# Katz v. McCarthy

> District Court, W.D. Louisiana · November 1, 2022

URL: https://www.frixlaw.com/law-library/cases/10195276

## Case

- **Court:** District Court, W.D. Louisiana
- **Decided:** November 1, 2022
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/10195276

## How later opinions describe it (automated extraction)

- holding that the burden-shifting structure set forth in McDonnell Douglas Corp., 411 U.S. 792, applies to Title VII retaliation cases

## Opinion text

UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF LOUISIANA
LAKE CHARLES DIVISION

STEPHEN J KATZ CASE NO. 2:21-CV-00132

VERSUS JUDGE TERRY A. DOUGHTY

RYAN D MCCARTHY MAGISTRATE JUDGE KAY

MEMORANDUM RULING
Pending before the Court is Defendant Christine Wormuth’s (“Wormuth”), in her official
capacity as the Secretary of the Army and on behalf of Defendant Ryan McCarthy, Motion for
Summary Judgment [Doc. No. 15]. Plaintiff Dr. Stephen J. Katz (“Dr. Katz”) has filed a Response
in Opposition [Doc. No. 37] to the Motion. Wormuth has filed a Reply [Doc. No. 46] to the
Opposition.
For the reasons set forth herein, the Motion is GRANTED.
I. BACKGROUND AND PROCEDURAL HISTORY
Dr. Katz is a former civilian surgeon at Bayne-Jones Army Community Hospital
(“BJACH”).1 He was employed as a General Surgeon at BJACH from April 2016 until his
resignation on January 2, 2019.2 He served as the Chief of Surgery and Chief of Surgical Services
from October 1, 2016, until August 1, 2018, when the position was converted from a civilian
position to a military position.3 At that time, there were three civilian general surgeons at BJACH:
Dr. Katz (a contractor), Dr. Isaiah, and Dr. Nina Hall. Dr. Katz and Dr. Isaiah are close to the same
age.4

1 [Doc. Nos. 1, 15, 37]
2 [Id.]
3 [Doc. No. 15]
4 [Id.]
From July 15-22, 2016, the Army posted a vacancy announcement for a civilian
Supervisory Physician (General Surgery) at BJACH.5 Dr. Isaiah, Dr. Hall, and Dr. Katz all applied
for the supervisory position.6 On August 31, 2016, Dr. Katz received a tentative job offer for the
Supervisory Physician position; he accepted the job offer and negotiated a salary of $339,999.00,
eight hours annual leave accrual, and a 7% ($23,800) recruitment incentive.7

In March 2018, Lieutenant Colonel (“LTC”) Heather Owens became the interim Deputy
Commander of Surgical Services (“DCSS”) and Dr. Katz’s first level supervisor after the previous
DCSS retired. At that time, Colonel (“COL”) Marla Ferguson, BJACH Commander, was his
second level supervisor, and LTC Brian Adams was the Chief Medical Officer (“CMO”) and not
in Dr. Katz’s chain of command.8 As CMO, LTC Adams was the senior physician advisor to the
Hospital Commander and part of the Command Group at Fort Polk.9
On July 16, 2018, Defendant asserts that LTC Owens issued Dr. Katz a written counseling
for failure to observe written procedures.10 On June 7, 2016, at 3:00 P.M., LTC Owens was notified
that Dr. Katz intended to take leave the following day, and he had not requested leave in the
automated leave system as required.11 Dr. Katz was supposed to be on call that day. LTC Owens

issued the counseling to document the incident in writing as it was patient abandonment and to put
Dr. Katz on notice that it would be in his best interest to change the behavior.12 Dr. Katz did not
receive any adverse action as a result of the counseling.

5 [Doc. Nos. 15, 37]
6 [Id.]
7 [Doc. No. 15, p. 11]
8 [Id.]
9 [Id.]
10 [Doc. No. 15]
11 [Id.]
12 [Id.]
On July 24, 2018, while exiting the library, Major (“MAJ”) Brian Bolton, Assistant to the
Deputy Commander of Nursing at BJACH, heard someone saying, “HELP, HELP, HELP ME!”
He walked toward the yelling to investigate and saw Jack Reed, the Healthcare Training Instructor,
conducting a class and there was no emergency.13 When MAJ Bolton saw Dr. Katz exerting
himself, he asked the instructor about the risk assessment for senior citizens. Dr. Katz never

brought the comment up to MAJ Bolton or MAJ Bolton’s supervisory chain prior to his October
2018, Equal Employment Opportunity (“EEO”) complaint. MAJ Bolton testified that he would
have immediately apologized and tried to rectify the situation had he known he offended Dr. Katz.
COL Ferguson, LTC Adams, and LTC Owens were not involved in this incident. 14
In May 2014, the Surgeon General/Commanding General (“CG”) of the U.S. Army
Medical Command (“MEDCOM”) conducted an executive leadership organization working group
that revised the medical treatment facility structure into a format known as HELOS.15 The HELOS
restructuring created a strain on small medical facilities because there were more administrative
positions than a small hospital like BJACH could staff. Additionally, no extra personnel were

provided. On July 5, 2017, the Army published the HELOS Reset Directive, directing that the
structure at all medical treatment facilities, including at BJACH, revert from the eight deputy
commander HELOS structure back down to the original four.16
LTC Adams recommended to COL Ferguson that MAJ Caton Simoni assume the Chief of
Surgery duties with the HELOS reset.17 He made the recommendation because MAJ Simoni was
“a senior military leader who needed professional development and grooming for higher levels of

