# Jean-Baptiste v. Montway LLC

> District Court, E.D. New York · October 19, 2022

URL: https://www.frixlaw.com/law-library/cases/10308776

## Case

- **Court:** District Court, E.D. New York
- **Decided:** October 19, 2022
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
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HAROLD JEAN-BAPTISTE,

Plaintiff,
MEMORANDUM & ORDER
-against- 22-CV-5579 (PKC) (LB)

MONTWAY LLC and DIRECT MOTOR LINES, INC.,

Defendants.
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PAMELA K. CHEN, United States District Judge:

Plaintiff Harold Jean-Baptiste brings this pro se action invoking federal question
jurisdiction under 28 U.S.C. § 1331.1 Plaintiff has paid the required filing fee. For the reasons
discussed below, the Amended Complaint is dismissed for lack of subject matter jurisdiction.2
BACKGROUND
Plaintiff Harold Jean-Baptiste, a citizen of New York, brings this pro se action against
Defendants Montway LLC and Direct Motor Lines, Inc., both located in Illinois, asserting that
Defendants were negligent and violated state and federal criminal statutes, including Title VII of
the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. §§ 2000e, et seq., and Sections 1983, 1985,
and 1986 of Title 42. Plaintiff alleges that Defendants altered the vehicle identification number,
or VIN, on his 2004 Land Rover while shipping the vehicle from Florida to his home in Queens,
New York, in order to get Plaintiff arrested. (Amended Complaint at Dkt. 2, 9). Plaintiff seeks
$17,000 in compensatory damages and $50,000,000 in punitive damages. (Id. at 11.)

1 This action was transferred to this district from the United States District Court for the
Southern District of New York. Plaintiff thereafter sua sponte filed an amended complaint.

2 Because the Court dismisses this case for lack of subject matter jurisdiction, it denies as
moot Defendants’ request for a pre-motion conference (Dkts. 16 and 20), as well as Plaintiff’s
request for ECF access (Dkt. 9).
STANDARD OF REVIEW
At the pleadings stage of the proceeding, the Court must assume the truth of “all well-
pleaded, nonconclusory factual allegations” in the complaint. Kiobel v. Royal Dutch Petroleum
Co., 621 F.3d 111, 123 (2d Cir. 2010) (citing Ashcroft v. Iqbal, 556 U.S. 662 (2009)). A complaint

must plead sufficient facts to “state a claim to relief that is plausible on its face.” Bell Atl. Corp.
v. Twombly, 550 U.S. 544, 570 (2007). It is axiomatic that pro se complaints are held to less
stringent standards than pleadings drafted by attorneys and the Court is required to read the
plaintiff’s pro se complaint liberally and interpret it as raising the strongest arguments it suggests.
Erickson v. Pardus, 551 U.S. 89 (2007); Hughes v. Rowe, 449 U.S. 5, 9 (1980); Sealed Plaintiff v.
Sealed Defendant #1, 537 F.3d 185, 191–93 (2d Cir. 2008).
Regardless of whether a plaintiff has paid the filing fee, a district court has the inherent
power to dismiss a case, sua sponte, if it determines that the action is frivolous or the court lacks

jurisdiction over the matter. Fitzgerald v. First East Seventh Street Tenants Corp., 221 F.3d 362,
363–364 (2d Cir. 2000). Lack of subject matter jurisdiction cannot be waived and may be raised
at any time by a party or by the court sua sponte. See Henderson ex rel. Henderson v. Shinseki,
562 U.S. 428, 434 (2011) (“[F]ederal courts have an independent obligation to ensure that they do
not exceed the scope of their jurisdiction, and therefore they must raise and decide jurisdictional
questions that the parties either overlook or elect not to press.”). If a court lacks subject matter
jurisdiction, it must dismiss the action. Fed. R. Civ. P. 12(h)(3); Arbaugh v. Y & H Corp., 546
U.S. 500, 514 (2006); Durant, Nichols, Houston, Hodgson & Cortese–Costa, P.C. v. Dupont, 565

