# Smith v. Walker

> District Court, W.D. Arkansas · September 19, 2023

URL: https://www.frixlaw.com/law-library/cases/10012390

## Case

- **Court:** District Court, W.D. Arkansas
- **Decided:** September 19, 2023
- **Opinion:** 100trialcourt
- **Cited by:** 0 later opinions in the Frix Law Library

## Citator (automated)

- No negative treatment found by the automated citator. That is not the same as a confirmation that the case is good law; read the citing cases.
- Full citator and citing cases: https://www.frixlaw.com/law-library/cases/10012390

## How later opinions describe it (automated extraction)

- noting that a county escapes potential liability for an official capacity claim if it is found that no constitutional violation occurred
- noting that qualified immunity is an immunity from suit rather than a defense to liability
- noting that an official capacity claim requires showing that enforcement of or adherence to a policy caused the violation of rights

## Opinion text

IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
TEXARKANA DIVISION

GARY A. SMITH PLAINTIFF

v. Case No. 4:22-cv-4005

WARDEN WALKER, et al. DEFENDANTS

ORDER

Before the Court is a Report and Recommendation (“R&R”) issued by the Honorable Barry
A. Bryant, United States Magistrate Judge for the Western District of Arkansas. ECF No. 84.
Judge Bryant recommends that Defendants’ Motion for Summary Judgment (ECF No. 63) be
granted. Plaintiff Gary A. Smith (“Smith”) has filed objections. ECF No. 90. The Court finds the
matter ripe for consideration.
I. BACKGROUND
On April 6, 2021, Plaintiff Smith was arrested and booked into the Miller County Detention
Center (“MCDC”).1 Plaintiff was initially confined in a pod designated for detainees over 40 years
0F
of age. After complaining of chest pains, Plaintiff was transported to a local hospital for treatment
and evaluation on April 14, 2021. While at the hospital, Miller County officials assert that Plaintiff
attempted to escape and that an escorting officer was injured subduing Plaintiff. Plaintiff contends
that the morphine administered to him for his pain caused him to become disoriented and that his
movements were erroneously perceived as an attempt to escape.
Defendant Sergeant Golden (“Golden”) escorted Plaintiff back to the MCDC from the
hospital. Plaintiff asserts that Golden told him “You really fucked up” during his ride back in the
patrol car. When back at the MCDC, Plaintiff asserts that Golden told another officer to place him

1 Plaintiff was arrested for pending criminal charges in Miller County, Arkansas, in addition to a warrant out of Texas
regarding violation of his parole.
in “Max Delta 901, where he’ll have no alibi.” MCDC staff then placed Plaintiff in an
administrative segregation unit because of the incident at the hospital. Staff placed Plaintiff in a
cell with Charles Anderson (“Anderson”), a detainee older than Plaintiff who was charged with
raping a child.

At the onset of Plaintiff’s placement with Anderson on April 14, Plaintiff states there were
no interactions with Anderson that raised alarm or caused him to fear for his safety. Plaintiff
similarly states that there was no indication of danger on April 15, 16, or 17, though Plaintiff states
that he noticed that the cell next to the one he shared with Anderson was empty. In the late
afternoon of April 17, while Plaintiff was asleep on his cell bed, Anderson attacked Plaintiff and
rendered Plaintiff unconscious.
Plaintiff states that he awoke later that evening to the voice of a staff nurse outside of his
cell asking a guard why Plaintiff’s feet were tied to his bed. The staff found Plaintiff face down
on his bed with his feet, neck, and hands bound and a gag in his mouth. Anderson had bound and
raped Plaintiff while he was unconscious. Staff transported Plaintiff to an emergency room where