13 [Id., p. 12]
14 [Id.]
15 [Doc. Nos. 15, 37]
16 [Doc. No. 15]
17 [Id.]
leadership, and that’s the way [military officers] get it, by being in those positions,” which is why
the Defendant preferred to have military officers and not civilians in hospital department level
positions.18 He believed the change was the best course of action for BJACH. COL Ferguson
agreed.
In the summer of 2018, MAJ Simoni arrived from Blanchfield Army Community Hospital

at Fort Campbell where she had been one of the senior Obstetricians and Gynecologists. She was
relatively new to BJACH. She was also a senior Major and an experienced surgeon. Lastly, she
had deployment and leadership experiences as a Flight Surgeon with a Combat Aviation Brigade.19
On August 1, 2018, BJACH leadership converted Dr. Katz’s Chief of Surgery and Chief
of Surgical Services position, the only civilian supervisory position at BJACH, to a military officer
position as part of the implementation of an Army wide hospital reorganization structure.20 Dr.
Katz received no loss in pay as a result of the conversion. Shortly thereafter, the clinical privileges
of Dr. Katz and Dr. Isaac Isaiah, a fellow surgeon at BJACH, were placed in abeyance while the
Defendant conducted an investigation into reported allegations and concerns.21 Again, Dr. Katz

did not suffer any loss of pay during the investigation.
In this lawsuit, Dr. Katz alleges that he was given a written counseling for failure to observe
written procedures, that his supervisory duties were removed, and that his clinical privileges were
placed in abeyance because of his age (77 at the time).22 He also alleges reprisal and a hostile
work environment (“HWE”) based on his age in violation of the Age Discrimination in
Employment Act of 1967 (“ADEA”), 29 U.S.C. § 621 et seq., and Title VII of the Civil Rights

18 [Id., p. 13].
19 [Id.]
20 [Doc. Nos. 1, 15, 37]
21 [Id.]
22 [Doc. Nos. 1, 37]
Act of 1964 (“Title VII”), 42 U.S.C. § 2000e, et seq.23 Dr. Katz also alleges the Defendant
discriminated against him because of his religion by the “overtly devout Christian presence” at
BJACH.24
Dr. Katz identifies as Jewish.25 He argues that BJACH does not observe the National Day
of Remembrance for the Holocaust but does not know when the National Day of Remembrance

is.26 Dr. Katz testified during his deposition that BJACH was not Anti-Semitic, but that Judaism
was ignored.27 Dr. Katz never discussed his religious beliefs with the “military establishment.”28
COL Ferguson, LTC Adams, and LTC Owens were not aware of Dr. Katz’s religion until they
were notified of his EEO complaint in November 2018.29 The hospital chaplain delivered messages
during morning meetings that were allegedly secular. Defendant claims that the Chaplain did not
engage in delivering sermons and never tried to proselytize during these meetings.30
On October 16, 2018, Dr. Katz initiated EEO contact and, on December 28, 2018, filed a
Formal Complaint of Discrimination.31 Dr. Katz alleged in the EEO complaint that he was
subjected to discrimination because of his race, age, national origin (Jewish), and religion (Jewish)

when MAJ Bolton asked the training instructor for the risk assessment for senior citizens while
looking at Dr. Katz, he was replaced as Chief of Surgery, and his clinical privileges were placed
in abeyance, creating a hostile work environment.32 He further alleged BJACH permeated a pro-

23 [Doc. No. 1]
24 [Doc. No. 1]
25 [Doc. No. 15-4]
26 [Id.]
27 [Id.]
28 [Id., p. 8]
29 [Doc. No. 15]
30 [Id.]
31 [Doc. No. 15-20, EEO Complaint]
32 [Id.]
Christian, anti-Semitic environment which supported Dr. Isaiah, a Christian theologian.33 He
brings these same claims to this Court in his Complaint.34
The issues are briefed, and the Court is prepared to rule.
II. LAW AND ANALYSIS
A. Summary Judgment Standard

Summary judgment is appropriate when the evidence before a court shows, “that there is
no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of
law.” FED. R. CIV. P. 56(a). A fact is “material” if proof of its existence or nonexistence would
affect the outcome of the lawsuit under applicable law in the case. Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 248 (1986). A dispute about a material fact is “genuine” if the evidence is such
that a reasonable fact finder could render a verdict for the nonmoving party. Id.
“[A] party seeking summary judgment always bears the initial responsibility of informing
the district court of the basis for its motion, and identifying those portions of ‘the pleadings,
depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,’

which it believes demonstrate the absence of a genuine issue of material fact.” Celotex Corp. v.
Catrett, 477 U.S. 317, 323 (1986) (quoting Anderson, 477 U.S. at 247). “The moving party may
meet its burden to demonstrate the absence of a genuine issue of material fact by pointing out that
the record contains no support for the non-moving party’s claim.” Stahl v. Novartis Pharm. Corp.,
283 F.3d 254, 263 (5th Cir. 2002). Thereafter, if the non-movant is unable to identify anything in
the record to support its claim, summary judgment is appropriate. Id. “The court need consider
only the cited materials, but it may consider other materials in the record.” FED. R. CIV. P. 56(c)(3).

