# MAXEY v. KIJAKAZI

> District Court, S.D. Indiana · September 16, 2022

URL: https://www.frixlaw.com/law-library/cases/10169440

## Case

- **Court:** District Court, S.D. Indiana
- **Decided:** September 16, 2022
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

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## Opinion text

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
INDIANAPOLIS DIVISION

VIVIAN M.,1 )
)
Plaintiff, )
)
v. ) No. 1:21-cv-00686-DML-JRS
)
KILOLO KIJAKAZI, Acting Commissioner )
of Social Security,2 )
)
Defendant. )

Order on Complaint for Judicial Review

Vivian M. filed for supplemental security income ("SSI") from the Social
Security Administration ("SSA") on September 21, 2018, alleging an onset date of
September 21, 2018. [Tr. 15.] Her application was initially denied on January 17,
2019 [Tr. 105], and upon reconsideration on April 30, 2019 [Tr. 117].
Administrative Law Judge Livia Morales (the "ALJ") conducted a hearing on July
21, 2020. [Tr. 34–75.] On August 24, 2020, the ALJ issued a decision that
concluded that Vivian was not disabled. [Tr. 12–27.] The Appeals Council denied
review on January 22, 2021. [Tr. 1.] On March 22, 2020, Vivian timely filed this

1 To protect the privacy interests of claimants for Social Security benefits, and
consistent with the recommendation of the Court Administration and Case
Management Committee of the Administrative Office of the United States Courts,
the Southern District of Indiana uses only first names and last initials of non-
governmental parties in Social Security judicial review opinions.

2 According to Federal Rule of Civil Procedure 25(d), Kilolo Kijakazi automatically
became the Defendant in this case when she was named as the Acting
Commissioner of the SSA.
civil action asking the court to review the denial of benefits according to 42 U.S.C.
§§ 405(g) and 1383(c). [Filing No. 1.]
Standard for Proving Disability

To prove disability, a claimant must show she is unable to "engage in any
substantial gainful activity by reason of any medically determinable physical or
mental impairment which can be expected to result in death or which has lasted or
can be expected to last for a continuous period of not less than twelve months." 42
U.S.C. § 1382c(a)(3)(A). Vivian is disabled if her impairments are of such severity
that she is not able to perform the work she previously engaged in and, if based on

her age, education, and work experience, she cannot engage in any other kind of
substantial gainful work that exists in significant numbers in the national economy.
Id. at 1382c(a)(3)(B). The SSA has implemented these statutory standards by, in
part, prescribing a five-step sequential evaluation process for determining
disability. 20 C.F.R. § 416.920.
Step one asks if the claimant is currently engaged in substantial gainful
activity; if she is, then she is not disabled. Step two asks whether the claimant's

impairments, singly or in combination, are severe; if they are not, then she is not
disabled. A severe impairment is one that "significantly limits [a claimant's]
physical or mental ability to do basic work activities." Id. at 416.920(c). The third
step is an analysis of whether the claimant's impairments, either singly or in
combination, meet or medically equal the criteria of any of the conditions in the
Listing of Impairments, 20 C.F.R. Part 404, Subpart P, Appendix 1. The Listing of
Impairments includes medical conditions defined by criteria that the SSA has pre-
determined are disabling, so that if a claimant meets all the criteria for a listed
impairment or presents medical findings equal in severity to the criteria for the

most similar listed impairment, then the claimant is presumptively disabled and
qualifies for benefits. Sims v. Barnhart, 309 F.3d 424, 428 (7th Cir. 2002).
If the claimant's impairments do not satisfy a listing, then her residual
functional capacity ("RFC") is determined for purposes of steps four and five. RFC
is a claimant's ability to do work on a regular and continuing basis despite her
impairment-related physical and mental limitations. 20 C.F.R. § 416.945. At the

fourth step, if the claimant has the RFC to perform her past relevant work, then she
is not disabled. The fifth step asks whether there is work in the relevant economy
that the claimant can perform, based on her age, work experience, and education
(which are not considered at step four), and her RFC; if so, then she is not disabled.
The individual claiming disability bears the burden of proof at steps one through
four. Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987). If the claimant meets that
burden, then the Commissioner has the burden at step five to show that work exists

in significant numbers in the national economy that the claimant can perform,
given her age, education, work experience, and functional capacity. 20 C.F.R. §
416.960(c)(2); Young v. Barnhart, 362 F.3d 995, 1000 (7th Cir. 2004).3

3 The Code of Federal Regulations contains separate, parallel sections concerning
disability insurance benefits and SSI, which are identical in most respects. Cases
like Young may reference the section pertaining to only one type of benefits. 362
F.3d at 1000 (citing 20 C.F.R. § 404.1520 (for disability insurance benefits)).
Generally, a verbatim section exists establishing the same legal point with both
Standard for Review of the ALJ's Decision