he received medical attention and a rape kit was conducted. Plaintiff’s medical evaluation
concluded that he had suffered a head injury, facial contusions, broken ribs, and anal tearing.
After his release from the emergency room, Plaintiff entered protective custody on medical
observation in the MCDC. MCDC staff informed Plaintiff that an investigation pursuant to the
Prison Rape Elimination Act (“PREA”) was being conducted. Anderson was eventually charged
with rape and second-degree battery. Plaintiff bonded out of the MCDC on April 28, 2021, and
was extradited to Texas. He is currently confined at the Texas Department of Criminal Justice,
Michael Unit, in Tennessee Colony, Texas.
Plaintiff filed his initial Complaint on January 21, 2022, bringing claims against
Defendants Golden, MCDC Warden Walker, and Miller County, Arkansas. ECF No. 1. Plaintiff
later submitted an Amended Complaint, bringing claims pursuant to 41 U.S.C. § 1983 that alleged
Defendants violated his right to be free from cruel and unusual punishment and his right to due

process. ECF No. 7. Plaintiff then filed a Second Amended Complaint, which also asserted that
Defendants violated his rights under the PREA. ECF No. 13. Plaintiff generally alleges that his
rights were violated by being placed in a cell with Anderson, which ultimately resulted in the
violent assault against Plaintiff. Plaintiff brings the claims against Defendants Golden and Walker
in their individual and official capacities and against Miller County, Arkansas in its official
capacity.
Defendants moved for summary judgment on October 17, 2022. ECF No. 63. Defendants
generally argue that Plaintiff failed to exhaust his administrative remedies, that the evidence cannot
show that Defendants were personally involved in the alleged violations, that the evidence cannot
establish that Defendants were deliberately indifferent to a substantial risk to Plaintiff’s safety, and

that there is no basis for Plaintiff’s official capacity claims. Plaintiff responded in opposition,
generally arguing that there are genuine questions regarding the risk Anderson posed and the
Defendants’ awareness of that risk. ECF No. 80. Defendants replied, arguing that Plaintiff has
not presented evidence to create any genuine question of fact for his claims and that his allegations
rest upon pure speculation. ECF No. 83.
Judge Bryant issued the instant R&R on May 1, 2023. ECF No. 84. Judge Bryant
ultimately recommends that Defendants be granted summary judgment because there is no genuine
question regarding whether Defendants were deliberately indifferent to a substantial risk to
Plaintiff’s safety. Plaintiff objected, generally arguing that the factual record indicates there is a
genuine question regarding his claims. ECF No. 90.
II. STANDARD OF REVIEW
A. Summary Judgment

“Summary judgment is appropriate if the movant shows that there is no genuine dispute as
to any material fact and the movant is entitled to judgment as a matter of law.” Hess v. Union Pac.
R.R. Co., 898 F.3d 852, 856 (8th Cir. 2018) (citation omitted). Summary judgment is a “threshold
inquiry of . . . whether there is a need for trial—whether, in other words, there are genuine factual
issues that properly can be resolved only by a finder of fact because they reasonably may be
resolved in favor of either party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250 (1986). A
fact is material only when its resolution affects the outcome of the case. See id. at 248. A dispute
is genuine if the evidence is such that it could cause a reasonable fact finder to return a verdict for
either party. See id. at 252.
In deciding a motion for summary judgment, the Court must consider all the evidence and

all reasonable inferences that arise from the evidence in the light most favorable to the nonmoving
party. See Nitsche v. CEO of Osage Valley Elec. Co-Op, 446 F.3d 841, 845 (8th Cir. 2006). The
moving party bears the burden of showing that there is no genuine issue of material fact and that
it is entitled to judgment as a matter of law. See Enter. Bank v. Magna Bank, 92 F.3d 743, 747
(8th Cir. 1996). The nonmoving party must then demonstrate the existence of specific facts in the
record that create a genuine issue for trial. See Krenik v. Cnty. of LeSueur, 47 F.3d 953, 957 (8th
Cir. 1995). However, a party opposing a properly supported summary judgment motion “may not
rest upon mere allegations or denials . . . but must set forth specific facts showing that there is a
genuine issue for trial.” Anderson, 477 U.S. at 256. A party that fails to respond to any basis of a
motion for summary judgment effectively waives any argument in opposition to that aspect of a
motion for summary judgment. See Department of Labor v. EJ’s Cleaning Services, Inc., 2020
WL 1432048 at *1 (E.D. Ark. March 19, 2020) (citing Satcher v. Univ. of Ark. at Pine Bluff Bd.
of Trs., 558 F.3d 731, 735 (8th Cir. 2009)).

