, the defense reflects the New York Legislature’s express intent of
baking in a safety valve to “shield homeowners from the harsh consequences of
strict liability under the provisions of the Labor Law.” Bartoo v. Buell, 87 N.Y.2d

362, 367 (N.Y. 1996). Residential homeowners’ relative lack of sophistication
justifies a carveout from the typical construction owners who are more likely to
deal with these kinds of claims as a component of their everyday business. Barring

homeowners from proffering this protection based upon a procedural technicality
confounds the Legislature’s goal, without rhyme or reason.
Turning to the merits, the exemption applies here because there is no dispute
that the Owners used the residence as a one- or two-family dwelling and did not

direct or control Plaintiff’s work. Accordingly, Plaintiff’s claims under §§ 240(1)
and 241(6) against the Owners are dismissed.
d. New York Labor Law § 240(1)
Turning to the claims against Hatchet Works under New York Labor Law

16
§ 240(1), that statute imposes a nondelegable duty upon owners and general
contractors and their agents to provide safety devices necessary to protect workers

from risks inherent in elevated work sites. Von Hegel v. Brixmor Sunshine Square,
LLC, 115 N.Y.S.3d 712, 713 (2d Dep’t 2020). To prevail on a cause of action
alleging a violation of § 240(1), a plaintiff must prove that the defendant violated

the statute and that such violation was a proximate cause of his or her injuries. See
Blake v. Neighborhood Hous. Servs. of N.Y. City, 1 N.Y.3d 280, 287 (N.Y. 2003).
Plaintiff argues that he is entitled to summary judgment because his
supervisor conceded that the safety harness available to Plaintiff could be a hazard

in his working area as he went up and down ladders. But “the issue of whether a
particular safety device provided proper protection is generally a question of fact
for the jury.” Alava v. City of New York, 668 N.Y.S.2d 624, 625 (2d Dep’t 1998).

And reserving this issue for the jury is appropriate here because there are
conflicting accounts of where Plaintiff was when he fell, raising factual questions
about the adequacy of the safety harness. In addition, Plaintiff’s co-worker stated
that he knew about the safety harnesses and used them on the site when he thought

it was necessary. Hatchet Works Ex. N at 24. Drawing all reasonable inferences
in favor of Hatchet Works, this admission further indicates that the safety harness
may have been adequate for the work Plaintiff had been performing. Therefore,

17
Plaintiff is not entitled to summary judgment.
e. New York Labor Law § 241(6)
Last, Plaintiff moves for summary judgment on his § 241(6) claim against

Hatchet Works, which requires owners and contractors to “provide reasonable and
adequate protection and safety” for workers and to comply with the specific safety
rules and regulations promulgated by the Commissioner of the Department of

Labor. Ross, 81 N.Y.2d at 501-02. The duty imposed by § 241(6) is
nondelegable; therefore, a plaintiff does not need to show that a general contractor
exercised supervision or control over its worksite to establish liability. See Rizzuto

v. L.A. Wenger Contracting Co., 91 N.Y.2d 343, 348-49 (N.Y. 1998) (recognizing
that the legislative goal of § 241 to place “ultimate responsibility for safety
practices at building construction jobs where such responsibility actually belongs,
on the owner and general contractor”) (emphasis omitted).

To establish liability under § 241(6), a plaintiff must plead and prove the
violation of an applicable Industrial Code regulation. Buckley v. Columbia
Grammar & Preparatory, 841 N.Y.S.2d 249, 256 (1st Dep’t 2007) (citing Ross, 81

N.Y.2d at 502). The applicable Industrial Code regulation must constitute a
specific, positive command, and not one that merely reiterates the common law
standard of negligence. Id. The regulation must also be applicable to the facts,
and its violation must be the proximate cause of a plaintiff’s injury. Id. Here,

18
Plaintiff invokes alternative industrial code violations, but is not entitled to
summary judgment under either.

First, Plaintiff invokes Section 23-5.1(j)(1), which states that “all scaffold
platforms . . . shall be provided with safety railings constructed and installed in
compliance with this Rule.” Plaintiff argues that he is entitled to summary

judgment for a violation of this rule because it is undisputed that the scaffolding
platform he allegedly fell from did not have safety railings. But summary
judgment is precluded by Plaintiff’s co-worker’s testimony that Plaintiff fell from
the sloped porch roof, rather than the scaffolding.

Recognizing this, Plaintiff hedges by also invoking Section 23-1.24(a)(1) of
the Industrial Code, which creates a duty to use roofing brackets on sloped roofs.
Plaintiff argues that his co-worker’s testimony that Plaintiff’s feet were directly on

the sloped roof at the time of his fall means that roofing brackets were not present.
But the Court may not draw such an inference against the non-movant in a
summary judgment posture. That Plaintiff was standing on a sloped part of the
roof, alone, does not show that the brackets were not present. Accordingly,

Plaintiff’s motion for summary judgment against Hatchet Works on these claims is
denied.
V. CONCLUSION

19
For the foregoing reasons, Hatchet Works’ motion to extend the automatic
stay to claims raised against it is denied. Plaintiff’s motion to sever Hatchet

Works’ third-party action is granted. Accordingly, it will be held in abeyance
pursuant to § 362, pending direction from the bankruptcy court.
The Owners’ motion for summary judgment is granted; accordingly, all

claims against the Owners are dismissed. Hatchet Works’ motion for summary
judgment on Plaintiff’s claims against it for common law negligence and violation
of § 200 is granted; accordingly, those claims are also dismissed. Plaintiff’s
motions for summary judgment on its claims under §§ 240(1) and 241(6) are both

denied.
Trial shall be held on Plaintiff’s §§ 240(1) and 241(6) claims against Hatchet
Works to determine whether he was provided an adequate safety device, and

whether the area of the construction site had been compliant with the applicable
Industrial Code regulations.
VI. CODA
The Court is aware of the somewhat paradoxical circumstances facing

Hatchet Works. Depending on the outcome of the incipient trial, it may or may not
have indemnification rights it would want to assert against its subcontractor, which
potentially could result in litigation before the bankruptcy court entailing the same
issues which will now be tried before the Court. In the interim, it will be liable to

20
Plaintiff for any damages which may emanate from this litigation. It would be
relegated therefore to the status of a creditor in the bankruptcy proceeding should it

wish to pursue indemnification against its subcontractor. But the problem that
Hatchet Works faces is of its own doing. It chose the subcontractor and could have
ensured that it was a responsible one. The Plaintiff should not be penalized for

Hatchet Works’ failing and be thrust into the imponderables of the bankruptcy
proceedings.

SO ORDERED.

_/S/ Frederic Block__________
FREDERIC BLOCK
Senior United States District Judge
Brooklyn, New York
May 22, 2024

21

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10311824. Public record. Not legal advice.