33 [Id.]
34 [Doc. No. 1]
In evaluating a motion for summary judgment, courts “may not make credibility
determinations or weigh the evidence” and “must resolve all ambiguities and draw all permissible
inferences in favor of the non-moving party.” Total E & P USA Inc. v. Kerr–McGee Oil and Gas
Corp., 719 F.3d 424, 434 (5th Cir. 2013) (citations omitted). While courts will “resolve factual
controversies in favor of the nonmoving party,” an actual controversy exists only “when both

parties have submitted evidence of contradictory facts.” Little v. Liquid Air. Corp., 37 F.3d 1069,
1075 (5th Cir. 1994). To rebut a properly supported motion for summary judgment, the opposing
party must show, with “significant probative evidence,” that a genuine issue of material fact exists.
Hamilton v. Segue Software, Inc., 232 F.3d 473, 477 (5th Cir. 2000) (emphasis added). “‘If the
evidence is merely colorable, or is not significantly probative,’ summary judgment is appropriate.”
Cutting Underwater Tech. USA, Inc. v. Eni U.S. Operating Co., 671 F.3d 512, 517 (5th Cir. 2012)
(quoting Anderson, 477 U.S. at 248).
Relatedly, there can be no genuine dispute as to a material fact when a party fails “to make
a showing sufficient to establish the existence of an element essential to that party’s case, and on

which that party will bear the burden of proof at trial.” Celotex Corp., 477 U.S. at 322-23. This
is true “since a complete failure of proof concerning an essential element of the nonmoving party’s
case necessarily renders all other facts immaterial.” Id. at 323.
Challenges to agency decisions are normally resolved on motions for summary judgment.
Berry v. Esper, 322 F. Supp. 3d 88, 90 (D.D.C. 2018).
B. Analysis
Defendant asserts in her reply35 to Dr. Katz’s opposition that Dr. Katz abandoned his claims
related to the written counseling and Bolton statement.36 Further, Defendant asserts that Katz does

35 [Doc. No. 46]
36 [Doc. 32-2, p.15, n.2]
not oppose dismissal of his religious discrimination claim.37 Consequently, the only remaining
claims before the Court are that the Army removed Dr. Katz’s supervisory duties because of his
age and retaliated against him by placing his clinical privileges in abeyance, converting his
abeyance to a summary suspension, and delaying resolution of the investigation, thereby creating
a HWE that resulted in constructive discharge.

After reviewing the pleadings, the Court agrees with Defendant’s assertion. Accordingly,
the Court will analyze whether Dr. Katz’s claim was timely made, Dr. Katz’s claims of
retaliation/constructive discharge, discrimination under the ADEA and Tile VII, and retaliation
under the ADEA and Title VII.
1. Analysis-Whether Dr. Katz Timely Exhausted his Administrative
Remedies

Defendant asserts in her Motion that Dr. Katz’s claims as they relate to the written
counseling, removal of the supervisory duties, and clinical abeyance are barred as untimely. Dr.
Katz responds that Defendant waived her right to contest the timeliness of his claims pertaining to
his removal from chief of surgery/chief of surgical services and placement of clinical privileges in
abeyance. He also alternatively argues that the continuing violation doctrine applies, making his
claim timely.
Exhaustion of available remedies is required “before a federal employee may bring an
employment-discrimination suit in federal court[.]” Yee v. Baldwin-Price, 325 Fed. Appx. 375, at
378 (5th Cir. 2009); see also Hampton v. IRS, 913 F.2d 180, 182 (5th Cir.1990). As an initial step
in the exhaustion process, the employee must “initiate contact with [an EEO] Counselor within 45
days of the date of the matter alleged to be discriminatory[.]” 29 C.F.R. § 1614.105(a)(1). “Failure
to notify the EEO counselor in [a] timely fashion may bar” the employee's claim. Pacheco v. Rice,

37 [Id. at p.21, n.7]
966 F.2d 904, 905 (5th Cir.1992). The exhaustion requirement is not jurisdictional, however, and
is subject to the traditional equitable defenses of waiver, estoppel, and equitable tolling. Id. at 906.
If informal counseling is not timely sought, “the plaintiff has the burden of demonstrating a factual
basis to toll the period.” Blumberg v. HCA Mgmt. Co., 848 F.2d 642, 644 (5th Cir.1988).
Dr. Katz argues that Defendant waived the 45-day time limit by accepting the complaint,

fully investigating it, issuing a report of investigation (“ROI”), and participating in the
administrative law hearing process on the claims. In defense of this, Defendant argues that
investigating an EEO complaint and participating in an administrative process does not waive
timeliness arguments. Defendant further asserts that the Department of Defense, not the Army,
prepares and issues the ROI.
In support of his argument, Dr. Katz relies on the ruling in Moncus v. Johanns, 2006 WL
163309 (M.D. Ala. Jan. 20, 2006). In Moncus, the court discussed the substantive changes made
to the federal regulations governing the timeliness and dismissal of EEO complaints, and it found
that the defendant waived its objection to the plaintiff’s untimely initial contact because it failed