Judicial review of the Commissioner's (or ALJ's) factual findings is
deferential. A court must affirm if no error of law occurred and if the findings are
supported by substantial evidence. Dixon v. Massanari, 270 F.3d 1171, 1176 (7th
Cir. 2001). Substantial evidence means evidence that a reasonable person might
accept as adequate to support a conclusion. Biestek v. Berryhill, 139 S. Ct. 1148,
1154 (2019) (internal quotation and citation omitted). The standard demands more
than a scintilla of evidentiary support, but it does not demand a preponderance of
the evidence. Wood v. Thompson, 246 F.3d 1026, 1029 (7th Cir. 2001).

The ALJ is required to articulate a minimal, but legitimate, justification for
her decision to accept or reject specific evidence of a disability. Scheck v. Barnhart,
357 F.3d 697, 700 (7th Cir. 2004). The ALJ need not address every piece of evidence
in her decision, but she cannot ignore a line of evidence that undermines the
conclusions she made, and she must trace the path of her reasoning and connect the
evidence to her findings and conclusions. Arnett v. Astrue, 676 F.3d 586, 592 (7th
Cir. 2012); Clifford v. Apfel, 227 F.3d 863, 872 (7th Cir. 2000).

Before addressing Vivian's assertions of error, the court provides background
information about her past work and the ALJ's sequential findings.

types of benefits. See, e.g., 20 C.F.R. § 416.920 (for SSI). The court will take care to
detail any applicable substantive differences but will not usually reference the
parallel section.
Background and ALJ Decision

Vivian was 50 years old when her alleged disability began. [Tr. 25.] She had
graduated from high school. [Tr. 42.] She had a history of special education. [Tr.
50.] She had worked as a cook, laborer, ticket taker, and janitor. [Tr. 44; 188.]4
The ALJ followed the five-step sequential evaluation set forth by the SSA in
20 C.F.R. § 416.920(a)(4) and concluded that Vivian was not disabled. [Tr. 27.]
Specifically, the ALJ found as follows:
• At step one, Vivian had not engaged in substantial gainful activity5
since September 21, 2018, the application date. [Tr. 17.]

• At step two, she had "the following severe impairments: right foot pes
planus and calcaneal spur status post debridement of callus plantar
aspect, onychomycosis of the bilateral toes, osteoarthritis, peroneal
tendonitis of the right ankle, asthma, depressive disorder, adjustment
disorder, posttraumatic stress disorder ("PTSD"), and narcissistic
personality disorder." Id. (citation omitted).

• At step three, she did not have an impairment or combination of
impairments that met or medically equaled the severity of one of the
listed impairments. [Tr. 19.]

• After Step Three but before Step Four, Vivian had the RFC "to perform
light work as defined in 20 CFR 416.967(b) except she can stand and
walk no more than four hours in an eight-hour workday; can
occasionally climb ramps and stairs; can never climb ladders, ropes, or
scaffolds; can frequently balance and stoop; can occasionally kneel,
crouch, and crawl; can occasionally work at unprotected heights but

4 The relevant evidence of record is amply set forth in the parties' briefs and need
not be repeated here. Specific facts relevant to the court's disposition of this case
are discussed below.

5 Substantial gainful activity is defined as work activity that is both substantial
(i.e., involves significant physical or mental activities) and gainful (i.e., work that is
usually done for pay or profit, whether or not a profit is realized). 20 C.F.R. §
416.972(a).
can frequently work around moving mechanical parts and can
frequently operate a motor vehicle in the course of employment; can
tolerate occasional exposure to dust, odors, fumes, and other
pulmonary irritants; can occasionally tolerate temperature extremes,
humidity, and wetness; and she will predictably be off-task up to 10%
of the workday due to the combined distracting effects of her mental
impairments and her pain." [Tr. 20.]

• At step four, considering the testimony of the vocational expert ("VE")
and Vivian's RFC, she was incapable of performing her past relevant
work as a housekeeper. [Tr. 25.]

• At step five, considering the VE's testimony and Vivian's age,
education, work experience, and RFC, she was capable of performing
other work with jobs existing in significant numbers in the national
economy in representative occupations like a weight measure checker
clerk, hand sorter, and bus monitor. [Tr. 25–27.]

Analysis

Vivian contends that the ALJ erred: (A) in evaluating her mental
impairments by failing to develop the record and leaving the RFC without the
support of substantial evidence, and (B) by not providing for the need to use a cane
and rolling walker in her RFC finding. The court will address the arguments in
turn.
A. The ALJ did not err in evaluating Vivian's mental impairments.

