# VIFOR (INTERNATIONAL) AG v. MYLAN LABORATORIES LTD.

> District Court, D. New Jersey · June 28, 2021

URL: https://www.frixlaw.com/law-library/cases/10270942

## Case

- **Court:** District Court, D. New Jersey
- **Decided:** June 28, 2021
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/10270942

## How later opinions describe it (automated extraction)

- finding a product claim limited to a particular process because the patentee had specifically restricted its claim to a method of manufacture in order to avoid rejection for obviousness
- rejecting proposed construction because it “would thus render portions of the patents superfluous”

## Opinion text

NOT FOR PUBLICATION*

UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY

VIFOR (INTERNATIONAL) AG and
AMERICAN REGENT, INC.,

Plaintiffs, Civil Action No. 19-13955 (FLW)

v. OPINION

MYLAN LABORATORIES LTD. and SANDOZ
INC.,

Defendants.

WOLFSON, Chief Judge:

In this claim construction Opinion, the Court construes disputed claim terms across two
families of United States Patents, which disclose specific formulations of ferric carboxymaltose,
an injectable iron carbohydrate complex, and methods of using those formulations to treat iron
deficiency anemia. After reviewing the parties’ briefings and exhibits, and holding a Markman
hearing, the Court construes the disputed claim terms in accordance with the intrinsic and extrinsic
evidence, as set forth herein.
I. BACKGROUND
Plaintiffs Vifor (International) AG (“Vifor”) and American Regent, Inc. (“American
Regent”) (collectively, “Plaintiffs”) brought the instant patent infringement suit against
Defendants Mylan Laboratories Ltd. (“Mylan”) and Sandoz Inc. (“Sandoz”) (collectively
“Defendants”).1 At issue in this claim construction dispute are five patents which share a common

1 This matter consisted of four separate cases, see 3:19-cv-13955; 3:19-cv-16305; 3:20-cv-
01647; 3:20-cv-01649, which were consolidated for all purposes, including discovery, case
specification: U.S. Patent Nos. 7,612,109 (“the ’109 patent”); 7,754,702 (“the ’702 patent”);
8,895,612 (“the ’612 patent”); 9,376,505 (“the ’505 patent”); and 10,519,252 (“the ’252 patent”)
(collectively, the “patents-in-suit”). (Pls. Opening Br. 1.) Plaintiffs are the assignees of the
patents-in-suit. (Mylan FAC at ¶¶ 19-23; Sandoz FAC at ¶ 27.) The patents-in-suit are listed in

the Food and Drug Administration’s (“FDA”) Orange Book for Injectafer (ferric carboxymaltose
injection), and they cover an iron replacement product suggested for the treatment of iron
deficiency anemia in adult patients. (Pls. Opening Br. 1.)
Specifically, iron deficiency anemia (“IDA”) is a condition that develops when body stores
of iron drop too low to support normal red blood cell production. (Id. at 2.) Prior to the invention
of Injectafer (ferric carboxymaltose), intravenous iron therapies for IDA had drawbacks for
patients and their healthcare providers because the early infusion products were associated with an
elevated risk of unfavorable consequences. Later infusion therapies were generally considered
safer, but typically required multiple administrations to deliver the necessary doses of iron. (Id.)
According to Plaintiffs, this changed, however, with the invention of ferric carboxymaltose, the

active ingredient in Injectafer, by Peter Geisser and his team of co-inventors, which is captured in
the ’109, ’505, and ’252 patents (“Geisser Family Patents”). Thereafter, Mary Jane Helenek and
her colleagues further discovered that ferric carboxymaltose can be administered to patients in a
higher dose and in a shorter amount of time than had been deemed advisable at the time.
Accordingly, the inventors of the ’612 and ’702 patents (“Helenek Family Patents”) discovered
the combination of properties that make the claimed methods of administration possible, to the
benefit of IDA patients.

management, and trial, into one action by Orders dated February 6, 2020 (ECF No. 34) and
February 24, 2020. (ECF No. 39).
The instant litigation arose because Defendants filed an Abbreviated New Drug
Application (“ANDA”) with the FDA to market generic versions of Injectafer. (See, e.g., Compl.)
In response, Plaintiffs filed the present infringement suit under the Hatch-Waxman Act. (Id.)
Plaintiffs allege that Defendants’ generic product has, or will, infringe certain composition and

process claims of the patents-in-suit. (Id.) Defendants, on the other hand, have asserted that the
patents-in-suit are not infringed, and in that regard, Defendants advanced invalidity theories for
each of the asserted claims.
Initially, the parties disputed seven claim terms contained within the patents-in-suit. Prior
to the Markman Hearing, however, the parties reached an agreement on one of those terms: “iron-
carbohydrate complex comprising the reaction product of,” and therefore, the Court will not
address that term in this Opinion. (See ECF No. 97.) The remaining six terms in dispute are divided
into two patent families: the Geisser Family Patents and the Helenek Family Patents. Under the
Geisser Family Patents, there are three terms in dispute: (1) “maltodextrin,” (2) “one maltodextrin”
/ “each individual maltodextrin,” and (3) “subject.”2 The first two disputed claims—those related

to maltodextrin—will be construed together, as they turn on the same evidence, and the parties
have so argued for purposes of the Markman Hearing. As for the Helenek Family Patents, there
are also three disputed terms: (1) “the iron carbohydrate complex has a substantially non-
immunogenic carbohydrate component,” (2) “the iron carbohydrate complex has […] substantially
no cross reactivity with antidextran antibodies,” and (3) “subject.” The following chart provides

2 On June 25, 2021, Plaintiffs advised the Court that they were “no longer asserting any
claims of U.S. Patent No. 10,519,252[, and therefore,] “the claim term ‘subject’ as used in the ‘252
patent no longer needs to be construed by the Court as part of the Court’s claim construction
decision.” (ECF No. 186.) Accordingly, the Court will only construe the “subject” term with
respect to the Helenek Family Patents.
a summary of the disputed claim terms, and the parties’ respective proposed construction for each
term:

Disputed Term Patents/Claims Plaintiffs’ Construction Defendants’ Construction
“maltodextrin” ’109 Patent, Claims “starch hydrolysate composed “saccharide(s) of variable
1-16, 19-21, 23-27 of a mixture of saccharides of length composed of chains of
variable length consisting of D-glucose units connected
’505 Patent, Claims chains of D-glucose units primarily by α-(1→4)
1-6, 8-24, 26-36 connected primarily by α- glycosidic bonds”
(1→4) glycosidic bonds”
’252 Patent, Claims
1-4, 6-8, 10-16, 18-
26
“one maltodextrin” ’109 Patent, Claims one/each “maltodextrin,” as Indefinite under 35 U.S.C. §
/ “each individual 1-16, 19-21, 23-27 that term is defined above 112
maltodextrin”
’505 Patent, Claims
1-6, 8-24, 26-36

’252 Patent, Claims
1-4, 6-8, 10-16, 18-
26
“the iron ’702 Patent, Claims “the iron carbohydrate complex Indefinite under § 112.
carbohydrate 4-6, 17-19, 21-22, has a carbohydrate component
complex has a 24, 31-38, 44-47, resulting in a low risk of To the extent a construction
substantially non- 53-54 anaphylactoid/hypersensitivity is possible, it should be
immunogenic reactions, wherein a low risk is construed as a carbohydrate
carbohydrate ’612 Patent, Claims an incidence of adverse events component resulting in a low
component” 1-5, 10-11, 15-18 associated with the iron risk of anaphylactoid/
carbohydrate complex lower hypersensitivity reactions,
than iron dextran” wherein a low risk is an
incidence of adverse events
lower than dextran.
“the iron ’702 Patent, Claims “the iron carbohydrate complex Indefinite under § 112.
carbohydrate 4-6, 17-19, 21-22, … does not exhibit a substantial
complex has […] 24, 31-38, 44-47, antibody/antigen immune To the extent a construction
substantially no 53-54 response with antidextran may be possible, it must be
cross reactivity antibodies in a clinical setting” construed as not limited to
with antidextran ’612 Patent, Claim requiring cross reactivity
antibodies” 2 with anti-dextran antibodies
in a clinical setting.
“subject” ’702 Patent, Claims “human” “Mammal to whom the
4-6, 17-19, 21-22, carbohydrate complex is
24, 31-38, 44-47, administered”
53-54