to dismiss plaintiff’s formal complaint prior to plaintiff’s request for an administrative hearing.
Defendant argues that Dr. Katz’s reliance on this case does not create a triable issue because
the cases are not comparable. Defendant asserts that in Moncus, the agency knew that the entire
complaint was untimely before the plaintiff requested a hearing but failed to dismiss the complaint
as untimely prior to the hearing request. The district court concluded that the agency waived its
timeliness defense because dismissal of a complaint in its entirety, §1614.107(a), requires that the
dismissal occur before a request for a hearing. Id. Accordingly, Defendant maintains that the
Moncus finding is not applicable to the instant case because Plaintiff’s entire EEO complaint was
not untimely and, therefore, fell under § 1614.107(b), not § 1614.107(a). See Lord v. Holder, 568
Fed. Appx. 435, 438 n.1 (6th Cir. 2014) (distinguishing Moncus because entire EEO complaint not
due to be dismissed and holding that the agency did not waive its timeliness argument).
The Court agrees with Defendant and finds that she did not waive the time limit. In Rowe
v. Sullivan, 967 F.2d 186 (5th Cir. 1992), the court held that in order to waive a timeliness
objection, the agency must make a specific finding that the claimant’s submission was timely

made. No such finding was made in this case.
As an alternative argument, Dr. Katz asserts that the placement of his clinical privileges in
abeyance claim is timely pursuant to the continuing violation doctrine. Specifically, he asserts that
the continuing violation doctrine tolled his time for contacting the EEO office about the abeyance
of his clinical privileges because the subsequent automatic conversion to a summary suspension
occurred within 45-days of his EEO contact. The continuing violation doctrine permits the tolling
of the statutory limitation in a discrimination case when the violation is deemed ongoing. Messer
v. Meno, 130 F.3d 130, 134-35 (5th Cir. 1997).
Defendant argues that the doctrine does not apply to the removal of Dr. Katz’s supervisory

duties or his clinical abeyance because they are both discrete acts and must be timely exhausted to
be actionable. Plaintiff even acknowledged in his own pleading “that his removal from Chief of
Surgery/Surgical Services is a discrete act that is not subject to the continuing violation doctrine.”38
Dr. Katz maintains that his placement of clinical privileges in abeyance that automatically
converted into a summary suspension of privileges is a continuing violation. The Court disagrees.
Dr. Katz has not met his burden of proof that the continuing violation doctrine applies. The
Court finds that the abeyance of his clinical privileges was a discrete act, and Dr. Katz did not
timely exhaust this to make it actionable. Furthermore, summary suspension is automatic and not

38 [Doc. No. 32-2, p. 6]
a separate act committed by Defendant. Accordingly, the continuing violation doctrine is not a
proper avenue for Dr. Katz to equitably toll his failure to timely exhaust his claims. There is no
genuine dispute as to any material fact, and Defendant is entitled to judgment as a matter of law
as it relates to Dr. Katz failure to timely exhaust his administrative remedies.
Although the Court finds for Defendant, it will analyze the remainder of Dr. Katz’s claims.

2. Analysis- Retaliation/Constructive Discharge Claims
Dr. Katz argues that his retaliation/constructive discharge claims are properly before the
Court. Defendant argues that these claims are not properly before the Court because Dr. Katz did
not exhaust his retaliation claims as they relate to his abeyance/summary suspension.
In support of his argument, Dr. Katz cites to Gupta v. East Texas State University, 654 F.2d
411, at 414 (5th Cir.1981), wherein the United States Court of Appeals for the Fifth Circuit held
"it is unnecessary for a plaintiff to exhaust administrative remedies prior to urging a retaliation
claim growing out of an earlier charge; the [] court has ancillary jurisdiction to hear such a claim
when it grows out of an administrative charge that is properly before the court." However, the Fifth

Circuit’s holding in this case centered on Equal Employment Opportunity Commission charges,
not EEO complaints. Dr. Katz argues that the Gupta ruling applies equally to EEO complaints. See
e.g., Van Allen v. Jackson, No. CV G-07-321, 2009 WL 10736913 (S.D. Tex. Sept. 25, 2009);
King v. Napolitano, No. 3:08-CV-2014-O, 2010 WL 11618677 (N.D. Tex. May 21, 2010); Baig
v. Nicholson, No. CV H-06-4121, 2008 WL 11499303 (S.D. Tex. Feb. 5, 2008) (finding that the
plaintiff could proceed with his retaliation claim notwithstanding the fact that his retaliation claim
has never been the subject of an EEO complaint); Phongsavane v. Potter, No.
CIVASA05CA0219-XR, 2005 WL 1514091 (W.D. Tex. June 24, 2005). Dr. Katz initiated contact
with the EEO on October 16, 2018, and he alleges that his clinical privileges were retaliatorily
held in abeyance/summary suspension and that he was constructively discharged for his
involvement with the EEO. This, he asserts, is properly before the Court under Gupta.
Defendant argues that at the time Plaintiff initiated EEO contact, his clinical privileges had
already been placed in abeyance and the abeyance had automatically converted to a summary
suspension. However, Defendant states that Dr. Katz did not allege that reprisal was a basis for the