Vivian contends that the ALJ erred in evaluating her mental impairments
by: (1) failing to develop the record by obtaining an opinion from a treating source or
scheduling a consultative examination, (2) ignoring evidence that Vivian had
marked or extreme limitations interacting with others, and (3) failing to provide a
logical bridge from the evidence to the ALJ's conclusion that Vivian's RFC did not
include limitations in interacting with others.
1. The ALJ did not fail to develop the record.
Vivian was represented by counsel at the hearing. [Tr. 32.] A claimant
represented by counsel is presumed to have made her best case to the ALJ. Skinner

v. Astrue, 478 F.3d 836, 842 (7th Cir. 2007). When Vivian filled out forms for the
SSA describing her functioning, she indicated that her conditions affected lifting,
squatting, bending, standing, reaching, walking, kneeling, and climbing stairs. [Tr.
199.] She did not identify memory, completing tasks, concentration, understanding,
following instructions, or getting along with others as functional problems. Id.
When Vivian was asked by the ALJ at the hearing why she was unable to work, she

testified that she had bad arthritis in her knees and shoulders, some days were
better than others, and she could not exert herself, move around too much, and
stand for too long. [Tr. 48–49.] When her counsel took over questioning, he asked
her about problems with her right foot and needing to urinate more frequently in
the morning after taking a water pill. [Tr. 54–56.] At no point did Vivian allege
that her mental impairments contributed to her disability.
"Particularly in counseled cases, the burden is on the claimant to introduce

some objective evidence that further development of the record is required." Poyck
v. Astrue, 414 F. App'x 859, 861 (7th Cir. 2011). "If the ALJ denied the request for
an examination, on appeal the claimant must show prejudice by pointing to specific
medical evidence that was omitted from the record." Id. at 861–62. Vivian did not
request that the ALJ develop the record further concerning her mental
impairments, nor did she request that the ALJ order a consultative examination.
Even if she had, "[t]he ALJ is not required to order such examinations, but may do
so if an applicant's medical evidence about a claimed impairment is insufficient."
Skinner, 478 F.3d at 844 (emphasis in original) (citing 20 C.F.R. §§ 416.912(f) and

416.917). By regulation, "[t]he evidence in [the] case record must be complete and
detailed enough to allow [the SSA] to make a determination or decision about
whether the claimant is disabled," including evidence that would allow the SSA to
determine the "nature and severity" of the claimant's impairments and her RFC "to
do work-related physical and mental activities." 20 C.F.R. § 416.912(a)(2). The SSA
has the responsibility to develop the complete medical record and "to make every

reasonable effort to help [the claimant] get medical evidence from [her] own medical
sources . . . ." Id. at 416.912(b)(1). "Generally, [the SSA] will not request a
consultative examination until [the SSA has] made every reasonable effort to obtain
evidence from [the claimant's] medical sources." Id. at 416.912(b)(2). "If [the SSA]
cannot get the information [the SSA] need[s] from [a claimant's] medical sources,
[the SSA] may decide to purchase a consultative examination." 20 C.F.R. §
416.919a(a). The SSA "may purchase a consultative examination to try to resolve

an inconsistency in the evidence or when the evidence as a whole is insufficient to
support a determination or decision," including when there is "needed medical
evidence, such as clinical findings, laboratory tests, a diagnosis, or prognosis . . . ."
Id. at 416.919a(b).
On appeal, Vivian asserts that "[d]espite evidence from [her] treating
psychiatrist that [she] was diagnosed with Narcissistic Personality Disorder and
Paranoid Personality Disorder and was prescribed the powerful anti-psychotic drug
Geodon, the ALJ made no attempt to develop the file by obtaining an opinion from
the treating source or scheduling a consultative examination." [Filing No. 19 at 15.]

Vivian alludes to a record that contained ample evidence of her mental functioning,
including her diagnoses, reported symptoms, and clinical findings from mental
status examinations. That evidence was sufficient for the ALJ to evaluate Vivian's
mental impairments, but she faults the ALJ for not procuring a medical opinion.
The regulations do not expressly require the ALJ to develop the record by
seeking a medical opinion. For claims like Vivian's filed on or after March 27, 2017,

"[a] medical opinion is a statement from a medical source about what [the claimant]
can still do despite [her] impairment(s) and whether [she had] one or more
impairment-related limitations or restrictions in the abilities listed . . . ." 20 C.F.R.
§ 416.913(a)(2). The list includes a claimant's abilities to "perform mental demands
of work activities, such as understanding; remembering; maintaining concentration,
persistence, or pace; carrying out instructions; or responding appropriately to
supervision, co-workers, or work pressures in a work setting . . . ." Id. at

416.913(a)(2)(i)(B). Even though the ALJ did not expressly rely on the prior
administrative medical findings of the state agency psychological consultants, the
consultants reviewed the evidence at the initial and reconsideration phase and
assessed that Vivian's mental impairments were not severe.6 [Tr. 81–82; 93–94.]