B. § 1983 Claims
Title 42 U.S.C. § 1983 provides a federal cause of action for the deprivation, under color
of law, of a citizen’s “rights, privileges, or immunities secured by the Constitution and laws” of
the United States. To state a claim under § 1983, a plaintiff must allege that the defendant acted
under color of state law and that he violated a right secured by the Constitution. West v. Atkins,
487 U.S. 42, 48 (1988); Dunham v. Wadley, 195 F.3d 1007, 1009 (8th Cir.1999). “Qualified
immunity shields public officials from liability for civil damages if their conduct did not ‘violate
clearly established statutory or constitutional rights of which a reasonable person would have
known.’” Dillard v. O’Kelly, 961 F.3d 1048, 1052 (8th Cir. 2020) (quotation omitted).
Claims brought pursuant to § 1983 can be against a defendant in their individual or official

capacity. Gorman v. Bartch, 152 F.3d 907, 914 (8th Cir. 1998). “Claims against individuals in
their official capacities are equivalent to claims against the entity for which they work; they require
proof that a policy or custom of the entity violated the plaintiff’s rights, and the only type of
immunity available is one belonging to the entity itself.” Id. Individual capacity claims are those
which are alleged against the individual actions of a defendant during the course of their duties.
Id. Individual liability for a §1983 individual capacity claim “requires a causal link to, and direct
responsibility for, the deprivation of rights.” Clemmons v. Armontrout, 477 F.3d 962, 967 (8th
Cir. 2007). “To establish personal liability of the supervisory defendants, [a plaintiff] must allege
specific facts of personal involvement in, or direct responsibility for, a deprivation of his
constitutional rights.” Mayorga v. Missouri, 442 F.3d 1128, 1132 (8th Cir. 2006). A defendant’s
general responsibility of supervising a prison or detention facility is insufficient to establish
individual involvement for a § 1983 claim. See Ouzts v. Cummins, 825 F.2d 1276, 1277 (8th Cir.
1987).

C. Review of R&R
A party may submit written objections to a magistrate judge’s findings and
recommendations. Fed. R. Civ. P. 72(b)(2). The district court must conduct a de novo review of
“any part of the magistrate judge’s disposition that has been properly objected to.” Fed. R. Civ. P.
72(b)(3). Objections must be specific to trigger a de novo review, and the lack of specific
objections permits a court to only review the recommendations for clear error. See Griffini v.
Mitchell, 31 F.3d 690, 692 (8th Cir. 1994). Complaints filed pro se are to be given a liberal
construction. See Erickson v. Pardus, 551 U.S. 89, 95 (2007). Likewise, the Court must apply a
liberal construction when determining whether pro se objections to an R&R are specific. See
Hudson v. Gammon, 46 F.3d 785, 786 (8th Cir. 1990).

III. DISCUSSION
The Court will examine the different grounds that Defendants offer for summary judgment.
The Court will then address Judge Bryant’s conclusion and recommendation regarding each, as
well as any relevant objection submitted by any party.
A. Administrative Remedies
Defendants argue that Plaintiff’s claims must be dismissed because he failed to exhaust the
administrative remedies available to him at the MCDC. ECF No. 64, p. 25-27. Defendants note
that the Prison Litigation Reform Act (“PLRA”) requires an inmate to exhaust whatever
administrative remedies are available prior to bringing any action under § 1983. Defendants
further note that Plaintiff did not complete the grievance procedures within the MCDC for any of
his claims and conclude that his claims must be dismissed. Plaintiff responded, arguing that he
attempted to complete the second stage of the MCDC grievance procedure after his extradition to
Texas. ECF No. 82-1, p. 7. Plaintiff notes that the officials at the Texas detention center relayed

to him that Captain Adams had closed the grievance case file once Plaintiff was moved out of the
MCDC.
Judge Bryant concludes that Plaintiff did not fail to exhaust his administrative remedies.
ECF No. 84, p. 7-9. Judge Bryant notes that Plaintiff provided the Court with his grievance file
(ECF No. 82-4), which states that the grievance was closed because of his transfer out of the
MCDC. Judge Bryant finds that this indicates Plaintiff attempted to utilize the procedures
available to him but was prevented from doing so under the circumstances. Therefore, Judge
Bryant recommends that Defendants be denied summary judgment on this ground.
No party has responded in opposition to this conclusion and recommendation. Finding that
there is no clear error on the face of the record and that Judge Bryant’s recommendation is sound,