actions.39 Instead, he alleged that the actions were motivated by his age, race, national origin, and
religion.40 Defendant maintains that Dr. Katz was required to exhaust all claims that accrued prior
to his initial EEO contact, particularly as to the fact that Dr. Katz included the alleged adverse
actions in his formal EEO complaint but did not check the box for reprisal. Gupta, 654 F.2d 411,
414; Williams v. AT&T, Inc., 356 F. App’x 761, 766 (5th Cir. 2009); Eberle v. Gonzales, 240 F.
App’x 622, 628 (5th Cir. 2007). Ultimately, Defendant asserts that Dr. Katz’s retaliation claims
related to the clinical abeyance and summary suspension are barred because he did not timely
exhaust his administrative remedies as to these claims.
The Court agrees. Dr. Katz’s self-serving analysis of the Gupta holding does not satisfy his

burden of proving that these claims are properly before this Court. Defendant is proper in her
argument that Dr. Katz did not timely exhaust his administrative remedies because of his failure
to check the box for reprisal in his EEO complaint, which went against the requirement for him to
exhaust all claims that accrued prior to his initial EEO contact. Accordingly, the Court finds that
there is no genuine dispute as to any material fact, and Defendant is entitled to judgment as a matter
of law as it relates to Dr. Katz’s claims for retaliation/constructive discharge on his abeyance and
summary suspension.

39 [Doc. No. 15-20]
40 [Id.]
3. Analysis- Title VII Discrimination Under the ADEA
Dr. Katz brings a claim for age discrimination and retaliation under Title VII of the Civil
Rights Act of 1964. Title VII prohibits employers from discriminating against employees on a
number of grounds, including age. 42 U.S.C.§ 2000. Under the ADEA, it is unlawful for an
employer "to fail or refuse to hire or to discharge any individual or otherwise discriminate against

any individual with respect to his compensation, terms, conditions, or privileges of employment,
because of such individual's age." 29 U.S.C. § 623(a)(1). The ADEA likewise prohibits retaliation
against an employee "because the employee has opposed allegedly discriminatory practices by the
employer or participated in a proceeding, charge or hearing where such practices are challenged,”
which can be “opposition” or “participation” activities. 29 U.S.C. § 623(d); Rogers v. City of Baton
Rouge, 2016 WL 4035328, (M.D. La. Jul. 25, 2016) (quoting De Anda v. St. Joseph Hospital, 671
F.2d 850, 851 n.1 (5th Cir. 1982)). While Title VII and the ADEA protect different traits, disparate
treatment claims and retaliation claims under either Act typically utilize the McDonnell Douglas
burden-shifting proof structure established by the Supreme Court. See McDonnell Douglas, Corp.

v. Green, 411 U.S. 792, 802-03 (1973).
The Fifth Circuit employs the familiar McDonnell Douglas burden-shifting framework
where the ADEA claim is based on circumstantial evidence. Patrick v. Ridge, 394 F. 3d 311, 315
(5th Cir. 2004) (citing McDonnell Douglas, 411 U.S. 792). Under this framework, the employee
must first prove a prima facie case, which creates a rebuttable presumption that the employer
unlawfully [retaliated] against the employee. Id. (citing McDonnell Douglas, 411 U.S. at 802; Tex.
Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 255 (1981)). To rebut the presumption, the
employer must articulate a legitimate, nondiscriminatory reason for its decision; however, at that
stage, it need not prove that it was actually motivated by its proffered reason. Id. (citing Burdine,
450 U.S. at 255). If the employer meets its production burden, the employee must show that the
employer’s legitimate, nondiscriminatory reason was not its real reason but was merely a pretext
for discrimination. Id. (citing McDonnell Douglas, 411 U.S. at 804). In other words, after a
defendant employer has met its burden of production, an employee plaintiff, like any other civil
plaintiff, must now demonstrate that there is a material issue of disputed fact as to discrimination

[or retaliation], the ultimate question vel non. Id. at 15-16 (citing Long v. Eastfield College, 88 F.
3d 300, 308 (5th Cir. 1996)).
i. Prima Facie Case of Discrimination
Defendant asserts that Dr. Katz cannot establish a prima facie case for age discrimination.
Where, as here, an age discrimination claim relies on circumstantial evidence, the plaintiff has the
initial burden to establish a prima facie case of discrimination. To meet this burden, Dr. Katz must
establish several factors. Defendant and Dr. Katz both assert conflicting analyses for how the Court
should arrive at the conclusion of whether Dr. Katz has met his prima facie burden. Defendant
asserts that he must show:

(1) he was discharged; (2) he was qualified for the position; (3)
he was within the protected class at the time of discharge; and
(4) he was either i) replaced by someone outside the protected
class, ii) replaced by someone younger, or iii) otherwise
discharged because of his age.

Kim v. Hospira, Inc., 709 F. App’x 287, 289 (5th Cir. 2018). Dr. Katz may show that he was
“otherwise discharged because of his age” by establishing that a comparable employee benefited
from disparate treatment under “nearly identical” circumstances—that is, the two employees “held
the same job or responsibilities, shared the same supervisor ... and have essentially comparable
violation histories.” Id. at 289.
Dr. Katz asserts that under the federal-sector portion of the ADEA, he must show:
(1) he was within the protected class (a government employee
age 40 or over) at the time; (2) he was qualified for the position;
(3) he suffered an adverse employment decision; and (4) he was
replaced by a younger employee or treated less favorably than
similarly situated younger employees.