’612 Patent, Claims
1-5, 10-11, 15-18
II. LEGAL STANDARD

A. Claim Construction
The claims of a patent define an inventor’s right to exclude. Philips v. AWH Corp., 415
F.3d 1303, 1312 (Fed. Cir. 2005). The court has the exclusive authority to construe patent terms
and determine the correct scope of disputed claims as a matter of law. Markman v. Westview
Instruments, Inc., 52 F.3d 967, 978-79 (Fed. Cir. 1995). The purpose of claim construction is to
objectively determine how a person of ordinary skill in the art would understand a claim at the
time of the invention. Phillips, 415 F.3d at 1313. In construing a claim, the court may examine
both intrinsic evidence (e.g., the patent, its claims, the specification, and the prosecution history)
and extrinsic evidence (e.g., expert reports, testimony, and anything else). Vitronics Corp. v.
Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996).
It is well established that claim construction analysis begins with consideration of the
intrinsic evidence. Id. Intrinsic evidence is considered “the most significant source of the legally
operative meaning of disputed claim language.” Id. In this regard, the court first looks to the
words of the claims themselves. Id. Claim terms “are generally given their ordinary and customary

meaning.” Id. However, “a patentee may choose to be his own lexicographer and use terms in a
manner other than their ordinary meaning.” Id. Therefore, it is important that courts examine
other components of the intrinsic evidence to determine whether the patentee has given a term an
unconventional meaning. Id.
The court should then review the patent specification to determine whether the inventor
uses terms inconsistent with their ordinary meaning, or explicitly or implicitly defines terms.
Markman, 52 F.3d at 979. The specification has long been emphasized as “the single best guide
to the meaning of a disputed term,” and is usually dispositive in claim construction analyses.
Phillips, 415 F.3d at 1315. The specification “acts as a dictionary when it expressly defines terms
used in the claims or when it defines terms by implication.” Dow Chem. Co. v. Sumitomo Chem.
Co., 257 F.3d 1364, 1373 (Fed. Cir. 2001). Indeed, if the specification “reveal[s] a special
definition given to a claim term by the patentee that differs from the meaning it would otherwise
possess,” “the inventor’s lexicography governs.” Phillips, 415 F.3d at 1316.

In addition to the claims and specification, the court can consider the patent’s prosecution
history, which, if in evidence, can inform the meaning of a claim term. Id. at 1317. “The
prosecution history provides evidence of how the PTO3 and the inventor understood the patent.”
Id. However, “because the prosecution history represents an ongoing negotiation between the PTO
and the applicant, rather than the final product of that negotiation, it often lacks the clarity of the
specification and thus is less useful for claim construction purposes.” Id.
Finally, a court may consider extrinsic evidence, which “consists of all evidence external
to the patent and prosecution history, including expert and inventor testimony, dictionaries, and
learned treatises.” Markman, 52 F.3d at 980. “However, while extrinsic evidence ‘can shed useful
light on the relevant art,’ ... it is ‘less significant than the intrinsic record in determining ‘the legally

operative meaning of claim language.’” Philips, 415 F.3d. at 1317 (quoting Vanderlande Indus.
Nederland BV v. Int’l Trade Commc’n, 366 F.3d 1311, 1318 (Fed. Cir. 2004)). Extrinsic evidence
should therefore be considered only where the intrinsic evidence does not provide a sufficient
description to resolve ambiguities in the scope of the claim. See Vitronics, 90 F.3d at 1583.
B. Indefiniteness
“[A] patent is invalid for indefiniteness if its claims, read in light of the specification
delineating the patent, and the prosecution history, fail to inform, with reasonable certainty, those
skilled in the art about the scope of the invention.” Nautilus, Inc. v. Biosig Instruments, Inc., 572

3 The United States Patent and Trademark Office.
U.S. 898, 901 (2014). “[D]efiniteness is measured from the viewpoint of a person skilled in [the]
art at the time the patent was filed.” Id. at 908 (citation omitted). “[A] patent must be precise
enough to afford clear notice of what is claimed, thereby ‘appris[ing] the public of what is still
open to them.’” Id. at 909 (alteration in original) (citation omitted). At the same time, the

definiteness requirement “take[s] into account the inherent limitations of language,” and therefore,
“some modicum of uncertainty” is permitted. Id. (citation omitted). Patents are presumptively
valid, and to overcome the presumption of validity, an accused infringer must “show[ ] by clear
and convincing evidence that a skilled artisan could not discern the boundaries of the claim based
on the claim language, the specification, and the prosecution history, as well as her knowledge of
the relevant art area.” Microsoft Corp. v. i4i Ltd. P’ship, 131 S. Ct. 2238, 2339 (2011); Halliburton
Energy Sen’s., Inc. v. M-I LLC, 514 F.3d 1244, 1249-50 (Fed. Cir. 2008).

III. DISCUSSION

A. The Geisser Family Patents
The parties dispute the meaning of “maltodextrin” and “one maltodextrin” / “each
individual maltodextrin” found within dependent Claims 1-16, 19-21, 23-27 of the ’109 patent;
dependent Claims 1-6, 8-24, 26-36 of the ’612 patent; and dependent Claims 1-4, 6-8, 10-16, 18-
26 of the ’252 patent.
1. “Maltodextrin”

As to “maltodextrin,” Plaintiffs propose that term means a “starch hydrolysate composed
of a mixture of saccharides of variable length consisting of chains of D-glucose units connected
primarily by α-(1→4) glycosidic bonds.” (Pl. Opening Br. at 12.) Defendants, on the other hand,
contend that “maltodextrin” means: “saccharide(s) of variable length composed of chains of D-
glucose units connected primarily by α-(1→4) glycosidic bonds.”
At the outset, because noticeable similarities exist between the parties’ competing claim
constructions, relating to chains of D-glucose units connected by glycosidic bonds, and they refer
to saccharides, I note that the dispute turns on three aspects. First, the parties dispute whether
“maltodextrin” is a mixture of saccharides of variable length. Second, whether maltodextrin is a

starch hydrolysate. Third, whether “maltodextrin” either “consists of” or is “composed of” chains
of D-glucose units connected by glycosidic bonds. I will address each of these disputes, in turn.
i. Maltodextrin Refers to a Mixture of Saccharides of Variable Chain Lengths