the Court adopts this recommendation. Defendants are not entitled to summary judgment based
on any failure of Plaintiff to exhaust his administrative remedies under the PLRA.
B. Personal Involvement
Defendants argue that Plaintiff’s claims must fail because there is no evidence in the record
that Defendants Golden or Walker were personally involved in Plaintiff’s alleged deprivations.
ECF No. 64, p. 8-11. Defendants contend that there is no evidence in the record that either of the
individual named Defendants took any actions directly connected to the assault against Plaintiff or
had knowledge of any risk to Plaintiff. Without evidence connecting them to the alleged
deprivation, Defendants conclude that Plaintiff’s claims against the individual Defendants must be
dismissed. In response, Plaintiff broadly argues that Defendants were involved in the assault
because evidence indicates they were aware that placing him in a cell with Anderson created a
substantial risk to his safety. ECF No. 80, p. 6-10. In reply, Defendants generally argue that there
is no evidence in the record suggesting that they had direct knowledge of any risk posed to Plaintiff.

ECF No. 83, p 4-5.
Judge Bryant concludes that there is sufficient evidence in the record causally connecting
Defendants Walker and Golden to Plaintiff’s alleged deprivation. ECF No. 90, p. 9-10. Judge
Bryant notes that Plaintiff has offered testimony that Defendant Golden was personally involved
in assigning him to the cell with Anderson. Judge Bryant further determines that Plaintiff has
offered evidence of Anderson’s disciplinary history to suggest that Defendant Walker, as warden
of the MCDC, would be aware of the threat he posed to other inmates. Therefore, Judge Byrant
recommends that Defendants not be granted summary judgment on this ground.
No party has responded in opposition to this conclusion and recommendation. The Court
finds that Judge Bryant’s recommendation is sound regarding Defendant Golden. However, the

Court finds that there is a complete lack of evidence in the record connecting Defendant Walker
to Plaintiff’s claim. Though Plaintiff alleges that Defendant Walker was aware of Anderson’s
disciplinary history, he has presented no evidence showing any direct knowledge on Walker’s part.
The entire evidentiary basis for Defendant Walker’s connection to Plaintiff’s claims is Walker’s
status as warden of the MCDC. The mere fact of a defendant’s supervisory role or position is not
a sufficient basis on its own to establish a personal connection to a § 1983 claim. See Ouzts, 825
F.2d at 1277. Accordingly, the Court adopts this recommendation in part. Defendants are not
entitled to summary judgment based upon the lack of a factual connection between Defendant
Golden and Plaintiff’s alleged deprivation. Defendants are entitled to summary judgment for the
individual capacity claims against Defendant Walker because of the lack of any evidentiary
connection between Defendant Walker and Plaintiff’s claims.
Though Plaintiff does not object to this recommendation, he does object to the general
conclusion that there could be sufficient evidence to causally connect Defendants to his claims

without finding that Defendants are liable. ECF No. 90, p. 1. However, the requirement of a
personal connection is only one aspect of a § 1983 claim and is meant to ensure that only
individuals connected to the deprivation of any rights will be held liable for those deprivations.
See Clemmons, 477 F.3d at 967.
C. Placement in Administrative Segregation Claim
Reading Plaintiff’s amended complaints together, he brings a claim alleging that he was
improperly placed in administrative segregation without being subject to the regular disciplinary
process.2 ECF Nos. 7 & 13. Defendants do not address this claim in their motion for summary
1F
judgment.
Judge Byrant concludes that there is insufficient evidence in the record to sustain Plaintiff’s
claim that Defendant’s violated his due process rights by placing him in administrative
segregation. ECF No. 90, p. 10-12. Judge Bryant initially notes that certain changes to the nature
of a detainee or inmate’s confinement can result from a legitimate government interest separate
from the desire to punish. Judge Bryant further notes that it is not disputed that an officer was
injured when Plaintiff was evaluated at a hospital for chest pains. Judge Bryant then determines
that there is no evidence in the record suggesting that Plaintiff was segregated after the hospital
incident for any reason other than the desire to protect staff or other detainees while the incident