Leal v. McHugh, 731 F.3d 572, at 410-11 (5th Cir. 2003). The Court agrees that as an employee
of the federal sector, the proper showing for a prima facie case is the one asserted by Dr. Katz. It
is uncontroverted that Dr. Katz was (1) within the protected class at the time of the action and (3)
that he suffered an adverse employment action. The Court will therefore analyze whether (2) Dr.
Katz was qualified for the position, and (4) whether he was replaced by a younger employee or
treated less favorably than similarly situated younger employees.
(2) Qualified for the Position
Defendant asserts that Dr. Katz cannot prove he was qualified for the position because the
Chief of Surgery/Surgical Services position could only be filled by military personnel. Therefore,
because Dr. Katz was a civilian at all pertinent times to this suit, he no longer qualified for the
position.
Dr. Katz argues that Defendant does not offer a single legal argument or shred of evidence
to support this, which he asserts creates a genuine issue of material fact for trial.
The Court agrees with Dr. Katz’s assertion. Defendant has produced evidence showing that
the Chief of Surgery and Chief of Surgical Services position was converted into a military officer
position on August 1, 2018, as part of the implementation of an Army-wide hospital reorganization
structure. However, Defendant later asserted that this restructuring was done at the will of
Defendant.
The Court finds that Dr. Katz has established that there is a genuine issue of material fact
as to whether he was qualified for the position.
(4) Whether Dr. Katz was replaced by a younger employee or treated
less favorably than similarly situated younger employees

The Court finds that there is no contested issue of fact that Dr. Katz was replaced by
someone younger than him for the position. Therefore, he has satisfied the fourth prong of the
prima facie analysis.
In conclusion, the Court finds that Dr. Katz has met his burden of proving a prima facie
case of discrimination under the ADEA and Title VII.
ii. Legitimate, Nondiscriminatory Reason for Termination
Because Dr. Katz has established a prima facie case for discrimination, Defendant must
now provide legitimate, nondiscriminatory reasons for termination. Defendant argues that even if
Dr. Katz were to meet his burden of establishing a prima facie case of discrimination, Defendant
has proffered legitimate reasons for removing Plaintiff’s supervisory duties.
Specifically, Defendant asserts that there were fewer leadership positions and LTC Adams,
with COL Ferguson’s approval, determined that it was in the Defendant’s best interest to convert
the Chief of Surgery and Chief of Surgical Services duties from a civilian to a military position.
Defendant converted the Chief of Surgery position to a military officer and removed the
supervisory duties from Dr. Katz because the HELOS reorganization reduced the number of
supervisory positions available to develop military officers, the Chief of Surgical Services was the
only supervisory position with a civilian chief, and MAJ Simoni was the senior physician in
surgical services.

LTC Adams’ explanations have been consistent. LTC Adams has testified that his decision
to permanently convert the Chief of Surgery position to a military position was not because of any
misconduct by Dr. Katz. Although the HELOS reset did not require LTC Adams to remove Dr.
Katz from the supervisory position, the HELOS mandated reorganization reduced the number of
department heads from 7 to 4. LTC Adams determined that it was in BJACH’s best interest to have
military in the reduced leadership roles to provide career development opportunities for the young
officers. Plaintiff argues that COL Ferguson and LTC Adams’ use of the term “young” officers
shows that age was a motivating factor.41 However, the term young referred to the officer’s career
development, not their age.

The supervisory position was not a promotion for MAJ Simoni as she did not receive an
increase in rank or additional compensation. Moreover, LTC Adams consulted with human
resources and the Fort Polk legal office regarding the conversion, and Dr. Katz remained under the
same position description until he resigned with no loss in pay.
The Court finds that Defendant has, at the very least, clearly articulated a legitimate,
nondiscriminatory reason for removing Dr. Katz’s supervisory role. Therefore, any “inference of
discrimination disappears.” Davis v. Dallas Area Rapid Transit, 383 F.3d 309, 319 (5th Cir.
2004). Further, at this point, Dr. Katz bears the ultimate burden to show Defendant’s reason for
removing his supervisory role was for age discrimination. See McCoy v. City of Shreveport, 492

F.3d 551, 557 (5th Cir. 2007). To do so, Dr. Katz must “show something beyond disagreement
with the employer’s decision.” Wilson v. New Wendy’s, Inc., No. 3:18-CV-01049, 2019 WL
6247823, at *4, 6 (W.D. La. 11/20/19) (citing Bryant v. Compass Grp. USA Inc., 413 F.3d 471,
478 (5th Cir. 2005)).
iii. Pretext
A plaintiff can establish pretext by either evidence of disparate treatment or by showing
“the employer’s proffered explanation is false or ‘unworthy of credence.’” Thomas v. Johnson,
788 F.3d 177, 179 (5th Cir. 2015). Employment discrimination laws were “not intended to be a

41 [Doc. 32-2, p. 34].
vehicle for judicial second-guessing of employment decisions nor [are they] intended to
transform the courts into personnel managers.” Moss v. BMC Software, Inc., 610 F.3d 917917,
926 (5th Cir. 2010).
“[T]the ultimate burden of persuading the trier of fact that the defendant intentionally
discriminated against the plaintiff remains at all times with the plaintiff.” Reeves v. Sanderson

Plumbing Prods., Inc., 530 U.S. 133, 143 (2000) (internal quotation and citation omitted).
Dr. Katz argues that LTC Adams’ decision to remove him was not mandated by the HELOS
reset; that LTC Adams provided inconsistent, shifting explanations for removing Dr. Katz as chief
of surgery; and, alternatively, that Dr. Katz’s age was a motivating factor in the decision to remove
him from his role as Chief of Surgery/Surgical Services.
a. (1) The Decision to Remove Dr. Katz was not Mandated by HELOS
Dr. Katz first argues that Defendant’s reason for termination is pretextual because the
decision to remove and replace Dr. Katz with MAJ Simoni was not mandated by HELOS. Further,
he argues that the supervisory position was converted to a military position because of his age.