F.3d 56, 62–63 (2d Cir. 2009).
DISCUSSION
Federal courts are courts of limited jurisdiction and may not hear cases if they lack subject
matter jurisdiction over the issues presented. Lyndonville Sav. Bank & Tr. Co. v. Lussier, 211 F.3d
697, 700–01 (2d Cir. 2000). “In 28 U.S.C. §§ 1331 and 1332(a), Congress granted federal courts
jurisdiction over two general types of cases: cases that ‘aris[e] under’ federal law, § 1331, and

cases in which the amount in controversy exceeds $75,000 and there is diversity of citizenship
among the parties, § 1332(a).” Home Depot U.S.A., Inc. v. Jackson, 139 S. Ct. 1743, 1746 (2019).
The plaintiff bears the burden of establishing either type of subject matter jurisdiction. Makarova
v. United States, 201 F.3d 110, 113 (2d Cir. 2000). Federal question jurisdiction exists where a
plaintiff’s cause of action is based on a violation of federal law or where “the well-pleaded
complaint necessarily depends on resolution of a substantial question of federal law.” Bracey v.
Bd. of Educ. of City of Bridgeport, 368 F.3d 108, 113 (2d Cir. 2004) (internal quotation marks
omitted).
I. Plaintiff’s Title VII Claim
Plaintiff brings this action pursuant to, inter alia, Title VII, which provides that “[i]t shall

be an unlawful employment practice for an employer to fail or refuse to hire or to discharge any
individual, or otherwise to discriminate against any individual with respect to his compensation,
terms, conditions, or privileges of employment, because of such individual’s race, color, religion,
sex, or national origin.” 42 U.S.C. § 2000e–2(a). Plaintiff’s purported Title VII claim clearly fails
as he does not have an employment relationship with Defendants.
II. Plaintiff’s Section 1983, 1985 and 1986 Claims
A. Section 1983
To the extent Plaintiff seeks to assert federal question jurisdiction pursuant to 42 U.S.C. §
1983, his claim also fails because under Section 1983, individuals may only bring a cause of action
against persons “acting under color of state law” to recover money damages for deprivations of

their federal or constitutional rights. Matusick v. Erie Cnty. Water Auth., 757 F.3d 31, 55 (2d Cir.
2014) (quoting 42 U.S.C. § 1983). To establish a viable Section 1983 claim, Plaintiff must show
“the violation of a right secured by the Constitution and laws of the United States” and that “the
alleged deprivation was committed by a person acting under color of state law.” Vega v.
Hempstead Union Free Sch. Dist., 801 F.3d 72, 87–88 (2d Cir. 2015) (citations and internal
quotation marks omitted). Plaintiff does not set forth any facts to suggest that Defendants are
state actors or acted in concert with any state actor.
B. Sections 1985 and 1986
Plaintiff also does not sufficiently allege claims under 42 U.S.C. §§ 1985 and 1986. “[T]o

make out a violation of § 1985(3) . . . , the plaintiff must allege and prove four elements: (1) a
conspiracy; (2) for the purpose of depriving, either directly or indirectly, any person or class of
persons of the equal protection of the laws, or of equal privileges and immunities under the laws;
and (3) an act in furtherance of the conspiracy; (4) whereby a person is either injured in his person
or property or deprived of any right or privilege of a citizen of the United States.” United
Brotherhood of Carpenters & Joiners of Am., Loc. 610, AFL-CIO v. Scott, 103 S. Ct. 3352, 3356
(1983). A “conspiracy” requires, for purposes of Section 1985, “a plurality of actors committed
to a common goal.” Frooks v. Town of Cortlandt, 997 F. Supp. 438, 456 (S.D.N.Y. 1998), aff'd,
182 F.3d 899 (2d Cir. 1999). Plaintiff does not sufficiently allege a conspiracy between
Defendants and/or others to deprive Plaintiff of equal protection of the law. Likewise, Plaintiff
does not allege a claim under Section 1986, which proscribes knowingly failing to prevent a
Section 1985 conspiracy “which such person by reasonable diligence could have prevented,” and
explicitly requires an underlying conspiracy under Section 1985. See Brown v. City of Oneonta,
New York, 221 F.3d 329, 341 (2d Cir. 2000) (“[A] § 1986 claim must be predicated on a valid §

1985 claim.”).
III. Plaintiff’s Claims Under Federal and State Criminal Statutes
Plaintiff also seeks to assert federal question jurisdiction under state and federal criminal
statutes Title 18, United States Code, §§ 241 and 511, Code of Federal Regulations §§ 565.1 and
565.13, and New York Penal Law §§ 170.65, 170.70, and 170.71. However, private citizens such
as Plaintiff do not have a right to bring a criminal proceeding. See Leeke v. Timmerman, 454 U.S.
83, 85–86 (1981) (per curiam) (“a private citizen lacks a judicially cognizable interest in the
prosecution or nonprosecution of another”) (quoting Linda R.S. v. Richard D., 410 U.S. 614, 619
(1973)). See also El Bey v. Dogdig, No. 22-CV-0091, 2022 WL 784035, at *2 (S.D.N.Y. Mar. 15,