First, after reviewing the intrinsic and extrinsic evidence, I reject Defendants’ proposed
construction that “maltodextrin” refers to one or more saccharides. Rather, I adopt Plaintiffs’
portion of the term’s construction, namely that “maltodextrin” refers to a “mixture of saccharides
of variable chain lengths.”
Here, relying on the expert opinion of Dr. Geert-Jan Boons, Plaintiff claims that the term
“maltodextrin,” as used in both the art and the Geisser patents, refers to the carbohydrate produced
by the partial hydrolysis of starch, and is thus a “starch hydrolysate.” (Pl. Opening Br. at 13-14.)
According to Plaintiffs, when hydrolyzed, the starch breaks down to produce a mixture of
saccharides of varying chain lengths. (Id.) Thus, a POSA would have known that the term
“maltodextrin” refers to a mixture of saccharides of varying chain lengths, consisting of chains of
D-glucose units connected primarily by α-(1→4) glycosidic bonds, that is formed by the partial
hydrolysis of starch. (Id.) In support of their construction, Plaintiffs further rely on the
specification, arguing that it teaches that “the iron preparation is to be producible from easily
obtainable starting products and without great effort.” (Id. at 14) (citing Declaration of M. David
Weingarten in Support of Plaintiffs’ Opening Markman Brief (“Weingarten Decl.”), Ex. 1 at 1:42-
44.) According to Plaintiffs, the specification emphasizes that an advantage of the claimed
complex is the “high degree” of commercial availability of the maltodextrin starting material, and
as Dr. Boons opines, commercially available maltodextrins as of October 2002 were starch
hydrolysates composed of a mixture of saccharides of variable length. (Id.) Defendants, on the
other hand, submit that their construction is consistent with the claim language chosen by the

inventors. (Def. Opening Br. at 10.) Defendants note that claim 1 of the ’109 patent and claim 1
of the ’505 patent expressly require “at least one maltodextrin,” and claim 1 of the ’252 patent
introduces “maltodextrin” without a modifier, implying it is not limited to the plural. (Id.) As
such, Defendants rely on Rhine v. Casio, Inc., 183 F.3d 1342, 1345 (Fed. Cir. 1999), for the
principle that “[u]se of the phrase ‘at least one’ means that there could be only one or more than
one.” See also Kistler Instrumente AG v. United States, 628 F.2d 1303, 1318 (Ct. Cl. 1980)
(“Anyone with even the most rudimentary understanding of the English language understands ‘at
least one piezo-electric crystal’ . . . to mean one or more crystals.”). Defendants further claim that
their construction comports with the specifications of the asserted patents, which use both the
singular “maltodextrin” and plural “maltodextrins.” (Id. at 11.)

The “starting point for any claim construction must be the claims themselves.” Pitney
Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298 (Fed. Cir. 1999). Here, in the Geisser Family
Patents, the term “maltodextrin” refers to the starting material used to form the claimed iron
carbohydrate complex. Indeed, each of the asserted claims of the Geisser patents recites a product
comprising oxidized maltodextrin, wherein the maltodextrin, prior to oxidation, possesses a
specific dextrose equivalent value. (See, e.g., Weingarten Decl., Ex. 1 at Claim 1.) As it relates
to whether “maltodextrin” refers to “one or more saccharides,” or whether it refers to a “mixture
of saccharides of variable chain lengths,” however, the Court finds the claims to be silent. Thus,
like the parties, the Court acknowledges that the inventors did not “act as their own lexicographer,”
on the definition of maltodextrin. Put simply, neither the claims nor the specifications provide any
context or guidance as to this portion of the definition of “maltodextrin,” a fundamentally scientific
word. Accordingly, “[i]t is permissible, and often necessary, to receive expert evidence to
ascertain the meaning of a technical or scientific term or term of art so that the court may be aided

in understanding ... what [the instruments] actually say.” Markman, 52 F.3d at 981 (quoting U.S.
Indus. Chems., Inc. v. Carbide & Carbon Chems. Corp., 315 U.S. 668, 678 (1942)).
Here, the extrinsic evidence, specifically the unrebutted expert testimony offered by Dr.
Boons, supports Plaintiffs’ construction of this portion of the claim. York Prods., Inc. v. Central
Tractor Farm & Family Center, 99 F.3d 1568, 1572 (Fed. Cir. 1996). Significantly, Defendants
did not provide an expert opinion with respect to the Geisser Patent Family terms; rather, the only
expert opinion the Court had to assist it in evaluating the plain and ordinary meaning of
“maltodextrin” and “one maltodextrin” / “each individual maltodextrin” was that of Dr. Boons. In
that connection, Dr. Boons opined that when hydrolyzed, the starch breaks down to produce a
mixture of saccharides of varying chain lengths. (Declaration of Dr. Boons (“Boons Decl.”) at ¶¶

40-44.) Indeed, the Court finds that Dr. Boons’ testimony is supported by several reference
materials available at the time of invention, including Starch: Chemistry and Technology (2nd
Ed.), dated before the effective filing date of the Geisser patents, which defines maltodextrin as “a
mixture of purified nutritive saccharides obtained by the hydrolysis of starch having a DE[4] of
less than 20.” (Weingarten Decl., Ex. 22 at 612) (emphasis added). Similarly, the Handbook of

4 The abbreviation “DE” refers to “dextrose equivalent.” The parties have agreed that with
respect to the Geisser patents, “dextrose equivalent,” is defined as the “amount of reducing sugar
relative to amount of sugar product, expressed as a dry percentage basis.” (Boons Decl. at ¶ 29.)
According to Dr. Boons, “the dextrose equivalent value reflects the reducing power of a
carbohydrate (i.e. the potential for the carbohydrate to reduce another compound and in turn be
oxidized to a carboxyl group).” (Id. at ¶ 41.)
Pharmaceutical Excipients, identified by Defendants in their Joint Claim Construction and
Prehearing Statement, also defines “maltodextrin” as “a nonsweet nutritive saccharide mixture of
polymers that consist of D-glucose units, with a dextrose equivalent (DE).” (ECF No. 81-66,
Defendants’ Joint Claim Construction and Prehearing Statement, Ex. 62 at 317; see also ECF No.

81-31, Ex. 27 at 2577 (same).) Further, the Court notes that additional statements offered by
Defendants in this case have referred to “maltodextrin” as a mixture of saccharides of variable
length. (See Declaration of M. David Weingarten in Support of Plaintiffs’ Responsive Markman
Brief (“Weingarten Resp. Decl.”), Ex. I at SANDOZ-FCM000001271; see also Weingarten Resp.
Decl., Ex. M at Formula 1, ¶ 14, Example 1, Claim 1 (depicting maltodextrin as a mixture of
saccharides of variable length); see also Weingarten Resp. Decl., Ex. L, MYL-FCARB_0095425.)
Finally, Dr. Boons certified that he is unaware of any commercially available maltodextrin not
sold as a mixture of saccharides of variable length as of October 2002. (Boons Decl. at ¶ 55.).
Accordingly, the Court adopts Plaintiffs’ construction with respect to the first disputed
portion of the “maltodextrin” term, specifically it refers to a “mixture of saccharides of variable

chain lengths.”
ii. The Intrinsic Evidence Does Not Support Inserting a Starch Hydrolysis
Requirement into “Maltodextrin”

Next, the parties dispute whether to include “starch hydrolysate” in the definition of
maltodextrin. In that regard, Plaintiffs argue that although the claims are silent regarding the
process for manufacturing maltodextrin, the prior art consistently defines “maltodextrin” as a
product of starch hydrolysis, and therefore, it should be given that meaning. On the other hand,
Defendants argue that there is no basis in the claims, specifications, or prosecution history for
“importing the additional ‘starch hydrolysate’ limitation Plaintiffs seek,” and therefore, the Court
cannot read a limitation into the term that does not exist.
After reviewing the intrinsic evidence, I reject Plaintiffs’ proposed construction, and adopt
Defendants’ construction. Again, the “starting point for any claim construction must be the claims
themselves.” Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298. Here, reviewing the plain
and ordinary meaning of “maltodextrin” in the context of the claims, there is simply no indication

that the claims themselves insert a specific manufacturing process, or any other limitations, into
the definition of the term. Instead, as Defendants point out, Plaintiffs cannot cite a single portion
of the claim language or the specifications that limits maltodextrin to production only through the
partial hydrolysis of starch. In other words, the claims relate to “maltodextrin,” without express
limitation on how it is made, and courts are typically reluctant to read into claims particular
methods of manufacture where no such process limitations appear in the claims. See Vanguard
Prods. Corp. v. Parker Hannifin Corp., 234 F.3d 1370, 1372 (Fed. Cir. 2000) (“The method of
manufacture, even when cited as advantageous, does not of itself convert product claims into
claims limited to a particular process. . . . A novel product that meets the criteria of patentability
is not limited to the [unclaimed] process by which it is made.”); see also Southwall Technologies,