The evidence reflects that the HELOS reset reduced the number of supervisory positions
at BJACH, and the Chief of Surgery/Surgical Services position was redesignated as a military
position.
Defendant argues that this redesignation was in the best interest of BJACH as they were
able to professionally develop lower ranking officers at Fort Polk, which Dr. Katz interprets to
mean that young officers were replacing him. The word “young” as it is used to refer to certain
officers has to do with their professional experience, not their age. LTC Adams recommended
MAJ Simoni because she had only recently reported to Fort Polk and was not involved in any prior
issues between Plaintiff and Dr. Isaiah, a colleague who was older than Plaintiff and still works at
BJACH. MAJ Simoni needed the leadership experience for her upcoming promotion board.
The fact that Defendant’s decision was not mandated by the HELOS reset does not
automatically mean that the removal of Dr. Katz was pretextual for discrimination based on his
age. Especially in light of the fact that MAJ Simoni did not receive a promotion as a result of her

assignment of the supervisory duties or additional compensation, and Dr. Katz did not suffer a loss
of pay or any other benefits as a result of the reassignment.
b. (2) LTC Adams provided inconsistent, shifting explanations for removing
Dr. Katz as chief of surgery

Dr. Katz next argues that Defendant’s have provided inconsistent and shifting explanations
for the removal of Dr. Katz’s supervisory role. Specifically, Dr. Katz asserts that LTC Adams
initially maintained that the decision to remove Dr. Katz from his role was not a reflection of Dr.
Katz’s performance. However, Dr. Katz cited to LTC Adams deposition, wherein he said:
Dr. Katz and Dr. Isaiah, our other general surgeon, had a
longstanding inability to communicate effectively due to numerous
personality conflicts[.] These conflicts would lead to recurrent
disagreements between the two…[i]t was disruptive to the
Department of Surgery and the Inpatient Medical Surgical Ward,
and had the potential to seriously affect the quality and safety of
patient care.42

This, Dr. Katz argues, is inconsistent with his previous statements. However, in that same
deposition, LTC Adams stated:
You’re trying to make it a performance issue and that’s not how I
would describe it. I think she [] doesn’t have a lot of biases that were
brought into it by the past experiences or past relationships that Dr.
Katz and Dr. Isaiah had. Because of that [] her leadership had a
better chance of being effective.43

42 [Doc. No. 37-9, Depo. of LTC Brian Adams, pp. 25-26].
43 [Id., p. 26]
Defendant argues that LTC Adams’ considerations in determining which uniformed officer
should assume the supervisory duties was not “inconsistent” or “shifting” and does not show that
Defendant’s legitimate reasons for making the supervisory position a military position lacks
credibility or otherwise shows pretext. When asked during his deposition why he felt MAJ Simoni
was better suited to perform the supervisory duties, LTC Adams explained that Plaintiff’s

longstanding conflict with a fellow surgeon was disruptive to the department, and, as MAJ Simoni
was new to BJACH, she did not have the same bias, which gave her leadership a better chance of
being successful. He further explained that MAJ Simoni needed the leadership experience because
her promotion board was approaching.
Dr. Katz’s argument that LTC Adams’ statements are inconsistent is misconstrued. LTC
Adams was simply explaining that the two surgeons had a history of poor communication. This
description was not a reflection of LTC Adams’ decision to select MAJ Simoni as the Chief of
Surgery/Surgical Services. The Court finds that LTC Adams and COL Ferguson’s proffered
explanations for converting the position and selecting MAJ Simoni were not motivated by

discriminatory animus and were not pretextual.
c. (3) Dr. Katz’s age was a Motivating Factor in the Decision to Remove him
from his Role as Chief of Surgery/Surgical Services

As stated above, Dr. Katz next asserts that his age was a motivating factor in the decision
to remove him from his role as Chief of Surgery/Surgical Services because Defendant wanted to
professionally develop lower ranking officers (i.e., “young” officers) at Fort Polk. “Lieutenant
Colonel Adams [] decided to put uniform personnel in the department in leadership roles as career
development opportunities for young officers. Colonel Ferguson supported the decision.”44

44 [Id., p. 32]
Defendants argue that Dr. Katz’s interpretation of the word “young” is misguided here.
The reference to young officers simply refers to how much professional experience the officer has.
A young officer is generally someone who has served for less time.
Accordingly, the Court finds that Dr. Katz’s contention that he was removed from his
supervisory duties due to his age is misguided, and he has produced no evidence of pretext here.