2 Judge Bryant appropriately reads the amended complaints together to determine that Plaintiff alleges this claim,
despite Defendants ignoring it in their motion for summary judgement. See Owens v. Isaac, 487 F.3d 561, 564 (8th
Cir. 2007) (noting that a pro se inmate’s successive complaints should be read together).
was investigated. Without evidence of the segregation being the result of punishment, Judge
Byrant concludes that there cannot be a due process violation because no process is due in such a
scenario. Therefore, Judge Bryant asserts that Plaintiff cannot prevail on his due process claim
and recommends that it be dismissed with prejudice.

No party has responded in opposition to this conclusion and recommendation. Finding that
there is no clear error on the face of the record and that Judge Bryant’s recommendation is sound,
the Court adopts this recommendation. Accordingly, Plaintiff’s due process claim against
Defendants will be dismissed with prejudice.
D. Failure to Protect Claim – Individual Capacities
Plaintiff brings claims against Defendants Golden and Walker3 in their individual
2F
capacities, alleging that they subjected him to unconstitutional conditions of confinement by
failing to protect him from Anderson. ECF No. 12, p. 4-9. He contends that they were deliberately
indifferent to the substantial risk that sharing a cell with Anderson posed to Plaintiff’s safety. The
Court will first broadly outline the relevant law for such a claim before examining the parties’
arguments and Judge Bryant’s recommendations.
A pretrial detainee’s claims alleging unconstitutional conditions of confinement are subject
to the Fourteenth Amendment instead of the Eighth Amendment. Kahle v. Leonard, 477 F.3d 544,
550 (8th Cir. 2007). However, those claims are analyzed under the same standards and protections
offered to convicted inmates under the Eighth Amendment. See id. The Eighth Amendment’s
prohibition of cruel and unusual punishment requires humane conditions of confinement and
imposes a duty on prison officials to “take reasonable measures to guarantee the safety of the
inmates[.]” Farmer v. Brennan, 511 U.S. 825, 832 (1994) (quotation omitted). This duty extends

3 The Court determined above that there is no factual connection between Defendant Walker and Plaintiff’s claims.
Accordingly, the Court will only evaluate Plaintiff’s failure to protect claim against Defendant Golden.
to protecting inmates from violence at the hands of other inmates. Jackson v. Everett, 140 F.3d
1149, 1151 (8th Cir. 1998) (citation omitted).
“Of course, prison officials do not commit a constitutional violation every time one
prisoner attacks another.” Young v. Selk, 508 F.3d 868, 872 (8th Cir. 2007) (citation omitted). A

failure to protect claim requires showing that an official “knows of and disregards an excessive
risk to inmate health or safety; the official must both be aware of facts from which the inference
could be drawn that a substantial risk of serious harm exists, and he must also draw the inference.”
Farmer, 511 U.S. at 837. The first prong of this claim requires that there be “an ‘objectively,
sufficiently serious’ deprivation, meaning that [the inmate] was incarcerated under conditions
posing a substantial risk of serious harm[.]” Schloelch v. Mitchell, 625 F.3d 1041, 1046 (8th Cir.
2010) (quoting Farmer, 511 U.S. at 834). The second prong of the claim is a subjective test that
requires that a defendant was subjectively aware of the substantial risk and was “deliberately
indifferent” to that risk. Id. (citing Farmer, 511 U.S. at 834). “An official is deliberately
indifferent if he or she actually knows of a substantial risk and fails to respond reasonably.”