6 "An impairment or combination of impairments is not severe if it does not
significantly limit [her] physical or mental ability to do basic work activities." 20
C.F.R. § 416.922(a). "[B]asic work activities" are "the abilities and aptitudes
The ALJ did find that Vivian had severe mental impairments including
depressive disorder and narcissistic personality disorder. The ALJ also explained
that because of "the distracting effects of [Vivian's] depressed and irritable moods,

paranoid thoughts, and her pain . . ., she [would have] predictably be[en] off-task for
up to 10% of the workday in addition to regularly scheduled breaks." [Tr. 24.]
Vivian faults the ALJ for assessing her RFC without a medical opinion
specifying her limitations from her mental impairments, but according to the
regulations, "[i]f [the] case is at the administrative law judge hearing level . . ., the
administrative law judge . . . is responsible for assessing [the claimant's] residual

functional capacity." 20 C.F.R. § 416.946(c). The ALJ was not required to rely on a
medical opinion to assess Vivian's RFC.
Citing Smith v. Apfel, 231 F.3d 433, 437 (7th Cir. 2000), and Selby v.
Barnhart, 48 F. App'x 576, 581 (7th Cir. 2002), Vivian asserts that the ALJ's duty to
develop the record "can require obtaining opinion evidence." [Filing No. 19 at 15.]
In Smith, the ALJ discounted functional limitations assessed by the claimant's
treating physician because the doctor had not ordered x-rays to confirm the

claimant's arthritis. 231 F.3d at 437. But the court explained that there was
imaging in the record that was nearly ten years old showing that the claimant had
early signs of degeneration in his ankle that would have presumably only

necessary to do most jobs." Id. at 416.922(b). "Examples of these include . . .
(3) Understanding, carrying out, and remembering simple instructions; (4) Use of
judgment; (5) Responding appropriately to supervision, co-workers and usual work
situations; and (6) Dealing with changes in a routine work setting." Id.
progressed, and the court did not see how the ALJ could evaluate the claimant's
arthritis without ordering updated imaging. Id. at 437–38. In the unpublished
Selby opinion, the court relied on an older regulatory scheme—not applicable to

Vivian's claim—that expressly directed the ALJ to give more weight to examining
sources, especially treating sources. 48 F. App'x at 580 (citing 20 C.F.R. §
404.1527(d) (for claims filed before March 27, 2017, sometimes referred to as the
treating physician rule)). The court explained that rather than discounting the
opinion of the claimant's treating physician that he was disabled because the
opinion was overly broad, the ALJ should have done a better job of seeking

clarification from the treating physician about the claimant's specific limitations.7
Selby, 48 F. App'x at 580–81 (citing Smith, 231 F.3d at 437 for the proposition that
the "ALJ should gather additional medical evidence if he believes that the evidence
of record is insufficient to enable him to make a disability determination"). Here,
neither the ALJ nor the reviewing psychological consultants found the record
insufficient to evaluate Vivian's mental impairments. Vivian did not allege that her
mental impairments were disabling, nor did she produce a medical opinion that she

7 Vivian relies on case law that was applying regulations that do not apply to her
claim. For instance, the treating source statement in Selby would no longer qualify
as a medical opinion because the physician did not assess specific impairment-
related limitations or restrictions. 20 C.F.R. § 416.913(a)(2). Also, in McFadden v.
Berryhill, 721 F. App'x 501, 506 (7th Cir. 2018), the court explained that an ALJ
need not solicit further explanation from a treating source every time she evaluates
an opinion. The court observed that Barnett—that had found the duty to solicit
additional information—was applying a regulation, 20 C.F.R. § 404.1527(c)(3), that
had been eliminated in 2012. Id. (citing Barnett v. Barnhart, 381 F.3d 664, 670 (7th
Cir. 2004); 77 Fed. Reg. 10651, at 10656 (Feb. 23, 2012)).
was disabled because of her mental impairments. And Vivian has not explained
why the ALJ had the duty rather than her counsel to seek a medical opinion from
one of her treating sources. As in Buckhanon ex rel. J.H. v. Astrue, 368 F. App'x

674, 679 (7th Cir. 2010), Vivian, "acting through counsel," knew that the
consultants did not find her mental impairments disabling, and even though she
was gathering other evidence, she never presented a treating opinion, nor did she
request that the ALJ contact a consultant for further development. "The
appropriate inference is that [she] decided that another expert opinion would not
help her." Id. Accordingly, the ALJ cannot be faulted for failing to develop the

record.
2. Vivian has not demonstrated that the ALJ ignored significant
evidence.