Inc. v. Cardinal IG Co., 54 F.3d 1570, 1576 (Fed.Cir. 1995) (finding a product claim limited to a
particular process because the patentee had specifically restricted its claim to a method of
manufacture in order to avoid rejection for obviousness); Orexo, AB v. Mylan Pharm., Inc., No.
11-3788, 2014 WL 1302056, at *6 (D.N.J. Mar. 31, 2014) (rejecting a plaintiff’s claim
construction where neither the language of the patent nor the prosecution history supported the
idea that the invention must be limited to a water-free manufacturing process).
Notwithstanding the language of the claims, it is necessary to look to other intrinsic
evidence, including the specifications. Phillips v. AWH Corp., 415 F.3d 1303, 1315 (Fed. Cir.
2005). The specification has long been emphasized as “the single best guide to the meaning of a
disputed term,” and is usually dispositive in a claim construction analysis. Id. The specification
“acts as a dictionary when it expressly defines terms used in the claims or when it defines terms
by implication.” Dow Chem. Co. v. Sumitomo Chem. Co., 257 F.3d 1364, 1373 (Fed. Cir. 2001).
In the instant case, the specifications of the Geisser Family Patents, like the claims, are silent as it

relates to how maltodextrin is prepared or manufactured. Indeed, Plaintiffs point to only the ’109
patent specification’s statement that “[t]he usable maltodextrins are easily obtainable starting
products, and they are commercially available” and that they have a “high degree of availability .
. ., e.g., commercially available additives in the food processing industry.” (See ’109 patent, 2:4-
5, 4:62-65.) While Dr. Boons opines that Plaintiffs’ construction is appropriate because
commercially available maltodextrins as of October 2002 were starch hydrolysates composed of a
mixture of saccharides of variable length, courts generally “will not narrow a claim term beyond
its plain and ordinary meaning unless there is support for the limitation in the words of the claim,
the specification, or the prosecution history.” Wasica Fin. GmbH v. Cont’l Auto. Sys., 853 F.3d
1272, 1281 (Fed. Cir. 2017). Moreover, although the Court need not consider extrinsic evidence,

the extrinsic evidence appears to suggest that maltodextrin, at the time of the claimed invention,
was not made exclusively via the hydrolysis of starches, but rather synthetic methods were
available for producing saccharides like maltodextrin. (See Declaration of Dennis Gregory, Esq.
in Support of Defendants’ Opening Markman Br. (“Gregory Decl.”), Ex. 34 at 23; Gregory Decl.,
Ex. 36 at 72.)
Accordingly, the Court does not find it appropriate to limit the method in which
maltodextrin is manufactured by inserting a process that does not exist in the patent claim
language, specifications, or prosecution history.
iii. Maltodextrin is “composed of” chains of D-glucose units connected by
glycosidic bonds.

Finally, despite the parties’ dispute, the Court does not find a meaningful difference
between “consisting of” and “composed of,” as it pertains to this specific term. Here, Plaintiffs
argue that “maltodextrin” be construed as a “starch hydrolysate composed of a mixture of
saccharides of variable length consisting of chains of D-glucose units connected primarily by α-
(1→4) glycosidic bonds,” whereas Defendants submit that the term should mean “saccharide(s) of
variable length composed of chains of D-glucose units connected primarily by α-(1→4) glycosidic
bonds.” Specifically, Plaintiffs rely on prior art, arguing that the phrase “consisting of” is
“frequently repeatedly” and often used. (Pl. Resp. Br. at 9.) In response, Defendants contend that
Plaintiffs’ attempted insertion of “consisting of” is improper because that phrase is a term of art in
patent law that excludes any unrecited elements. According to Defendants, the asserted claims of
the Geisser Family Patents use the open term “comprising,” which means that the recited elements
are essential, but other elements may be added. (Def. Opening Br. at 15-16) (citing Genentech,
Inc. v. Chiron Corp., 112 F.3d 495, 501 (Fed. Cir. 1997)).
That said, because neither the intrinsic nor the extrinsic record convincingly supports either
construction, the Court adopts Defendants’ use of the phrase “composed of” to avoid unfairly
narrowing the term. See Norian Corp. v. Stryker Corp., 363 F.3d 1321, 1331 (Fed. Cir. 2004)
(explaining that “‘[c]onsisting of’ is a term of patent convention meaning that the claimed
invention contains only what is expressly set forth in the claim.”).5 As explained in Multilayer

5 The Court notes that this principle of patent law is well supported. See, e.g., CIAS, Inc. v.
All. Gaming Corp., 504 F.3d 1356, 1361 (Fed. Cir. 2007) (“It is ... well understood in patent usage
that ‘consisting of’ is closed-ended and conveys limitation and exclusion. ... For patent claims the
distinction between “comprising” and “consisting” is established....”); Conoco, Inc. v. Energy &
Envtl. Int’l, 460 F.3d 1349, 1359 (Fed. Cir. 2006) (“‘[C]onsisting of’ is a term of art in patent law
with its own construction....”); Vehicular Techs. Corp. v. Titan Wheel Int’l, Inc., 212 F.3d 1377,
Stretch Cling Film Holdings, Inc. v. Berry Plastics Corp., 831 F.3d 1350, 1358 (Fed. Cir. 2016),
“consisting of,” is a “term of art in patent law with a distinct and well-established meaning.”
(Internal quotations omitted). Thus, “[u]se of the transitional phrase ‘consisting of’ to set off a
patent claim element creates a very strong presumption that that claim element is ‘closed’ and

therefore ‘exclude[s] any elements, steps, or ingredients not specified in the claim.’” Id. (quoting
AFG Indus., Inc. v. Cardinal IG Co., Inc., 239 F.3d 1239, 1245 (Fed. Cir. 2001)). For example,
“if a patent claim recites ‘a member selected from the group consisting of A, B, and C,’ the
‘member’ is presumed to be closed to alternative ingredients D, E, and F.” Id. On the other hand,
“the alternative transitional term ‘comprising’ creates a presumption that the recited elements are
only a part of the device, that the claim does not exclude additional, unrecited elements.” Id.
(quoting Crystal Semiconductor Corp. v. TriTech Microelectronics Int’l, Inc., 246 F.3d 1336, 1348
(Fed. Cir. 2001)).
In sum, the Court finds “maltodextrin” to mean a “mixture of saccharides of variable length
composed of chains of D-glucose units connected primarily by α-(1→4) glycosidic bonds.”6

2. “one maltodextrin” / “each individual maltodextrin”
Next, the parties dispute the meaning of “one maltodextrin” / “each individual
maltodextrin.” Like their proposed construction of “maltodextrin,” Plaintiffs assert that their
construction of “one maltodextrin” / “each individual maltodextrin,” is consistent with the intrinsic
record and is supported by prior art. (Pl. Opening Br. at 16-18.) Plaintiffs maintain that the term
should be construed using their definition of “maltodextrin,” as Plaintiffs defined it above. (Id. at

1382–83 (Fed. Cir. 2000) (“The phrase ‘consisting of’ is a term of art in patent law signifying
restriction and exclusion, while, in contrast, the term ‘comprising’ indicates an open-ended
construction.... In simple terms, a drafter uses the phrase ‘consisting of’ to mean ‘I claim what
follows and nothing else.’” (citations omitted)).
6 The Court notes that the claim does not foreclose the possibility that there could be other
ingredients in maltodextrin.
16.) Applying that previous definition, which the Court only partially adopted, Plaintiffs argue
that based on the claim language contained in Claim 1 of the ’109 patent, a POSA would
understand that “one maltodextrin” / “each individual maltodextrin” refers to a “single starch
hydrolysate composed of a mixture of saccharides of variable length consisting of chains of D-

glucose units connected primarily by α-(1→4) glycosidic bonds.” (Id.) (citing Boons Decl. at ¶
66.) Specifically, they emphasize that Claim 1 of the ’109 patent provides that “when one
maltodextrin is present [in the reaction], the maltodextrin has a dextrose equivalent of between 5
and 20, and wherein, when a mixture of more than one maltodextrin is present [in the reaction],
the dextrose equivalent of each individual maltodextrin is between 2 and 40, and the dextrose
equivalent of the mixture is between 5 and 20.” (See Weingarten Decl., Ex. 1 at Claim 1.)
Plaintiffs further highlight that the specification provides examples of iron carbohydrate
complexes derived from the reaction product of iron (III) salt and the oxidation of “one
maltodextrin” compared to iron carbohydrate complexes derived from the reaction product of iron
(III) salt and the oxidation of “a mixture of more than one maltodextrin.” Compare Ex. 1 at