2022) (a plaintiff cannot initiate a criminal proceeding).
IV. Plaintiff’s Negligence Claim
To the extent Plaintiff is asserting a negligence claim against Defendants, that claim
“arise[s] under state law, and a federal court generally will not have original jurisdiction over [that
claim] unless complete diversity exists.” Urena v. Wolfson, No. 09-CV-1107, 2010 WL 5057208,
at *13 (E.D.N.Y. Dec. 6, 2010) (citation omitted). In addition, a party invoking diversity
jurisdiction “has the burden of proving that it appears to a ‘reasonable probability’ that the claim
is in excess of the statutory jurisdictional amount.” Chase Manhattan Bank, N.A. v. Am. Nat’l
Bank and Trust Co. of Chicago, 93 F.3d 1064, 1070 (2d Cir. 1996) (quoting Tongkook Am., Inc.
v. Shipton Sportswear Co., 14 F.3d 781, 784 (2d Cir. 1994)).
Here, Plaintiff fails to establish that this Court has diversity jurisdiction over this action for
two reasons. First, he does not allege any facts from which to infer complete diversity of the
parties. Second, Plaintiff alleges only that the value of his automobile is $17,000, which clearly

does not meet his burden to establish a “reasonable probability” that he can recover more than
$75,000 in this action to meet the statutory jurisdictional requirement. Although Plaintiff seeks
$50,000,000 in punitive damages, such a demand must be considered with heightened scrutiny and
does not automatically satisfy the amount-in-controversy requirement. See Nwanze v. Time, Inc.,
125 F. App’x 346, 349 (2d Cir. 2005) (“We will not allow a plaintiff to meet the amount-in-
controversy requirement by demanding $5,000,000 in punitive damages, when the only actual
damages that he claims are unavailable as a matter of law”); Zahn v. Int’l Paper Co., 469 F.2d
1033, 1033 n.1 (2d Cir. 1972) (“[I]n computing jurisdictional amount, a claim for punitive
damages is to be given closer scrutiny, and the trial judge accorded greater discretion, than a claim

for actual damages.”); Cohen v. Narragansett Bay Ins. Co., No. 14-CV-3623, 2014 WL 4701167,
at *3 n.4 (E.D.N.Y. Sept. 23, 2014) (“the Court is not obligated to accept, on face value, a claimed
amount of punitive damages, particularly where there would be no diversity without such
damages.” (citing Nwanze v. Time, Inc., 125 F. App’x 346 at 349)). Here, the Court finds that
Plaintiff’s $50 million punitive damages claim is not supported by the allegations in the Amended
Complaint, which are limited to an actual damage amount, even if recoverable, of $17,000, and
because there are no allegations that Plaintiff suffered any other injury as a result of the alleged
VIN alteration.
Therefore, the Court finds that it also lacks diversity jurisdiction over this matter and
Plaintiff’s state law claims are dismissed for lack of subject matter jurisdiction. Fed. R. Civ. P.
12(h)(3). Furthermore, the Court declines to exercise supplemental jurisdiction over any potential
state law claims. See Kolari v. N.Y. Presbyterian Hosp., 455 F.3d 118, 122 (2d Cir. 2006)
(“Subsection (c) of § 1367 confirms the discretionary nature of supplemental jurisdiction.”)

(internal quotations and citation omitted).
CONCLUSION
Accordingly, Plaintiff’s Amended Complaint is dismissed without prejudice for lack of
subject matter jurisdiction. See Fed. R. Civ. P. 12(h)(3). The Clerk of Court is directed to enter
judgment and close this case.
In light of its duty to liberally construe pro se complaints, the Court has considered whether
to grant Plaintiff leave to further amend his complaint but finds that amendment would be futile.
See Johnson v. Univ. of Rochester Med. Ctr., 642 F.3d 121, 124–25 (2d Cir. 2011). Although
Plaintiff paid the filing fee to bring the action, the Court certifies pursuant to 28 U.S.C. §

1915(a)(3) that any appeal would not be taken in good faith and therefore in forma pauperis status
is denied for purpose of an appeal. Coppedge v. United States, 269 U.S. 438, 444-45 (1962).

SO ORDERED.
/s/ Pamela K. Chen
PAMELA K. CHEN
United States District Judge
Brooklyn, New York
Dated: October 19, 2022

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10308776. Public record. Not legal advice.