Whitson v. Stone Cnty. Jail, 602 F.3d 920, 923 (8th Cir. 2010).
1. Substantial Risk of Harm
Defendants do not directly argue that there was no substantial risk of harm to Plaintiff by
being placed in a cell with Anderson. Rather, Defendants present an affidavit from Captain Adams
asserting that there had been no previous incidents with Anderson threatening or attacking other
inmates. ECF No. 63-1, p. 2. In response, Plaintiff argues that Anderson was charged with rape
and had an extensive disciplinary history within the MCDC. ECF No. 82, p. 2-3. Plaintiff provides
Anderson’s disciplinary record, which shows that Anderson had been logged multiple times for
fighting other inmates prior to his assault on Plaintiff. ECF No. 82-2. Plaintiff also contends that
the lack of adequate security staff on duty contributed to the danger. ECF No. 81, p. 12. Plaintiff
submits MCDC supervisor reports that he contends is evidence of a lack of adequate staff
patrolling the segregation units at the time of his assault. ECF No. 82-5.
Judge Bryant concludes that there is sufficient evidence in the record to create a genuine

question regarding whether Plaintiff was subjected to an objectively serious risk of harm. Judge
Bryant notes that Plaintiff has highlighted evidence in the record showing that Anderson was
arrested for a violent crime, that he had a history of fighting and threatening other inmates, and
that there was a lack of adequate staffing for the segregation units. Judge Bryant determines that
this evidence could permit a finding that Plaintiff was subjected to a substantial risk of harm.
No party has objected to this conclusion. Finding that there is no clear error on the face of
the record and that Judge Bryant’s conclusion is sound, the Court accepts this conclusion. The
Court will now proceed to Judge Bryant’s conclusion and ultimate recommendation regarding
Defendant Golden’s subjective mental state.
2. Deliberate Indifference

Defendants argue that there is no evidence in the record indicating that they were aware
of any risk to Plaintiff. ECF No. 64, p. 15-19. Defendants contend that Plaintiff cannot point to
any evidence showing that Defendant Golden was on notice that Anderson posed a threat to
Plaintiff’s safety. Defendants also emphasize that Plaintiff’s testimony shows he was not given
any reason to expect or anticipate Anderson’s attack during their time as cellmates. Defendants
assert that this further demonstrates that they cannot be shown to have any awareness of whatever
risk of harm that Anderson presented. Without any evidence of their awareness of the risk,
Defendants conclude that Plaintiff is not capable of showing that they were deliberately indifferent
to such a risk and that his failure to protect claim must be dismissed.
In response, Plaintiff generally argues that Anderson’s history should have made
Defendants aware of the substantial risk created when he was placed in the same cell as Anderson.
ECF No. 81-1, pp. 1-2, 7-9. Plaintiff contends that Defendants had a duty to know the violent
propensities of inmates such as Anderson. Plaintiff further contends that putting him in a cell with

Anderson is sufficient evidence of Defendants’ deliberate indifference to the risk Anderson posed
to Plaintiff’s safety. Thus, Plaintiff asserts that there is a genuine question of whether Defendants
acted with a culpable mental state. In reply, Defendants again argue that Plaintiff has offered no
evidence to suggest that any Defendant had actual knowledge of any risk to Plaintiff’s safety. ECF
No. 83. Defendants contend that the record can only offer speculation as to what knowledge the
individual Defendants possessed regarding any danger posed by Anderson.
Judge Bryant concludes that there is insufficient evidence in the record to create a genuine
question that Defendants acted with deliberate indifference. ECF No. 90, p. 16-17. Judge Bryant
notes that a defendant’s potential inference of a general risk of harm from a violent inmate requires
some evidence that a defendant was exposed to the specific facts necessary to create that inference.

Judge Bryant then determines that there is no evidence in the record showing that Defendants were
ever aware of any specific facts informing them of the risk Anderson generally posed to other
inmates. Without evidence showing that Defendants had actual knowledge of the risk Anderson
posed, Judge Bryant concludes that there cannot be a genuine question as to deliberate indifference
and that Plaintiff’s failure to protect claim must fail. Judge Bryant then concludes that Plaintiff’s
failure to establish a claim for violation of his constitutional rights requires that Defendant Golden
be granted qualified immunity. Therefore, Judge Bryant recommends that Plaintiff’s individual
capacity claim against Defendant Golden be dismissed with prejudice.
Plaintiff objected, generally reiterating his arguments that Anderson’s disciplinary history
creates a factual question as to Defendant’s knowledge of and indifference to the risk to which
they exposed Plaintiff. ECF No. 90, p. 1-3. Plaintiff asserts that Anderson’s disciplinary history
and his segregation from other inmates at the time of the assault is clear evidence that Defendants