Example 1 (“100 g maltodextrin (9.6 dextrose equivalent measured gravimetrically)”), with id. at
Example 4 (“A mixture of 45 g maltodextrin (6.6. dextrose equivalent measured gravimetrically)
and 45 g maltodextrin (14.0 dextrose equivalent measured gravimetrically)”). According to
Plaintiffs, the starting maltodextrin of Example 1 is “one maltodextrin” as recited in the Geisser
patents, while in Example 4, the maltodextrin with a dextrose equivalent of 6.6 and the
maltodextrin with a dextrose equivalent of 14.0 are “each individual maltodextrin,” that, when
combined, constitute “a mixture of more than one maltodextrin.” Id. While Plaintiffs propose a
definition, Defendants, on the other hand, argue that the term is indefinite. (Def. Opening Br. at
16-17.)
Here, I decline Defendants’ invitation to find the term indefinite at this juncture. Horizon
Pharma, Inc. v. Dr. Reddy’s Lab’ys, Inc., No. 15-3324, 2017 WL 5451748, at *5 (D.N.J. Nov. 14,
2017) (finding that the court need not consider indefiniteness arguments at claim construction, as
they are better served for summary judgment or trial). While the Court appreciates Defendants’

argument that a person of ordinary skill might not be able to determine with reasonable certainty
when “one maltodextrin” or “each individual maltodextrin” meets the claimed parameters without
first understanding how dextrose equivalent values are determined, the Court also agrees with
Defendants’ observation that the parties’ claim construction dispute for this term is merely a
“subset” of the dispute over the “maltodextrin” term. In that regard, the Court finds the term “one
maltodextrin” / “each individual maltodextrin” to refer to a single maltodextrin, as that term has
been defined above. Moreover, while Defendants argue that Plaintiffs’ proposed construction is
incorrect because “one maltodextrin” / “each individual maltodextrin” could be construed as
having the same meaning as “mixture of more than one maltodextrin,” I disagree. When analyzed
in connection with the term “maltodextrin” above, “one maltodextrin” would mean a single

mixture of saccharides of variable length composed of chains of D-glucose units connected
primarily by α-(1→4) glycosidic bonds, whereas a “mixture of maltodextrin” refers to a mixture
of two or more maltodextrins. As such, I adopt Plaintiffs’ construction, using the Court’s
definition of “maltodextrin” recited above.
B. The Helenek Family Patents

1. “the iron carbohydrate complex has a substantially non-immunogenic
carbohydrate component”
With respect to the Helenek Family Patents, the parties first dispute the meaning of “the
iron carbohydrate complex has a substantially non-immunogenic carbohydrate component” found
within dependent Claims 4-6, 17-19, 21-22, 24, 31-38, 44-47, 53-54 of the ’702 patent and
dependent Claims 1-5, 10-11, 15-18 of the ’612 patent. Specifically, the parties disagree regarding
the meaning of “substantially non-immunogenic” and whether the immunogenicity is assessed for
the entire iron carbohydrate complex (i.e., iron and carbohydrate components together), as opposed
to just the carbohydrate component. (Pl. Opening Br. at 23.)

Plaintiffs’ proposed construction is “the iron carbohydrate complex has a carbohydrate
component resulting in a low risk of anaphylactoid/hypersensitivity reactions, wherein a low risk
is an incidence of adverse events associated with the iron carbohydrate complex lower than iron
dextran.” (Pl. Opening Br. at 22.) In support of their position, Plaintiffs argue that their
construction is supported by the claims and specifications of the ’612 and ’702 parents and the
state of the art. Plaintiffs explain that the Helenek patent claims concern methods of treatment,
including “administering to a subject in need thereof an iron-carbohydrate complex.” (Id. at 24)
(citing Weingarten Decl., Ex. 2 at Claim 1; Weingarten Decl., Ex. 3 at Claim 1.) Therefore,
because it is Plaintiffs’ view that the Helenek patent claims are directed to clinicians and healthcare
providers, they contend a POSA would understand this claim limitation from a clinical perspective.

(Id.)
Defendants, on the other hand, assert that this term is indefinite under 35 U.S.C. § 112, but
to the extent construction is possible, the term should mean: “a carbohydrate component resulting
in a low risk of anaphylactoid/ hypersensitivity reactions, wherein a low risk is an incidence of
adverse events lower than dextran.” (Def. Opening Br. at 18-19.) Defendants first argue that the
asserted claims of the Helenek Family Patents require that the carbohydrate component must be
“substantially non-immunogenic,” however the specifications of the Helenek Family Patents do
not provide an explanation of what it means to be “substantially non-immunogenic.” (Id. at 19-
20.) Specifically, Defendants claim that there is a distinction between a “non-immunogenic”
carbohydrate component and a “substantially non-immunogenic” carbohydrate component, but the
intrinsic record does not articulate, nor quantify, that distinction. (Id.) (Emphasis added).
According to Defendants, the intrinsic record’s silence is especially problematic because the term
“substantially non-immunogenic” does not have an ordinary meaning in the art. Defendants claim

that although “immunogenic” is well understood in the art, “substantially non-immunogenic” does
not have an established meaning. (Id. at 20.) Therefore, because “substantially non-
immunogenic” does not have an ordinary meaning in the art, and the specification does not provide
insight for a POSA to understand the meaning, the claim is indefinite. (Id.) (citing In re Mobile
Telecommc’ns Techs. LLC, 265 F. Supp. 3d 454, 474 (D. Del. 2017)) (“Because ‘substantially’ is
a term of degree, the patent must provide ‘some standard of measuring that degree’ such that the
claim language provides ‘enough certainty to one of skill in the art when read in context of the
invention.’”).
Moreover, Defendants argue that even if “substantially non-immunogenic” is subject to
construction, the Court should adopt the Patent Trial and Appeal Board’s (“PTAB” or the “Board”)

prior construction that “the term ‘substantially non-immunogenic carbohydrate component’ only
requires an assessment of the immunogenicity of the carbohydrate component.” (Id. at 21) (citing
Pharmacosmos A/S v. Luitpold Pharms., Inc., IPR2015-1490, 2017 Pat. App. Lexis 3422, at *4
(PTAB Jan. 4, 2017)). According to Defendants, in that decision, the Board “expressly disagreed
‘with Patent Owner that the claims require an assessment of the immunogenicity of the iron
carbohydrate complex as a whole.’” (Id. at 21-22.) Thus, Defendants urge this Court to disregard
Plaintiffs’ attempt to re-argue this failed position. Finally, Defendants also highlight that Plaintiffs
have prosecuted additional patents in the Helenek Patent Family that include claims requiring
“substantially non-immunogenic iron carbohydrate complex,” and that this Court may consider
these later prosecutions in deciding claim construction here. (Id. at 22.)
At the outset, I address Defendants’ contention that the term is indefinite based on its use
of the word “substantially.” The word “substantially” is not “inherently indefinite.” Elm 3DS