When assessing the "paragraph B" criteria, the ALJ found that the Vivian
had a mild limitation in interacting with others. [Tr. 19.] The limitations identified
in the paragraph B criteria are used to rate the severity of mental impairments at
steps two and three of the sequential evaluation process. 20 C.F.R. § 416.920a(d)–
(e). However, the RFC assessment used at steps four and five requires a more
detailed assessment by itemizing various functions contained in the broad areas of
functioning found in paragraph B. Social Security Ruling ("SSR") 96-8p (S.S.A. July
2, 1996), 1996 WL 374184, at *4. The ALJ explained her paragraph B finding that
Vivian had a mild limitation interacting with others:
As detailed below, although the claimant's treaters sometimes
described her as irritable, they also regularly stated that she
behaved in a cooperative manner. She admitted that she was able to
maintain a relationship with her husband, with whom she lived, and
that she attended church services regularly and socialized with her
family. She also said that she was able to take public transportation
and go shopping in public stores.

[Tr. 19 (citations omitted).]
Vivian contends that the ALJ ignored evidence that she had marked or
extreme limitations interacting with others. An extreme limitation in one of the
broad paragraph B domains would mean that Vivian was presumptively disabled at
step three. See, e.g., 20 C.F.R. § Pt. 404, Subpt. P., App. 1, 12.04(b) (for depressive
disorders). Alternatively, marked limitations in two of the domains would also
establish disability. Id. However, Vivian did not produce any medical opinion that
she had marked or extreme limitations interacting with others. She does not argue
that she has marked limitations in any other domain. And she does not cite any
legal authority or even the regulatory definition of an extreme limitation to advance
a step three argument. The Seventh Circuit has held in a social security disability
context that "[p]erfunctory and undeveloped arguments are waived, as are
arguments unsupported by legal authority." Krell v. Saul, 931 F.3d 582, 586 n.1
(7th Cir. 2019) (quoting Schaefer v. Universal Scaffolding & Equip., LLC, 839 F.3d
599, 607 (7th Cir. 2016)). Any step three argument is waived.
Regarding Vivian's argument that the ALJ ignored evidence, the Seventh
Circuit has explained that "an ALJ doesn't need to address every piece of evidence,
but . . . she can't ignore a line of evidence supporting a finding of disability."
Deborah M. v. Saul, 994 F.3d 785, 788 (7th Cir. 2021). Vivian contends that her
mental health records demonstrate that anger was her primary emotion, that her
interpersonal disposition was a barrier to her success, that she was distrustful and
paranoid throughout the treatment record, that she was diagnosed with a paranoid

personality disorder, and that she had difficulty getting along with her family, case
workers, and her own therapists "who are trained to deal with mentally ill
individuals." [Filing No. 19 at 16–18.]
The ALJ addressed this line of evidence. She explained that Vivian treated
with a therapist and psychiatrist for depressed and irritable moods, paranoid
thoughts, and questionable judgment. [Tr. 23.] She also explained that even

though Vivian continued to report some irritability and paranoid thoughts, she also
showed some improvement with her mood beginning in May 2019, that she was
observed by various examiners throughout the record to be cooperative and
pleasant, and that her treating providers also regularly recorded normal or
unremarkable moods and behaviors. Id.
The ALJ summarized fairly the conflicting evidence of Vivian's interpersonal
demeanor, which is outlined below. On November 6, 2018, Vivian's therapist

questioned her about "always feeling like she had to fight the world . . . ." [Tr.
1128.] On examination, her affect was irritable, and her therapist noted that it was
difficult to interject questions. Id. Vivian's therapist assessed delusional thinking
with continued paranoid themes that she appeared to view the world with distrust
and felt the need always to protect herself. Id. On November 8, 2018, her
psychiatrist's mental status examination recorded that Vivian's attitude was
irritable, her mood depressed, her thought content paranoid, and her judgment
questionable, but that her attitude was cooperative, she made good eye contact, her
speech was normal with good articulation, and her thought processes were logical,

sequential, and goal oriented. [Tr. 1130.] Vivian's diagnoses included paranoid
personality disorder and narcissistic personality disorder. [Tr. 1131.] Her
psychiatrist explained that she was "neither gravely disabled at present nor acutely
dangerous to self/others. [But] Inappropriate/excessive anger/reactivity to perceived
slights/poor coping arising from [her personality disorders] appear[ed] to be a major
barrier to success."8 Id.