were aware of the risk he posed to other inmates. The Court finds that this objection is sufficiently
specific to require a de novo review as to whether there is sufficient evidence to create a genuine
question regarding deliberate indifference.
“Deliberate indifference requires ‘more than mere negligence,’ but does not require acting
‘for the very purpose of causing harm or with knowledge that harm will result.’” Brown v. Fortner,
518 F.3d 552, 558 (8th Cir. 2008) (quoting Farmer, 511 U.S. at 835); see also Kulkay v. Roy, 847
F.3d 637, 643 (8th Cir. 2017) (“This court has repeatedly held mere negligence or inadvertence
does not rise to the level of deliberate indifference.”). “[A] plaintiff is not required to allege and
prove that the defendant or defendants specifically knew about or anticipated the precise source of
the harm.” Krein v. Norris, 309 F.3d 487, 491 (8th Cir. 2002). However, deliberate indifference

can only exist when an official has actual knowledge of a significant risk, not when there is a
significant risk that an official “should have perceived but did not[.]” Farmer, 511 U.S. at 837.
“The question of whether the official knew of the substantial risk is a factual one ‘subject to
demonstration in the usual ways, including inference from circumstantial evidence.’” Young v.
Selk, 508 F.3d 868, 873 (8th Cir. 2007) (quoting Farmer 511 U.S. at 842).
The Court finds that there is not sufficient evidence in the record to create a genuine
question of whether Defendant Golden was deliberately indifferent to the risk Anderson posed to
Plaintiff. Evaluating the record in the light most favorable to Plaintiff, the only evidence in the
record suggesting any direct knowledge regarding Anderson by Defendant Golden is the alleged
statement he made when he assigned Plaintiff to his segregation cell.4 At most, this only suggests
3F
that Defendant Golden could have known Anderson was also in that cell. There is no evidence in
the record that shows Defendant Golden had actual knowledge of Anderson’s history. Plaintiff
does not allege or present evidence that Defendant Golden was personally involved with
Anderson’s prior infractions in the MCDC or was made specifically aware of them prior to his
assault on Plaintiff. Instead, Plaintiff seems to insist that knowledge of Anderson’s history within
the MCDC is imputed to all officials within the MCDC. This is not adequate to create a genuine
question under the deliberate indifference standard because Defendant Golden must have actually
possessed the knowledge necessary to understand that a substantial risk to Plaintiff’s safety
existed. See Farmer, 511 U.S. at 837-38; and see Holden v. Hirner, 663 F.3d 336, 341 (8th Cir.
2011) (“An inmate’s history of violence alone is insufficient to impute to prison officials subjective
knowledge of the inmate’s danger to harm other inmates.”). Plaintiff’s reliance on Anderson’s
disciplinary history might be able to create a genuine question under a general theory of negligence
and what Defendants should have known, but general negligence is not the applicable standard for

Plaintiff’s claim. See Kulkay, 847 F.3d at 643.
Courts have determined that there was not a genuine question regarding deliberate
indifference when defendants had similar knowledge of a substantial risk. See Leal v. Wiles, 734
Fed. App’x 905, 910 (5th Cir. 2018) (finding there could be no deliberate indifference where
evidence only indicated that official carelessly failed to review information that would have
informed official of risk faced by plaintiff); Jones v. Wallace, 641 Fed. App’x 665, 666 (8th Cir.
2016) (finding that plaintiff’s general requests to officials for protective custody from another
inmate could not establish that officials were deliberately indifferent to plaintiff’s safety); Holden,