Innovations, LLC v. Samsung Elecs. Co., No. 14-1430, 2020 WL 1850657, at *6 (D. Del. Apr. 13,
2020). “Substantially” can be used “when warranted by the nature of the invention, in order to
accommodate the minor variations that may be appropriate to secure the invention.” Verve, LLC
v. Crane Cams, Inc., 311 F.3d 1116, 1120 (Fed. Cir. 2002). However, when substantially is used
as “a word of degree,” the court has to “determine whether the patent provides some standard for
measuring that degree.” Enzo Biochem, Inc. v. Applera Corp., 599 F.3d 1325, 1332 (Fed. Cir.
2010) (quotation omitted). Otherwise, the patent fails to allow a person skilled in the art to
compare potentially infringing products and determine “whether interference ... is substantial.”
Sonix Tech. Co. v. Publications Int’l, Ltd., 844 F.3d 1370, 1377 (Fed. Cir. 2017) (quoting Enzo,
599 F. 3d at 1336). Here, the specification accomplishes that purpose. The specification identifies

iron dextran as an objective benchmark against which to assess immunogenicity. (See Responsive
Declaration of Dr. Coyne (“Coyne Resp. Decl.”) at ¶¶ 22-27.) The specification teaches that the
focus of the claimed invention is obtaining an iron carbohydrate complex that is less immunogenic
(i.e., results in a lower incidence of anaphylactoid/hypersensitivity reactions) than iron dextran.
Therefore, as explained by Dr. Coyne, a POSA would understand an iron carbohydrate complex
with a “substantially nonimmunogenic carbohydrate component” to be less immunogenic than iron
dextran as assessed by a lower incidence of anaphylactoid/hypersensitivity adverse events. (Coyne
Resp. Decl. at ¶ 25.) Accordingly, I do not find this term to be indefinite on its face. That said,
“[w]hile the court recognizes that a determination of indefiniteness is necessarily intertwined to
some degree with claim construction, it is clear that the court must first attempt to determine what
a claim means before it can determine whether the claim is invalid for indefiniteness.”
Pharmastem Therapeutics, Inc. v. Viacell, Inc., No. 02-148, 2003 WL 124149, at *1 (D. Del. Jan.
13, 2003) (citing ASM America, Inc. v. Genus, Inc., 2002 WL 1892200, *15 (N.D.Cal. Aug. 15,

2002)) (recognizing that claim construction must proceed before an indefiniteness challenge); see
also Intervet America, Inc. v. Kee–Vet Labs., 887 F.2d 1050, 1053 (Fed.Cir.1989). Thus, the
Court’s position at this time does not, however, represent an actual adjudication on Defendants’
indefiniteness defense. Rather, the Court simply finds that the claim is sufficiently definite to
survive claim construction. Defendants may pursue this defense at trial.
Turning to the substance of the term’s construction, it is clear that the parties agree that in
the context of the ’612 and ’702 patents, “substantially nonimmunogenic” requires a “low risk of
anaphylactoid/hypersensitivity reactions,” measured by relative incidence rates of adverse events.
Thus, that portion is not disputed. However, the parties disagree on whether immunogenicity
should be assessed for the entire iron carbohydrate complex (i.e., iron and carbohydrate

components together), as opposed to the carbohydrate component alone.
Here, I find that Plaintiffs’ construction is inconsistent with the intrinsic evidence,
including the Helenek Family Patent claims and specification,7 and therefore, I adopt Defendants’
construction. GE Lighting Sols., LLC v. AgiLight, Inc., 750 F.3d 1304, 1317 (Fed. Cir. 2014)
(refusing to “import[] an extraneous adjectival modifier into the claim, which, in effect,
impermissibly rewrites the patent’s claims”); see also Nike Inc. v. Wolverine World Wide, Inc., 43
F.3d 644, 647 (Fed. Cir. 1994) (rejecting patentee’s proposed claim construction that would, “in

7 The ’612 and ’702 patents share a common specification. For simplicity and consistency,
all citations to the specification refer to the ’702 patent, attached to the Weingarten Decl. as Exhibit
2.
effect, rewrite its patent claims to suit its needs in this litigation”). In that regard, I agree with the
findings of the PTAB in Pharmacosmos A/S v. Luitpold Pharms., Inc., IPR2015-1490, 2017 Pat.
App. Lexis 3422, at *4 (PTAB Jan. 4, 2017). There, the PTAB construed the same claim term in
the ’702 patent, and it rejected the identical construction proposed by Plaintiffs in this case. To be

clear, the PTAB agreed with the petitioner that “the language of the term “substantially non-
immunogenic carbohydrate component” itself only requires an assessment of the immunogenicity
of the carbohydrate component,” and disagreed with the patent owner that “the claims require an
assessment of the immunogenicity of the iron carbohydrate complex as a whole.” Id. (emphasis
added.) In adopting the construction proposed by Defendants, here, the PTAB reasoned that the
specification of the ’702 patent also supports a finding that the term “substantially non-
immunogenic carbohydrate component” is limited to the carbohydrate component as opposed to
the iron carbohydrate complex as a whole. Id. Specifically, the specification teaches that
“previously available iron dextran products suffered from a ‘high incidence of anaphylactoid
reactions ... believed to be caused by the formation of antibodies to the dextran moiety,’” while

“‘[o]ther parenteral iron products (e.g., iron sucrose and iron gluconate) do not contain the dextran
moiety, and the incidence of anaphylaxis with these products is markedly lower.’” Id. (citing
Weingarten Decl., Ex. 2, ’702 Patent at 1:53–57 and 11:3–4) (“non-immunogenic carbohydrate
component; no cross reactivity with anti-dextran antibodies”). Moreover, the PTAB emphasized
that “the language of independent claim 1 itself does not require a non-immunogenic complex, but
only specifies that the ‘iron carbohydrate complex has a substantially non-immunogenic
carbohydrate component.’” Id.
Accordingly, consistent with the findings of the PTAB, I find that the plain language of the
claims, as supported by the specification, unambiguously requires that only the carbohydrate
component of the iron-carbohydrate complex must be substantially nonimmunogenic. Therefore,
there is no need to rewrite the claim language as requested by Plaintiffs. The Court need not
consider extrinsic evidence and construes this term in accordance with Defendants’ proposed
construction: “the iron carbohydrate complex has a carbohydrate component resulting in a low risk

of anaphylactoid/hypersensitivity reactions, wherein a low risk is an incidence of adverse events
associated with the iron carbohydrate complex lower than iron dextran.”
2. “the iron carbohydrate complex has […] substantially no cross reactivity with
antidextran antibodies”
Next, the parties dispute the meaning of “the iron carbohydrate complex has […]
substantially no cross reactivity with antidextran antibodies” found within dependent Claims 4-6,
17-19, 21-22, 24, 31-38, 44-47, 53-54 of the ’702 patent and dependent Claim 2 of the ’612 patent.
Plaintiffs’ proposed construction is “the iron carbohydrate complex … does not exhibit a
substantial antibody/antigen immune response with antidextran antibodies in a clinical setting.”
Plaintiffs contend that this construction is supported by the claims, the specification of the ’612
and ’702 patents, the state of the art, and the prosecution history. (Pl. Opening Br. at 27.) As
discussed above, Plaintiffs argue that a POSA would understand these claim limitations from the
clinical perspective. (Id.) Therefore, Plaintiffs emphasize that a POSA reading the claims would
understand that an iron carbohydrate complex that has “substantially no cross reactivity with anti-
dextran antibodies” means that the iron complex will not induce a clinically relevant
antibody/antigen immune response in the patient. (Id.) (emphasis added.) Plaintiffs further argue
that “cross reactivity” was defined during prosecution, and therefore, Plaintiffs’ construction is

supported by the prosecution history. (Id. at 28-29.)
Defendants assert that the proper construction of this term is indefinite under 35 U.S.C. §
112, because a POSA would not understand what it means for there to be “substantially” no cross-
reactivity. (Def. Opening Br. at 22-25.) Similar to its argument above regarding “non-
immunogenic,” Defendants argue that a substance either has cross-reactivity or it does not. (Id.)
Defendants posit that the term “cross reactivity” has an established meaning in the art, i.e.,
“[r]eaction of antisera or sensitized cells with different antigens due to some shared antigenic

determinants or shared structures within the determinant,” and that the use of that term in the
Helenek Patents’ specification is consistent with the term’s ordinary meaning. (Id. at 23.)
Defendants contend, however, that “substantially no cross-reactivity” has no established meaning
in the art, nor is it defined by the specification. (Id. at 23-24) (emphasis added.) Put simply,
Defendants argue that a POSA understands that antibodies either cross-react with antigens or they
do not cross-react at all. (Id. at 23.) Moreover, Defendants argue that to the extent a construction
may be possible, it must be construed as not limited to requiring cross reactivity with anti-dextran
antibodies in a clinical setting. (Id. at 26.) Defendants state that cross reactivity does not require
a clinical, i.e., human, response, and as argued, infra, the term “subject” as used in the Helenek
Patents is not limited to humans. (Id.)