On May 24, 2019, Vivian's therapist explained that "social connectedness"
was one of Vivian's strengths and that she had "significant interpersonal skills."
[Tr. 1319.] She reported socializing with family members, playing cards, going to
church, and working for a temporary service at the stadium. Id. Her mental status
examination recorded that her mood was euthymic, she showed a full range of
emotions including a "brighter" affect with "[l]ess posturing," but she had only
partial insight and her judgment was noted to be "questionable at times." [Tr.

1321.] Her therapist explained that she was still "distrustful," but Vivian reported
feeling like she had made improvement. [Tr. 1322.]

8 Vivian includes her psychiatrist's statement, for example, in the evidence that she
contends the ALJ ignored. [Filing No. 19 at 17.] But Vivian does not contend that
her psychiatrist's opinion was a medical opinion. The ALJ cited to the treatment
visit and summarized it as showing that Vivian's psychiatrist "regularly observed
depressed and irritable moods and paranoid thoughts . . . ." [Tr. 23.]
On January 23, 2020, Vivian was noted to be cooperative, pleasant, and she
related well. [Tr. 1422.] On February 26, 2020, she was cooperative and
conversant. [Tr. 1425.] On February 27, 2020, Vivian was cooperative and

conversant on examination, but she reported problems with a Department of Child
Services case worker who was involved with her son because of an incident between
him and his father, and her therapist recorded "[c]ontinued irritability and
paranoia." [Tr. 1429–30.] An examination by her psychiatrist that same day
recorded her to be both cooperative and irritable. [Tr. 1432.] On April 13, 2020,
Vivian was cooperative and conversant as she discussed having Easter with her

mother and a "very small group of people there." [Tr. 1452–53.] On April 17, 2020,
her attitude was cooperative, and her mood was depressed and anxious but not
irritable. [Tr. 1462.] Her psychiatrist explained that she suffered from multiple
psychiatric conditions but was neither "gravely disabled," "nor acutely dangerous"
to herself or others, and her global status was "improving but with [a] persisting
unstable condition." [Tr. 1464.] On May 11, 2020, Vivian reported relationship
problems with her children. [Tr. 1467.] She was angry and irritable but

cooperative and conversant during examination. [Tr. 1468.]
Vivian asserts only on appeal that her inability to interact with others was
disabling. She cites SSR 85-15 (S.S.A. 1985), 1985 WL 56857, at *4, that "[t]he
basic mental demands of competitive . . . unskilled work include the abilities (on a
sustained basis) . . . to respond appropriately to supervision, coworkers, and usual
work situations; and to deal with changes in a routine work setting." "A substantial
loss of ability to meet any of these basic work-related activities . . . would justify a
finding of disability . . . ." Id. When reporting her functioning to the SSA, Vivian
did not indicate that getting along with others was a problem. There is no medical

opinion that clearly states that she had a substantial loss of one of these basic
abilities. And Vivian has not made any argument that the ALJ was unqualified to
evaluate her mental treatment records or that any new and significant evidence
was added to the record after the consultant's last review. Accordingly, the court
has not considered those potential arguments and finds that Vivian has waived
them. What remains is beyond the scope of review: only an invitation for the court

to reweigh the relevant evidence that the ALJ considered. Accordingly, Vivian has
not demonstrated that the ALJ erred by ignoring significant evidence.
3. The ALJ's relevant RFC finding is supported by substantial
evidence.

Relatedly, Vivian contends that the ALJ summarized the evidence of her
mental functioning but did not explain the reasoning behind her RFC finding.
[Filing No. 19 at 18.] She also contends that the ALJ relied on "innocuous things"
like her ability to live with her husband to find that she had only a mild limitation
interacting with others. Id. She further contends that the ALJ did not account for
her paragraph B finding that Vivian had a mild limitation interacting with others
by limiting her ability to interact with the public, coworkers, or supervisors in her
RFC. Id. at 19.
As previously discussed, the ALJ did not rely solely on Vivian's relationship
with her husband to assess her interpersonal functioning. She considered Vivian's
daily activities like her ability to use public transportation, shop in public stores,
and attend church. For instance, Vivian testified that she got help from her sisters
to get around and she also used public transportation, i.e., buses. [Tr. 41–42.] The