4 Plaintiff asserts that Defendant Golden ordered Plaintiff into cell Max Delta 901 “where he’ll have no alibi.”
663 F.3d at 341-42 (finding that defendants could not be deliberately indifferent to the risk another
inmate posed to plaintiff when there was no evidence defendants knew of prior altercations
involving that inmate); Cohrs v. Norris, No. 99-1571, 2000 WL 433986 at *1 (8th Cir. 2000)
(finding that the occurrence of two assaults earlier in the night was not enough to create a fact

question for deliberate indifference when plaintiff failed to present evidence that the defendants
were aware of those assaults).
Without a genuine question regarding whether Defendant Golden was deliberately
indifferent to the risk to Plaintiff’s safety, Plaintiff cannot prevail on his claim that Defendant
Golden violated his constitutional rights by failing to protect him from Anderson. See Farmer,
511 U.S. at 837-38. Plaintiff’s failure to establish a claim for a constitutional violation against the
individual Defendants entitles those Defendants to qualified immunity for Plaintiff’s individual
capacity claims. See Scott v. Benson, 742 F.3d 335, 339 (8th Cir. 2014). Accordingly, the Court
agrees with Judge Bryant’s conclusion and will adopt his recommendation to dismiss Plaintiff’s
individual capacity claims against Defendant Golden. See Gainor v. Rogers, 973 F.3d 1379, 1382

(8th Cir. 1992) (noting that qualified immunity is an immunity from suit rather than a defense to
liability).
E. Official Capacity Claims
Defendants argue that Plaintiff’s official capacity claims must fail because he has not
alleged that any official policy caused a violation of his rights. ECF No. 64, p. 21-25. Defendants
emphasize that Plaintiff only alleges that his rights were violated as the result of Defendants not
adhering to certain policies. Defendants contend that such allegations are the reverse of the actual
requirement that a policy itself is the source of the alleged constitutional violation. With no
allegations of a policy causing the violation of his rights and no evidence that any policy caused
the alleged violation of Plaintiff’s rights, Defendants conclude that Plaintiff’s official capacity
claims must be dismissed.
In response, Plaintiff generally argues that Miller County is liable for failing to adhere to
its official policies. ECF No. 81, p. 12-14. Plaintiff reiterates the allegations from his individual

capacity claims that he should not have been placed in a cell with Anderson because of Anderson’s
history and that the MCDC’s failure to have adequate personnel made the assault more likely. In
reply, Defendants again argue that Plaintiff has completely failed to allege that a certain MCDC
policy caused the alleged violation of his rights. ECF No. 83, p. 5.
Judge Bryant concludes that Plaintiff’s official capacity claims must fail. ECF No. 84, p.
17. Judge Bryant notes that official capacity liability cannot exist if a court has already determined
that no constitutional violation occurred. Considering the prior conclusion and recommendation
regarding Plaintiff’s individual capacity claims, Judge Bryant determines that official capacity
liability is not possible for Plaintiff’s claims. Though not addressed in this section of the R&R,
Judge Bryant also notes that the PREA does not create any private cause of action. Id. at p. 5 n.6.

Plaintiff objected to this recommendation, arguing that Defendants did not adhere to the PREA
and their own staffing policies. ECF No. 90, p. 2-3.
The Court finds that Plaintiff’s official capacity claims must fail. As Judge Bryant noted,
the lack of any constitutional violation forecloses any potential official capacity claims. See Ivey
v. Audrain Cnty., Mo., 968 F.3d 845, 851 (8th Cir. 2020) (noting that a county escapes potential
liability for an official capacity claim if it is found that no constitutional violation occurred).
Further, Plaintiff’s complaints never allege that a certain policy violated his constitutional rights.
Plaintiff only alleges that Defendants failed to adhere to certain policies, which is an improper
basis for official capacity claims. See Gorman, 152 F.3d at 914 (noting that an official capacity
claim requires showing that enforcement of or adherence to a policy caused the violation of rights).
Accordingly, the Court will adopt Judge Bryant’s recommendation to dismiss Plaintiff’s official
capacity claims with prejudice.
IV. CONCLUSION

For the reasons stated above, the Court adopts the ultimate recommendation in Judge
Bryant’s Report and Recommendation (ECF No. 84), with certain substitutions in analysis by the
Court. Accordingly, the Court finds that Defendants’ Motion for Summary Judgment (ECF No.
63) should be and hereby is GRANTED. Plaintiff’s claims are hereby DISMISSED WITH
PREJUDICE.
IT IS SO ORDERED, this 19th day of September, 2023.

/s/ Susan O. Hickey
Susan O. Hickey
Chief United States District Judge

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/cases/10012390. Public record. Not legal advice.