First, I find that this term, on its face, is definite. Again, “substantially,” in this context, is
used to communicate degree, and therefore, the Court’s analysis turns on whether “the patent
provides some standard for measuring that degree.” Enzo Biochem, Inc, 599 F.3d at 1332. In that
regard, I find that it does. As discussed above with respect to “substantially non-immunogenic
carbohydrate component,” Plaintiffs reason that the specification discloses to a POSA an objective
guidepost—immune responses observed with iron dextran. Thus, it appears, for the purposes of
claim construction, that a POSA would understand how to determine whether an iron-carbohydrate
complex exhibited fewer immunologic adverse events than iron dextran, therefore exhibiting
“substantially no cross-reactivity with anti-dextran antibodies.” To reiterate, because the term is
not indefinite on its face, it is capable of construction; however, Defendants’ indefiniteness
argument remains ripe for trial. See Forta Corp. v. Surface-Tech, LLC, No. 13-1608, 2015 WL
3756187, at *2 (W.D. Pa. June 11, 2015) (finding that “[s]ince Nautilus[, Inc. v. Biosig Instr., Inc.,
572 U.S. ––––, 134 S.Ct. 2120, 189 L.Ed.2d 37 (2104)] held that a lesser standard must be met to

show indefiniteness, it stands to reason that a court may construe a claim term and then later
determine that the patent’s ‘claims, read in light of the specification delineating the patent, and the
prosecution history, fail to inform, with reasonable certainty, those skilled in the art about the scope
of the invention.’”); see also Ansell Healthcare Prod. LLC v. Reckitt Benckiser LLC, No. 15-915,
2017 WL 1021844, at *2 (D. Del. Mar. 16, 2017) (finding that a defendant was “free to renew its
indefiniteness arguments,” specifically those related to a term’s use of the word “substantially,”
later in the case). In addition, I note that besides contesting the term’s definiteness, Defendants do
not appear to take issue with Plaintiffs’ proposed construction other than their inclusion of “clinical
setting” and “immune response,” which the Court addresses below.
Here, I construe the term as: “the iron carbohydrate complex … does not exhibit a

substantial antibody/antigen immune response with antidextran antibodies.” First, upon review of
the intrinsic evidence, I find no support in the claims themselves for Plaintiffs’ position that the
term requires a clinical response. Indeed, the claims do not expressly use the term “clinical” or
“clinically” such that a limitation in this respect would be appropriate. Regardless, even if some
ambiguity existed, the Court finds the teachings of the specifications instructive. In that regard,
the specifications discuss a “dextran antigenicity test” of VIT-45, which is an early name used for
Injectafer®. (See ’702 patent, 13:14-15.) The information in the specifications regarding that
testing appears to be derived from an Investigational New Drug Application (“IND”) submitted to
the FDA in January 2004. (See Gregory Decl., Ex. 29.) The IND states, for example, that “VIT-
45 does not contain dextran and does not cross-react with dextran antibodies,” id. at 623, and that
“[t]here were no specific responses to VIT-45 in a dextran antigenicity text.” Id. at 616. Notably,
the underlying basis for these statements appears to be study VFR043, which is described as
“antibody induction,” see id. at 627, and as explained by Defendants’ expert, Dr. Anthony

DeFranco, this study involved a preclinical method of assessing cross-reactivity, and the cross-
reaction was studied in guinea pigs—not human patients. (See Declaration of Dr. Anthony
DeFranco (“DeFranco Decl.”) at ¶¶ 146-151; Gregory Decl., Ex. 30 at 233.) Thus, the Court is
satisfied that a POSA would understand that this term is not limited to outcomes only in humans,
and cross-reactivity does not require a clinical response.8
While Plaintiffs argue that insertion of the phrase “clinical setting” in the claim
construction is supported by the prosecution history, I disagree. (Pl. Opening Br. at 28-29.)
Plaintiffs submit that during prosecution of the ’549 patent (a patent in the same family as the
Helenek patents but not asserted in this litigation), the Applicant argued, and the Examiner
accepted, an express definition of “cross reactivity” that focuses on clinical immune response.

(Id.) Specifically, Plaintiffs explain that the Examiner initially rejected the claims because, based
on a prior art reference, “one of skill in the art would expect anti-dextran antibodies to cross react
with polyisomaltose.” (Weingarten Decl., Ex. 39 at 4.) The Applicant responded, however, with
the declaration of co-inventor, Richard Lawrence, who clarified:
Based on my experience, cross-reactivity at the time of filing was
understood as a reaction between an antibody and an antigen (that
differs from an immunogen) resulting in an immune response. In
other words, mere binding of an antibody and an antigen was not

8 The Court also notes that as explained below, infra, it does not find that the disputed term
“subject,” as used in the Helenek patents, is limited to humans, and therefore, if the Court were to
adopt Plaintiffs’ construction related to this term, it would be inconsistent with its broad
construction of the “subject” term, as I have defined it.
understood as “cross-reactivity” in the absence of an immune
response.

(See id. at Ex. 37, Lawrence Declaration at 2.) The Applicant then further explained that although
the prior art disclosed binding to anti-dextran antibodies, “the Office . . . failed to establish that
any such binding results in an immune reaction and, as such, the Office . . . failed to show cross-
reactivity.” (Id. at 9-10.) The Examiner subsequently withdrew the rejection following this
information. Therefore, according to Plaintiffs, here, by distinguishing the prior art based on its
definition that “cross reactivity” does not mean binding absent an immune response, the Applicant
demonstrated that, regardless if binding occurs, it is the absence of a clinical immune response that
the claim requires. (Pl. Opening Br. at 29.) However, while I agree that this prosecution history
supports inclusion of the phrase “immune response” in the definition of the disputed term, the
Declaration of Richard Lawrence relied on by Plaintiffs does not provide any clinical limitations
as Plaintiffs advocate. Nowhere in the explanation does the Applicant or the co-inventor suggest
that the immune response had to occur in a clinical setting.
Accordingly, the Court adopts the following construction without the need for extrinsic
evidence: “the iron carbohydrate complex … does not exhibit a substantial antibody/antigen
immune response with antidextran antibodies.”
3. “subject”
Finally, the parties dispute the meaning of “subject” found within dependent Claims 4-6,

17-19, 21-22, 24, 31-38, 44-47, 53-54 of the ’702 patent and Claims 1-5, 10-11, 15-18 of the ’612
patent. Specifically, the parties disagree as to whether this term should be limited to mean humans
or rather if the term should mean mammals.
Plaintiffs’ proposed construction for the term “subject” is “human.” (Pl. Opening Br. at
18, 29.) In support, Plaintiffs argue that their proposed construction is consistent with the patent
itself and the doctrine of claim differentiation, which “presume[s] that different words used in
different claims result in a difference in meaning and scope for each of the claims.” (Id. at 18)
(citing Clearstream Wastewater Sys., Inc. v. Hydro-Action, Inc., 206 F.3d 1440, 1446 (Fed. Cir.
2000); see also TQ Delta, LLC v. 2WIRE, Inc., No. 13-01835, 2017 WL 6435334, at *4, n.2 (D.