Accordingly, Defendant’s Motion for Summary Judgment on the discrimination claims under the
ADEA and Title VII is GRANTED, and Dr. Katz’s claims under the ADEA and Title VII for
discrimination are DISMISSED.
4. Analysis—Retaliation under the ADEA and Title VII
The success of a retaliation claim can be separate and independent of the success of a
discrimination claim, and the success of one is not dependent on the other. Title VII prohibits
retaliation by an employer “against an employee for making a charge or otherwise participating
in a Title VII proceeding.” Nilsson v. City of Mesa, 503 F.3d 947, 953 (9th Cir. 2007) (citing 42
U.S.C. § 2000e–3).

Dr. Katz claims that Defendant retaliated against him for filing his EEO complaint.
Title VII retaliation claims based on circumstantial evidence are analyzed under the
McDonnell Douglas burden-shifting framework. McMillan v. Rust College, Inc., 710 F.2d 1112,
1116 (5th Cir. 1983) (holding that the burden-shifting structure set forth in McDonnell Douglas
Corp., 411 U.S. 792, applies to Title VII retaliation cases). Under this framework, the order and
allocation of proof begins with Dr. Katz, who has the initial burden of establishing a prima facie
case of retaliation. Id. To satisfy this burden, Dr. Katz must show that: (1) he engaged in activity
protected by Title VII; (2) he suffered an adverse employment action by Defendants; and (3) a
causal connection exists between the protected activity and the adverse employment action. See
Davis v. Fort Bend Cnty., 765 F.3d 480, 489 (5th Cir. 2014). If Dr. Katz cannot support all three
elements of a prima facie case of retaliation, then summary judgment for Defendants is
appropriate. See Stewart v. Miss. Transp. Comm’n., 586 F.3d 321, 331 (5th Cir. 2009).
However, if Dr. Katz successfully establishes a prima facie case, the burden then shifts to
Defendant to produce a legitimate, nonretaliatory reason for the adverse employment action.

Davis, 480 F.3d at 490. Once Defendant makes this showing, the burden shifts back to Dr. Katz to
prove that Defendant’s proffered reason is actually pretext for retaliation. Davis, 765 F.3d at 490.
An employee establishes pretext by proving that “but for” the protected activity, he would
not have suffered the employment actions of which he complains. See Univ. of Tex. Southwestern
Med. Ctr. v. Nassar, 570 U.S. 338, 362 (2013). While this final step may seem identical to the
causal connection prong of the prima facie case, the burden required to prove causation at this
stage is more stringent. Indeed, “[t]he ultimate determination in an unlawful retaliation case is
whether the conduct protected by Title VII was a ‘but for’ cause of the adverse employment
decision.” Long v. Eastfield Coll., 88 F.3d 300, 305 n.4 (5th Cir. 1996).

a. Prima Facie case of Retaliation
i. Protected Activity
There is no dispute that Dr. Katz engaged in activity protected by Title VII by contacting
an EEO counselor on October 16, 2018. Filing an EEO complaint is protected activity.
Therefore, this element of a prima facie case has been satisfied.
ii. Adverse Employment Action
“Adverse employment actions” as defined by the Supreme Court in Burlington Northern
and Santa Fe Ry. Co. v White are not limited to “those that are related to employment or occur at
the workplace” and include “employer actions that would have been materially adverse to a
reasonable employee or job applicant.” 548 U.S. at 67, 126 (2006). For an action to be considered
an “adverse employment action” in a prima facie case for retaliation, the plaintiff must show “that
a reasonable employee would have found the challenged action materially adverse, ‘which in this
context means it well might have dissuaded a reasonable worker from making or supporting a
charge of discrimination.’” Id. at 68, 126 U.S. 2405 (quoting Rochon v. Gonzales, 438 F.3d 1211,

1219 (D.C. Cir.2006)). This definition does not include “petty slights or minor annoyances that
often take place at work and that all employees experience.” Id. This is an objective standard that
depends on the specific facts and circumstances of each case. Id. at 69.
Dr. Katz submits multiple “retaliatory acts” and states that when these are viewed in total
and in conjunction with “threats to report Plaintiff to the Databank if he did not resign” constitute
aggravating factors that warrant his constructive discharge, which would be an adverse
employment action if Dr. Katz can prove all of the required elements.
Dr. Katz has not established that he has properly brought forth a constructive discharge
claim to the Court. See supra pages 10-11 for analysis of Dr. Katz’s constructive discharge claim.

The Court will not analyze this element again, and Dr. Katz has not satisfied the adverse
employment action element.
Accordingly, Dr. Katz cannot satisfy the requirements for establishing a prima facie case
of retaliation, and his retaliation claim fails as a matter of law.
III. CONCLUSION
For the reasons set forth herein,
IT IS ORDERED, ADJUDGED, AND DECREED that Defendant Christine Wormuth’s,
in her official capacity as the Secretary of the Army and on behalf of Defendant Ryan McCarthy,
Motion for Summary Judgment [Doc. No. 15] is GRANTED, and Plaintiff Dr. Stephen Katz’s
claims are hereby DISMISSED WITH PREJUDICE.
MONROE, LOUISIANA, this 1‘ day of November 2022. .

i / LA

TERRY A. DOUG pty)
UNITED STATES DISTRICT E

24

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10195276. Public record. Not legal advice.