ALJ also relied on mental status examinations showing that Vivian was
cooperative, at least for the most part, with her treating providers.
Furthermore, the ALJ did not ignore Vivian's ongoing problems with
irritability and paranoia. The ALJ explained that Vivian would be expected to be
off task because of distractions including distractions from the effects of her
interpersonal demeanor. The ALJ's RFC "finding was more limiting than that of

any state agency doctor or psychologist, illustrating reasoned consideration given to
the evidence [Vivian] presented." Burmester v. Berryhill, 920 F.3d 507, 510 (7th
Cir. 2019). Minor limitations—such as an inability to work overtime because of
fatigue and a limited ability to follow moderately complex instructions—do not need
to be included in the RFC when they would have no effect on the outcome of the
case. See Denton v. Astrue, 596 F.3d 419, 423–25 (7th Cir. 2010). Similarly, an
appellant must establish harm by identifying specific limitations that were

supported by the evidence and neglected by the ALJ. See Jozefyk v. Berryhill, 923
F.3d 492, 498 (7th Cir. 2019). Vivian does not identify the specific interaction
limitations that she contends should have been included in her RFC. And her
counsel did not solicit testimony from the VE about the effects of interaction
limitations on the occupational base. Accordingly, the ALJ's RFC finding
concerning Vivian's limitations from her mental impairments is supported by
substantial evidence, the ALJ adequately explained her reasoning, and Vivian has
not demonstrated harm.
B. The ALJ's RFC finding that omitted the use of an assistive device
is supported by substantial evidence.

Vivian contends that the ALJ did not give sound reasoning for finding that
Vivian's RFC did not include the need to use an assistive device. [Filing No. 19 at
19–20.] She also contends that the ALJ played doctor by concluding without
medical support that Vivian did not need to use the assistive devices prescribed by
her treating providers. Id. at 20–21.
SSR 96-9p (S.S.A. July 2, 1996), 1996 WL 374185, at *7, explains that an
"adjudicator must always consider the particular facts of a case" concerning the use
of hand-held assistive devices. The ruling explains:
To find that a hand-held assistive device is medically required, there
must be medical documentation establishing the need for a hand-held
assistive device to aid in walking or standing, and describing the
circumstances for which it is needed (i.e., whether all the time,
periodically, or only in certain situations; distance and terrain; and
any other relevant information).

Id. Depending on the circumstances, the SSA's guidance suggests that consultation
with a vocational resource "may be especially useful" to consider the effect of the use
of an assistive device on the occupational base. Id.
The ALJ addressed Vivian's alleged need to use an assistive device:
She described pain and weakness so severe that she needed to make
daily use of a [rollator] walker or a cane to ambulate; however,
although the record does confirm that she was prescribed these
assistive devices, at no point did any of her medical providers actually
observe her using an assistive device to walk. She admitted to her
physical therapist that she "does not consistently use cane when out in
community," where her need for such a device would presumably be
greatest. Moreover, although her medical providers did observe
tenderness in the ankles and other major joints, they otherwise
regularly observed that she presented for examinations in no acute
distress, with only intermittent reports of weakness and with no
mention of any unusual fatigue. Imaging testing has consistently
shown only "mild" levels of degeneration or "small" abnormalities.

[Tr. 23–24.] In Tripp v. Astrue, 489 F. App'x 951, 955 (7th Cir. 2012), the court
explained that even abundant evidence of the claimant's use of an assistive device—
including her presentation with one during treatment visits—did not necessarily
establish that an assistive device was medically required according to SSR 96-9p.
On June 6, 2019, Vivian reported to her primary care physician that her knee pain
was "well controlled" with Voltaren gel and she was planning on returning to work
part time. [Tr. 1324.] She had seen an orthopedist who offered her steroid
injections, but she refused because of discomfort with needles and her preference for
conservative management. Id. Her physician diagnosed primary osteoarthritis of
both knees and explained, "Pain controlled on current regimen however, in
attempting to return to work, patient is concerned about fall risk and inability to
walk/stand for extended periods and needing to frequently sit down and rest." [Tr.
1330.] Vivian's physician recorded that a rollator walker was "ordered . . . to reduce
fall risk and maintain mobility." Id. On June 19, 2019, Vivian attended physical
therapy for knee pain. [Tr. 1333.] She denied recent falls. Id. She reported that
she ambulated with a cane in her home environment but did not consistently use a
cane when out in the community. Id. She reported that "cream and pills are good."
Id. On examination, Vivian ambulated without an assistive device and had
"[d]ecreased knee extension through gait cycle with slight weight shift onto [left
lower extremity]." [Tr. 1335.] She had some decreased strength, "4+/5," in various
leg muscles that were tested. [Tr. 1335–36.] On June 23, 2020, her physician

ordered a replacement rollator walker because her previous one had been stolen.
[Tr. 1527.]
Vivian takes issue with the ALJ's reasoning. She suggests that the fact that
the medical source did not record her use of an assistive device "is not proof that
they did not observe her use of it. To the contrary, if a medical source has
prescribed a cane for walking and the patient is not using it they would note