Del. Dec. 18, 2017) (“The Federal Circuit has applied the doctrine of claim differentiation both
within a single patent and within a family of patents.”)). Specifically, Plaintiffs highlight that the
shared specification of the Geisser Family Patents states that the claimed complexes can serve as
medicaments to be “used in human or veterinary medicine.” (Id. at 19) (citing Weingarten Decl.,
Ex. 4 at 4:61-62; Weingarten Decl., Ex. 5 at 4:57-58.) As such, the specification provides support
for administration in all “animals,” which is recited in the claim of the ’505 patent. (Id. at 19)
(citing Weingarten Decl., Ex. 4 at Claims 5, 6, 9, 23, 27.) But the specification also describes
advantages of the claimed iron carbohydrate complexes compared to other complexes used as
human medicaments. For example, the specification explains that the present invention is
advantageous over prior complexes. Therefore, Plaintiffs argue that applying the doctrine of claim

differentiation, the use of “animal” in the ’505 patent claims must have a different scope from that
of “subject” used in the claims of the ’252 patent. (Id.) (Compare Weingarten Decl., Ex. 4 at
Claims 5, 6, 9, 23, 27, with Weingarten Decl., Ex. 5 at Claim 18.) Put simply by Plaintiffs,
“animal” is broad enough to correspond with the specification’s disclosure of medicaments used
in “human or veterinary medicine,” while the term “subject” narrows that definition to only mean
“human.” (Id. at 19.) Moreover, narrowing “human or veterinary medicine” to only “human” is
appropriate because the specification emphasizes administration to humans, not animals. (Id.)
Defendants assert that the proper construction of this term is “Mammal to whom the
carbohydrate complex is administered.” (Def. Opening Br. at 27.) In support, Defendants argue
that a POSA would understand the term “subject” in the context of the claims and intrinsic record
of both the Geisser Family Patents and the Helenek Family Patents to refer to mammals generally,
and not just “humans.” (Id.) According to Defendants, while Plaintiffs may isolate certain portions
of the specification that use “subject” in the context of human clinical trials, the specifications also

differentiate between “human subjects” and “non-human mammals.” (Id. at 28-29.)
I construe “subject” to match Defendants’ construction: “Mammal to whom the
carbohydrate complex is administered.” As a preliminary matter, while Plaintiffs have advised
that the Court need not construe the “subject” term in connection with the ’252 patent, the Court
may nonetheless reference that term’s use in the ’252 patent to the extent it assists construction of
the Helenek Family Patents. That said, the Court also acknowledges Plaintiffs’ concern regarding
this term; that is the Geisser Family Patents and the Helenek Family Patents are two separate patent
families, with different inventors, different priority dates, and different POSAs.
Here, the intrinsic evidence cited by Defendants, including the claim language and the
specification language, reveals that the term “subject” should not be limited to only humans. In

that regard, the Court is not persuaded by Plaintiffs’ argument that the term “subject” must be
construed to mean “human” simply because the patents, specifically the Helenek Family Patents,
are clinical patents. As explained by Defendants, the term “subject” is common to both the
Helenek Family’s ’612 and ’702 patents and the Geisser Family’s ’252 patent. With respect to the
’252 patent, dependent Claim 18 is directed to “[a] method for treating an iron deficiency condition
comprising the step of administering to a subject in need thereof a pharmaceutically effective
amount of the medicament of [a prior claim].” Although “subject” does not appear in the
specification of the ’252 patent, the specification does unambiguously state that the “medicaments”
containing the disclosed carbohydrate complexes “can be used in human and veterinary medicine.”
Because claim interpretations that are contrary to the usage in the specification are erroneous, Wi-
Fi One, LLC v. Broadcom Corp., 887 F.3d 1329, 1346 (Fed. Cir. 2018), cert. denied, 139 S. Ct.
826 (2019), I find that the “medicament” of Claim 18 must be construed consistent with
Defendants’ position—as one that can be used in human or veterinary medicine. As such,

Plaintiffs’ attempt to limit the term “subject” to only humans is not supported by the intrinsic
evidence.
Similarly, as it pertains to the Helenek Family Patents, Claim 1 of the ’612 and ’702 patents
states:
A method of treating a disease, disorder, or condition characterized
by iron deficiency or dysfunctional iron metabolism resulting in
reduced bioavailability of dietary iron, comprising administering to
a subject in need thereof an iron carbohydrate complex . . . .
The Court agrees with Defendants that this claim language may be directly attributed to the
following passage of the specification:
methods of treating a disease, disorder, or condition characterized
by iron deficiency or dysfunctional iron metabolism through the
administration of at least 0.6 grams of elemental iron via a single
unit dosage of an iron carbohydrate complex to a subject that is in
need of such therapy.
(See ’702 patent, 2:32-37; ’612 patent, 2:37-43.) That same specification goes on to state that the
invention applies to the treatment of a “state, disease, disorder, or condition” by preventing or
delaying the appearance of clinical symptoms “in a mammal[.]” Accordingly, like the ’612 and
’702 patents, I find that a POSA would understand the term “subject” to mean something broader
than just humans, i.e., “mammals.”
In addition, recent prosecution activity in related patent applications supports Defendants’
construction. Actelion Pharm., Ltd. v. Sun Pharm. Indus., No. 17-5015, 2019 WL 653149, at *6
(D.N.J. Feb. 15, 2019) (“[S]tatements made by the inventor during continued prosecution of a
related patent application can, in some circumstances, be relevant to claim construction.”). For
example, the recently filed patent application in U.S. Patent Application No. 16/825,337, which is
related to the ’612 patent, includes the phrase “adult human subject.” Clearly, the decision to
incorporate “human” in the application signals the potential for non-human subjects. As

Defendants correctly articulate, if “subject” was limited to mean “human,” as Plaintiffs claim here,
Plaintiffs would have stated “adult subject” instead of “adult human subject” in the later
applications. (Def. Opening Br. at 29.) Thus, adopting Plaintiffs’ proposed construction would
make the use of “human” in the phrase “adult human subject” redundant—i.e., “adult human
human.” See Pfizer Inc. v. Teva Pharm. USA, Inc., 855 F. Supp. 2d 286, 298 (D.N.J. 2012)
(rejecting proposed construction because it “would thus render portions of the patents
superfluous”).
Because the construction is sufficiently clear based on the intrinsic evidence, I need not
consider extrinsic evidence. See Vitronics, 90 F.3d at 1584. Accordingly, I construe the term
“subject” to mean “mammal to whom the carbohydrate complex is administered.”

IV. CONCLUSION
In light of the foregoing reasons, the Court construes the disputed claim terms as
represented in the chart below:
Disputed Term Construction
“maltodextrin” “a mixture of saccharides of variable length composed of
chains of D-glucose units connected primarily by α-(1→4)
glycosidic bonds”

“one maltodextrin” / one/each “maltodextrin,” as that term is defined by this
“each individual Opinion, i.e., one mixture of saccharides of variable length
maltodextrin” composed of chains of D-glucose units connected primarily by
α-(1→4) glycosidic bonds
“the iron carbohydrate “a carbohydrate component resulting in a low risk of
complex has a anaphylactoid/ hypersensitivity reactions, wherein a low risk is
substantially non- an incidence of adverse events lower than dextran”
immunogenic
carbohydrate
component”
“the iron carbohydrate “the iron carbohydrate complex … does not exhibit a
complex has […] substantial antibody/antigen immune response with
substantially no cross antidextran antibodies”
reactivity with
antidextran antibodies”
“subject” “Mammal to whom the carbohydrate complex is administered”

Dated: June 28, 2021 /s/ Freda L. Wolfson
Freda L. Wolfson
U.S. Chief District Judge

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10270942. Public record. Not legal advice.