noncompliance." [Filing No. 19 at 21.] The fact that no treating source has
documented a claimant's use of an assistive device would certainly be a reasonable
basis to conclude that one was not consistently used. Regardless, Vivian simply
ignores the more direct evidence that the ALJ relied on. She reported to her
physical therapist that she did not consistently use an assistive device when outside
the home. As the ALJ explained, if Vivian needed an assistive device for prolonged
standing and ambulation—as she explained to her treating physician who

prescribed the rollator walker—she presumably would have had a greater need to
use an assistive device when she was out in the community. The ALJ provided a
reasonable explanation in support of her finding that an assistive device was not
medically required.
The ALJ did not play doctor in reaching that conclusion. In Tripp, the court
explained that even a physician's letter that "asserted matter-of-factly" that the
claimant "does need a crutch" lacked "the specificity necessary to determine
whether this was the doctor's medical opinion or merely a restatement of what was
told to him by [the claimant]." 489 F. App'x at 955 (emphasis in original). An

assistive device is not a controlled substance that requires a prescription. See
Parker v. Astrue, 597 F.3d 920, 922 (7th Cir. 2010) (a cane does not require a
prescription). A prescription may assist the recipient with getting the cost covered
by insurance. The fact that Vivian was prescribed assistive devices by her medical
providers does not establish that her medical sources determined that she would
need to use one in the workplace. The prescriptions also do not establish the

specific circumstances that an assistive device might be medically required
according to SSR 96-9p. The ALJ did not need to seek medical input because Vivian
was prescribed assistive devices, particularly when the record provided substantial
evidence that examinations and her own reports did not establish that an assistive
device was medically required.
Moreover, the record does not establish that the ALJ's relevant finding was
material. The ALJ assessed that Vivian could perform a reduced range of light

exertional work that limited her to standing and walking no more than four hours
in an eight-hour workday. Some light exertional occupations are performed
primarily sitting but require pushing and pulling of arm or leg controls that exceed
the exertional demands of sedentary work. SSR 83-10 (S.S.A. 1983), 1983 WL
31251, at *5. Regarding the representative light occupations that the ALJ
ultimately found Vivian could perform, the ALJ asked the VE about the effect of an
individual needing to use a rollator walker to sit down during breaks. [Tr. 64.] The
VE testified that the individual could still perform the work. Id. The ALJ asked if
the individual could perform the jobs if the individual needed a cane for walking,

and the VE testified, "At the light level, yes, your honor. I believe these jobs are
mostly sitting jobs." Id. Vivian's counsel cross-examined the VE about the effect of
an individual always being unable to use one hand while needing to hold a cane.
[Tr. 72.] The VE responded:
The jobs that I've enumerated are basically sit-down jobs. I don't think
she'd be using a cane during the period of time that she's sitting down.
I think she could perform the work. Most of these jobs require up to
six hours of sitting and two hours of standing. The standing portion,
using the cane, I don't think would interfere with her ability to be able
to function.

Id. Vivian's counsel did not develop the record further by soliciting testimony from
the VE about limitations concerning the use of an assistive device that would
preclude performance of the representative occupations. On appeal, Vivian ignores
the VE's testimony that the representative occupations could be performed by an
individual who needed to use a cane. Agency descriptions of how work is
"ordinarily" performed at certain exertional levels does not refute expert testimony
in response to a specific question. Powers v. Apfel, 207 F.3d 431, 436 (7th Cir.
2000). Regardless, Vivian has waived any argument challenging the VE's
testimony. Accordingly, Vivian has not demonstrated that she was prejudiced by
the ALJ's relevant RFC finding.
Conclusion
For the reasons detailed in this order, the court finds no legal basis to reverse
the ALJ's decision that Vivian was not disabled during the relevant time.
Therefore, the decision below is AFFIRMED. Final Judgment will issue
accordingly.

LV hoe Fare
Date: 9/16/2022 Debra McVicker Lynch
United States Magistrate Judge
Southern District of Indiana

Distribution:
Brian J. Alesia
SOCIAL SECURITY ADMINISTRATION
brian.alesia@ssa.gov
Erin Leigh Brechtelsbauer
SOCIAL SECURITY ADMINISTRATION
brechtelsbauer@ssa.gov
Edward A. Wicklund
OLINSKY LAW GROUP
twicklund@windisability.com
Julian Clifford Wierenga
UNITED STATES ATTORNEY'S OFFICE (Indianapolis)
julian.wierenga@usdoj.gov

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Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10169440. Public record. Not legal advice.
